Suntrust Bank Loan AgreementEXHIBIT "A"
SUNTRUST BANK
LOAN AGREEMENT
(including applicable Notes)
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EXHIBIT A TO RESOLUTION
LOAN AGREEMENT
This LOAN AGREEMENT (the "Agreement") is made and entered into as of the Closing
Date identified on Attachment B, and is by and between the City of Miami Beach, Florida, a
municipal corporation of the State of Florida, and its successors: and assigns (the "Borrower"), and
the financial institution identfied.on Attachment B, and its successors. and assigns, as holder(s) of
the hereinafter defined Notes_(the "Bank").
The parties hereto, intending to be legally bound hereby and in consideration of the mutual
covenants hereinafter contained, DO HEREBY AGREE as follows:
ARTICLE I
DEFINITION OF TERMS
Section 1.01 Definitions. The words. and terms used in this Agreement shall have the
meanings as set forth in .the recitals above and the following words .and terms as used in this
Agreement shall have the following meanings:
"Advance" means a borrowing of money under the Notes, pursuant to Section 5.03 hereof.
"Agree~xient" shall mean this Loan.Agreeznent-and: any and all modifications, alterations, .
amendments and supplements hereto made in accordance with the provisions hereof.
"Authorized Individual" means any one of the individuals identified on Attachment B.
"Bond Counsel" means Squire Sanders & Dempsey L.L.P. or such other attorney-at-law or
firm of such attorneys having expertise in the legal aspects of the issuance of indebtedness by states
and political subdivisions thereof and acceptable to the Bank.
"Budgeted Revenues" means, to the extent provided in Section 3.06 hereof, the Non-Ad
Valorem Revenues.
"Business Day" means any day except any Saturday or Sunday or day on which the Principal
Office of the Bank is lawfully closed.
"Closing Date" means the date so indicated in the Notes.
"Code'" means the Internal Revenue Code of 1986, as amended; .and any Treasury
Regulations, whether temporary, proposed or final, promulgated thereunder or applicable thereto.
"Costs" means, with respect to-the Project, any lawful expenditure of the Borrower which
meets the further requirements of this Agreement.
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"Essential Government Services" means the provision of public safety and general
governmental services by the Borrower, the .expenditures for which are set forth as the line items
entitled "General Government Expenditures" and "Public Safety Expenditures" as reflected in the
City of Miami Beach Statement of Revenues, Expenditures and Changes in Fund Balances -
Governmental Funds and as reported in the City's latest Comprehensive Annual Financial Report.
"Event of Default".shall mean an event of default specified in Article VI of this Agreement.
"Loan" shall mean the loan by the Bank to the Borrower contemplated hereby.
"Loan Amount" is identified on Attachment B.
"Non-Ad Valorem Revenues" means in anyfiscal year ofthe Borrower, all revenues received
by the Borrower in such fiscal year that are not derived from ad valorem taxation.
"Notes" means the Borro~?ver's FromissoryNotes inthe forms attached hereto as Attachments
"A-l"and "A-2.~~
"Notice Address" means,
As to the Borrower: As set forth on Attachment B
As to the Bank: As set forth on Attachment B
or to such other address as either party may have specified in .writing to the other using the
procedures specified in .Section 7.06.
"Other Bank Notes" is defined on Attachment B.
"Other Banks" is defined on Attachment B.
"Principal Office" means, with respect to the Bank, the Notice Address, or such other office
as the Bank may designate to the Borrower in writing.
"Project" -means experditures incurred by the Borrower with respect to any portion of the
System.
"State" means the State of Florida.
"System" means the stormwater management utility system owned and operated by the
Borrower and the water transmission. and distribution system and the sewage collection and
transmission system owned and operated by the Borrower:
"Tax Compliance Certificate" means the Tax Compliance Certificate to be executed and
delivered concurrently with the first Advance, if any, under the Tax-Exempt Note.
"Taxable Note" means the Note attached hereto as Attachment "A-2."
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"Tax-Exempt Note" means the Note attached hereto as Attachment"A-1."
Section 1.02 Titles and Headings. The titles and headings of the articles and sections of
this Agreement have been inserted for convenience of reference only and are not to be considered
apart hereof, shall not in any way modify or restrict any of the terms and provisions hereof, and shall
not be considered or given any effect in construing this Agreement or any provision hereof or in
ascertaining intent, if any question of intent should arise.
ARTICLE II
REPRESENTATIONS OF BORROWER
The Borrower represents and warrants to the Bank that:
Section 2.01 Powers of Borrower: The Borrower is a political subdivision of the type
identified on Attachment B hereto,..duly `organized and validly existing under the laws of the State.
The Borrower has the power to borrow the. amount provided for in this Agreement, to execute and
deliver the Notes and this Agreement, to secure the Notes in the manner contemplated hereby and
to perform and observe all the terms and conditions of the Notes and this Agreement on its part to
be performed and observed. The Borrower may lawfully borrow funds hereunder in order to pay
Costs of the Project.
Section 2.02 Authorization of Loan. The Borrower had, has, or will have, as the case may
begat all relevant times, full legal right, power, and authority to execute.this Agreement, to make.the
Notes, and to carry out arid consummate all other transactions contemplated hereby, and the
Borrower has complied and will comply with all provisions of applicable law in all material matters
relating to such transactions. The Borrower has duly authorized the borrowing of the amount
provided for in this Agreement, the execution and delivery of this Agreement, and the making and
delivery of the Notes to the Bank and to that end the Borrower warrants that it will take all action
and will do all things which it is authorized by law to take and to do in order to fulfill all covenants
on its part to be performed and to provide for and to assure payment of the Notes. The Notes has
been duly authorized,. executed,. issued and delivered to the Bank and constitute legal, valid and
binding obligations of the Harrower enforceable in accordance with the terms thereof and the terms
hereof, and are entitled to the benefits and security of this Agreement. All approvals, consents, and
orders of and filings. with. any governmental. authority or agency which would constitute a condition
precedent to the issuance of the Notes or the execution and delivery of or the performance by the
Borrower of its obligations under this Agreement and the Notes have been obtained or made and any
consents, approvals, and orders to be received or filings so made are in full force and effect.
