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File Ref. #043 OCl 3-/4,#(. 20, 191! CITY OF MIAMI BEACH CITY HALL 1700 CONVENTION CENTER DRIVE MIAMI BEACH FLORIDA 33139 UNCLASSIFIED EMPLOYEES AND ELECTED OFFICIALS RETIREMENT SYSTEM 673-7437 MEMORANDUM DATE: March 19, 1998 TO: Robert Parcher City Clerk FROM: Margaret A. Arculeo --/);f. Pension Administrator RE: Unclassified Employees & Elected Officials Retirement System of the City of Miami Beach - Annual Report In accordance with the Unclassified Employees and Elected Officials Retirement System Ordinance No. 88-2603 provides for an Annual Report to be filed along with the appropriate statistical information. The report contains the names of the Board members, how often they meet, their mission, objectives, strategies and accomplishments as a Board during the past fiscal year. The statistical information is reported in the Actuarial Valuation as of 10/1/97 and the Independent Auditor's Report as of 9/30/97 attached. If there are any questions, please do not hesitate to contact me at the Pension Office 673-7437. /ma Enc. n \..0 -I co :0 --( :.:~ c> :,:~ rn ;;'0 r- () rq -,- \D nl .,.".,~ ^ - en -,:, .< ::.: 0 - m ....'1 - ~ .. CJ N (""") 0'\ ,.,., c:\w\w\genboard\annuakp~CcYv",.memo CITY OF MIAMI BEACH CITY HALL 1700 CONVENTION CENTER DRIVE MIAMI BEACH FLORIDA 33139 UNCLASSIFIED EMPLOYEES AND ELECTED OFFICIALS RETIREMENT SYSTEM 673-7437 ANNUAL STATUS REPORT RETIREMENT SYSTEM FOR THE UNCLASSIFIED EMPLOYEES & ELECTED OFFICIALS OF THE CITY OF MIAMI BEACH For the Year Ended September 30, 1997 The Board of Trustees. listed below, meet on the fourth Tuesday of each month: Ed Cox, Chairman Ramon Duenas, Trustee Robert Spinney, Vice Chairman David Pearlson, Trustee Jorge Gomez, Trustee Linda Michols, Secretary Kaslyn Mohamed, Trustee Janice Pye, Trustee Harold Rosen, Trustee The Board of Trustees is appointed by the City Manager and consists of nine persons, including one City Commissioner, and meets monthly. The Trustees are appointed for a two-year term with the annual elections of a Chairman, Vice Chairman and Secretary. All were re-appointed effective April 1, 1996. The Trustees have the responsibility for the proper operation and management of the System, and for carrying out the wishes of the City Commission by making effective the provisions of the Pension Plan Ordinances. They are assisted by contracted professionals in all areas concerning pension. From the law :firm of Cypen & Cypen, Mr. Steve Cypen is legal counsel for the Board and an expert in pension law. The Ordinance and Investment Guidelines govern the investment strategy for the Fund's three investment managers. Mr. Michael Haley, of Mercer Investment Consulting, Inc., is the fund evaluator and monitors the managers' performance and compliance with the Investment Guidelines. He reviews this infonnation and advises the Board through quarterly performance reports. The three investment managers are Montag & Caldwell managing 40% of the assets in equities, The Northern Trust Company managing 20% of the assets in fixed income and NWQ Investment Management Company managing 40% of the assets in equities. The prudent investments of the managers have caused an actual rate ofretumforthe year of35.2%. This rate ofretum caused the market value of the Fund to increase from $58,184,407 at 9/30/96 to $77,120,728 at 9/30/97. ANNUAL STATUS REPORT For Plan Year Ended 9/30/97 Page 2 The Actuary for the Plan is the firm of Gabriel, Roeder, Smith & Co., formerly Kruse, O'Connor & Ling, Inc., located in Fort Lauderdale. The Actuarial Valuation as of October 1, 1997 has been completed and approved by the Board. A copy has been filed with the State Actuary in Tallahassee and also forwarded to the Budget Department. An independent audit has been conducted by the accounting firm of Spear, Safer, Harmon & Company located in Miami. There were no control or material weaknesses reported by them, and a copy of the completed audit has been forwarded to the Budget Department. The mission of the Board is to implement through proper channels with the coordination and cooperation of all of the above listed professionals, to insure that the original purpose for which the Pension Ordinance was created, which is to provide retirement and other related benefits for eligible employees and elected officials of the City and their beneficiaries or dependents, is accomplished as cost effectively as possible. The objective for meeting this mission is to secure a funding process assisted by actuarially calculated contributions, and closely monitored investments by a fund evaluator while guided through Investment Guidelines, to meet the operations and liabilities of the System. The Unclassified Retirement System and the General Retirement System share an administrative staff of three employees along with other combined administrative and office expenses. Each System is responsible for those administrative expenses specifically directed to their System During the Plan Year ended 9/30/97, the number of Retirees increased from 73 to 81, the Active Membership is at 128, and the Vested Members total 35. There were no amendments to the Ordinance this Plan Year. For those Members who retired during the fiscal year the following provisions applied: Normal Retirement Eligibility was age 50 with five years of creditable service; the benefit was 4% ofF AME times the years of creditable service up to 10/18/92 with 3% of FAME thereafter, with a maximum benefit of 80% with less than 20 years of creditable service. FAME was 1/12 of the average annual earnings of the last year of creditable service. Retirees receiving benefits for at least 12 months are subject to a 1 1/2 accumulated cost of living increase each year at October 1st. Terminations with less than five years of creditable service were eligible to request a lump sum settlement of accumulated employee contributions including interest, plus an additional 10% of accumulated employee contributions times his/her years of service, not to exceed ten years. For a Vested Termination with five or more years of creditable service, he/she may request the same lump sum settlement or receive an accrued benefit beginning at age 50 (normal retirement age). c:\v.Av.AUDcboard\annualrpt 96 CITY OF MIAMI BEACH, FLORIDA UNCLASSIFIED EMPLOYEES AND ELECTED OFFICIALS RETIREMENT SYSTEM FINANCIAL STATEMENTS FOR THE YEARS ENDED SEPTEMBER 30, 1997 AND 1996 Cefe6rating 50 :Years Of 'Dedicated Service 1947-1997 SPEAR SAFER' q;>. I1ARMON PROFESSIONAL..'" ..' ASSOCIATION CERTIFIED PUBLIC ACCOUNTANTS 8350 N. W. 52nd Terrace, Suite 301 Miami. Florida 33166 1.800-776-1099 Tel: (305) 591.8850 Fax: (305) 593-9883 INDEPENDENT AUDITORS' REPORT To the Board of Trustees of City of Miami Beach, Florida, Unclassified Employees and Elected Officials Retirement System Miami Beach, Florida We have audited the accompanying statements of plan net assets of the City of Miami Beach, Florida, Unclassified Employees and Elected Officials Retirement System (the "Plan") as of September 30, 1997 and 1996, and the related statements of changes in plan net assets for the years then ended. These financial statements are the responsibility of the Plan's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits in accordance with generally accepted auditing standards. Those standards require that we plan and perfonn the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the fmancial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opmJOn. In our opinion, the financial statements referred to above present fairly, in all material respects, infonnation regarding the Plan's net assets as of September 30, 1997 and ] 996 and changes therein for the years then ended in confonnity with generally accepted accounting principles. The supplementary schedules of analysis of funding progress and employer contributions are not required parts of the basic fmancial statements, but are supplementary infonnation. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the supplementary infonnation. However, we did not audit the infonnation and express no opinion on it. ~,~~/~~~. Miami, Florida December 2, ]997 II~ I -:::-----~-------------'- .---~-----.---..-'--/---/ -,~ <_::~::. --.......----......../~- /-"'-/-,_./........-./"-/"- ~-~_/~_.__..,._.-.