Arthur Marcus - Capital One Financial Corporation, mI 1nao%- lo31 Lincoln IZomA e
MIAMIBEACH BEAc H
. _ P City of Miami Beach Office of the City Clerk °- u a +.. '
1700 Convention Center Drive, Miami Beach, FL 33139 ?0,16 b141!' t ---,
LOBBYIST REGISTRATION FORM
Lobbyist means all persons employed or retained, whether paid or not, by a principal who seeks to encourage fhd passage;`defeat or a- 19j
modification of any ordinance, resolution, action or decision of any commissioner; any action, decision, recommendation of the City
Manager or any city board or committee; or any action, decision or recommendation of any city personnel during the time period of the
entire decision-making process on such action, decision or recommendation that foreseeably will be heard or reviewed by the
city commission, or a city board or committee. The term specifically includes the principal as well as any employee engaged in
lobbying activities. The term "Lobbyists" has specific exclusions. Please refer to Ordinance 2004-3435.
Marcus Arthur
NAME OF LOBBYIST: (Last) (First) (M.I)
Arthur Marcus Architect 1800 North Andrews Avenue#7F, Ft. Lauderdale, FL 33311
BUSINESS NAME AND ADDRESS (Number and Street) (City) (State) (Zip Code)
(305) 467-6141 marcus a(abellsouth.net
TELEPHONE NUMBER: FAX NUMBER: EMAIL:
Please notify this office if your contact information changes:address,phone, or e-mail address.
I. LOBBYIST RETAINED BY:
Capital One Financial Corporation
NAME OF PRINCIPAUCLIENT:
Capital One Financial Corporation, 15000 Capital One Drive, Richmond, VA 23238
IUSINESS NAME AND AUUKESS (Number and Street) (City) (state) (Lip Code)
(661) 466-6910 (312)260-2728 ruth.newell(&capitalone.com
TELEPHONE NUMBER: FAX NUMBER: (Optional) EMAIL:(Optional)
Fill out this section if principal is a Corporation,Partnership or Trust[Section 2-482(c)]
• NAME OF CHIEF OFFICER,PARTNER,OR BENEFICIARY: Capital One Financial Corporation is publicly traded corporation on the
New York Stock Exchange(NYSE).
• IDENTIFY ALL PERSONS HOLDING, DIRECTLY OR INDIRECTLY,A 5%OR MORE OWNERSHIP INTEREST IN SUCH CORPORATION,
PARTNERSHIP OR TRUST:
II.SPECIFIC LOBBY ISSUE:
Development Approvals and P ermittirig Issues, including, but not limited to the Historic Preservation Board, Design Review
Board, Planning Board;-Board of Adjustment, Land Use De elopment Comrnittee,_City Commission, and any City Workshops or
Committees, if necessaru, relatina to the propertu located Cat'11029-1.031 Lincoln Road, Miami Beach, Florida:
Issue to be lobbied(Describe in detail):
III. CITY AGENCIES/INDIVIDUALS TO BE LOBBIED:
. Pursuant to City Code Section 2-482(a)(4)include the commissioner or personnel sought to be lobbied,and whether the lobbyist has entered
into any contractual relationship (paid or unpaid) with said city commissioner or personnel from 12 months preceding such
person's commencement of service with the city to the present date,stating the general nature of the subject contractual relationship.
Sec 2-482(a)(4) Full Name of Individual and Contractual Relationship(Explain) YES NO
title of person to be lobbied
Staff for the Planning Department, Building Department, None. X
Public Works and City administration, PB, HPB, BOA, None. X
DRB, City Commission, and Mayor as necessary None. X
Pursuant to City Code Section 2-482(g)Every registrant shall be required to state the extent of any business,financial,familial or professional
relationship,or other relationship giving rise to an appearance of an impropriety,with any current city commissioner or city personnel who is
sought to be lobbied as identified on the lobbyist registration form filed.
Sec 2-482(g)Any Financial, Familial or Professional Relationship
None.
None.
None.
C:\Users\clerhatl\AppData\Local\Microsoft\Windows\Temporary Internet Files\Content.Outlook\83LGQDDH\Lobbyist Registration
4
Formrevised 5-30-2012.doc
IV. DISCLOSURE OF TERMS AND AMO Ajk. - LOBBYIST COIMPE - ;TION(DISCLOSE WHETHER HOURLY,FLAT RATE OR OTHER):
A) LOBBYIST DISCLOSURE:(Required $ Ilc.o u It motdt(z- Sa,-v ik -* 4-+
B) PRINCIPAL'S DISCLOSURE(OF LOBB ST COMPENSATION): $ kvo6•
(REQUIRED). .
