Terms and Conditions of Employm
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TERMS AND CONDITIONS OJ' EKPLOYMBNT
Made and entered into this \ <f~ day of March, 1992,
by and between the ci ty of Miami Beach, state of Florida, a
municipal corporation, hereinafter called "Employer", as party of
the first part, and Roger M. Carlton, hereinafter called
"Employee", as party of the second part, both of whom understand as
follows:
WIT N E SSE T H :
WHEREAS, Employer desires to employ the services of said Roger
M. Carlton as City Manager of the City of Miami Beach; and
WHEREAS, it is the desire of the Governing Board, hereinafter
called "City Commission", to provide certain benefits, establish
certain conditions of employment and to set working conditions of
said Employee; and
WHEREAS, it is the desire of the City Commission to (1) secure
and retain the services of Employee and to provide inducement for
said Employee to remain in such employment, (2) to make possible
full work productivity by assuring Employee's morale and peace of
mind with respect to future security, and (3) to provide a just
means for terminating Employee's services at such time as Employee
may be unable fully to discharge his duties due to age, or
disability or when Employer may otherwise desire to terminate
Employee's employ; and
WHEREAS, Employee desires to accept employment as City Manager
of said City under the above terms and conditions and such other
terms and conditions as will promote his continuous productivity
.and efficiency in the best interest of the City of Miami Beach.
NOW, THEREFORE, in consideration of the mutual covenants
herein contained, the parties agree as follows:
Section 1. Duties
Employer hereby agrees to employ said Roger M. Carlton as City
Manager and said Employee hereby agrees to perform said functions
and duties of City Manager as specified in the City Charter and the
City Code of the City of Miami Beach, and to perform other legally
permissible and proper duties and functions as the City commission
shall from time to time assign.
Section 2. Term
A. Nothing in this Agreement shall prevent, limit or
otherwise interfere with the right of the City Commission to
terminate the services of Employee at any time, subject only to the
provisions set forth in Section 4, Paragraphs A and B of this
Agreement.
B. Nothing in this Agreement shall prevent, limit or
otherwise interfere with the right of the Employee to resign at any
time from his position with Employer, subject only to the provision
set forth in Section 4, Paragraph C, of this Agreement.
c. Employee agrees to remain in the exclusive employ of
Employer as long as this contract remains in full force and effect,
and neither to accept other employment nor to become employed by
any other employer.
The term "Employed" shall not be construed to include
occasional teaching, writing or consulting performed on Employee's
time off. Such activities shall be limited as per section 9 herein.
section 3. Suspension
Employer may suspend the Employee with full pay and benefits
at any time during the term of this Agreement, but only if
(1) a majority of City commissioners and Employee agree; or
(2) after a public hearing, a majority of City commissioners
vote to suspend Employee for just cause provided, however, that
Employee shall have been given written notice setting forth any
charges at least ten (10) days prior to such hearing by the City
Commission member(s) bringing such charges.
section 4. Termination and Severance Pay
A. In the event Employee "is terminated by the City
commission prior to March 29, 1993 and during such time that
Employee is willing and able to perform his duties under this
Agreement, then, in that event, Employer agrees to pay Employee a
lump sum cash payment equal to six (6) months aggregate salary. In
the event employee is terminated by the City commission after March
29, 1993 but prior to March 29, 1997, and during such time that
Employee is willing and able to perform his duties under this
Agreement, then, in that event, Employer agrees to pay employee a
lump sum cash payment equal to one (1) year aggregate salary.
However, notwithstanding the foregoing, that in the event
Employee is terminated because of just cause as reasonably
determined by Employer, in accordance with the procedures set forth
in Section 3 (2) above, in its judgment, then in that event,
Employer shall have no obligation to pay the aggregate severance
sum designated in this paragraph.
THE ENFORCEABLE SEVERANCE PAY, WHEN APPLICABLE, SHALL
CONSTITUTE AGREED, STIPULATED AND LIQUIDATED DAMAGES AND CONSTITUTE
THE MAXIMUM AMOUNT OF FINANCIAL LIABILITY FOR WHICH THE EMPLOYER
MAY BE LIABLE IN THE EVENT OF A TERMINATION AND/OR BREACH OF
CONTRACT. THIS PROVISION SHALL NOT LIMIT BENEFITS SPECIFICALLY
ENUMERATED IN OTHER PROVISIONS OF THIS CONTRACT.