Section 2.03. No Violation of .Law or Contract. The Borrower is not in default in_ any
material respect under any. agreement or other instrument to which it is a party or by which it may
be bound, the breach of which could result in a material and adverse impact on the financial
condition of the Borrower or the ability of the Borrower to perform its obligations hereunder and
under the Notes. The making and performing by the Borrower of this Agreement and the Notes will
not violate any applicable provision of law, and will not result in a material breach of any of the
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tezms.of any agreement or instr~pent to which the Borrower is a party ox by which.the Borrowez is
bound, the breach of which could result in a material and adverse impact on the financial condition
of the Borrower or the ability of the Borrower to perform its obligations hereunder and under the
Notes.
Section 2.04 Pending or Threatened Liti atg ion. There are no actions or proceedings
pending against the Borrower or affecting the Borrower or, to the knowledge of the Borrower,
threatened, which, either in any case or in the aggregate, might result in any material adverse change
in the financial condition of the Borrower,,or which questions the validity of this. Agreementor the
Notes or of any action taken or to be taken in connection with the transactions contemplated hereby
or thereby.
Section 2.05 Financial Information. The financial information regarding the Borrower
furnished to the Bank by the Borrower in connection with the Loan is accurate, and there has been
no material and adverse change in the financial condition of the Borrower from that presented in
such information.
ARTICLE III
COVENANTS OF THE ISSUER
Section 3.01 Affirmative Covenants. For so long as any of the principal amount of or
interest on the Notes is outstanding or is available to be advanced hereunder or any duty or obligation
of the Borrower hereunder or under the Notes remains unpaid or unperformed, the Borrower
covenants to the Bank as follows:
(a) Payment. The Borrower shall pay the principal of and the interest on the Notes at the
time and place, and in the manner and from the sources provided herein and in the Notes.
(b) Use of Proceeds. Proceeds from the. Notes will be used only to pay costs of the
Project and to pay closing costs of the Loan.
(c) Notice of Defaults. The. Borrower shall within ten (10) days after it acquires
. knowledge..thereof, notify the Bank:in,writing at its Notice Address upon.the happening, occurrence,
or existence of any Event of Default, and any. event or condition which with the passage of time or
giving of notice, or both, would constitute an Event of Default, and shall provide the Bank with such
written notice, a detailed statement by a responsible officer of the Borrower of all relevant facts and
the action being taken or proposed to be taken by the Borrower with respect thereto.
(d) Maintenance of Existence. The Borrower will take all legal action necessary to
maintain its existence until all amounts due and owing from the Borrower to the Bank under this
Agreement and the Notes have been paid. in full.
(e) Records. The Borrower agrees that any and all records of the Borrower with respect
to the Loan and the Project shall be open to inspection by the Bank or its representatives at all
reasonable times at the offices the Borrower.
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(f) Notice of.Liabilities. The Borrower shall promptly-inform the Bank in writing of any
actual or potential contingent liabilities or pending or threatened litigation of any amount that could
reasonably be expected to have a material and adverse effect upon the financial condition of the
Borrower or upon the ability of the Borrower to perform its obligation hereunder and under the
Notes.
(g) Insurance. The Borrower shall maintain such liability, casualty and other insurance
as is reasonable and prudent for. similarly situated.governmental entities of the State of Florida.
(h) . .Compliance with Laws. The Borrowershall comply with all applicable federal; state
and local laws and regulatory requirements, the, violation. of which could reasonably be expected to
have a material and adverse effect upon the financial condition of the Borrower or upon the ability
of the Borrower to perform its obligation hereunder and under the Notes.
(i) Payment of Document Taxes.. In the. event the Notes or this Agreement should be
subject to the excise tax on documents or the intangible personal property tax of the State, the
Borrower shall pay such taxes or reimburse the- Bank for any such taxes paid by it.
(j) Financial Information. The Borrowerwili cause an audit to be completed of its books
and accounts and shall furnish to the Bank audited year-end financial statements of the Borrower
together with a report of by an independent certified public accountant acceptable to the Bank stating
without qualification unacceptable to the Bank that the audit was conducted in accordance with
generally accepted auditing standards and stating that such financial statements present fairly in all
material respects the financial position of the Borrower and the results of its operations and cash
flows for the periods covered by the .audit report, all in conformity with generally accepted
accounting principles:applied on a consistent basis.: The Borrower shall adopt an annual.budget as
required by law: The Borrower shall provide. the owner of the Notes with (i) a copy. of its annual
operating budget for each fiscal year ending after September 30, 2009 promptly upon requesttherefor
by the Bank, and (ii) its audited financial statements described above and its comprehensive annual
financial report (if one is prepared by the Borrower) for each fiscal year ending on and after
September 30, 2009 within 270 days after the end thereof.
(k) Denositor~Relationshin. So long as the Bank is a qualified public depository under
Chapter 280, Florida Statutes, or so. Gong as the Bank. is not required to be a qualified public
..depository in order for the Borrower to lawfully deposit funds with the Bank, the Borrower shall
maintain on deposit with the Bank in time or demand deposits, or in other accounts acceptable to the
Bank (for example, investment accounts in any affiliate with the Bank), at least $4,000,000.00. This
requirement is in addition to any similar requirement that maybe contained in any other agreement
between the Borrower and the Bank.