~. - --/ CITY OF MIAMI BEACH, FLORIDA UNCLASSIFIED EMPLOYEES AND ELECTED OFFICIALS RETIREMENT SYSTEM Statements of Plan Net Assets As of September 30, 1997 and 1996 ASSETS 1997 1996 Cash $ 233.695 $ 249.772 Interest and Dividend Receivable 43.000 45.000 Investments, at fair value: Common stocks 61,198,995 47,586,590 Commingled fixed income trust funds 13,212,187 9,584,841 Short-term investments 2,182,851 468,204 Other bonds 250.000 250.000 Total Investments 76.844.033 57.889.635 Net Assets Held in Trust for Pension Benefits (a schedule of funding progress is presented on Page 9) $77.120.728 $58.184.407 See notes to financial statements. 1 CITY OF MIAMI BEACH, FLORIDA UNCLASSIFIED EMPLOYEES AND ELECTED OFFICIALS RETIREMENT SYSTEM Statements of Changes in Plan Net Assets Years Ended September 30, 1997 and 1996 1997 1996 Additions: Contributions - Employer $ 572,832 $ 602,174 Employee 808.239 720.938 1,381,071 1,323,112 Transfers from other Systems 280.729 190.342 Total Contributions 1.661.800 1.513.454 Investment Income - Net appreciation in fair value of investments 18,755,761 9,381,378 Interest 944,714 855,531 Dividends 566.605 639.030 20,267,080 10,875,939 Less investment management expenses (274.563) (222.076) Net Investment Income 19.992.517 10.653.863 Total Additions 21.654.317 12.167.317 Deductions: Benefit paid 2,443,519 2,208,226 Contributions refunded 160,719 172,673 Administrative expenses 113.758 122.898 Total Deductions 2.717.996 2.503.797 Net Increase 18,936,321 9,663,520 Net Assets Held in Trust for Pension Benefits: Beginning of Year 58.184.407 48.520.887 End of Year $77 .120. 728 $58.1 84.407 See notes to fmancial statements. 2 CITY OF MIAMI BEACH, FLORIDA UNCLASSIFIED EMPLOYEES AND ELECTED OFFICIALS RETIREMENT SYSTEM Notes to Financial Statements Years Ended September 30, 1997 and 1996 NOTE 1 - PLAN DESCRIPTION All elected officials and full-time employees of the City of Miami Beach, Florida (the "City") who hold unclassified positions are covered by the City of Miami Beach, Florida, Unclassified Employees and Elected Officials Retirement System (the "Plan"). An unclassified employee is one who has been appointed by the City Commission or the City Manager and does not have civil service status. The Plan is the administrator of a single-employer pension plan that was established by the City in accordance with City Ordinance 88-2603 (the "Ordinance"), as amended through February 19, 1997. At October 1, 1996 and 1995, membership consisted of: 1996 1995 Retirees and beneficiaries currently receiving benefits and terminated employees entitled to benefits but not yet receiving them ---1Qf --2Q Current Employees: Vested 102 103 Nonvested -2l ~ Total Current Employees 134 141 Eligible employees in the predecessor plan prior to April 1, 1988 had the option to become a participant of the Plan or remain in the General Employee Retirement Plan. Each elected official and full-time unclassified employee of the City, subsequent to April 1, 1988, except for the City Manager and City Attorney, must participate in the Plan starting on the first day of employment. Subsequent to October 18, 1992, new employees have the option to join the 40 1 (a) Plan or this Plan. The Plan provides retirement benefits as well as death and disability benefits. For all employees in the plan prior to October 18, 1992, benefits vest after 5 years of credited service. These employees who retire at or after age 50 with 5 years of credited service are entitled to an annual retirement benefit, payable monthly for life, in an amount equal to 4% of their fmal average monthly earnings (FAME), for each year of credited service until October 18, 1992, plus 3% thereafter, not to exceed 80% of their FAME. FAME is the employee's earnings during their last year of credited service. If an employee, however, had 20 or more years of credited service on October 17, 1992, their maximum benefit is 90%. 3 CITY OF MIAMI BEACH, FLORIDA UNCLASSIFIED EMPLOYEES AND ELECTED OFFICIALS RETIREMENT SYSTEM Notes to Financial Statements (Continued) NOTE 1 - PLAN DESCRIPTION (Continued) Effective on October 18, 1992, the Ordinance was amended to provide a different level of benefits for new employees. For these employees, benefits vest with 10 years of service at age 60, with their FAME calculated on their highest 3 years of credited service. If an employee leaves covered employment or dies before 5 years of credited service, or 10 years for new members after October 17, 1992, accumulated employee contributions plus an additional 10% of the employee's accumulated contributions multiplied by years of service, not to exceed 10 years, is returned to the employee or designated beneficiary. For a member terminated with 5 or more years of credited service, or 10 years for new members after October 18, 1992, the member may either receive a return of accumulated employee contributions plus the additional amount described above or the accrued benefit at the normal retirement date. A 1.5% COLA compounded annually is provided to benefit recipients. All covered employees are required by ordinance to contribute 10% of their salary to the Plan. Employee contributions include buybacks. NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Basis of Accounting - The Plan's fmancial statements are prepared using the accrual basis of accounting. Employee and employer contributions are recognized as revenues in the period in which employee services are performed. Benefits and refunds are recognized when due and payable in accordance with the terms of the Plan. Effective October 1, 1996, the Plan has implemented Statement 25 of the Governmental Accounting Standards Board for financial statement presentation. Investments - Investments in common stocks, commingled fixed income trust funds, and other bonds are recorded at fair value as determined by latest published prices. Short-term investments are recorded at cost which approximates fair value. Dividend and interest income are recognized when earned. Gains and losses on sales and exchanges of investments are recognized on the trade date. Investments may be made as deemed appropriate by the investment managers of the pension plan. Administrative Exoenses - Administrative expenses are paid directly by the Plan. These expenses include, but are not limited to, all attorney fees and costs incurred by or on behalf of the Plan. The Plan is reimbursed for 60% of the expenses paid that benefited both the Plan and the General Employees Retirement Plan. 4 CITY OF MIAMI BEACH, FLORIDA UNCLASSIFIED EMPLOYEES AND ELECTED OFFICIALS RETlREMENT SYSTEM Notes to Financial Statements (Continued) NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Estimates - The preparation of fmancial statements in conformity with generally accepted accounting principles requires the plan administrator to make estimates and assumptions that affect certain reported amounts and disclosures. Accordingly, actual results may differ from those estimates. Reclassification - Certain prior year financial information has been reclassified to conform with current year presentation. NOTE 3 - CONTRIBUTIONS The Plan's funding policy provides for periodic employer contributions at actuarially determined rates that, expressed as percentages of annual covered payroll, are sufficient to accumulate sufficient assets to pay benefits when due. Level percentage of payroll employer contribution rates are determined using the entry age actuarial cost method. There is no unfunded actuarial accrued liability at October 1996, date of latest actuarial report. Significant actuarial assumptions used in the latest actuarial report include (a) investment return of 9.0%, net after administrative expenses, (b) 1983 Group Annuity Mortality Table for males and females (effective October 1, 1996), (c) for retirement, a probability of retirement based on age, once a member is eligible to retire, is used (effective October 1, 1996), (d) projected salary increases of 6.0% per year compounded annually, and (e) cost of living increases of 1.5% per year compounded. The October 1, 1996 assumption changes resulted in a $90,684 increase in required contributions for the Plan year September 30, 1997. The contribution made to the Plan during the year ended September 30, 1997 was $1,381,071 and was made in accordance with actuarially determined requirements computed through an actuarial valuation performed as of October 1, 1995. The contribution was solely attributable to normal costs. For the year ended September 30, 1997, the City contributed $572,832 and employees contributed $808,239 which represents 8.7% and 12.2%, respectively, of covered payroll. NOTE 4 - INVESTMENTS As of September 30, 1997 and 1996, the level of credit risk of the Plan's investments is in Category 1 as defined by the Governmental Accounting Standards Board, which includes investments that are insured or registered or securities held by the Plan or its agent in the Plan's name. There are no investments, loans to or leases with parties related to the pension plan. There were no investments in anyone company which individually exceeded 5% of the net assets available for plan benefits. 