B.
Agreement
In the event Employer at any time during the term of this
reduces the salary or other financial benefits of
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Employee in a greater percentage than an applicable across-the-
coard reduction for all employees of Employer, or in the event
Employer refuses, following written notice, to comply with any
other provision benefiting Employee herein, or the Employee resigns
following a suggestion, whether formal or informal, by the City
Commission that he resign, then, in that event, Employee may, at
his option, be deemed to be "terminated" at the date of such
reduction or such refusal to comply within the meaning and context
of the herein severance pay provision.
C. In the event Employee voluntarily resigns his position
wi th Employer before expiration of the aforesaid term of his
employment, then Employee shall give Employer two (2) months notice
in advance, unless the parties otherwise agree and Employee shall
have no right to collect severance pay.
section 5. Disability
If Employee is permanently disabled or is otherwise unable to
perform his duties because of sickness, accident, injury, mental
incapacity or health for a period of four successive weeks beyond
any accrued sick leave, or for twenty working days over a thirty
working day period, Employer shall have the option to terminate
this Agreement, subject to the severance pay requirements of three
(3) months salary during the first year, six (6) months salary
during the second year, nine (9) months salary during the third
year and one (1) years salary in the fourth year and ensuing years.
Employer at its option may buy a disability insurance policy to
fulfill the requirements of this provision. Notwithstanding the
foregoing, Employee shall be compensated for any accrued sick
leave, vacation, holidays, compensatory time and other accrued
benefits.
Section 6. Salary
Employer agrees to pay Employee for services rendered pursuant
hereto an annual base salary of One Hundred Twenty-five Thousand
Dollars ($125,000.00), payable in installments at the same time as
other employees of the Employer are paid.
In addition, Employer agrees to review said base salary and/or
other benefits of Employee in such amounts and to such extent as
the City commission may determine that it is desirable to do so on
the basis of an annual salary review of said Employee made at the
same time as similar consideration is given other employees
generally.
Section 7. Performance Evaluation
A. The Commission shall review and evaluate the performance
of the Employee at least once annually in advance of the adoption
of the annual operating budget. Said review and evaluation shall
be in accordance with specific criteria developed jointly by
Employer and Employee. Said criteria may be added to or deleted
from as the city commission may from time to time determine, in
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consultation with the Employee. Further, the Mayor shall provide
the Employee with a summary written statement of the findings of
the City commission and provide an adequate opportunity for the
Employee to discuss his evaluation with the City commission.
B. Annually, the City commission and Employee shall define
such _goals and performance objectives which they determine
necessary for the proper operation of the City, and in the
attainment of the City commission's policy objectives and shall
further establish a relative priority among those various goals and
objectives, said goals and objectives to be reduced to writing.
They will generally be attainable within the time limitations as
specified and the annual operating and capital budgets and
appropriations provided.
C. In effecting the prOV1S1ons of this section, the City
commission and Employee mutually agree to abide by the provisions
of applicable law.
section 8. outside Activities
Employee may not spend more than five (5) hours per week in
teaching or other non-Employer connected business without the prior
approval of the City Commission.
This provision is not intended to limit Employees' assisting
his former employer in conjunction with his former duties, provided
that same is not in conflict with the City of Miami Beach and
further providing that said activities do not in any way, shape or
form interfere with Employee fully discharging his present duties
in the best interest of the city of Miami Beach. Such activity
shall not exceed the pendency of the litigation regarding the
SEAQUARIUM VILLAGE DEVELOPMENT ORDER and Employee shall receive no
compensation for such activity.
section 9. Employee Relocation
Within 60 days after Employee has completed his first year of
employment, the City Commission may make a determination that the
Employee is required to relocate to Miami Beach. This matter may
be brought up by any City commissioner or by the Employee and
requires a majority vote of the City Commission to be in full force
and effect. If the majority of the City commission determines that
the Employee should relocate to Miami Beach, then, in that event,
the parties are bound by the following provisions, to wit:
A. Employee agrees to immediately commence to locate
suitable housing for Employee and family within the city limits of
Miami Beach and agrees, if possible to move into said residence
within one year. Should Employee be unable to locate suitable and
affordable housing within said period, then, the City commission
may extend this time period at its option.
B. Employer agrees to review the costs of relocation and to
provide equitable compensation for said relocation.