Section 3.02 Negative Covenants. For so long as any of the principal amount of or interest
on the Notes is outstanding or is available to be advanced hereunder or any duty or obligation of the
Borrower hereunder or under the Notes renZains unpaid or. unperformed; the Borrower covenants to
the Bank as follows:
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(a) No Pled e of Non-Ad Valorem Revenues. Without the prior written consent of the
Bank, the Borrower shall not hereafter xequest any Advance hereunder or incur. any indebtedness
payable from-any Nori-Ad Valorem Revenues (which includes any increases in the outstanding
amount under any line of credit or similar arrangement), other than any Non-Ad Valorem Revenues
accounted for in an enterprise fund under governmental accounting principles, which could, but for
such future indebtedness, be lawfully used to pay principal of or interest on the Notes ("Enterprise
Revenues") (any and all such indebtedness payable from Non-Ad Valorem Revenues, other than
Enterprise Revenues, whether now existing or incurred in the future, is referred to as "Competing
Debt"), unless (i) the amount of Non-Ad Valorem Revenues, otherthanEnterpriseRevenues, if any,
received by the Borrower during the fiscal.year of the Borrower most recently concluded prior to
the date of such Advance or the incurrence of such indebtedness for which audited financial
statements are available, minus the excess, if any, of the expenditures by the Borrower for Essential
Government Services for such fiscal year over the amount of ad valorem taxes (other than any ad
valorem taxes levied pursuant to referendum approval by the electorate) received by the Borrower
in such fiscal year, equals. or exceeds 200% of the maximum amount of principal and interest
scheduled to be payable on the Notes (including the amount of the Advance being requested) and
all Competing Debt (including the proposed debt). during the then current or any future fiscal year
and (ii) an Authorized Individual certifies in writing to the Bank that to the best of his or her
knowledge no event has occurred which would cause him or her to believe. that the. amount'ofNon=
Ad Valorem Revenues; other than any Enterprise Revenues, to be received in any future fiscal year
minus the excess, if any, ofthe expenditures bythe Borrower for Essential Government Services for
such fiscal year overthe.amount of ad valorem taxes (other than any ad valorem taxes levied
pursuant to referendum approval by the .electorate) received by the Borrower in such fiscal year,
would be less than 200% of the amount of principal and interest scheduled to be payable on the
Notes and all Competing Debt during such fiscal year. For purposes of calculating the foregoing, if
any indebtedness bears a rate of interest that is not fixed for the entire term of the debt (excluding
any.provisionstbat adjust the interest rate:upon a change: in tax law or.:inthe taxtreatment of interest
on the debt or upon a default), then the interest rate on-such indebtedness. shall be assumed to be the
highest of (i) the average rate of actual interest borne by such indebtedness during the most recent
completemonth prior to the date of issuance of such proposed indebtedness, (ii) fortax-exempt debt,
The Bond Buyer Revenue Bond Index last published in the month preceding the date of issuance of
such proposed indebtedness plus one percent, (iii) for taxable debt, the yield on a U.S. Treasury
obligation with a constant maturity closest to but not before the maturity date of such indebtedness,
as reported in Statistical Release H.15 of the Federal Reserve on the last day ofthe month preceding
-the date of issuance of such. proposed)ndebtedness,plus three percent, .provided that if the. Borrower
shall have entered into an interest rate swap or interest rate cap or shall have taken any other action
which has the effect of fixing or capping the interest rate on such indebtedness for the entire term
thereof, then such fixed or. capped rate shall be used as the applicable rate for the period of such swap
or cap, and provided further that if The Bond Buyer Revenue Bond Index or Statistical Release H.15
of the Federal Reserve is no longer available or no longer contains the necessary data, such other
comparable source of comparable data as selected by the Bank shall be utilized in the foregoing
calculations.
Except as provided in Section~3,02(e); nothing in this Agreement limits the Borrower's ability
to incur indebtedness payable from Enterprise Revenues.
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(b) No Adverse Borrowings. The Borrower shall not issue or incur any indebtedness or
obligation if such would materially and adversely affect the ability of the Borrower to pay debt
service on the Notes or any other amounts-owing by the.Bon-ower under this.Agreement... -
(c) No System Debt. The Borrower will not incur any indebtedness (i.e., obligations
created by exercise of the borrowing power. of the- Borrower, and not including trade payables
incurred in the ordinary course of operation of the System) payable from revenues of the System
("System Debt") unless (i) at the time such System Debt is incurred the Borrower is in compliance
with the terms of any ordinance, resolution or contract which limits the Borrower's ability to incur
System Debt, assuming for such purpose that in addition to any existing System Debt and the
..proposed System Debt,. there, ~ also. outstanding $60,000,000 of System Debt (of which 64% is
payable from the stormwater system revenues and 36% of which is payalile from water and sewer
system revenues, or such other portions as maybe agreed upon in writing bythe Borrower, the Bank
and the Other Banks), which is bearing interest at a rate equal to The Bond Buyer 20 Revenue Bond
Index rate published most recently prior to the date such System Debt is to be incurred and which
is being repaid in 20 equal annual installments due on the date one year after the date such proposed
System Debt is to be incurred and each anniversary of such date, (ii) concurrent with the incurrence
of such indebtedness the entire outstanding principal and interest of the Notes and the Other Bank
Notes are repaid and this Agreement is terminated or.(iii) the total principal and interest scheduled
to be paid on all indebtedness ~of:the System in ariy fiscal year bf the Borrower is not greater after the
incurrence of such indebtedness than it was before the incurrence of such indebtedness.
Section 3.03. Bank Fees and Expenses: -The Borrower hereby agrees to pay (i) a closing fee
to the Bank in the amount of $20,000.00 and (ii) the fee of counsel to the Bank in connection with
the issuance of the Notes in the amount of $5,833.33, said amounts to be due and payable upon the
issuance of the Notes.
In addition, the.Borrower will pay the Bank an annual fee (the "Unused Facility Fee") equal
to 80 basis points (0.80%) of the unfunded amount of the Loan, calculated on the basis of a 360 day
year and the actual number of days elapsed, payable in arrears as of last day of each March, June,
September and December, commencing June 30, 2009, and on the date on which this Agreement
terminates.
Section 3.04. Registration and Exchange of Notes• Persons Treated as Banks. The Notes
are owned by the Bank. The ownership of the Notes.may only be transferred, and the Borrower will
transfer the ownership of the Notes, upon wt•itten request of the` Bank specifying the name, address.
and taxpayer identification number of the transferee, and the Borrower will keep a record setting
forth the identification of the owner of the Notes. The Bank will not transfer the Notes except in
compliance with all applicable laws and the -Bank may only transfer both Notes to the same
transferee and at the same time.
Section 3.05. Notes Mutilated Destroyed, Stolen or Lost. In case a Note shall become
mutilated, or be destroyed,. stolen or lost, the Borrower shall issue and deliver a new Note having the
...same terms as the Note :mutilated, destroyed, atolen Qr lost, in exchange and in substitution for. such . .
mutilated Note, or in lieu of and in substitution for the Note destroyed, stolen ar lost and upon the
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Bank furnishing the Borrower proof of ownership thereof and indemnity reasonably satisfactory to
the Borrower and paying such expenses as the Borrower may incur.