5 CITY OF MIAMI BEACH, FLORIDA UNCLASSIFIED EMPLOYEES AND ELECTED OFFICIALS RETlREMENT SYSTEM Notes to Financial Statements (Continued) NOTE 4 - INVESTMENTS (Continued) The carrying amounts for investments held at September 30, are as follows: 1997 1996 Common stocks Commingled fixed income trust funds Short-term investments Other bonds $ 33,786,218 13,098,113 2,182,852 250.000 $ 31,398,042 9,685,534 468,204 250.000 $49.317.183 $ 41.801.780 Net appreciation (depreciation) in fair value of the Plan's investments for the years ended September 30, 1997 and 1996 (including investments bought, sold, and held during the year) is as follows: 1997 1996 Common stocks Commingled fixed income trust funds $18,540,994 214.767 $18.755.761 $ 9,783,535 (402.157) $ 9.381.378 The calculation of realized gains and losses is independent of the calculation of net appreciation (depreciation) in fair value of Plan investments. Realized gains and losses on investments that had been held in more than one fiscal year and sold in the current year were included as a change in the fair value of investments in the prior years and current year. Net realized gains on the sale of investments, using the historical cost method of accounting, for the years ended September 30, 1997 and 1996, amounted to $7,316,766 and $4,233,020, respectively. NOTES - LmGATION Certain members of the Plan filed a lawsuit against the City of Miami Beach. The effect, ifany, upon the Plan would be to require funding by the City under State law to cover any future benefits payable. 6 CITY OF MIAMI BEACH, FLORIDA UNCLASSIFIED EMPLOYEES AND ELECTED OFFICIALS RETlREMENT SYSTEM Notes to Financial Statements (Continued) NOTE 5 - LmGATION (Continued) On or about October 7, 1997, two individuals filed suit against the Board, its Chairman and others in Dade County Circuit Court. Plaintiffs seek to invalidate certain City of Miami Beach ordinances under which the Board administers the Plan. The Board and its Chairman have filed a motion to dismiss the complaint. At present an evaluation of the likelihood of an unfavorable outcome cannot be made. 7 '*'''0 CIl e < Q) ....J ;> ~~ ~ 0 _ t) '0........ >:,~ to I c...c - '*' -- 1"'-0C!~~000\ 00--0\0\00 oooo~~NN -- ~ O\N\OO\~O r-;l "0 01"'-1"'-1"'10\0 ~ ~ ~'O' 1"'1 I"'- 0\ 00 I"'- - 00 4,) llioO.noOr-:o ;;- ;> ~-~~ooo 00 0 to- I"'-~O\NI"'-\O U c.. r-:Ili.nllillilli ~ ~ ." ~ ." tb ~ e c.. ~ bO C ~ ~ "0 -. '* C 4,) 0 0 ~ ~ OC! \0 ~ -< .c 0\ .,f 00 ::l "0 '';:: ~ 1"'1 - 1"'1 ~ ~ C ~ ........ I"'- 00 0\ 0\ 0 0 .::l ...... ::l ~ - - ~ 0 ~ - 0 U 4,) fi s: :; "0 == r. 4,) 0 .c t) U l:l tn -< ~ c ..J ~ -- = ~ 0 < ooNNO ~ N U .~ < -. I"'I~O~ I"'- ~ CO ..J-. I"'-oo-~I"'IN !i ~ E "0 < ~ "':"':V-)oON~ .;l Q) "0 <' I"'-l"'I\OooNO ~ r-;l eEl c ;:Je 001"'l~000\ ~ C ~ - Ili.nNMN": - ~ -- c r. -< ~ ~ 0 to 00 ..... C ~ r-;l 4,) ~ e Q) -. u 0 Q. ..J .::l Q., "0 ~ ~ ~I"'-I"'-~I"'I~ ::l ";j NON\Ooo~ ~ N~I"'-I"'-ool"'l tn '1: 4,)_< ONNO~M "0 to boBe .a -~-I"'IOO ~ .~ I"'- - N \0 I"'- 0\ t) t):.= c N~.nr-:MoO Q ::l < <:E~ 0" I"'II"'II"'IM~~ ~ ~ ~ I ~ 5 ;::j 00 00 -< .;l Q) U ::l I"'-~~~ool"'- ~ ";j <Il oo~NN~oo :> G) ~\O\OI"'IN~ ";j ." -. oOOr-:Nr-:O ." ~ I"'IN~~N- '5 < - 00 00 I"'- ~ I"'- 00 ...... .noON~.nO ~ 0 NNMM~~ ~ < 4,) ~ ";j Cl - N 1"'1 ~ ~ \0 '5 c 0\ 0\ 0\ 0\ 0\ 0\ I , I , , I 0 - - - - - - 2'= 0 0 0 0 0 0 I , , , , I t) to 0 0 0 0 0 0 <.a - - - - - - to :> CITY OF MIAMI BEACH, FLORIDA UNCLASSIFIED EMPLOYEES AND ELECTED OFFICIALS RETlREMENT SYSTEM Required Supplementary Information - Schedule of Employer Contributions Year Ended Annual Required Percentage September 30 Contribution Contributed 1991 $ 1,871,038 105.4% 1992 2,117,615 96.8 1993 1,600,386 110.6 1994 1,509,587 100.0 1995 574,282 100.0 1996 602,174 100.0 9 CITY OF MIAMI BEACH, FLORIDA UNCLASSIFIED EMPLOYEES AND ELECTED OFFICIALS RETIREMENT SYSTEM Notes to Required Supplementary Information The information in the required supplementary schedules was determined as part of the actuarial valuations at the dates indicated. Additional information as of October 1, 1996, the latest actuarial valuation, follows: Actuarial Cost Method Entry Age Actuarial Asset Valuation Method Market value less unrecognized capital appreciation where capital appreciation is recognized at the rate of 20% per year. Actuarial Assumptions: Investment rate of return Projected salary increases Inflation Cost of living adjustment (COLA), compounded 9% 6% 4% 1.5% 10 OCTOBER 1, 1997 ACTUARIAL VALUATION REPORT FOR THE CITY OF MIAMI BEAC.H RETIREMENT SYSTEM FOR UNCLASSIFIED EMPLOYEES AND ELECTED OFFICIALS Gabriel, Roeder, Smith and Company ANNUAL EMPLOYER CONTRIBUTION IS DETERMINED BY THIS VALUATION FOR THE PLAN YEAR ENDING SEPTEMBER 30,1998 TO BE PAID IN THE EMPLOYER FISCAL YEAR ENDING SEPTEMBER 30, 1999 Gabriel, Roeder, Smith and Company GABRIEL, ROEDER, SMITH & COMPANY Consultants & Actuaries 301 East Las Olas Blvd. . Suite 200 . Ft. Lauderdale. FL 33301 .954-527-1616. FAX 954-525-0083 January 21, 1998 Board of Trustees City of Miami Beach Unclassified Retirement System 1700 Convention Center Drive Miami Beach, Florida 33139 Dear Board Members: We are pleased to present our October 1, 1997 Actuarial Valuation Report for the Plan. The purpose of the Report is to set forth required contribution levels, to disclose plan assets and actuarial liabilities, to comment on funding progress and to provide supporting information regarding the operation of the Plan. This Report is also designed to comply with requirements of the State. The valuation was performed on the basis of employee, retiree and financial information supplied by the City. Although we did not audit this information, it was reviewed for reasonableness and comparability to prior years. The benefits valued are outlined at the end of the Report. Actuarial assumptions and the actuarial cost method are also described herein. Any changes in benefits, assumptions or methods are described in the first section. We will be pleased to answer any questions pertaining to the valuation and to meet with you to review this Report. Respectfully submitted, GABRIEL, ROEDER, SMITH AND COMPANY By Statement by Enrolled Actuary This actuarial valuation and/or cost determination was prepared and completed by me or under my direct supervision, and I acknowledge responsibility for the results. To the best of my knowledge, the results are complete and accurate. In my opinion, the techniques and assumptions used are reasonable, meet the requirements and intent of Part VII, Chapter 112, Florida Statutes, and are based on generally accepted actuarial principles and practices. There is no benefit or expense to be provided by the plan and/or paid from the plan's assets for which liabilities or current costs have not been established or otherwise taken into account in the valuation. All known events or trends which may require a material increase in plan costs or required contribution rates have been taken into account in the valuation. ~~. Signatu re 1- cZl-'l r Date 96-1560 Enrollment Number Gabriel, Roeder, Smith and Company TABLE OF CONTENTS Section Title Pal!e A. Discussion of Valuation Results 1 B. Valuation Results 1. Summary of Valuation Results 3 2. Derivation of Employer Normal Cost 4 3. Actuarial Gains and Losses 5 4. Recent History of Valuation Results 9 5. Recent History of Required and Actual Contributions 12 6. Actuarial Assumptions and Cost Method 13 7. Glossary of Terms 15 C. Pension Fund Information 1. Summary of Assets 16 2. Summary of Fund's Income and Disbursements 17 3. Actuarial Value of Assets 18 4. Investment Rate of Return 19 D. Financial Accounting Information 1. FASB No. 35 20 2. GASB No. 25 21 3. GASB No. 27 24 4. Other Disclosures 26 E. Miscellaneous Information 1. Reconciliation of Membership Data 27 2. Statistica I Data 28 3. Age/Service/Salary Distribution 30 F. Summary of Plan Provisions 35 Gabriel, Roeder, Smith and Company SECTION A DISCUSSION OF VALUATION RESULTS Gabriel, Roeder, Smith and Company 1 DISCUSSION OF VALUATION OF RESULTS Comparison of Reauired Emplover Contributions The required employer contributions developed in this and last years actuarial valuations are as follows: ...'...'.'.'.....'.'...'.'.'..,'........'..,.................,'.'.."..... ...-..-.-.,-...-.'.',".....,....---.,',.,.--.... ..........','.......,..-.-....,.....','.........,., i.