The following information must be answered:
1) Pursuant to Miami Beach City Code Section 2-488 Entitled"Prohibited Campaign Contributions By Lobbyists On Procurement
Issues":
_Yes XNo: Are you lobbylna on a present or pendina bid for aoods.eauloment or services.or on a present or pending
award for aoods.eauloment or service?
2) Pursuant to Miami Beach City Code Section 2-490 Entitled"Prohibited Campaign Contributions By Lobbyists On Real Estate
Development Issues":
—Yes XNo: Are you lobbying on a pendlna application for a Development Aareement with the City or application for,
chanae of zonina map desianation or change to the City's Future Land Use Mao?
3) Pursuant to Miami Beach City Code Section 2-482(h)Any person (except those exempt from the definition of"lobbyist"as set
forth in Section 2-481 above) who only appears as a representative of a not-for-profit corporation or entity without
special compensation or reimbursement for the appearance, whether direct, or indirect, to express support of or
opposition to any item, shall register with the clerk as required by this section but, shall not be required to pay any registration
fees.
_Yes X No: Are you reoresentina a not-for-profit corporation or entity without special compensation or reimbursement,
V. SIGNATURE UNDER OATH:
ON FEBRUARY 28 OF EACH YEAR. EACH LOBBYIST SHALL SUBMIT TO THE CITY CLERK A SIGNED STATEMENT UNDER
OATH._ LISTING LOBBYING EXPENDITURES. AS WELL AS COMPENSATION RECEIVED. IN THE CITY OF MIAMI BEACIt
EQB THE PRFCFDING CAI FNDAR YFAR A STATFMFNT SHAT I_BF, FILED EVEN ,F THERE HAVE BEEN NO
ig,)( OIL COMPENSATION DURING THE REPORTING PERIOD,
/tfy(.444.1/4.
r
Signature of Lobbyist
I do solemnly swear that all of the foregoing fa is are true and orrect and that I have read or am familiar with the provisions contained
in Section 2-482 of the Miami Beach City Co and all re di requirements.
Signature of Lobbyist:
Signature of Principal/Client: � 1
VI. LOBBYIST IDENTIFICATION: ': PRINCIPAL IDENTIFICATION: 'i In
Produced ID I'WVt-\.OA �0h10�I�S VAC%IBS , "P P4 A Produced ID CA- I)L-- r,=,���,
Form of Identification �''•,,��000 Form of Identification --.;��,,, ,:40-'_
°Personally known(Lobbyist) g° o Personally known(Principal) o A a
3 . 33.v
VII. SIGNATURE AND STAMP OF NOTARY: p H Q Ti 16 State of Florida, County of Miami-Dade State of Florida, County of Miami-Dade T d rn ;
Swor . and sub i-, before me
Iltil Sworn . d subscri•ed before me 3
Thi fl" �d- -f 9•. ` , 2015 1A21-a5 This •-y •f i ,,.. ,' '7l • ° - aD 1Aderi
Signature of Pu tary-State of Florida Signatur= of P t• ;'`ota 4- =
ii-,'_.WI/Mk_.irid -__‘ CO CO -r, .
-State of Florida , 4=
Notarization of Lobbyist's signature Notarization o •-ncioal's signature
TO BE COMPLETED BY CITY CLERK'S STAFF rON✓LY
Annual Registration fee: [ ]Yes[ No Amount Paid$age o c.O MCR# -1 O' 6 ""1 Date Paid OS-Ill'11c,
Lobbyist Registration Form receive and verified by -NheS03 5 Jh 3Q...CC
MIAMI BEACH
City of Miami Beach, 1700 Convention Center Drive, Miami Beach, Florida 33139, www.miamibeachfl.gov
CITY CLERK Office
Rafael E. Granado, City Clerk CityClerk @miamibeachfl.gov
Tel: 305.673.7411 , Fax:305.673.7254
LOBBYIST NAME: Arthur Marcus
I understand that no later than February 28 of each year, I must file the following form,
pursuant to Section 2-485 of the Miami Beach City Code, with the City Clerk's Office for all
active lobbying issues.
1) LOBBYIST EXPENDITURE AND COMPENSATION FORM
Failure to file these forms on a timely basis will result in my name being transmitted to the
Miami-Dade County Commission on Ethics and for code violation evaluation.