Section 3.06: Payment of Principal and Interest• Limited Obligation: The Borrowerpromises
that it will promptly pay the principal of and interest on the Notes at the place, on the dates and in
the manner provided therein, provided that the Borrower.may be compelled to pay the principal of
and interest on the Notes solely from the Non-Ad Valorem Revenues budgeted and appropriated for
such purpose as provided herein, and nothing in the Notes or this Loan Agreement shall be construed
as pledging any other funds or assets of the Borrower to such payment. Nothing herein shall,
however, prevent the Borrower from using any lawfully available funds to pay its obligations
hereunder and- under the Notes.. The covenant. to budget and appropriate does not create a lien upon
or'pledge of the Non-Ad' Valorem: Revenues. The Borrower is not and hall.not be liab?e for the
payment of the principal of and interesf on the Notes or for the performance of any pledge, obligation
or agreement for payment undertaken by the Borrower hereunder or under the Notes from any
property other than the Budgeted Revenues. The Bank shall not have any right to resort to legal or
equitable action to require or compel the. Borrower to make any payment required by the Notes or
this Loan Agreement from any source other than the Budgeted Revenues.
The Borrower covenants that, so long as Notes shall remain unpaid or any other amounts are
owed~by the Borrower under.this Agreerrient or the Notes, it will appropriate in its annual budget,.
by amendment, if required, from the Non-Ad Valorem Revenues, amounts sufficient to pay the
principal of and interest on the Notes and other amounts owed under this Agreement as the same
shall become due. In the event that. the amount previously budgeted for such purpose is ever
insufficient to pay such principal and interest on the Notes and other amounts owed under this
Agreement, the Borrower covenants to take immediate action to amend its budget so as to budget
and appropriate an amount from the Non-Ad Valorem Revenues sufficient to pay such debt service
on the Notes and such other amounts. Such covenants to budget. and appropriate from Non-Ad
Valorem Revenues. shall be cumulative to. the_extent riot. paid and shall;gontinue until such Non-Ad
Valorem Revenues sufficient to make all required payments have been budgeted, appropriated and
used to pay such debt service on the Notes and such other amounts. The Bank and the Borrower
acknowledge the existence. of Section 1f6.241, Florida Statutes, which prescribes the budgetary
process of the Borrower and which prohibits any expenditure or contractual obligation therefor from
being made or incurred except in pursuance of budgeted appropriations.
Notwithstanding any provisions of this Agreement to the contrary, the Borrower shall not be
obligated to maintain or continue any of the activities of the Borrower which generate Non-Ad
Valorem Revenues. In addition, in. any fiscal year of the;:Borrower, the' Borrower inay pay or make
provision for payment of the expenses of providing Essential Government Services of the Borrower
due or coming due in such fiscal year from Non-Ad Valorem Revenues prior to being required to
use any Non-Ad valorem Revenues to pay amounts due hereunder and under the Notes.
Any Non-Ad Valorem Revenues which are restricted by a contract in existence on the date
hereof from being used to pay principal and interest on the Notes shall not be subj ect to the covenant
to budget and appropriate. Any Non-Ad Valorem Revenues which are prohibited by a general or
°special law of the State in existence:on the date hereof from being used to pay principal and interest
on the Notes shall not be subject to the`covenant to budget and appropriate. Any source of Non-Ad
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Valorem Revenues which is created after the date hereof and which is prohibited by a general or
special law of the State from being used to pay principal and interest on the Notes shall not be
subject to the covenant to budget and appropriate.
Section 3.07 Officers and Em,~ilovees of the Borrower Exempt from Personal Liability. No
recourse under or upon any obligation, covenant or agreement of this Loan Agreement or the Notes
or for any claim based hereon or thereon or otherwise in respect thereof, shall be had against any
officer (which includes elected and appointed officials), agent or employee, as such, of the Borrower
past, present or future, it being expressly understood (a) that the obligation of the Borrower under
this Agreement and under the Notes is solely a corporate one, limited as provided in the preceding
Section 3.06, (b) that no personal liability whatsoever shall attach to, or is or shall be incurred by,
the officers,, agents, or employes, as suchx of the.Borrower; or any of them, under or by reason.of .
- the obligations, covenants or agreements contained in this Agreement or implied therefrom, and (c)
that any and all such personal liability of, and. any and all such rights and claims against, every such
officer, agent, or employee, as such, of the Borrower under or by reason of the obligations, covenants
or agreements contained in this Agreement and under the Notes, or implied therefrom, are waived
and released as a condition of, and as a consideration for, the execution of this Agreement and the
issuance of the Notes on the part of the Borrower.
Section 3.08. Business Days. In any case where the due date of interest on or principal of
the Notes is not a Business Day, then payment of such principal or interest need. not be made on such
date but may be made on the next succeeding Business Day, provided that credit for payments made
shall not be given until the payment is actually received by the Bank.
Section 3.09. Tax Representations Warranties and Covenants of the _ Borrower. The
Borrower agrees to comply with the provisions of the Tax Compliance Certificate, if one is ever
executed.
ARTICLE IV ~ . .
CONDITIONS OF LENDING
The obligations of the Bank to .lend. hereunder are subject to the following conditions
precedent:
Section 4.01 Representations and Warranties. The representations and warranties set forth
in this Agreement and the Notes are and shall be true and correct on.and as of the:date hereof
Section 4.02 No Default. On the date hereof the Borrower shall be incompliance with all
the terms and provisions set .forth in this Agreement and the Notes on its part to be observed or
performed, and no Event of Default nor any event that, upon notice or lapse of time or both, would
constitute such an Event of Default, shall have occurred and be continuing at such time.
Section 4.03 Supporting Documents. On or prior to the date hereof, the Bank shall have
received the following supporting documents, all. o~.which shah .be. satisfactory in form, and
substance to the Bank (such satisfaction to be evidenced by the purchase of the Notes by the Bankj:
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(a) The opinion of the attorney for the .Borrower, regarding the due authorization,
execution, delivery, validity and enforceability of this Agreement and the Notes;
(b) Such additional supporting documents as the Bank may reasonably request.
ARTICLE V
FUNDING THE LOAN
Section 5.01 .The Loan. The Bank hereby agrees to Loan to the Borrower the amount of
up to the Loan Amount to be evidenced by the Notes, to provide funds to finance the Costs of the
Project upon the terms and conditions set forth in this Agreement. The Borrower agrees to repay the
principal amount borrowed :plus interest thereon, upon. the terms and conditions .set forth in this
Agreement and the Notes.
