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Guy Nagahama~ I ~ ~ -~ ~ ~ ~ City of Miami Beach Office of the City Clerk 1700 Convention Center Drive, Miami Beach, FL 33139 LOBBYIST REGISTRATION FORM Lobbyist means all persons employed or retained, whether paid or not, by a principal who seeks to encourage the passage, defeat or modification of any ordinance, resolution, action or decision of any commissioner; any action, decision, recommendation of the City Manager or any city board or committee; or any action, decision or recommendation of any city personnel during the time period of the entire decision-making process on such action, decision or recommendation that foreseeably will be heard or reviewed by the city commission, or a city board or committee. The term specifically includes the principal as well as any employee engaged in lobbying activities. The term "Lobbyists" has speclfle exclusions. Please refer to Ordinance 2004-3435. Nagahama Guy NAME OF LOBBYIST: (Last) (First) (M.I) One Post Office Square, Ste. 3400 Boston MA 02109 BUSINESS NAME AND ADDRESS (Number and Street) (City) (State) (Zip Code) 617-342-7870 617-342-7956 GNagahama@Jefferies.com TELEPHONE NUMBER: FAX NUMBER: EMAIL: LOBBYIST RETAINED BY: Jefferies & COmoanV Inc NAME OF PRINCIPAUCLIENT: 520 Madison Ave, 8th Floor New York NY 10022 BUSINESS NAME AND ADDRESS (Number and Street) (City) (State) (Zip Code) 212-336-7270 LKimmel(c~Jefferies.com TELEPHONE NUMBER: FAX NUMBER: (Optional) EMAIL: (Optional) FIII out this section if principal is a Corporation, Partnership or Trust [Section 2-482 (c)] • NAME OF CHIEF OFFICER, PARTNER, OR BENEFICIARY: RlChard HOlder • IDENTIFY ALL PERSONS HOLDING, DIRECTLY OR INDIRECTLY, A 5% OR MORE OWNERSHIP INTEREST IN SUCH CORPORATION, PARTNERSHIP OR TRUST: u.SPECIFIC LOBBY ISSUE: Issuance of Municipal Bonds Issue to be lobbied (Describe in detail): ul. CITY AGENCIES/INDIVIDUALS TO BE LOBBIED: Pursuant to City Code Section 2-482(g) include a statement of the extent of any business, financial, familial, professional or other relationship, giving rise to an appearance of an impropriety with any City personnel sought to be lobbied -- further, pursuant to City Code Section 2- 482(a)(4) include a statement of any contractual relationship (paid or unpaid) from 12 months preceding said City personnels' commencement of service with the City to the present date, stating the general nature of the subject contractual relation. or Patricia Walker, Chief Financial Officer ~ none IV. DISCLOSURE OF TERMS AND AMOUNTS OF LOBBYIST COMPENSATION (DISCLOSE WHETHER HOURLY, FLAT RATE OR OTHER): A) LOBBYIST DISCLOSURE: (Required) In-house employee sa arled B) PRINCIPAL'S DISCLOSURE (OF LOBBYIST COMPENSATION): (Required). In-hOUSe emplOYee salaried The following information must be answered: 1) Pursuant to Miami Beach City Code Section 288 Entitled "Prohibited Campaign Contributions By Lobbyists On Procurement Issues": ~ Yes ^ No• Are you lobbying on a present or pending bid for goods, equipment or services. or on a present or pending award for goods equipment or service? 2) Pursuant to Miami Beach City Code 2-490 Entitled "Prohibited Campaign Contributions By Lobbyists On Real Estate Development Issues": ^ Yes ~ No• Are you lobbying on a pending application for a Development Agreement with the City or application for change of zoning map designation or change to the City's Future Land Use Map? 3) Pursuant to Miami Beach City Code 2-484 (h) Any person (except those exempt from the definition of "lobbyist" as set forth in Section 2-481 above) who only appears as a representative of anot-for-profit corporation or entity without special compensation or reimbursement for the appearance, whether direct, or indirect, to express support of or opposition to any item, shall register with the clerk as required by this section but, shall not be required to pay any registration fees. ^ Yes ~ No• Are you representing snot-for-profit corporation or entity without special compensation or reimbursement. . V. SIGNATURE UNDER OATH: Signature of Lobbyist: L/ ~~.; ""' c Signature of Principal/Client: ~ ~ ~ ~ ~ VI. ~ LOBBYIST IDENTIFICATION: g ~ S' ~~Rq ~ n°i ~ °'+ ~ a N ^ Produced ID Form of Identification dc~noz'~ ~' a `-' `"' ~ ~ ~ ' Personally known (Lobbyist) ~ ~ oc ~ Z g ° ~ ~ ii ' ~ VII. SIGNATURE AND STAMP OF NOTARY: A ~ r,/y NI~S.fEW Z State of ,County of I~liemi-Bede Sworn to and subscrib ~f re me This day of , 20 Signature of blic Notary -State of lorida Notarizatio of Lobbyist's signature PRINCIPAL IDENTIFICATION: ~ Produced ID o Form of Identification cep ~, ° D 0-' ~ O'Personally known (Principal) 6- ~ c ~ • fl v , . o ~ Ny ~ ~Z =Z~U~~ m m y N ' ,~ . m x~Cno~~ ' o Iti'a, County of MiaAai-Bade State of Ffit °• ~ „~ m Sworn nd subscr' d bef re me s w ° N ° D day of , 200 Thi ~ ~ o Z ~ A N 'yvn _ '~ Signature of Public Notary - Sta offio'rtdalU ~f --> Notarization of Principal's signature "~ G TO BE COMPLETED BY CITY GLERK'S STAFF ONLY Annual Registration fee: [ ]Yes [ ] No Amount Paid S MCR # Date Paid Lobbyist Registration Form received and verified by: F;\CLER~SALL~0FC1RN15\LOBBYIST FOr2h1S`Labbyist Registratian Form 21109.doc Revised 02/11/2009 I do solemnly swear that all of the foregoing facts are true and correct and that I have read or am familiar with the provisions contained in Section 2y4'8g of the Miami Beach City Code and ail reporting requirements. k ~ ~ (j City of Miarni Beach, 1700 Convention Center Drive, Miami Beach, Florida 33139, www.miamibeachfl.gov CITY CLERK Office Tel: 305.673.7411 ,Fax: 305.673.7254 CityClerk@miamibeochfl.gov LOBBYIST NAME: Gu Na ahama I understand that no later than October 1st of each year, I must file the following Forms, pursuant to Section 2-485 of the Miami Beach City Code, with the City Clerk's Office for all active lobbying issues. 1) Lobbyist Expenditure Form 2) Disclosure Form Failure to file these forms on a timely basis will result in my name being transmitted to the Miami-Dade County Commission on Ethics and for code violation evaluation. In addition, once an issue I have registered to lobby on has been resolved, I am required to immediately notify the City Clerk's Office of lobbyist withdrawal in writing. LI,.Q, r,.~.._ ~ 2 Signature: Date: F,tCl.>RtLOBgYiSTtLabbyist Registration Form 32708.doc