<..iFort=vE...................... <............FC)r...FYE.................... ....................Inttecis.;.....<.......... i/i..9!3()/99............... '.' <<..<9/30/98..................... . ........(Oecreas$)......... '.. Required Employer Contribution As % of Covered Payroll $ 285,305 $ 594,655 4.39% 9.01 % $(309,350) (4.62)% The contribution has been adjusted for interest on the basis that employer contributions are made on October 1st. The actual employer contribution for the year ending September 30, 1997 was $572,832. Revisions in Benefits An ordinance permitting the buyback of prior service under this System or the predecessor System was passed. The effect of this change was shown in the April 14, 1997 Actuarial Impact Statement. Revisions in Actuarial Assumptions and Methods There have been no changes in actuarial assumptions or methods since the last valuation. Actuarial Experience There was a net actuarial gain of $2,036,346 for the year which means that actual experience was more favorable than assumed. The gain arose from investment earnings in excess of the assumed rate of 9%. The rate of return was 19.1% based on the actuarial value of assets and 35.2% based on market value. Offsetting this investment gain were salary increases in excess of the assumed rate of 6% and the transfer of employees from the General Employees System. The net actuarial gain for the year translates into a decrease in annual employer contributions of 4.62% of covered payroll. Gabriel, Roeder, Smith and Company 2 Analvsis of Chan~e in Emplover Contribution As previously indicated, the required contribution has decreased by 4.62% of covered payroll. The components of this change are as follows: Contribution Rate Last Year Actuarial Experience 9.01% (4.62) Contribution Rate This Year 4.39% The remainder of this Report includes detailed actuarial valuation results, financial information, rrliscellaneous information and stati'5tics, and a summary of plan provisions. NOTE: Throughout this Report, "Group A" refers to those active members of the System who were hired before October 17, 1992 and "Group B" refers to those hired thereafter. Gabriel, Roeder, Smith and Company SECTION B VALUATION RESULTS Gabriel, Roeder, Smith and Company 3 lil I ICO"EREDGROLJp .. ... ...../::> A. Number Included in the Valuation 1 Active Members 2 Inactive Members B. Covered Annual Payroll <...(.......i.U(.U..U...................... U.....Ui.....:..........:.......:.:........:...............:.........:.......................:......:.:.:.................:............:...................................................:............:.:...:...........................:.:....... ....... .. .... .:...... .. ..... . . )...............:....::..:......:..:....::::1 . }:::<:}f}:{{::{:::}::;::::;::;:;:;:;:;:::::::::::::::::::-::'': .. %','1WitlI1%1;;!trttr%11$!JMMAiiYipFVALUATiQN;'R~t.!l;TI!1 .. ....... ..''12::11.%%1;1 . ..... t ~< 19: of rbel::96* ' I ..q.....l ..... ....:." .... : .",-. ...:::"' :::-.::-.. "." , 128 116 $ 6,493,032 134 102 $6,600,100 1.....1..0NG...RANGE...Cosr...........<?........... . ... . .. . . . . ... , . . .. ......... ". ... . ... .. d' .... .... ...... ... .... ............1 ............... .... ......-.-.......-_... ................ ...... ........................ )..........){...... C. Actuarial Present Value of Projected Benefits 64,652,100 58,807,109 D Actuarial Value of Assets 59,035,749 50,842,182 E. Actuarial Present Value of Future Contributions 1 T ota I: C - D 2 Portion Assigned to Unfunded Frozen Actuarial Accrued Liability (UFAAL) 3 Portion Assigned to Future Normal Costs 5,616,351 7,964,927 o 5,616,351 o 7,964,927 ICURRENT.ANNUALcosr.... . . . I . . ... .... ................. '.. ... .,_. -.' . --," ... ... .......-" ....-.-.. ........ .., , .. .... .... .. .......".....,. ......-.... , ,.... .....,.,..... . ......... .............-.--......., ,.., ............. ........ ........................_-..........-.-.. - --. .. . ... .... .............. ......... .............:.::..........:::...:::......::.. F. Annual Payment Needed to Amortize UFAAL As%ofB 0 0 - - 261,748 545,555 4.03% 8.27% 23,557 49,100 0.36% 0.74% 284,305 594,655 4.39% 9.01% 9/30/98 9/30/97 9/30/99 9/30/98 10/1198 10/1/97 G Annual Employer Normal Cost As%ofB H Interest on F and G from Valuation Date to Contribution Date(s) As % of B I Required Employer Contri: F + G + H As%ofB J Year to Which Contributions Apply 1 Plan Year Ending 2 Employer Fiscal Year Ending 3 Assumed Date(s) of Employer Contributions * From 4/14/97 Actuarial Impact Statement. Gabriel, Roeder, Smith and Company 4 1~'U'Mi:"'';'M'' ",,' ..................... ....................... ...........,.......... . . . . . . . . . . . . . . . . . . . . . . . ...................... . . . . . . . . . . . . . . . . . . . . . ~e~.(IIII;lr.lltI'_IJ .. ............................................ . . . -........... ...... -...... -.... ....".......-.................... ............. ................ ...'...'.......-.........'.....'.....:.:-:.'..,......:-._.,.....,..-..................................,..-.-,.................... ... ..........., ...,..,....................................... . ......,.,..,.,...,...:-:-..,...,.....,..:..............;....,.......-...,....'............... . ... ....... ....... ............ . ..... - - .. ...........".... .... .. .. .....-~..................,......................... . .. .. . . . . . . . . . . . . . . . . - . .. . . . . . . . . ...... ..... -.. . A. Actuarial Present Value of Projected Benefits for 1. Active Members a. Service Retirement Benefits $24,389,459 $24,287,137 b. Vesting Benefits 3,164,678 3,411,201 c. Disability Benefits 1,646,234 1,613,683 d. Preretirement Death Benefits 377,287 388,995 e. Return of Member Contributions 2,263 355 f. Other 0 0 g. Total 29,579,921 29,701,371 2. Inactive Members a. Service Retirees and Beneficiaries 28,589,769 24,486,072 b. Disability Retirees 0 0 c. Terminated Vested Members 6.482.410 4.619.666 d. Total 35,072,179 29,105,738 3. Total For All Members 64,652,100 58,807,109 B. Actuarial Value of Assets 59,035,749 50,842,182 C. Unfunded Frozen Actuarial Accrued Liability (UFAAL) 0 0 D. Actuarial Present Value of Projected Member Contributions 4,659,832 4,852,160 E. Actuarial Present Value of Projected Employer Normal Costs: A3 - B - C - D 956,519 3,112,767 F. Actuarial Present Value of Projected Covered Payroll 46,598,300 48,521,600 G. Employer Normal Cost Rate: 100 x ElF 2.05% 6.42% H. Annual Payroll of Active Members Below the Assumed Retirement Age 6,493,032 6,600,100 I. Assumed Amount of Administrative Expenses 128,641 121,829 J. Employer Normal Cost: (G x H) + I 261,748 545,555 * From 4/14/97 Actuarial Impact Statement. Gabriel, Roeder, Smith and Company 5 ACTUARIAL GAINS AND LOSSES The assumptions used to anticipate mortality, employment turnover, investment income, expenses, salary increases, and other factors have been based on long range trends and expectations. Actual experience can vary from these expectations. The variance is measured by the gain and loss for the period involved. If significant long term experience reveals consistent deviation from what has been expected and that deviation is expected to continue, the assumptions should be modified. The net actuarial gain (loss) for the past year is computed as follows: A. Employer Normal Cost as a Percentage of Covered Payroll Below the Assumed Retirement Age 1. Last Valuation 2. Current Valuation 3. Difference: 1 - 2 6.42% 2.05 4.37 B. Actuarial Present Value of Future Covered Payroll $46,598,300 C. Net Actuarial Gain (loss): A3 x B 2,036,346 Net actuarial gains in previous years have been as follows: Year Ending . -.... .....'...-.... ....-. ..... .-..-......-.-,.,...'.. .... .. .. -. --- ........ iChangein ErT1ploy~r) < >NormalCost Rate/< 9/30/94 9/30/95 9/30/96 (0.09) 5.62 1.74 $ 617,389 (2,230,401) 2,206,147 (51,357) 2,364,561 (41,669) 2,768,530 811,526 9/30/89 9/30/90 9/30/91 9/30/92 9/30/93 1.11% (3.37) 3.51 (0.10) 5.13 Figures C2 and C3 show the figures from the previous table in graphic form. Gabriel, Roeder, Smith and Company $10 $8 $6 rn $4 c 0 :E $2 $0 -$2 -$4 OJ~OJ OJ~(::J ~ OJ~ Actuarial Gain (+) or Loss (-) I OJ~ft, ~ OJ~ OJ~~ OJ~(() OJ~n;, Plan Year End IDi Gain Or Loss "* Cumulative Figure C2 Change in Employer Normal Cost Rate 5% 0% ;XO:::.;::::::.::::: ilii~~ ~~:~~:K:K -5% -10% -15% -20% ~tb~ ~~ ~~~ ~~ ~~ ~~ ~~.... ~~~ ~~ Plan Year End fij Normal Cost Rate "* Cumulative Figure C3 Gabriel, Roeder, Smith and Company $10 $8 $6 $4 rn c 0 $2 ~ $0 -$2 -$4 OJf:' 5% 0% -5% -10% -15% -20% 6 7 The fund earnings and salary increase assumptions have considerable impact on the cost of the Plan so it is important that they are in line with the actual experience. The following table shows the actual fund earnings and salary increase rates compared to the assumed rates for the last year: . .. ,. -....,.,. , ". . ",... .".. .