Section 5.02 Descriytion and Payment Terms of the Notes. To evidence the Loan, the
Borrower shall issue and deliver to the Bank the Notes in the forms attached hereto as Exhibit A.
Section 5.03. Advances on Notes.
(a) The Borrower may borrow from time to time up to the Loan Amount by requesting
Advances hereunder. Each Advance shall be for at least $104,000, provided that the initial Advance
on the Tax-Exempt Note shall be for at least $50,000, and no more than one Advance may be
requested in any month. Amounts advanced and repaid on the Notes may be re-advanced, provided
that (i) cumulative Advances on the Tax-Exempt Note may not exceed $40,000,000 and (ii) after
cumulative Advances of the Tax-Exempt Note equal $20,000,000, no further Advance will be
requested by the Borrower thereon nor will .the Bank have any obligation to fund any such Advance,
unless the Borrower and the Bank have on or prior to the date of such Advance received an opinion
of Bond Counsel to the effect that taking into account the fact that cumulative advances will exceed
$20,000,000, the interest on-the Tax-Exempt Note will remain excluded from gross income for
federal income tax purposes and the Note is not an item of tax preference under Section 57 of the
Code.
(b) The Bank shall not be obligated to Advance any funds unless (i) no Event of Default
has occurred and is continuing, (ii) the. Borrower delivers to the Bank a written request for such
Advance in the form of Attachment C, executed by an Authorized Individual, indicating the amount
of the Advance requested,. the date on which such Advance is to be made (which shall be not less
..than two Business .Days, after the date auGh request.is received by the: Bank). and stating that the
representations and warranties of the Borrower contained herein are true and correct as of such date
and (iii) the Borrower has simultaneously requested an advance from each payee of any ofthe Other
Bank Notes in an aggregate amount equal to the Advance requested hereunder. The Bank will not
fund any Advance unless the conditions set forth in (i), (ii) and (iii) above are satisfied, provided
that the Bank may in its sole discretion waive any or all such conditions if, and only if, the Bank has
received the prior written consent of each payee under the Other Bank Notes.
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(c) No Advance will be requested by the Borrower on the Tax-Exempt Note, and the
Bank will have no obligation to fund any such Advance, unless the Borrower and the Bank have on
or prior to the date of such Advance received an opinion of Bond Counsel to the effect that the
interest on the Tax-Exempt Note. is excluded from gross income for federal income tax purposes and
the Note is not an item of tax preference under Section 57 of the Code.
(d) No Advance will be made unless the request for Advance is accompanied by a
certification signed by an Authorized Individual indicating that the Borrower has satisfied the
requirements of this Agreement. and of any and all other agreement(s) binding upon the Borrower
that limit or condition the Borrower's ability to incur indebtedness such as the Notes, and including
calculations demonstrating such compliance. As of the date of this Agreement, the Borrower is also
bound by covenants contained in loan agreements, dated August 16, 1994, with Sunshine State
Governmental Finance Commission and August 1, 2001, with City of Gulf Breeze, Florida and
Sun,Trust Bank. .
ARTICLE VI
EVENTS OF DEFAULT
Section 6.01 General. An "Event of Default" shall be deemed to have occurred under this
Agreement if:
(a)` The Borrower shall~fail to make any payment of the principal of or interest on the
Loan when the same shall become due and payable; or
(b) The Borrower does not comply with Section 3.01(c), (d), (e), (f), (j) or (k); or
(c) The Borrower shall default in the performance of or compliance with any term or
covenant contained in this Agreement and the Notes, other than a term or covenant a default in the
performance of which or noncompliance with which is elsewhere specifically. dealt with, which
default or non-compliance shall continue aril not be cured within thirty (30) days after (i) written
notice thereof to the Borrower.by the Bank, or (ii) the Bank is notified of such noncompliance or
should have been so notified pursuant to the provisions of Section 3.01(c) of this Agreement,
whichever is earlier; or
(d) Any representation or warranty made in writing by or on behalf of the Borrower in
this Agreement or the Notes shall prove to have been false or incorrect in any material respect on the
date made or reaffirmed;. or
(e) The Borrower admits iri writing its inability to pay its debts generally as they become
due or files a petition in bankruptcy or makes an assignment- for the benefit of its creditors or
consents to the appointment of a receiver or trustee for itself; or
(f) The Borrower is adjudged insolvent by a court of competent jurisdiction, or it is
adjudged a bankrupt on a petition in bankruptcy filed by or against the Borrower, or an order,
judgment or decree is entered by any court ofcompetent jurisdiction appointing, without the consent
A-11
of the Borrower, a receiver or, trustee. of the Borrower or of the whole or any part of its property, and
if the aforesaid adjudications, orders, judgments or decrees shall not be vacated or set aside or stayed
within ninety (90) days from the date of entry thereof; or
(g) The Borrower shall file a petition or answer seeking reorganization or any
arrangement under the federal bankruptcy laws or any other applicable law or statute of the United.
States of America or the State.; or
(h) The Borrower shall default in the due and punctual payment or performance of
covenants related to any of the Other Bank Notes or any obligation for the payment of money to the
Bank or any other subsidiary or affiliate of any bank holding company of which the Bank is a
subsidiary; or
(i) The Borrower shall default in the due and punctual payment of any Competing Debt
` or an event of default exists with respect `to any Competing Debt which results in the acceleration
of the time for payment of such debtor entitles the holder of such Competing Debt to accelerate the
time for payment of such debt.
Section 6.02 Effect of Event of Default.
Except as otherwise provided in the. Notes, immediately and without notice, upon the
occurrence of any Event of Default, the Bank may declare all obligations ofthe Borrower under this
Agreement and the Notes to be immediately due and payable without further action of any kind and
upon such declaration the Notes and the interest accrued thereon shall become immediately due and
payable. In addition, and regardless whether. such declaration is or is not made, the Bank may also
seek enforcement of and exercise all remedies available to it under any applicable law.
ARTICLE VII
MISCELLANEOUS
Section 7.01 No Waiver; CumulativeRemedies. No failure or delay on the part of the Bank
in exercising any right, power, remedy hereunder or under the Notes shall operate as a waiver of the
Bank's rights, powers and remedies hereunder, nor shall any single or partial exercise of any such
right, power or remedy preclude any other or further exercise thereof, or the exercise of any other
right, power or remedy hereunder or thereunder. The remedies herein and therein provided are
cumulative and not exclusive of any remedies provided by law or in equity.
