J.W. Howard/Morgan Stanley & Co. Inc.m n,',,I~iv"~I.BEACH
City of Miami Beach OfFce of the City Clerk
1700 Convention Center Drive, Miami Beach, FL 33139
LOBBYIST REGISTRATION FORM
Lobbyist means all persons employed or retained, whether paid or not, by a principal who seeks to encourage the passage, defeat or modfication of
any ordinance, resolution, action or decision of any commissioner, any action, decision, recommendation of the City Manager or any city board or
committee; or any action, decision or recommendation of any city personnel during the time period of the entire decision-making process on such
action, decision or recommendation that foreseeably will be heard or reviewed by the city commission, or a city board or committee. The term
spe~cally inGudes the principal as well as any employee engaged in lobbying activities. The term "Lobbyists" has specific exclusions. Please
refer to Ordinance 20043436.
Howard ~.W,
NAME OF LOBBYIST: (Last) (First) (M.I)
Morgan Stanley 8~ Co. Incorporated, 433 Plaza Real, Suite 275, Boca Raton, FL 33432
BUSINESS NAME AND ADDRESS (Number and Street) (City) (State) (Zip Code)
(561) 962-4111 (212) 507-1619 james.howard@morganstanley.com
TELEPHONE NUMBER: FAX NUMBER: EMAIL:
LOBBYIST RETAINED BY:
Morgan Stanley 8~ Co. Incorporated
NAME OF PRINCIPAUCLIENT:
1585 Broadway, New York, NY 10036
BUSINESS NAME AND ADDRESS (Number and Street) (City) (State) (Zip Code)
X212) 761-4000
TELEPHONE NUMBER: FAX NUMBER: (Optional) EMAIL: (Optional)
F111 out this section If principal Is a Corporation, Partnership or Trust [Section 282 (c)]
• NAME OF CHIEF OFFICER, PARTNER, OR BENEFICIARY:
N/A
• IDENTIFY ALL PERSONS HOLDING, DIRECTLY OR INDIRECTLY, A 5% OR MORE OWNERSHIP INTEREST IN
SUCH CORPORATION, PARTNERSHIP OR TRUST: N/A
II.SPECIFIC LOBBY ISSUE:
Bond Underwriting
Issue to be lobbied (Descnbe m detatl):
ill. CITY AGENCIES/INDIVIDUALS TO BE LOBBIED: (Pursuant to city code section 2-as2(g)
Include a statement of the extent of any business, financial, familial, professional or other relationship, giving raise to an
appearance of an Impropriety, with any City personnel sought to be lobbied; further, pursuant to Clty Code Section 2-
482(a)(4) Include a statement of any contractual relationship (paid or unpaid) from 12 months preceding the
commencement of service of City personnel to be lobbied.)
A Full Name of Individual Title B) Any Financial, Familial or Professional Relationship
None
a
8~ ~1 ~d 8- AON8001
IV. DISCLOSURE OF TERMS AND AMOUNTS OF LOBBYIST COMPENSATION (DISCLOSE WHETHER HOURLY, FLAT
RATE OR OTHER):
A) LOBBYIST DISCLOSURE: (Required) In-house lobbyist -salaried.
B) PRINCIPAL'S DISCLOSURE (OF LOBBYIST COMPENSATION): In-hOUSe lobbyist -salaried.
(Required).
The following information must be answered:
1) Pursuant to Miami Beach City Code Section 2-488 Entitled "Prohibited Campaign Contributions By Lobbyists
On Procurement Issues":
^ Yes ~ No: Are you lobbvinsl on a present or pending bid for goods, equipment or services, or on a_
present or pendinia award for iaoods, equipment or service?
2) Pursuant to Miami Beach City Code 2-490 Entitled "Prohibited Campaign Contributions By Lobbyists On
Real Estate Development Issues":
^ Yes ®No: Are you lobbvina on a pending application for a Development As~reement with the Citv or
application for chance of zoninst map designation or chance to the Citv's Future Land Use
Map?
3) Pursuant to Miami Beach City Code 2-484 (h) Any person (except those exempt from the definition of
"IobbyisY' as set forth in Section 2-481 above) who only appears as a representative of anot-for-profit
corporation or entity without special compensation or reimbursement for the appearance, whether direct, or
indirect, to express support of or opposition to any item, shall register with the clerk as required by this
section but, shall not be required to pay any registration fees.
^ Yes ~ No: Are you representing anot-for-profit corporation or entity without special compensation or
reimbursement. .
V. SIGNATURE UNDER OATH:
ON OCTOBER 1sT OF EACH YEAR EACH LOBBYIST SHALL SUBMIT TO THE CITY CLERK A SIGNED
STATEMENT UNDER OATH LISTING LOBBYING EXPENDITURES AS WELL COMPENSATION RECEIVED
IN THE CITY OF IAMI BEACH FOR THE PRECEDING CAL R YEA STATEME E FILED
EVEN IF THERE HAVE BEEN NO EXPENDITURES R C SATIO ING THE P RTI PERT D.
e/g.
Signature of Lobbyist
I do solemnly swear that all of the fore facts are f e and corre nd tha have read or am familiar with the
provisions contained in Section 2-4 o e iami B h City Code a d all rep ing requirements.
Signature of Lobbyist:
Signature of Principal/Client:
VI. LOBBYIST IDENTIFICATION: PRINCIPAL IDENTIFICATION:
;ia• ~,
_,~. ;,~ Commission. DD 680928 Form of Identification
~; F~cpires September 27, 2011
ea,a.em~xrrerwn pit
n (Lobbyist)
~ Produced ID
VII. SIGNATURE AND STAMP OF NOTARY:
State of Florida, County of Miami-Dade
Sworn t apd subscribed, efor me
This +~~e~ day of ~~J~B' , 2008
Signature of Public Notary -State of Florida
Notarization of Lobbyist's signature
/ TO BE COMPLETED B'
Annual Registration fee: [ ]Yes [ ] No Amount Paid
Lobbyist Reglstratlon Form received and verified by:
F:\CLER\LOBBYIST\Lobbyist Registration Form 32708.doc
Form of Identification
^ Personally known (Princip~AGALY MALDONADO
NOTARY PUBLIC, STATL OF NEW YORK
Registration Nc. Q1!viA6163338
Qualified in New York County
State of Florida, County of Mt~}IT~~'S~Bn Expires March 26, 2011
Sworn and subscribed before me
a of , 2008
S r f Public Notary -State of Florida
Notarization of Principal's signature
CLERK'S STAFF ONLY.... , ~ 1 1 ~ 4A ~ I
# n«IV l l % Date Paid
Revised
t fr,
City of Miami Beach, 1700 Convention Center Drive, Miami Beach, Florida 33139, www.miamibeachfl.gov
CITY CLERK Office CityClerk@miamibeachfl.gov
Tel: 305.673.7411 ,Fax: 305.673.7254
LOBBYIST NAME: ~•~-• Howard
I understand that no later than October 1st of each year, I must file the following
forms, pursuant to Section 2-485. of the Miami Beach City Code, with the City Clerk's
Office for all active lobbying issues.
1) Lobbyist Expenditure Form
2) Disclosure Form
Failure to file these forms on a timely basis will result in my name being transmitted to the
Miami-Dade County Commission on Ethics and for code violation evaluation.
In addition, once an issue I have registered to lobby on has been resolved, I am required
to immedi~~ly notify~e City Clerk's Office of lobbyist withdrawal in writing.
ignature:
~ Qv
Date:
F:ICLERILOBBYIST1Lobbyist Registration Form 32708.doc