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Section 10. Automobile
Employee's duties require having the exclusive and
unrestricted use at all times during employment with Employer of an
automobile provided to Employee by the Employer. Employer shall be
respopsible for providing for liability, property damage and
comprehensive insurance and for the purchase, operation,
maintenance, repair and regular replacement of said automobile.
section 11. Vacation and sick Leave
Upon signing this contract, Employee shall be entitled to
accrued vacation leave and sick leave at the same rate as other
general unclassified employees of Employer.
section 12. Health and Life Insurance
A. Employer agrees to put into force for Employee insurance
policies for life, accident, sickness, major medical and
dependent's coverage group insurance covering Employee and
dependents.
B. Employer agrees to purchase term life insurance policies
equal in amount to three (3) times the annual gross salary of
Employee. Employee shall pay the premium in accordance with City
policy on the first two (2) times the annual salary and shall pay
the entire premium on the third (3) times the annual salary.
C. Employer agrees to provide hospitalization, surgical and
comprehensive medical insurance for Employee and dependents and to
pay the premiums thereon equal ~o that which is provided all other
employees of Employer or, in the event no such plan exists, to
provide same for Employee.
CAVEAT: In no event shall the benefits in this
section exceed the percentage of premium paid
for on behalf of other employees by Employer.
(i.e., if other employees receive payments of
only half of the premium from the Employer and
pay the remaining half themselves, then, in
that event, the same provisions shall be
applicable to Employee herein, it being the
intent that this Section shall place Employee
on an identical footing with every other
unclassified employee.)
Section 13. Retirement
A. At the annual performance evaluation as per Sections 6
and 7 supra, Employer shall discuss and consider, at its
discretion, based upon the performance of the Employee appropriate
increases in said base salary and/or benefits including, but not
limited to, a retroactive awarding of deferred compensation and the
execution of all necessary agreements provided by the International
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City Management Association-Retirement corporation (ICMA-RC) for
Employer's participation in said ICMA-RC retirement plan; and, in
addi tion to the base salary paid by the Employer to Employee,
Employer, may in its discretion agree retroactively based upon said
annual performance evaluation to pay Seven Thousand Five Hundred
Dollars ($7,500.00) in a lump sum into the ICMA-RC on Employee's
behalf and Employer agrees to transfer ownership to succeeding
employers upon Employee's resignation or discharge.
B. Employee will be part of the unclassified pension system.
Notwithsta.nding the foregoing, Employee covenants diligently to
approach the issue of pension reform without regard to the fact
that the results of said pension reform could create a reduction in
benefits for Employee.
Section 14. Dues and Subscriptions
Employer agrees to budget and to pay for the professional dues
and subscriptions of Employee necessary for his continuation and
full participation in national, regional, state and local
associations and organizations necessary and desirable for
Employee's continued professional participation, growth and
advancement, and for the good of the Employer.
Section 15. Professional Development
A. Employer hereby agrees to budget for and to pay the
travel and subsistence expenses of Employee for professional and
official travel, meetings and occasions adequate to continue the
professional development of Employee and to adequately pursue
necessary official and other functions for Employer.
B. Employer also agrees to budget and to pay for the travel
and subsistence expenses of Employee for those courses, institutes
and seminars that are necessary for professional development and/or
for the good of the Employer.
Section 16. General Expenses
Employer recognizes that certain expenses of a non-personal
and generally jOb-affiliated nature are incurred by Employee, and
hereby agrees to reimburse or to pay said general expenses and the
Finance Director is hereby authorized to disburse such monies upon
receipt of duly executed expense or petty cash vouchers, receipts,
statements or personal affidavits.
Section 17. organization Membership
Employer recognizes the desirability of representation in and
before local civic, social, and other organizations, and Employee
is authorized to become a member of such civic clubs or
organizations, for which Employer shall pay all job related
expenses. No civic club or organization authorized hereunder may
engage in discrimination as to race, sex, color, creed, national
origin or disabilities.
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It is the continuing responsibility of Employee before
becoming a member of such civic club or organization to verify that
there is no discrimination regarding any use, service, maintenance,
membership or operation of the civic club or organization.
MEMBERSHIP IN ANY COUNTRY CLUB IS SPECIFICALLY EXCLUDED FROM
THIS .sECTION AND EMPLOYER SHALL NOT PAY FOR ANY COUNTRY CLUB
MEMBERSHIP, UNLESS AUTHORIZED BY A MAJORITY VOTE OF THE CITY
COMMISSION AND UNLESS SAID MEMBERSHIP IS SPECIFICALLY JOB RELATED.