. Section 7:02 Amendments. Changes or Modifications to the A~reerrierit. This Agreement
shall not be amended, changed or modified except in writing signed by the Bank and the Borrower.
The Borrower agrees to pay all of the- Bank's costs and .reasonable attorneys' fees incurred in
modifying and/or amending this Agreement at the Borrower's request or behest. None of this Section
7.02, Section 5.03 (b) and Section 7.14 hereof maybe amended except with the prior written consent
of the Other Banks
A- L2
Section 7.03 Counterparts. This. Agreement. may be executed in any number of
counterparts, each of which, when so executed .and delivered, shall be an original; but such
counterparts shall together constitute. but one and the same Agreement, and, in making proof of this
Agreement, it shall not be necessary to produce or account for more than one such counterpart.
Section 7.04 Severability: If any. clause, provision or section of this Agreement shall be
held illegal or invalid by: any. court, the invalidity of. such clause, provision or section shall not affect
any other provisions or sections hereof, and this Agreement shall be construed and enforced to the
end that the transactions contemplated hereby be effected and the obligations contemplated hereby
be enforced, as if .such illegal or invalid clause, provision or section had not been contained herein.
Section 7.05 Term. of Agreement. Except as otherwise specified in this Agreement, this
Agreement and all representations, warranties, covenants and agreements contained herein or made
in writing by the Borrower in connection herewith shall be in full force and effect from the date
hereof and shall continue in effect as long as the Notes are outstanding.
Section 7.06 Notices. All notices, requests, demands and other communications which are
required or may be given under this Agreement shall be in writing and shall be deemed to have been
duly given when received if personally delivered; when transmitted if transmitted by telecopy,
electronic telephone line facsimile transmission or other similar electronic or digital transmission
method (provided customary evidence of receipt is obtained); the day after it is sent, if sent by
overnight common carrier service; and .five days -after it is sent, if mailed, certified mail, return
receipt requested, postage prepaid. In each case notice shall be-sent to the Notice Address.
Section 7.07 .Applicable Law; Venue. This Agreement shall be construed pursuant to and
governed by the substantive laws of the State. The. parties waive any objection to venue in any
judicial proceeding brought in connection herewith lying in Miami-Dade County, Florida.
Section 7.08 BindingLEffect; Assi ng_ment. This Agreement shall be binding upon and inure
to the benefit of the successors in interest and permitted assigns of the parties. The Borrower shall
have no rights to assign any of its rights or obligations hereunder without the prior written consent
of the Bank.
Section 7.09 No Third Party Beneficiaries. It is the intent and agreement of the parties
hereto that this Agreement is solely for the benefit of the parties hereto and no person not a party
hereto shall have any rights or privileges hereunder except as otherwise provided in Section 7.14
hereof.
Section 7.10 Attorne swFees. To the extent legally permissible, the Borrower and the Bank
.::agree that in any, suit, action or proceeding brought_in connection with this Agreement or tke Notes
(including any appeal(s)), the prevailing party shall be entitled to recover costs and attorneys' fees
from the other party.
Section 7.11 Entire Agreement. Except as otherwise expressly provided, this Agreement
and the Notes embody the entire agreement and understanding between the parties hereto and
A-13
supersede all prior agreements andunderstandirigs relating to the subject matterhereof. Attachments
A, B and C hereto are a part hereof.
Section 7.12 Further Assurances. The parties to this Agreementwill execute and deliver,
or cause to be executed and delivered, such additional or further documents, agreements or
instruments and shall cooperate with. one another in all respects for the purpose of out the
transactions contemplated by this Agreement,
Section 7.13 Waiver of Jury Trial This Section 7.13 concerns the resolution of any
controversies or claims between the Borrower and the Bank, whether arising in contract, tort or by
statute, that arise out of or relate to this Agreement or the Notes (collectively a "Claim"). The parties
irrevocably and voluntarily waive any right they may have to a trial by jury in respect of any Claim.
This provision is a material inducement for the parties entering into this Agreement.
Section 7.14 The Other Banks. The Borrower and both of the Other Banks have entered
into Loan Agreements (the "Other Agreements"), of even date herewith; whereby both of the .Other
Banks have extended the City lines; ofcredit in the amount of $20,000,000.00.
In the event that any amount is owed. to the Bank hereunder and such amount is then due and
payable, and an amount is also owed. to either or both of the Other Banks .under the Other
Agreements which amount is then due and payable, then the City and the Bank will cooperate with
each other and with the Other Banks to ensure that anypartial payment made by the City to the Bank
and the Other Banks will be shared by the Bank and the Other Banks pro-rata based upon the relative
amounts then due to each.. , .
In the event that any amount is owed to the Other Banks and such amount is then due and
payable but no amount is then due and payable to the Bank hereunder, the City and the Bank will
cooperate with each other and with the Other .Banks to ensure that any payment made by the City
will first be paid to the Other Banks to the extent of the amount then due to it.
The Other Banks are third-party beneficiaries of this Section 7.14 and of Sections 7.02 and
5.03(b) hereof. .
Section 7.15 Patriot Act. The Bank- hereby notifies the Borrower that pursuant to the
requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)),
it is required to obtain, verify and record information that identifies the Borrower, which information
includes the name and address of the Borrower and other information that will allow the Bank to
identify the Borrower in accordance with such Act.
A-14
IN WITNESS WHEREOF, the parties have executed this Agreement to be effective
between them as of the date of first set forth. above.
CITY OF MIAMI BEACH, FLORIDA
By:
Name.: Matti Herrera Bower -
. Title: Mayor
Attest
By:
Name: Robert E. Parcher
Title: City Clerk
SUNTRUST BANK
By:
Name: Dell Joseph
Title:. First Vice President
A-15
ATTACHMENT A-1 TO LOAN AGREEMENT
TAX-EXEIvIPT PROIVIISSORYNOTE
KNOW ALL MEN BY THESE PRESENTS thatthe undersignedmaker (the "Borrower"),apolitical
subdivision created and existing pursuant to the Constitution and the laws of the State of Florida, for value
received, promises to pay from the sources hereinafter provided, to the order of SunTrust Bank, or registered
assigns (hereinafter, the "Bank"), the principal sum of $20,000,000.00 or such lesser amount as shall be
outstanding hereunder, together with interest on the principal balance outstanding at the rate per annum equal
to the Applicable Rate (as hereinafter defined) (subject to adjustment as hereinafter provided) based upon
a year of 360 days for the actual number of days elapsed.