In addition, once an issue I have registered to lobby on has been resolved, or I am no longer
lobbying on that issue or for that principal, I am required to immediately notify the City Clerk's
Office of lobbyist withdrawal in writing.
Pursuant to Section 2-485 (d), the City Clerk shall notify any lobbyist (or principal) who
fails to timely file a Statement and in addition to any other penalties which may be
imposed as provided in Section 2-485.1, a fine of $50.00 a day shall be assessed for all
Statement(s) filed after the due date. The City Clerk shall notify the Miami-Dade
County Commission on Ethics and Public Trust of the failure of a lobbyist (or principal)
to file the Statement or pay the assessed fines after notification.
Any lobbyist, who fails to file the required Statement by April 30th, 2012, shall be
automatically suspended from lobbying until all fines are paid, unless the fine has been
appealed to the Miami-Dade County Commission on Ethics and Public Trust.
-Pecteio,e4 Ze,201*
Signature: Date:
C:\Users\clerhatl\AppData\Local\Microsoft\Windows\Temporary Internet Files1Content.Outlook\83LGQDDH\Lobbyist Registration
Formrevised 5-30-2012.doc
• IL
---- -------•;r "�-i - 7HE.FACE-OFTthISOOCUMENTHASACOLORED 8ACKGROUND'ION'•WHITErPAP , A ' - , PA U I T•>.------
^�-« ...-- =T :-� �- _ .�.:,.,.�..._, �.-_-..� ,t. _„� ER AND ORIGINAL DOCUMENISECURITY SCREEN ON'9ACK�VVITH PADLOCK SECURITYcICON� -. -----•
DYNAMICA ARCHITECTURE&INTERIOR DESIGN CORP.
nkofAtn erica 40,% 2223
888 BISCAYNE BOULEVARD,SUITE 201 1 SE 3rd Ave
MIAMI,FLORIDA 33132 Miami,FL 33131
63-27/631 12/17/2015
950
PAY TO THE
ORDER OF `9 CIfi'of Miami Beach $ **2,400.00
� .
Two Thousand Four Hundred and 00/100*****,***"****,*************************************"****************************"***"********************
D
SecurOLLARS ity features
1700 Convention Center Drive
on back.
Miami Beach,FL 33139
VOID AFTER 60 DAYS
p It=Al One c nlln tit c� ,
MEMO Lobbyist Registrations and Annual Fee �y,,� °a g _.___.__.__._..___..._-...._.._...._..._.._,_..-..__.._-..._..._...._...__.._......._.._..__......_... ..........n�
Y AUTHORIZED SIGNATURE
000 2 2 2 311m 1:063 100 27 71m 2 2905 23 7 398011
THE;FACE OF,THIS DOCUMENT,HAS A COLORED BACKGROUN D't3N;WIATE'PAPER,AND'ORIGINA0.30C M _ - --
- -'- - -•-��_ _ - •_-- _� .,�:._._..�..-s�, R_ U__ENT SECURITY SCREEN DNBACK,'iNITH;PADLOCK SECURITY-ICON- --- --
DYNAMICA ARCHITECTURE&INTERIOR DESIGN CORP. ttk®f America 2226
888 BISCAYNE BOULEVARD,SUITE 201 1 SE 3rd Ave
MIAMI,FLORIDA 33132 Miami,FL 33131
63-27/631 12/21/2015
950
PAY TO THE
ORDER OF City of Miami Beach $ **350.00
Three Hundred Fifty and 00/100******************************t nt******************************,r**********************************************************
DOLLARS
Secunty features
1700 Convention Center Drive Details'on back.
Miami Beach,FL 33139
VOID AFTER 60 DAYS
SHE N err
RIP
_ _
O ypy'
MEMO 1508.02 Capital One-Lincoln Rd-Additional Lobbyist Registra'%w cox- AUTHORIZED SIGNATURE
11'00222611® 1:06310027 71® 2290523 ? 398011'
•_� ,ra y: - a 4______.„:„:„...„1,14.... _. .. . . _ ... . _ _......_ _ _. ,„:„.,__,_,.:._,_,,,,,..„,,:_,..:_::_:•_. ___ _ _. ..."_....,
... .._.__.,_.:...,_,__ ._.......,....,....t.„.....„...,...,... . . _ . . _ ... ._ .. ._. __. •__,___ .•:-.•*';.:;-'44:-.:.:. ' : -. - - '.'
m �:.._c- a a n ? "..•m ...� • _- :_ • - - a m - - ��_ --- gyp .•
. mss- •
•.n ,.a _ N
vn .r
D . -- n C
..; .1.. .. t •
,:*;•:•.om lC.z....