Section 18. Indemnification
Employer shall defend, save harmless and indemnify Employee
against any tort, professional liability claim or demand or other
legal action, whether groundless or otherwise, arising out of an
alleged act or omission occurring in the performance of Employee's
duties as City Manager. If required, Employer will compromise and
settle any such claim or suit and pay the amount of any settlement
or judgment rendered thereon. This provision includes the right to
legal counsel provided for by the city.
Section 19. Bonding
Employer shall bear the full cost of any fidelity or other
bonds required of the Employee under any law or ordinance.
Section 20. Other Terms and Conditions of Employment
A. The City commission, in consultation with the Mayor,
shall fix any such other terms and conditions of employment, as it
may determine from time to time, relating to the performance of
Employee, provided such terms and conditions are not inconsistent
with or in conflict with the provisions of this Agreement, the city
Charter or any other law.
B. All provisions of the City Charter and Code, and
regulations and rules of the Employer relating to vacation and sick
leave, holidays and other fringe benefits and working conditions as
they now exist or hereafter may be amended, also shall apply to
Employee as they would to other employees of Employer, in addition
to said benefits enumerated specifically for the benefit of
Employee except as herein provided.
C. Employee shall be entitled to receive the same vacation
and sick leave benefits as are accorded department heads, including
provisions governing payment therefore on termination of
employment.
Section 21. No Reduction of Benefits
Employer shall not at any time during the term of this
Agreement reduce the salary, compensation or other financial
benefits of Employee, except to the degree of such a reduction
across-the-board for all similarly situated unclassified employees
of the Employer.
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s.c~ion 22. .o~ic..
Notices pursuant to this Agreement shall be given by deposit
in the custody of the Uni ted states Postal Service, postage
prepaid, addressed as follows:
(1) Employer:
Mayor Seymour Gelber
city of Miami Beach
1700 Convention Center Drive
Miami Beach, FL 33139
Laurence Feingold
City Attorney
1700 Convention Center Drive
Miami Beach, FL 33139
(2) Employee:
Roger M. Carlton
12715 Rolling Road Drive
Miami, FL 33156
Al ternati vely, notices required pursuant to this Agreement may
be personally served in the same manner as is applicable to civil
judicial practice. Notice shall be deemed given as of the date of
personal service or as of the date of deposit of such written
notice in the course of transmission in the United States Postal
Service.
section 23. General provisions
A. The text herein shall constitute the entire Agreement
between the parties.
B. This Agreement shall be binding upon and inure to the
benefit of the heirs at law and executors of Employee.
C. This Agreement shall become effective commencing March
30, 1992.
D. If any provision, or any portion thereof, contained in
this Agreement is held unconstitutional, invalid or unenforceable,
the remainder of this Agreement, or portion thereof, shall be
deemed severable, shall not be effected and shall remain in full
force and effect.
E. Any controversy or claim arising out of or relating to
this Agreement, or the breach hereof, shall be settled by
arbitration in accordance with the Commercial Arbitration Rules of
the American Arbitration Association, and the arbitration award
shall be final and binding upon the parties hereto and subject to
no appeal, and shall deal with the question of the costs of
arbitration and all matters related thereto. In that regard, the
parties shall mutually select one arbitrator, but to the extent the
parties cannot agree upon the arbitrator, then the American
Arbitration Association shall appoint one. Judgment upon the award
rendered may be entered into any court having jurisdiction, or
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application may be made to such court for an order of enforcement.
F. No alteration, modification or amendment of this Contract
shall be effective unless contained in a writing, executed between
the parties in a document of equal dignity with this Contract.
G. The Employee waives the privilege of venue and agrees
that any litigation or arbitration involving this Contract shall
take place in the appropriate Eleventh Judicial Circuit in and for
Dade County, Florida, or if in Federal court, the appropriate court
for the Southern District of Florida.
above written.
of Florida
IN WITNESS WHEREOF, the City f
Attest:
~ L~",^,-
ci y Clerk
APPROVED AS TO FORM:
~IlWdl~
Roger M. Carlton, Employee
~~~
city Attorney {/
LF:ks
(a:lfcityatty\employmB.con)
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