State's Gift Disclosure CE 9
FORM 9 QUARTERL Y GIFT DISCLOSURE
(GIFTS OVER $100)
LAST NAME - FIRST NAME - MIDDLE NAME: NAME OF AGENCY:
MAILING ADDRESS: OFFICE OR POSITION HELD:
CITY: ZIP: COUNTY: FOR QUARTER ENDING (Check One): YEAR:
MARCH JUNE SEPTEMBER DECEMBER 20 -----
PART A - STATEMENT OF GIFTS
Please list below each gift, the value of which you believe to exceed $100, accepted by you during the calendar quarter for which this
statement is being filed. You are required to describe the gift and state the monetary value of the gift, the name and address of the person
making the gift, and the date(s) the gift was received. If any of these facts, other than the gift description, are unknown or not applicable,
you should so state on the form. As explained more fully in the instructions on the reverse side of the form, you are not required to disclose
gifts from relatives or certain other gifts. You are not required to file this statement for any calendar quarter during which you did
not receive a reportable gift.
DATE DESCRIPTION MONETARY NAME OF PERSON ADDRESS OF PERSON
RECEIVED OF GIFT VALUE MAKING THE GIFT MAKING THE GIFT
CHECK HERE IF CONTINUED ON SEPARATE SHEET
PART B - RECEIPT PROVIDED BY PERSON MAKING THE GIFT
If any receipt for a gift listed above was provided to you by the person making the gift, you are required to attach a copy of that receipt to this form. You may
attach an explanation of any differences between the information disclosed on this form and the information on the receipt.
CHECK HERE IF A RECEIPT IS ATTACHED TO THIS FORM
PART C - OATH
I, the person whose name appears at the beginning of this form,
STATE OF FLORIDA
COUNTY OF
do depose on oath or affirmation and say that the information
disclosed herein and on any attachments made by me consti-
Sworn to (or affirmed) and subscribed before me this ________________________
tutes a true, accurate, and total listing of all gifts required to be
day of ____________________________________________ , 20 ____________
by ______________________________________________________________.
reported by Section 112.3148, Florida Statutes.
(Signature of Notary Public-State of Florida)
SIGNATURE OF REPORTING OFFICIAL
(Print, Type, or Stamp Commissioned Name of Notary Public)
Personally Known ______________ OR Produced Identification _____________
Type of Identification Produced________________________________________
PART D - FILING INSTRUCTIONS
This form, when duly signed and notarized, must be filed with the Commission on Ethics, P.O. Drawer 15709, Tallahassee, Florida
32317-5709. The form must be filed no later than the last day of the calendar quarter that follows the calendar quarter for which this form is
filed. (For example, if a gift is received in March, it should be disclosed by June 30.)
CE FORM 9 - EFF. 1/2001
(See reverse side for instructions) "'"
WHO MUST FILE THIS FORM?
PART E -INSTRUCTIONS
* Any individual, including a candidate upon qualifying, who is required by law
to file full and public disclosure of his financial interests on Commission on
Ethics Form 6, except Judges. (See Form 6 for a list of persons required to
file that form.)
. Any individual, including a candidate upon qualifying, who is required by law
to file a statement of financial interests on Commission on Ethics Form 1.
(See Form 1 for a list of persons required to file that form.)
. Any procurement employee of the executive branch or judicial branch of
state government. This includes any employee who participates through
decision, approval, disapproval, recommendation, preparation of any part of
a purchase request, influencing the content of any specification or
procurement standard, rendering of advice, investigation, or auditing or in
any other advisory capacity in the procurement of contractual services or
commodities as defined in Section 287.012, Florida Statutes, if the cost of
such services or commodities exceeds $1,000 in any year.
WHAT GIFTS ARE REPORTABLE?
. Any gift (as defined below) you received which you believe to be in excess
of $100 in value, EXCEPT:
1) Gifts from the following RELATIVES: father, mother, son, daughter,
brother, sister, uncle, aunt, first cousin, nephew, niece, husband, wife,
father-in-law, mother-in-law, son-in-law, daughter-in-law, brother-in-law,
sister-in-law, stepfather, stepmother, stepson, stepdaughter,
stepbrother, stepsister, half brother, half sister, grandparent, great
grandparent, grandchild, great grandchild, step grandparent, step great
grandparent, step grandchild, step great grandchild, a person who is
engaged to be married to you or who otherwise holds himself or herself
out as or is generally known as the person whom you intend to marry or
with whom you intend to form a household, or any other natural person
having the same legal residence as you.
2) Gifts which you are prohibited from accepting by Sections 112.313(4)
and 112.3148(4), Florida Statutes. These include any gift which you
know or, with the exercise of reasonable care, should know was given
to influence a vote or other action in which you are expected to
participate in your official capacity; it also includes a gift worth over $100
from a political committee or committee of continuous existence under
the elections law, from a lobbyist who lobbies your agency or who
lobbied your agency within the past 12 months, or from a partner, firm,
employer, or principal of such a lobbyist.