-.... ......" ,.. I nvestmenfRetlll11> .... ....... ..., , ,.. . ,. .... ,. .... "."."'-'" ._,".' ',' ,. AsSumed ...... .. . ....Sctlary...I~~r~~:...............i>......>................. ..................... ...'.....'... ...._'.....,'.. ............, ... ............... .-..,...-..,'.........-..."...".. r.........r....A$Sumed....................... .. - . "'. 9/30/89 14.6% 8.0% 3.2% 6.0% 9/30/90 (2.3) 8.0 12.3 6.0 9/30/91 21.6 8.5 3.4 6.0 9/30/92 5.8 9.0 2.4 6.0 9/30/93 14.1 9.0 6.3 6.0 9/30/94 4.8 9.0 6.0 6.0 9/30/95 24.1 9.0 7.6 6.0 9/30/96 13.9 9.0 8.6 6.0 9/30/97 19.1 9.0 7.4 6.0 Average 12.6% 6.3% The actual investment return rates shown above are based on the actuarial value of assets. The actual salary increase rates shown above are the increases received by those active members who were included in the actuarial valuation both at the beginning and the end of each period. Figures C4 and C5 show the figures from the previous table in graphic form. Gabriel, Roeder, Smith and Company History of Investment Return Based on Actuarial Value of Assets 30% 25% 20% 15% 10% 5% 0% -5% ~co~ ~~ ~f.J"" 30% 25% 20% 15% ,- 10% Oj~ t5% 0% ~ -5% Oj~ Ojf.Jt}, ~f.Jt>:J OJ{/' Ojf.J~ Plan Year End -- Actual "* Assumed Figure C4 History of Salary Increases 14% 12% 10% 8% 6% 4% 2% 0% ~~ ~~ ~~..... 14% 12% 10% 8% ~: 2% 0% o,,~~ o,,~fI, q,~ o,,-t q,~ q,~ Plan Year End Compared to Previous Year ( - Actual .. Assumed J Figure C5 Gabriel, Roeder, Smith and Company 8 - .,. o U c; E ... o Z - e >- 8!. '0 tfl. ae ('I')OU)ooOIO U) U) ...... ,...., "~,,,....;,....; ...... ...... ...... ...... ...... - c ::s o E oct ......,....,0)0)q- \.ONO)O)(T) ('I') 00 OO,....,N .. .. .. .. .. q-O) 10 0)\.0 10\.0('1')00\.0 ......-.......q--,....,,...., 9 10 q-q-,...., ('I') q-oo,....,NO cxicxi"cxi~ o ('I') q-IO 00 OIO('I')IOq- ('I')q-IOIO,...., ('1')- N 1.0 1.0 ,-; OIONq-\.O IOIOIOION 00000 ('I'),....,OONO) q-NIOOOq- q-......N......,...., 0)- ,...: ,...: N 10- \.OONq-('I') \.00),....,000 ,....,-m1.06m ('I') ('I') q-1O 10 \.OO)q-ON """('1')0)0('1') 0)00,....,......0 10- ex) ,...: 6 rr; 1Oq-0000) O)N,....,\.Oq- 10- \.0- \.0- I.!i \.0- OIOON\.O ,....,,....,0)0...... ............ 00)......q-00 q-('I')q-('I')N ...... ............ ...... ...... (T)q-IO\.O,...., 0)0)0)0)0) ----- .............................. 00000 .............................. Gabriel, Roeder, Smith and Company ... Q) >- o is. E LLI -' ~ ::J '0 Q) ::s ~.z <It ~ <It '': oct ~ ::s - u oct c; ::s c c= <0 ... "C>- Q) ~ ...a.. ~ o U - o ... Q) .c E ::s z Q) ~ > Q) ::::.c U E C\2 Q) .5:= <It Q) ... > Q) .- .Q - E :lQ) := c o ;.s C\2 C\2 .2c ~ ...... ...... ...... ~ ('I') ('I') ('I') ('I') ...... q-......NNIO NCl('l')O\.O ......- N N ,...: 1.0 q-\'oq-O)N ~ CTl.. \.0. \.0_ o. 0)0),....,\.0\.0 tA- \.Oq-IO,....,IO OONOOIO 10_ 0_ ......_ q-. \.0_ ,....,\.00)000 ......OOO('l')N \.00('1')0000 N- 00- 0)- 1.0 ex) ..................NN ~ OOOOO,....,N 0,....,1Oq-,...., ............ 0 N,...., ----- """"""NNOO ,....,NN............ ,....,0............10 I.!i ,....,. 00. ,...., - \.0- tA- \.00),....,......00 """NIO\.O ,....,10 NO)""" ,....,000)\.010 ...... ...... ...... ...... ...... OOO)O......N 00000)0)0) ----- .............................. 00000 .............................. Recent History of Number of Members 300 250 200 150 100 50 o , ....~~fI, ....~~ ....~'{/" ~ ....~~ , 10 ....~'fJ cl-rIP '" cl-tCJ '" ....~~ 1'.. ....~~ Actuarial Valuation Date . Active Members Ii Inactive Members Figure C6 Recent History of Covered Annual Payroll $10.0 , ~ ....~~ 300 250 200 150 100 50 o $10.0 $8.0 $8.0 $6.0 $6.0 CI!I U) c: c: ~ ~ :i ~ $4.0 $4.0 $2.0 $0.0 ....~? ....~~ ....~~ ....~~.... ....~~fI, ....~~ ....~'(I' ....~~ ....~~ ....~~ Actuarial Valuation Date Figure C7 Gabriel, Roeder, Smith and Company $2.0 $0.0 10 11 1I0JABd JO % ?fi. ?fi. ?fi. *- *- 0 10 0 C\J ,... ,... 10 0 <<% ~ Q +-' ~ en - 0 '.( 0 L- a >- ~ m co ~ a.. - E '.( 0 L.. *- 0 J> CD z % ta CJ) c m I- '.( Q) c: () ~ ~ 0 z 0 ;: * co <% m () c.. '.( ::1 E ~ - CD c: .... W C ::1 ::1 ~ as 0 Cl - 0':: E LL 0 '.( m <( ~ ::1 - () L.. .t.. 0 0 <% <( Z +-' en '.( L- CD I >- a 0 +-' ~ a. c Q) '.( E 0 w Q) ~ it a:: >;' ~ < '.( cQ <% '.( 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ~ co v C\I q CX) co v C\I ,... ,... ,... ,... ~ ~ ~ ~ ~ ~ ~ ~ SPUBsnoll.l Gabriel, Roeder, Smith and Company 12 Recommended City For Fiscal Contribution Valuation Year Ended Actual City Date September 30 Amount % of Payroll Contribution 10/1/88 1990 $ 1,732,449 24.67% $ 1,732,449 10/1/89 1991 1,871,038 26.05 1,972,313 10/1/90 1992 2,117,615 26.07 2,050,406 1011191 1993 1,600,386 22.50 1,769,238 10/1/92 1994 1,509,587 23.16 1,509,587 10/1/93 1995 574,282* 9.64* 574,282 10/1/94 1996 602,174 9.64 602,174 10/1/95 1997 572,832 8.44 572,832 10/1/96 1998 594,655 9.01 10/1/97 1999 285,305 4.39 * Figures do not match the October 1, 1993 Actuarial Report. Results were revised to reflect the 312195 receipt of the Pension Obligation Bond. The required City contribution without reflecting the Pension Obligation Bond would have been $1,073,773, or 18.03% of covered payroll, for the '94-'95 fiscal year. Gabriel, Roeder, Smith and Company 13 ACTUARIAL ASSUMPTIONS AND COST METHOD A. Cost Method 1. Funding Frozen Entry Age Actuarial Cost Method. (Same as the Aggregate Method when the unfunded actuarial liability is $0). 2. Accumulated Benefit Obligation Accrued Benefit Method B. Investment Earnings (including inflation) 9% per year, compounded annually; net rate after investment related expenses. C. Salary Increases (including inflation) 6% per year up to the assumed retirement age. D. Inflation 4% per year. E. Retirement Age See table below for retirement rates F. Turnover Rates See Table below. G. Mortality Rates 1983 Group Annuity Mortality Tables for males and females. H. Disability 1. Rates 2. Percent Service Connected See Table below. 25% I. Asset Value Market Value of assets less unrecognized capital appreciation where capital appreciation is recognized at the rate of 20% each year. J. Administrative Expenses Expenses paid out of the fund other than investment related expenses are assumed to be equal to the average of actual expenses over the previous two years. K. Increase in Covered Payroll N/A L. Cost of Living Adjustment 1.5% per year after retirement. M. Changes Since Last Valuation None. Gabriel, Roeder, Smith and Company 14 25 11.7% 0.09% 30 10.5 0.11 35 8.3 0.14 40 5.7 0.19 45 3.5 0.30 50 1.5 0.51 55 0.6 0.96 60 0.5 1.66 .-..-,.......-.. - .-.'........ .,.--.. ,',' , ".'..,....-.....,-..-.'. ..i.Al1nuaIRate.ofRetirernent for ... ... . .... /<Those Eligiblefo Retire ..... Age. 50-52 53-58 59-64 65 Rate 25% 15 40 100 60 61-64 65 60% 40 100 Gabriel, Roeder, Smith and Company 15 GLOSSARY OF TERMS Actuarial Present Value is the value of an amount or series of amounts payable at various times, determined as of the valuation date by the application of the set of actuarial assumptions. Actuarial Assumptions are assumptions as to the occurrence of future events affecting pension costs. The previous page outlines the Actuarial Assumptions utilized in this valuation. Actuarial Cost Method is a procedure for determining the Actuarial Present Value of pension plan benefits and for developing an actuarially c!quivalent allocation of :;uch value to time periods, usually in the form of a Normal Cost and Actuarial Accrued liability. Frozen Entry Ar!e Actuarial Cost Method is a method under which the excess of the Actuarial Present Value of Projected Benefits of the group included in the valuation, over the sum of the Actuarial Value of Assets, the Unfunded Frozen Actuarial Accrued liability and the Actuarial Present Value of Future Member Contributions (if any) is allocated as a level percentage of earnings of the group between the valuation date and the assumed retirement age. This allocation is performed for the group as a whole, not as a sum of individual allocations. The portion of this Actuarial Present Value allocated to a specific year is called the Emplover Normal Cost. Under this method, actuarial gains (losses) reduce (increase) future Normal Costs. Frozen Actuarial Accrued Liabilitv is the portion of the Actuarial Present Value of Projected Benefit which is separated as of a valuation date and frozen under the Actuarial Cost Method being used. This separated portion is the sum of an initial Unfunded Actuarial Accrued Liability and any increments or decrements in the Actuarial Accrued liability established subsequently as a result of changes in pension plan benefits, Actuarial Assumptions, or methods. Unfunded Frozen Actuarial Accrued Liabilitv is the portion of the Frozen Actuarial Accrued liability remaining after the addition of interest and the deduction of amortization payments. Gabriel, Roeder, Smith and Company SECTION C PENSION FUND INFORMATION Gabriel, Roeder, Smith and Company Cash and Securities - Market Value Cash and Savings Accounts Money Market Funds Treasury Bills Commercial Paper Treasury and Agency Bonds & Notes Corporate Bonds Common & Preferred Stocks Pooled Equity Funds Pooled Bond Funds Other Securities Total $ 233,695 2,182,851 $ 249,772 468,204 61,198,995 13,212,187 250.000 77,077,728 47,586,590 9,584,841 250.000 58,139,407 Receivables and Accruals Member Contribution Employer Contribution Interest and Dividends Other Total 43,000 43,000 45,000 45,000 Payables Benefits Refunds Expenses Other Total Net Assets - Market Value Net Assets - Cost Value 77,120,728 49,593,878 58,184,407 42,096,552 Gabriel, Roeder, Smith and Company 16 "......