H.'...,- .7'"F..e7.i.,'f'._,'A•..:.•--:(9.7--.._1 7-".:-- l• .... • •
...3 x°, .. rw
f_ . _ • -a - ..----... .,, . . . . ..
_ - . s 'lit
rt ,, .,, . •°°. . -. . d ice" -
;:::-..._:•i•1'::.'i..:'.' k .7.',1-.-1,..:1: '::_.--..;_. .1----'-',-.r,...Ce'.•T: ::_:.:::T: .).,-'. -"•,_,,-:::_:--&--:_::::-..--..--,i,..-='.-..:-• -T t:-:,)",-.---- -:.•...!.::
• '' ; '
. p r • o,. r _i•
®" i
_ _ .tt� -
•
Salvatore, Jason
< I I n
From: Newell, Ruth (CONT) Ruth.Newe I @capita o e.c om>
Sent: Monday, January 25, 2016 2:42 PM
To: Salvatore,Jason; 'Arthur Marcus'
Cc: 'Matthew Amster Esq.'
Subject: RE: Miami Beach Lobbyist for 1029-1031 Lincoln Rd Registration for Arthur Marcus
Good afternoon,
The information below is correct. Please let me know if you need further information from me.
Have a great day!
Sent with Good(www.good.com)
Original Message
From: Salvatore, Jason [JasonSalvatore @miamibeachfl.gov]
Sent: Monday, January 25, 2016 11:48 AM Eastern Standard Time
To: 'Arthur Marcus'
Cc: Newell, Ruth (CONT); Matthew Amster Esq.
Subject: RE: Miami Beach Lobbyist for 1029-1031 Lincoln Rd Registration for Arthur Marcus
Good morning Mr. Marcus,
Thank you for confirming. I just need Ms. Newell to also confirm this is accurate for the principal disclosure and I can
attach this email chain to the registration.
Thank you,
Av\ BEAEH1
Jason Salvatore -Office Associate Ill
Office of the City Clerk
1700 Convention Center Drive, Miami Beach, FL 33139
Tel: 305-673-7411 www.miamibeachfl.gov
We are committed to providing excellent public service and safety to all who live, work and play in our vibrant, tropical,
historic community.
From:Arthur Marcus [mailto:marcus aftellsouth.net]
Sent: Wednesday, January 20, 2016 1:02 PM
To: Salvatore, Jason
Cc: ruth.newell@icapitalone.com; Matthew Amster Esq.
Subject: Re: Miami Beach Lobbyist for 1029-1031 Lincoln Rd Registration for Arthur Marcus
Jason..
I hereby note that my compensation for this project is$175.00 per hour. This should be sufficient to answer both
questions.
Arthur
Arthur Marcus Architect
www.arthurmarcus.com
cell: 305-467-6141
Sent from my iPhone
On Jan 20, 2016, at 12:38 PM,Salvatore,Jason<JasonSalvatore @miamibeachfl.gov>wrote:
Good afternoon Mr. Marcus and Ms. Newell,
In reviewing Mr. Marcus' lobbyist registration form,section A and B of page 2 have conflicting
compensation disclosure amounts. The lobbyist disclosure section states a rate of$175.00 per hour,
and the principal disclosure of lobbyist compensation states$4000. These amount must be the
same. In order to process the registration, I will need an email from both of you confirming the
compensation amount and the rate that the principal is paying the lobbyist(hourly, flat, other). Once I
receive the emails, I can attach them to your paperwork and activate the registration. Thank you for
your assistance!
Thank you,
<image001.jpg>
Jason Salvatore -Office Associate I/l
Office of the City Clerk
1700 Convention Center Drive, Miami Beach, FL 33139
Tel: 305-673-7411 www.miamibeachfl.gov
We are committed to providing excellent public service and safety to all who live, work and play in our
vibrant, tropical, historic community.
The information contained in this e-mail is confidential and/or proprietary to Capital One and/or its affiliates and may only be used solely in
performance of work or services for Capital One.The information transmitted herewith is intended only for use by the individual or entity to
which it is addressed. If the reader of this message is not the intended recipient, you are hereby notified that any review, retransmission,
dissemination, distribution, copying or other use of, or taking of any action in reliance upon this information is strictly prohibited. If you have
received this communication in error, please contact the sender and delete the material from your computer.
2