Principal of and interest on this Note are payable in immediately available funds constituting lawful
money of the United States of America at such place as the Bank may designate to the Borrower.
Subject to adjustment as hereinprovided, the Applicable Rate is the greater of (i) 2.00% and (ii) the
sum of 1.55% plus the LIBOR Rate (hereinafter defined).
The Borrowershall pay the Bank the entire unpaid principalbalance hereof, together with all accrued
and unpaid interest hereon, on Novgmber 18, 2010. (the "Maturity Date"). .
All payments by the Borrower pursuant to this Note shall apply first to accrued interest, then to other charges
due the Bank, and the balance thereof shall.apply to the principal sum due.
As used in this Note,
(1) "Code" means the Internal Revenue Code of 1986, as amended, and any Treasury
Regulations, whether temporary, proposed or final, promulgated thereunder or applicable thereto;
(2) "Determination of Taxability shall. mean interest on this Note is determined or
declared, by the Internal Revenue Service or a court of competent jurisdiction to be includable in the
gross income of the Bank for federal income tax purposes under the Code, which determination or
declaration has become final acid not subject to further contest or appeal under applicable law.
(3) "LIBOR Rate" is a fluctuating rate of interest equal to the British Bankers
Association LIBORRate ("BBALIBOR"), as published byReuters (or other commercially available
source providing quotations of BBA LIBOR as .selected by the Bank from time to time) as
determined for each banking day at approximately 11:00 a.m;. London time two (2) London Banking
Days prior to the date in question, for U.S. Dollar deposits (for delivery on the first day of such
interest period) with a one month term. If such rate is not available at such time for any reason, then
the rate for that interest period will be determined by such alternate method as reasonably selected
by the Bank as being comparable to BBA LIBOR. A "London Banking Day" is a day on which banks
in London are open for business and .dealing in offshore dollars. Interest will accrue on any day
which is not a Business Day at the rate in effect on the immediately preceding Business Day.
Upon the occurrence of a Determination of Taxability, the Applicable Rate shall be adjusted to a rate
equal to the greater of {i) 3.00% and (ii} the sum of 2.30% plus the LIBOR Rate (the "Adjusted Interest.
~~
Rafe ), as of and from the date such Determination' of Taxability would be applicable.with respect to this
Note (the "Accrual Date"); and (i) the Borrower shall on the next interest payment date (or if this Note shall
have matured, within 30 days after demandby the Bank) hereonpay to the Bank an amount equal to the sum
of (1) the difference between {A) the total interest that would have accrued on this Note at the Adjusted
Interest Rate from the Accrual Date to such next interest payment date, and (B) the actual interest paid by
Exhibit A- Attachment A-1-Page 1
the Borrower on this Note from the Accrual Date to such next interest payment date, and (2) any interest and
penalties required. to be paid as a result of any additional .State of Florida and federal. income taxes imposed
upon such Bank.and/or former.Bankarising aS.a result of suchDetermination of Taxability; and (ii) from and
after the Date of the Determination of Taxability,this Note shall continue to bear interest at the Adjusted
Interest Rate for the period such determination continues to be applicable with respect to this Note. This
adjustment shall survive payment of this Note until such time as the federal statute of limitations under which
the interest on this Note could be declared taxable under the Code shall have expired.
The principal of and interest on this Note may be prepaid at the option of the Borrower in whole or
in part at any time without prepayment premium or penalty.
Upon the occurrence of an Event of Default (as def;ned in the Loan Agreement) then the Bank may
declare the entire debt then remaining unpaid hereunder immediately due and payable; and in any such
default and acceleration, the Borrower shall also be obligated. to pay (but only from the Budgeted Revenues)
as part of the indebtedness evidenced by this Note, all costs of collection and enforcement hereof, including
such fees as maybe incurred on appeal or incurred in any proceeding under bankruptcy laws as they now or
hereafter exist, including specifically but without limitation, claims, disputes and proceedings seeking
adequate protection or relief from the automatic stay. If any payment hereunder is not made within fifteen
(15) days after it is due, then the Borrower shall also be obligated to pay as a part of the indebtedness
evidenced by this Note a late payment fee in the amount of 4% of delinquent payment, which late payment
.shall be due and payable iznrnediately:
Interest at the maximum lawful rate per annum shall be payable on the entire principal balance owing
hereunder from and after the occurrence of and during the continuation of an Event of Default, irrespective
of a declaration of maturity.
The Borrower to the extent permitted by law hereby waives presentment, demand, protest and notice
of dishonor.
.THIS NOTE AND THE INTEREST HEREON .DOES NO.T AND SHALL NOT CONSTITUTE A
GENERAL INDEBTEDNESS OF THE BORROWER BUT SHALL BE PAYABLE SOLELY FROM THE
MONEYS AND SOURCES DESIGNATED THEREFOR PURSUANT TO THE LOAN AGREEMENT.
NEITHER THE FAITH AND CREDIT NOR ANY AD VALOREM TAXING POWER OF THE
BORROWER IS PLEDGED TO THE PAYMENT OF THE PRINCIPAL OF OR INTEREST ON THIS
NOTE OR OTHER COSTS INCIDENTAL HERETO.
This Note is issued in conjunction with a Loan Agreement, dated of even date herewith between the
Borrower and the Bank (the."Loan Agreement") and is subject to all the terms and conditions. of the Loan
Agreement. Pursuant to the Loan Agreement, the Borrower may request Advances fronn time to time from
the Bank hereunder, provided that the outstanciing.principal amount at any time under this Note and under
the Taxable Promissory Note, dated of even date herewith and made by the Borrower payable to the Bank
shall not exceed $20,000,000, and provided that amounts borrowed and repaid may be re-borrowed hereunder
as provided in the Loan Agreement.
All terms, conditions and provisions of the Resolution and Loan Agreement are by this reference
thereto incorporated herein as a part of this Note. Terms used herein in capitalized form and not otherwise
defined herein shall have the meanings ascribed thereto in the Resolution.