-.-..,....-...........'.....................,.,.,................'....,.. ......'...........:-..:. ., .,........ -,-,."... ..;:.:iy~f:::~iji.~j::.:::::':::.:::::::.,.::.::....:::.':'.:'.'.:.'.:.':...:::.:::...::"'..::'.::..:.'.!:.::.:....:....:".!:...::.!::..::!:::..::.y::..:::....::;:::..:.ea:.:::....:.:...g::................t..'......:.'.IEri..o.... ,~.g:d. .:.6..."...'..'..:.......'.::..::...:....':..:...'.:::..:.:.:........:...:..:..:1:..:...:::...::..:.::..:..:.....:..'............... ::.':::::::,:$@()/~Z:::::"':':'.".:.:;:: ~:o;, !J.. " ...............,.......... ............"......,' Market Value at Beginning of Period'.$58;i84~4b7.?;}$48~~2(),887< Income Member Contributions Employer Contributions Other Contrihutions Investment Earnings Transfer from Other Systems Other Income Total Income Disbursements Monthly Benefit Payments Lump Sum Distributions Refunds of Contributions Investment Related Expenses Other Administrative Expenses Insurance Premiums Other Expenses Total Disbursements Net Increase During Period Market Value at End of Period 808,239 572,832 20,267,080 280,729 720,938 602,174 10,875,939 190,342 21,928,880 12,389,393 2,443,519 160,719 274,563 113,758 2,208,226 172,673 201,451 143,523 2,992,559 2,725,873 18,936,321 77,120,728 9,663,520 58,184,407 Gabriel, Roeder, Smith and Company 17 18 ACTUARIAL VALUE OF ASSETS The Actuarial Value of Assets is equal to the market value less capital appreciation which has not yet been recognized. Capital appreciation, the total of realized and unrealized gains, is being recognized at the rate of 20% per year. Recognized and unrecognized capital appreciation for this year's valuation is developed in the table below. Full implementation of the method will be completed over four years by utilizing unrecognized capital appreciation as follows: Valuation Date Utilization 10/1/95 10/1/96 10/1/97 10/1/98 33 1/3% 55 75 100 I.' ". (1) ., Amount of (l) Amount ofn) Amount of (l) Year Capital ., Recognized Recognized by Unrecognized by Ending Appreciation Each Year Valuation Date Valuation Date . 9/30/93 $ 3,006,904 $ 601,381 $ 3,006,904 $ 0 9/30/94 806,534 161,307 645,228 161,306 9/30/95 8,296,418 1,659,284 4,977,852 3,318,566 9/30/96 9,381,378 1,876,277 3,752,554 5,628,824 9/30/97 18.755.761 3.751.152 3.751.152 15.004.609 40,246,995 8,049,401 16,133,690 24,113,305 Actuarial Value of Assets = (Market Value) - (Unrecognized Capital Appreciation x Utilization) = $77,120,728 - ($24,113,305 x 75%) = $59,035,749 Investment earnings recognized in the Actuarial Value of Assets are computed as follows: $ 59,035,749 - 50,810,587 - 1,381,071 + 2.992.559 9,836,650 274.563 9,562,087 Actuarial Value this year Actuarial Value last year Contributions during year Expenses during year Gross Investment Earnings Investment related expenses Net Earnings recognized Gabriel, Roeder, Smith and Company 19 INVESTMENT RATE OF RETURN The investment rate of return has been calculated on the following basis: Basis 1 - Interest, dividends, realized gains (losses) and unrealized appreciation (depreciation) divided by the weighted average of the market value of the fund during the year. This figure is normally called the Total Rate of Return. Basis 2 - Investment earnings recognized in the Actuarial Value of Assets divided by the . weighted average of the Actuarial Value of Assets during the year. ... .... ... Year Ended .. Basis!' .... Basis ... 9/30/89 14.6% 14.6% 9/30/90 (2.3) (2.3) 9/30/91 21.6 21.6 9/30/92 5.8 5.8 9/30/93 14.6 14.1 9/30/94 5.3 4.8 9/30/95 25.9 24.1 9/30/96 22.7 13.9 9/30/97 35.2 19.1 Average Compounded Rate of Return for Number of Years Shown 15.4% 12.6% Average for Last 5 Years 20.3% 15.0% Gabriel, Roeder, Smith and Company SECTION 0 FINANCIAL ACCOUNTING INFORMATION Gabriel, Roeder, Smith and Company 20 A. Valuation Date October 1, 1997 October 1, 1996 B. Actuarial Present Value of Accumulated Plan Benefits 1. Vested Benefits a. Members Currently Receiving Payments $ 28,589,769 $ 24,486,072 b. Terminated Vested Members 6,482,410 4,619,666 c. Other Members 15,439,285 14,775,130 d. Total 50,511,464 43,880,868 2. Non-Vested Benefits 244,830 343,481 3. Total Actuarial Present Value of Accumulated Plan Benefits: 1d + 2 50,756,294 44,224,349 4. Accumulated Contributions of Active Members 4,788,274 4,654,062 C. Changes in the Actuarial Present Value of Accumulated Plan Benefits 1. Total Value at Beginning of Year 44,224,349 38,707,895 2. Increase (Decrease) During the Period Attributable to: a. Plan Amendment N/A N/A b. Change in Actuarial Assumptions N/A 1,350,402 c. Latest Member Data, Benefits Accumulated and Decrease in the Discount Period 9,136,183 6,546,951 d. Benefits Paid (2.604.238) (2.380.899) e. Net Increase 6,531,945 5,516,454 3. Total Value at End of Year 50,756,294 44,224,349 D. Market Value of Assets 77,120,728 58,184,407 E. Actuarial Assumptions - See page entitled Actuarial Assumptions and Methods. Gabriel, Roeder, Smith and Company en en UJ a: CJ- Oil) a:N c... o CJZ Z_ - C CQ) Z E ::> Q) Ll..- cu Ll..- Oen UJCC ...Jen ::>< c~ UJ :I: U en ;.;.;.::;.;.:.:.:.:.;.; .::;.;.;::-:.:-:;:: Illttl illlll ....:::::::::.:~::::::::i::::::.. ':::>0 .:::::::/::.. .. ..........'.....:-:-::.:::<::::::::::::::::.:.:........," ~ ~oo~~oo cxi~~aiai OOOO~~N '-' mN~m~ o f', f', rr> m rr>f',mOOf', ~- 00. to 00 ,...: ~-LO~OO f', LO m N f', ,...: ~ to ~ ~- ~ ~ b~ooo~ ai~cv;~~ f',oommO - OONNOLO rr>LOO~f', f',. 00. -. ~_ rr>. -_LOOON f',rr>~OON OOrr>~OO ~.tONrr)N '-' ~ LOf',f',LOrr> NON~OO NLO "" ,,"00 6NN6~. -LO-rr>O "". -_ C\J., ~. "". N~LOf',rr> rr>rr>rr>rr>~ ~ f',LOLOLOOO OOLONNLO ~~~rr>N oo6"":N"": rr>N~~N OOOO,,"LOf', u1 00. N or:::i to NNrr>rr>~ ~ _Nrr>~LO mmmmm ----- ----- ~~~~~ ----- -- LqLq f', ~ rr>l!') -- ON o rr> _0 orr> om ~~ ~~ -~ l!')~ 00 -- @O)' ml!') ~. ~. rr>m f',~ ~~ N rr> '-' - 00 mm ~N OO~- ~~ rr>rr> 00. l!')- ~l!') Nm OO~ - f', NtO ~rr> 000 om LO l!') ~"" mm -- -- ~~ -- Gabriel, Roeder, Smith and Company 21 CC~ enQ) <: en c:I::J .... 0 a>..... 0."5 'OQ) E UJ ._ ::J ::J a> g'.c ....'0 oS C 0 en 3: .- c en 0 en:o::; ~ cu bOE e C5 Cl..'t= bO'- C a> :0:5 t:: a> ::J > Ll..a> o'~ Q)..c - .... ::J Q) '0>- Q) 0 .J::o.. U E cnUJ Q) Q) :5.J:: ..... tlO.... t:: 0 .- :0 'Ot:: 5 ca -t:: .... ca .Eo.. '0 a> O.J:: .J:: ..... Q)~ ~ca U ..... en t:: 0'- u't _0 ca a. .;:: a> cae:::: Een U .- <::5 Q) c: ..... .- ca'O bOa> ~'O ~~ <: t:: . Q) .;;; ~ .J:: .- c ..... Q) Q) en > E ~,g2 ::lcu.l2 t:: a> en ..!!:!"51O a.. '0 .- a> U .!!! -5 ~ :5 en c a>Q)i;:: ~ .J:: .: cal-~ U ...... Q)LO_ CDNO ci) ..... o Z 22 Schedule of Funding of Progress GASB Statement No. 25 $70.0 120% $60.0 100% $50.0 80% ~ $40.0 .2 ~ $30.0 6O'l6 $20.0 40% $10.0 20% $0.0 0% ~ .....Q~ .....Q~ .....Q~ .....Q~ .....t)~ .....Q~ {\ .....Q~ Actuarial Valuation Date m Value of Assets . (ML) Entry Age "* Funded Ratio Figure C10 Schedule of Funding of Progress GASB Statement No. 25 $10.0 $8.0 $6.0 $4.0 fII C ~ $2.0 ~ $0.0 -$2.0 -$4.0 -$6.0 ~ .....t)~ 100% 80% 6O'l6 40% 20% .Q in 0% II: -20% -40% ~ -80% .....Q~ .....Q~ ll< .....Q~ ~ .....Q~ .....t)~ {\ .....Q~ Actuarial Valuation Date 1m Unfunded ML . Covered Payroll "* UML as % of Payroll Figure C11 Gabriel, Roeder, Smith and Company . Year Ended . ....n. ...September30n 1991 1992 1993 1994 1995 1996 1997 23 SCHEDULE OF EMPLOYER CONTRIBUTIONS (GASB Statement No. 25) . ,'",. ..........,.',..... .... "..':-:-::-::-><<<<:::'.'