3) Gifts worth over $100 for which there is a public purpose, given to you
by an entity of the legislative or judicial branch, a department or
commission of the executive branch, a water management district
created pursuant to s. 373.069, Tri-County Commuter Rail Authority, the
Technological Research and Development Authority, a county, a
municipality, an airport authority, or a school board; or a gift worth over
$100 given to you by a direct-support organization specifically
authorized by law to support the governmental agency of which you are
an officer or employee. These gifts must be disclosed on other forms.
. A "gift" is defined to mean that which is accepted by you or by another in
your behalf, or that which is paid or given to another for or on behalf of you,
directly, indirectly, or in trust for your benefit or by any other means, for
which equal or greater consideration is not given within 90 days after receipt
of the gift. A "gift" includes real property; the use of real property; tangible or
intangible personal property; the use of tangible or intangible personal
property; a preferential rate or terms on a debt, loan, goods, or services,
which rate is below the customary rate and is not either a government rate
available to all other similarly situated government employees or officials or
a rate which is available to similarly situated members of the public by virtue
of occupation, affiliation, age, religion, sex, or national origin; forgiveness of
an indebtedness; transportation (unless provided to you by an agency in
relation to officially approved governmental business), lodging, or parking;
food or beverage; membership dues; entrance fees, admission fees or
tickets to events, performances, or facilities; plants, flowers, or floral
arrangements; services provided by persons pursuant to a professional
license or certificate; other personal services for which a fee is normally
charged by the person providing the services; and any other similar service
or thing having an attributable value and not already described.
. The following are NOT reportable as gifts on this form: salary, benefits,
services, fees, commissions, gifts, or expenses associated primarily with
your employment, business, or service as an officer or director of a
corporation or organization; contributions or expenditures pursuant to the
election laws, campaign-related personal services provided without
compensation by individuals volunteering their time, or any other
contribution or expenditure by a political party; an honorarium or an expense
related to an honorarium event paid to you or your spouse; an award,
plaque, certificate, or similar personalized item given in recognition of your
public, civic, charitable, or professional service; an honorary membership in
a service or fraternal organization presented merely as a courtesy by such
organization; the use of a governmental agency's public facility or public
property for a public purpose. Also exempted are some gifts from state,
regional, and national organizations that promote the exchange of ideas
between, or the professional development of, governmental officials or
employees.
HOW DO I DETERMINE THE VALUE OF A GIFT?
. The value of a gift provided to you is determined using the actual cost to the
donor, and, with respect to personal services provided by the donor, the
reasonable and customary charge regularly charged for such service in the
community in which the service is provided. Taxes and gratuities are not
included in valuing a gift. If additional expenses are required as a condition
precedent to the donor's eligibility to purchase or provide a gift and the
expenses are primarily for the benefit of the donor or are of a charitable
nature, the expenses are not included in determining the value of the gift.
. Compensation provided by you to the donor shall be deducted from the
value of the gift in determining the value of the gift.
. If the actual gift value attributable to individual participants at an event
cannot be determined, the total costs should be prorated among all invited
persons. A gift given to several persons may be attributed among all of them
on a pro rata basis. Food, beverages, entertainment, etc., provided at a
function for more than ten people should be valued by dividing the total
costs by the number of persons invited, unless the items are purchased on
a per-person basis, in which case the per-person cost should be used.
. Transportation should be valued on a round-trip basis unless only one-way
transportation is provided. Round-trip transportation expenses should be
considered a single gift. Transportation provided in a private conveyance
should be given the same value as transportation provided in a comparable
commercial conveyance.
. Lodging provided on consecutive days should be considered a single gift.
Lodging in a private residence should be valued at the per diem rate
provided in Sec. 112.061 (6)(A) 1 , Fla. Stat., less the meal allowance rate
provided in Sec. 112.061 (6)(8), Fla. Stat.
. Food and beverages consumed at a single sitting or event are a single gift
valued for that sitting or meal. Other food and beverages provided on a
calendar day are considered a single gift, with the total value of all food and
beverages provided on that date being the value of the gift.
. Membership dues paid to the same organization during any 12-month
period are considered a single gift.
. Entrance fees, admission fees, or tickets are valued on the face value of the
ticket or fee, or on a daily or per event basis, whichever is greater. If an
admission ticket is given by a charitable organization, its value does not
include the portion of the cost that represents a contribution to that charity.
. Except as otherwise provided, a gift should be valued on a per occurrence
basis.
FOR MORE INFORMATION
The gift disclosures made on this form are required by Sec. 112.3148,
Florida Statutes. Questions may be addressed to the Commission on
Ethics, Post Office Drawer 15709, Tallahassee, Florida 32317-5709 or by callinq (850) 488-7864 or Suncom 278-7864.