..::-..::-:':':-":-:-,.:-:-'::-:'"':-:">:-::-::.".'.".'.'.,','. ".-::.:.::-::-:.:-:.:-:-::-.-,.'"..:.::-.----,-:-::-:::., .... ................... ....... .... > AnnuaL>. ..u~Ctual<>Percentage . <>Required Contribution ...... . <Colltribution Contributed/ $ 1,871,038 $1,972,313 105.4% 2,117,615 2,050,406 96.8 1,600,386 1,769,238 110.6 1,509,587 1,509,587 100.0 574,282 574,282 100.0 602,174 602,174 100.0 572,832 572,832 100.0 Gabriel, Roeder, Smith and Company 24 ANNUAL PENSION COST AND NET PENSION OBLIGATION (GASB STATEMENT NO. 27) Employer FYE September 30 1998 Annual required contribution Interest on net pension obligation $594,655 o Adjustment to annual required contribution o Annual pension cost 594,655 Contributions made Increase (decrease) in net pension obligation Net pension obligation at beginning of year o Net pension obligation at end of year THREE-YEAR TREND INFORMATION Fiscal Annual Pension Percentage of Net Pension Year Ending Cost (APC) APC Contributed Obligation 9/30/98 $ 594,655 % $ 9/30/99 9/30/00 Gabriel, Roeder, Smith and Company Contribution Rates Employer Plan members Actuarial valuation date Actuarial cost method Amortization method RELATED INFORMATION Remaining amortization period (years) Asset valuation method Actuarial assumptions Investment rate of return* Projected salary increases* *Includes inflation at Cost of Living adjustments Gabriel, Roeder, Smith and Company 25 9.01% 10% 10/1/96 Aggregate NA NA 5-year smoothed market 9% 6% 4% 1.5% 26 OTHER DISCLOSURES A. Required Annual Contributions for Fiscal Year Ending September 30, 1997. Employer Normal Cost $ 525,534 Payment Towards Unfunded Actuarial Liability o Interest on These Amounts from Actuarial Valuation Date to Expected Payment Dates 47,298 572,832 Total Required Contribution Effect on Contribution of Changes in Actuarial Assumptions or Methods NA Effect on Contribution of Changes in Plan Provisions NA B. Description of Changes in Actuarial Assumptions or Methods - See page entitled Actuarial Assumptions and Methods. C. Description of Changes in Plan Provisions - See Section entitled Summary of Plan Provisions. D. Description of Employee Groups Covered - See Section entitled Summary of Plan Provisions. E. Description of Covered Employees Who Are Not Included in Valuation - None. F. Number and Compensation of Participants - See Section entitled Miscellaneous Information. G. Has Actuary Seen Notified of Any Decision by Plan Sponsor to Terminate the Plan? Response - No. H. Net Actuarial Gain or Loss - See page entitled Actuarial Gains and Losses. See Glossary of Terms for methods of recognizing such gains and losses. Any unrealized appreciation (depreciation) included in the actuarial value of assets is recognized in the same manner as any other gains or losses. I. All responses in this Section have been made in accordance with our understanding of FASS No.35, GASS No. 25, GASS No. 27 and APS Opinion No.8. Gabriel, Roeder, Smith and Company SECTION E MISCELLANEOUS INFORMATION Gabriel, Roeder, Smith and Company 27 1. Number Included in Last Valuation 2. New Members Included in Current Valuation 3. Non-Vested Employment Terminations 4. Vested Employment Terminations 5. Service Retirements 6. Disability Retirements 7. Deaths 8. Other - Transfers from General 9. Other - Transfers to 401A 10. Number Included in This Valuation 134 6 (5) (8) (7) o o 8 --2.. 128 141 8 (3) (9) (6) o o 6 -1m 134 I. .. B.Tefrni~~ted"estedM;n1~rs<< .... I 1. Number Included in Last Valuation 2. Additions from Active Members 3. Lump Sum Payments 4. Payments Commenced 5. Deaths 6. Other 7. Number Included in This Valuation 29 8 (2) (1) o ---1 35 24 9 (3) (1) o --12 29 .:~i~R~tit=;.Di~bmtY.R~tit~~~dB~n~fitijfi~i ......"."'..."......-.- --,--. ...-........,'............. ..........,........ .......... .... .............-.................' ... ..._..............~. ','_" ""0' .................. "." .-........ ..-...."..............-. .,....__....-.....-........ ."........................ . . . . . . . . . . . . . - . . . . . . . . 1. Number Included in Last Valuation 73 66 2. Additions from Active Members 7 6 3. Additions from Terminated Vested Members 1 1 4. Deaths Resulting in No Further Payments 0 0 5. Deaths Resulting in New Survivor Benefits 0 0 6. End of Certain Period - No Further Payments 0 0 7. Other -..Q -..Q 8. Number Included in This Valuation 81 73 Gabriel, Roeder, Smith and Company NO,.... O~N _ 0"1_ ~_ ,....N ~tO cr>.. to ~ OoqO _to ,.... _ ~ to N- ,....to ~ to ~ OOO~ N(T)O"I -tOO ~ci -to o r.D ~ O""'(T) N(T)~ -tOO ,.... ,.... oqoq ~- to ~ ~NO NN,.... _ 00 to 0"1 (T) OOoq oq- to ~ -N- to,....,.... -,....- oorr; -oq to ~ ~ ~~~ ~(T)N oq (T) - ~~~ to (T) - oq (T) - O"I(T)~ ~~O oq(T)- 00 to (T) (T)oqO"l oq(T) ,....NtO N~cO oq (T) ~~~ -oq,.... oq(T) ~ ...."0 -ro C Q) em Q) E >.00 E:::s2 ro - t, >. tn ro c... ~ Q) ..E Q) c:(tn Cl -cbOQ)Cou .... ro ro bO E .- .... c :::S~~c(UJe=roQ) ...2Q)>c....~Q)E Q) c:( bO c:( Q) ro .!:2 ~ ..0 ro...... .... c='- Em",Q):;lfo~Q)d:) :::s....Q):5C",)c:(c...cna::: Z~~O c:( Z ~NN N""'''''' ON to- (T)- Noq - - ~ q-~oq N oq oq oq. ~. ,.... 00 N (T) 0"1 ~ - ~ to NtO~ NO"I ~~ ,.... (T) ,.... ~ O"IN,.... -Ooq (T)~ -- O(T) ~ ~ oq oq ,.... _to 0"1 -.N. ~(T) ~(T) oq ~ ~~\'! -O"IN oq(T) OOO(T) O'iu::iN (T) (T) ~~~ ,....to - (T)(T) 000"10 tOoq- (T) (T) ,.... (T) (T) ~~O (T) (T) c:( Z c:( z ~ q- N N to N ,.... (T) N ~ -ro ...."0 "0 m lii EQ) ... 00 E Q) >. iC :::s .... ~~lfi ~Q)~~ - c bO Q) Co U c:( .... ~ c ~ bOE.-.... c c c:( Q) c:( UJ c= ro Q) ...cQ)~c....~Q)E ..oQ) c:( bO Q) ro .!:2 ~ E-~~t:Q)tic=:p roQ).c:::SbOroQ)Q) :::So >....C",) c:(c... 00 a::: Zl-c:(O Gabriel, Roeder, Smith and Company c:( z ~ - N ,.... o N 0"1 o N to o N 28 ~ cu - .c bO oCi) ~ ~ ~ ClI CI) cu ... ClI ~ C ClI or bO ClI - c Q) E ! :;:: Q) ... ~ Q) E ::I CI) en ClI Q) .c - .. Q) ~ C ::I Q) .. ClI o .c ~ en .. Q) .c E Q) E Q) "0 ::I U c >. C o ." Q) bO ClI .. Q) > ClI ~ en en .... iii Q) Q) b.O .. ClI ~~ m~ ole __LO 00q-U) -- "- " N 00 U) N iA- (Y)NU) "q-(Y) 00_ U)_ 00 N o (Y) N iA- U)OO- \00 en 0_ LO_ NN LO o N iA- (Y)"O \000" OOLO NN q- en_ - iA- LOOLO LO\Oen OOLO NN - " - iA- q-"U) LO"en 0_ LO.. NN CO \0 - iA- ..... '5i .....c: .- Q) UilD C::>, Q) - lD..c: ..... tV c: ~ 0 c:::2: ~C:Q) ~<(QO E - tV tV ~ ~ ..... Q) Zo> 1-<( 000 iA- 000 iA- 000 iA- 000 iA- _en(Y) " N COCO -- N iA- _ en (Y) " N 0000 -- N iA- ..... ii: Q) .....c: .- Q) UilD C::>, Q) - lD..c: ..... c: tV 0 g::2: ~C:Q) ~<(QO E - tV tV ~ ~ ..... Q) Z~~ Gabriel, Roeder, Smith and Company 29 LOq-\O (Y) " " 000 cxi~ 00 " iA- enN" N _LO (Y)" -- - U) iA- q--q- N"LO 'o::t\O \0"""; " q- iA- (Y)LOCO NNLO LOU) " ...... LO q- iA- LOO(Y) Nq-(Y) oen 0- co LO iA- ~ - ~ Q) c Q) CD 'i - ~ Q) :> .c - j (Y)OLO _ 00- " en 00 - en N iA- ..... ii: Q) ....c: .- Q) UiaJ C::>, Q) - aJ..c: .... c: tV 0 g::2: ~C:Q) ~<(QO E - tV tV ~ ~ ..... Q) z~~ ~ .. Q) .Q E Q) :::E "0 Q) - ca c E .. Q) I- MIAMI BEACH UNCLASSIFIED AGE GROUP 0-19 20-24 25-29 30-34 35-39 40-44 45-49 50-54 55-59 60-64 65-69 70-74 75-79 80-84 85+ TOTAL SERVICE GROUP o 1 2 3 4 0-4 5-9 10-14 15-19 20-24 25-29 30-34 35-39 40+ TOTAL M NUMBER OF PEOPLE o o 1 5 7 8 17 6 4 3 1 o 1 o o 53 M NUMBER OF PEOPLE o o o o o o 26 18 6 2 1 o o o 53 A L TOTAL ANNUAL EARNINGS o o 50830 238472 427622 399126 1104974 374530 201968 111748 5980 o 9984 o o 2925234 A L TOTAL ANNUAL EARNINGS o o o o o o 1329172 1019928 365196 163488 47450 o o o 2925234 TABLE A. ANNUAL EARNINGS BY AGE GROUPS E AVERAGE ANNUAL EARNINGS o o 50830 47694 61089 49891 64998 62422 50492 37249 5980 o 9984 o o 55193 F NUMBER OF PEOPLE o o 1 1 11 8 14 9 3 1 1 o o o o 49 E M A TOTAL ANNUAL EARNINGS o o 39520 42822 543920 424918 682734 411450 169780 88062 39520 o o o o 2442726 L E AVERAGE ANNUAL EARNINGS o o 39520 42822 49447 53115 48767 45717 56593 88062 39520 o o o o 49852 NUMBER OF PEOPLE o o 2 6 18 16 31 15 7 4 2 o 1 o o 102 TABLE B. ANNtl1I.L EARNINGS BY SERVICE GROUPS E AVERAGE ANNUAL EARNINGS o o o o o o 51122 56663 60866 81744 47450 o o o 55193 F NUMBER OF PEOPLE o o o o o o 16 17 10 6 o o o o 49 E M A TOTAL ANNUAL EARNINGS o o o o o o 704002 885794 530088 322842 o o o o 2442726 L E AVERAGE ANNUAL EARNINGS o o o o o o 44000 52106 53009 53807 o o o o 49852 Gabriel, Roeder, Smith and Company NUMBER OF PEOPLE o o o o o o 42 35 16 8 1 o o o 102 30 AS OF 10/1/97 A L TOTAL ANNUAL EARNINGS o o 90350 281294 971542 824044 1787708 785980 371748 199810 45500 o 9984 o o 5367960 A L TOTAL ANNUAL EARNINGS o o o o o o 2033174 1905722 895284 486330 47450 o o o 5367960 L AVERAGE ANNUAL EARNINGS o o 45175 46882 53975 51503 57668 52399 53107 49953 22750 o 9984 o o 52627 L AVERAGE ANNUAL EARNINGS o o o o o o 48409 54449 55955 60791 47450 o o o 52627 31 MIAMI BEACH UNCLASSIFIED AS OF 10/1/97 TABLE A. ANNUAL EARNINGS BY AGE GROUPS M A L E F E M A L E A L L NUMBER TOTAL AVERAGE NUMBER TOTAL AVERAGE NUMBER TOTAL AVERAGE AGE OF ANNUAL ANNUAL OF ANNUAL ANNUAL OF ANNUAL ANNUAL GROUP PEOPLE EARNINGS EARNINGS PEOPLE EARNINGS EARNINGS PEOPLE EARNINGS EARNINGS 0-19 0 0 0 0 0 0 0 0 0 20-24 0 0 0 0 0 0 0 0 0 25-29 1 33800 33800 2 61074 30537 3 94874 31625 30-34 2 97682 48841 2 78260 39130 4 175942 43986 35-39 0 0 0 4 172016 43004 4 172016 43004 40-44 2 99346 49673 2 120328 60164 4 219674 54919 45-49 5 253890 50778 1 282J.0 28210 6 282100 47017 50-54 0 0 0 2 84422 42211 2 84422 42211 55-59 1 43160 43160 1 46904 46904 2 90064 45032 60-64 0 0 0 1 5980 5980 1 5980 5980 65-69 0 0 0 0 0 0 0 0 0 70-74 0 0 0 0 0 0 0 0 0 75-79 0 0 0 0 0 0 0 0 0 80-84 0 0 0 0 0 0 0 0 0 85+ 0 0 0 0 0 0 0 0 0 TOTAL 11 527878 47989 15 597194 39813 26 1125072 43272 TABLE B, lINNUAL EARNINGS BY SERVICE GROUPS M A L E F E M A L E A L L NUMBER TOTAL AVERAGE NUMBER TOTAL AVERAGE NUMBER TOTAL AVERAGE SERVICE OF ANNUAL 1INNUAL OF ANNUAL 1INNUAL OF 1INNUAL 1INNUAL GROUP PEOPLE EARNINGS EARNINGS PEOPLE EARNINGS EARNINGS PEOPLE EARNINGS EARNINGS 0 5 243880 48776 1 30056 30056 6 273936 45656 1 2 105872 52936 4 129064 32266 6 234936 39156 2 0 0 0 2 77220 38610 2 77220 38610 3 1 42094 42094 5 181766 36353 6 223860 37310 4 3 136032 45344 3 179088 59696 6 315120 52520 0-4 11 527878 47989 15 597194 39813 26 1125072 43272 5-9 0 0 0 0 0 0 0 0 0 10-14 0 0 0 0 0 0 0 0 0 15-19 0 0 0 0 0 0 0 0 0 20-24 0 0 0 0 0 0 0 0 0 25-29 0 0 0 0 0 0 0 0 0 30-34 0 0 0 0 0 0 0 0 0 35-39 0 0 0 0 0 0 0 0 0 40+ 0 0 0 0 0 0 0 0 0 TOTAL 11 527878 47989 15 597194 39813 26 1125072 43272 Gabriel, Roeder, Smith and Company MIAMI BEAOt UNCLASSIFIED AGE GROUP 0-19 20-24 25-29 30-34 35-39 40-44 45-49 50-54 55-59 60-64 65-69 70-74 75-79 80-84 85+ TOTAL 0-19 20-24 25-29 30-34 35-39 40-44 45-49 50-54 55-59 60-64 65-69 70-74 75-79 80-84 85+ TOTAL 0-4 5-9 o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o T.l\BLE C, SERVICE GROUPS BY AGE GROUPS S E R V ICE 10-14 15-19 20-24 o o 1 5 3 3 7 3 1 1 1 o 1 o o 26 o o 1 o 4 1 5 2 2 o 1 o o o o 16 o o o o 3 3 7 1 3 1 o o o o o 18 o o o o 5 7 3 2 o o o o o o o 17 F E o o o 1 2 o 2 3 1 1 o o o o o 10 MAL E o 0 o 0 o 0 o 0 1 0 2 0 2 1 1 1 o 0 o 0 o 0 o 0 o 0 o 0 o 0 6 2 M A o o o o o o 4 2 o o o o o o o 6 G R 0 U P 25-29 30-34 L E o o o o o o o o o o o o o o o o o o o o o o o o o 1 o o o o o 1 Gabriel, Roeder, Smith and Company 35-39 o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o 32 AS OF 10/1/97 40+ o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o TOTAL o o o o o o o o o o o o o o o o o o 1 5 7 8 17 6 4 3 1 o 1 o o 53 o o o o o o o o o o o o o o o o o o 1 1 11 8 14 9 3 1 1 o o o o 49 33 MIAMI BEACH UNCLASSIFIED AS OF 10/1/97 TABLE C. SERVICE GROUPS BY AGE GROUPS AGE S E R V I C E G R 0 U P GROUP 0-4 5-9 10-14 15-19 20-24 25-29 30-34 35-39 40+ TOTAL M A L E 0-19 0 0 0 0 0 0 0 0 0 0 20-24 0 0 0 0 0 0 0 0 0 0 25-29 1 0 0 0 0 0 0 0 0 1 30-34 2 0 0 0 0 0 0 0 0 2 35-39 0 0 0 0 0 0 0 0 0 0 40-44 2 0 0 0 0 0 0 0 0 2 45-49 5 0 0 0 0 0 0 0 0 5 50-54 0 0 0 0 0 0 0 0 0 0 55-59 1 0 0 0 0 0 0 0 0 1 60-64 0 0 0 0 0 0 0 0 0 0 65-69 0 0 0 0 0 0 0 0 0 0 70-74 0 0 0 0 0 0 0 0 0 0 75-79 0 0 0 0 0 0 0 0 0 0 80-84 0 0 0 0 0 0 0 0 0 0 85+ 0 0 0 0 0 0 0 0 0 0 TOTAL 11 0 0 0 0 0 0 0 0 11 F E M A L E 0-19 0 0 0 0 0 0 0 0 0 0 20-24 0 0 0 0 0 0 0 0 0 0 25-29 2 0 0 0 0 0 0 0 0 2 30-34 2 0 0 0 0 0 0 0 0 2 35-39 4 0 0 0 0 0 0 0 0 4 40-44 2 0 0 0 0 0 0 0 0 2 45-49 1 0 0 0 0 0 0 0 0 1 50-54 2 0 0 0 0 0 0 0 0 2 55-59 1 0 0 0 0 0 0 0 0 1 60-64 1 0 0 0 0 0 0 0 0 1 65-69 0 0 0 0 0 0 0 0 0 0 70-74 0 0 0 0 0 0 0 0 0 0 75-79 0 0 0 0 0 0 0 0 0 0 80-84 0 0 0 0 0 0 0 0 0 0 85+ 0 0 0 0 0 0 0 0 0 0 TOTAL 15 0 0 0 0 0 0 0 0 15 Gabriel, Roeder, Smith and Company 34 MIAMI BEACH UNCLASSIFIED 10/1/97 Schedule of Non-Active Participant Data Terminated Terminated Vested Disabled Retired Non-Vested Total Total Total Total Age Number Benefit Number Benefit Number Benefit Number Benefit Under 45 17 351205 0 0 0 0 0 0 45 to 49 17 395640 0 0 0 0 0 0 50 to 54 1 41229 0 0 18 713595 0 0 55 to 59 0 0 0 0 18 559721 0 0 60 to 64 0 0 0 0 16 589995 0 0 65 to 69 0 0 0 0 12 352685 0 0 70 to 74 0 0 0 0 10 297621 0 0 75 to 79 0 0 0 0 4 105633 0 0 80 to 84 0 0 0 0 3 67892 0 0 85 to 89 0 0 0 0 0 0 0 0 90 " up 0 0 0 0 0 0 0 0 Total 35 788074 0 0 81 2687141 0 0 Average Age -43.4 0.0 61.9 0.0 Average Benefit 22516 0 33175 0 Gabriel, Roeder, Smith and Company SECTION F SUMMARY OF PLAN PROVISIONS Gabriel, Roeder, Smith and Company 35 SUMMARY OF PLAN PROVISIONS Effective Date April 1, 1988 Elif!ibilitv Each unclassified employee and elected official is eligible for membership on the later of his date of employment or April 1, 1988. Creditable Service Service credited under the predecessor system up to April 1, 1988 plus service after such date with respect to which merllber contributions are made. Earninl!S Base pay including longevity, but excluding overtime, shift differential or extra compensation allowances. Final Averaf!e Monthlv Earninf!s (FAME> One-twelfth of annual Earnings during the last year of Creditable Service; for those hired after October 17, 1992, average of Earnings during the highest three years of Creditable Service. Payments for accumulated leave are not included in FAME. Normal Retirement Eligibility Age 50 and five years of Creditable Service. For those hired after October 17, 1992, age 60 and ten years of Creditable Service. Benefit 4.0% of FAME multiplied by Creditable Service up to October 1, 1992; 3% of FAME multiplied by Creditable Service after September 30, 1992. If service is at least 20 years on October 1, 1992, the maximum benefit is 90% of FAME; if less than 20 years of service on October 1 1992, the maximum benefit is 80% of FAME. For those hired after October 17, 1992,3.0% of FAME multiplied by Creditable Service with a maximum benefit of 80% of FAME. FOim of Benefit 50% joint and survivor annuity payable only to the spouse or, if no spouse, to the surviving children until age 21; other options are also available. Spouse's benefits cease upon remarriage. Delaved Retirement Eligibility Any time after the Normal Retirement Date. Benefit Calculated in the same manner as the Normal Retirement Benefit but using the FAME and Creditable Service as of the actual retirement date. Gabriel, Roeder, Smith and Company 36 Disability Benefits Eligibility A total and permanent disability which renders a member incapacitated, mentally or physically, for the further performance of duty. Five years of Creditable Service is also required unless the disability is service-connected. Benefit Accrued retirement benefit, without reduction, with a minimum of 25%, 35% for those hired after October 17, 1992, of FAME if ordinary disability and 50%, 60% for those hired after October 17, 1992, of FAME if service- connected. Such amounts are reduced by workers' compensation benefits and, in certain cases, earned income will be considered in offsetting the benefit. The period of disability shall be included in Creditable Service for purposes of computing normal retirement benefits when a disability retiree reaches normal retirement age. Preretirement Death Benefits For a member who has at least five years of Creditable Service but who dies before commencement of retirement benefits, a monthly benefit is payable to the spouse or, if no spouse, to the children until age 21. The benefit is equal to 50% of the accrued normal retirement benefit without reduction. Spouse's benefits cease upon remarriage. Termination Benefits For a member with less than five years, ten years for those hired after October 17, 1992, of Creditable Service when he terminates, his accumulated employee contributions, plus an additional 10% of his accumulated contributions multiplied by years of service, not to exceed ten years, is returned to him. For a member with five or more years, ten or more for those hired after October 17, 1992, of Creditable Service when he terminates, he may either take a return of contributions plus the additional amount described above or his accrued benefit is payable at his Normal Retirement Date. Post Retirement Adiustments All benefits in pay status are subject to a 1 1/2% increase each year as of October 1st Contributions From Members - 10% of Earnings. From the City - The amount necessary to fund the Plan properly according to the Plan's actuary. Chan2es Since Last Valuation There have been no changes in benefits since the last actuarial valuation. Gabriel, Roeder, Smith and Company