This- Note is payable solely from and is secured by a lien upon and pledge of the "Budgeted
Revenues as described in the Loan Agreement.. Notwithstanding any other provision of this Note, the
Borrower is not and shall not be liable for the payment of the principal of and interest on this Note or
otherwise monetarily liable in connection herewith from any property other than the Budgeted Revenues.
Exhibit A- Attachment A-1-Page 2
This Note maybe exchanged or transferred but only as provided in the Loan Agreement.
It is hereby certified; recited and declared that all acts, conditions and prerequisites required to exist,
happen and'be performed precedenti to and in the :execution, delivery-arid the issuance of this Mote do exist,
have happened and have been performed in due time, form and manner as required by law, and that the
issuance of this Note is in full compliance with anddoes not exceed or violate any constitutional or statutory
limitation.
IN WITNESS WHEREOF, the Borrower has caused this Note to be executed in its name as of the
date hereinafter set forth.
The date of this Promissory Note is May 18, 2009:
CITY OF MIAMI BEACH, FLORIDA
By:
Name: Matti Herrera Bower
Title: Mayor
Exhibit A- Attachment A-1-Page 3
ATTACHMENT A-2 TO LOAN AGREEMENT
.TAXABLE PROMISSORY NOTE
KNOW ALLTVIEN BY THESE PRESENTS thatthe undersignedmaker (the "Borrowwer");apolitical
subdivision created and existing pursuant to the Constitution and the laws of the State of Florida, for value
received, promises to pay from the sources hereinafter provided, to the order of SunTrust Bank, or registered
assigns (hereinafter, the "Bank"), the principal sum of $20,000,000.00 or such lesser amount as shall be
outstanding hereunder, together with interest on the principal balance outstanding at the rate per annum equal
to the Applicable Rate (as hereinafter defined) based upon a year of 360 days for the actual number of days
elapsed.
Principal of and interest on this Note are payable in immediately available funds constituting lawful
money of `the United States of America at such place as the Bank may designate to the Borrower.
The Applicable Rate is the greater. of (i) 3.00% and (ii) the sum of 2.30% plus the LIBOR Rate
(hereinafter defined).
The Borrower shall pay the Bank the entire unpaid principal balance hereof, together with all accrued
and unpaid interest hereon, on November 18, 2010 (the "Maturity Date").
All payments by the Borrowerpursuant to this Note shall apply first to accrued interest, then to other charges.
due the Bank, and the balance thereof shall apply to~ the principal sum due:
"LIBOR Rate" is a fluctuating rate of interest equal to the British Bankers Association LIBOR Rate
("BBA LIBOR"), as published by Reuteis (or other commercially available source providing quotations of
BBA LIBOR as selected by the Bank from time to time) as determined for each banking day at approximately
11:00 a.m. London time two (2) London Banking Days prior to the date in question, for U.S. Dollar deposits
(for delivery on the first day of such interest period) with a one month term. If such rate is not available at
such time for any reason, then the rate for that interest period will be determined by such alternate method
as reasonably selected by the Bank as being comparable to BBA LIBOR: A "London Banking Day" is a day.
on which banks iri London are open for business and dealing iri offshore doltars. Interest will accrue on any
day which is not a Business Day at the rate in effect on the immediately preceding Business Day.
The principal of and interest on this Note may be prepaid at the option of the Borrower in whole or
in part at any time without prepayment premium or penalty.
Upon the occurrence of an Event of Default (as defined in the Loan Agreement) then the Bank may
declare the entire debt then remaining unpaid hereunder immediately due and payable; and in any such
defaultand:acceleration, the Borrower shall also be obligated to pay (but:only from the Budgeted Revenues)
as part ofthe indebtedness evidenced by this Note, ali costs of collection and enforcement.hereof, including
such fees as maybe incurred on appeal or incurred in any proceeding under bankruptcy laws as they now or
hereafter exist, including specifically but without limitation, claims, disputes and proceedings seeking
adequate protection or relief-from the automatic stay.. If any payment hereunder is not made within fifteen
(15) days after it is due, then the Borrower shall also be obligated to pay as a part of the indebtedness
evidenced by this Note a late payment fee in the amount of 4% of delinquent payment, which late payment
shall be due and payable immediately.
Interest at the maximum lawful rate perannum shall be payable on the entire principal balance owing
hereunder from and after the occurrence of aril during the continuation of an Event ofDefault described in
the preceding paragraph, irrespective of a declaration of maturity.
Exhibit A- Attachment A-2-Page 1
The Borrower to the extent permitted by law hereby waives presentment, demand, protest and notice
of dishonor.
THIS NOTE AND THE INTEREST HEREON DOES NOT AND SHALL NOT CONSTITUTE A
GENERAL:INDEBTE~NESS OF THE BORROWER BUT SHALL BE PAYABLE SOLELY FROM THE
MONEYS AND SOURCES DESIGNATED THEREFOR PURSUANT TO THE LOAN AGREEMENT.
NEITHER THE FAITH AND CREDIT NOR .ANY AD VALOREM TAXING POWER OF THE
BORROWER IS PLEDGED TO THE PAYMENT OF THE PRINCIPAL OF OR INTEREST ON THIS
NOTE OR OTHER COSTS INCIDENTAL HERETO.
This Note is issued in conjunction with a Loan Agreement, dated of even date herewith between the
Borrower and the Bank (the "Loan Agreement") and is subject to all the terms and conditions of the Loan
Agreement. Pursuant to the. Loan Agreement, the Borrower may request Advances from time to time from
the Bank hereunder; provided that the outstanding principal amourlt .at any time.under this Note:and. under
the Tax-Exempt Promissory Note, `dated of even date herewith and made by the Borrower payable to the
Bank shall not exceed $20,000,000, and provided that amounts borrowed and repaid may be re-borrowed
hereunder.
All terms, conditions and provisions of the Resolution and Loan Agreement are by this reference
thereto incorporated herein as a part of this Note. Terms used herein in capitalized form and not otherwise
defined herein shall have the meanings ascribed thereto in the Resolution.
This Note . is payable. solely from and .is secured by a lien upon and pledge . of the "Budgeted
Revenues as described in the Loan Agreement. Notwithstanding any other provision of this Note, the
Borrower is not and shall not be liable for the payment of the principal of and interest on this Note or
otherwise monetarily liable in connection herewith from any property other than the Budgeted Revenues.
This Note may be exchanged or transferred but only as provided in the Loan Agreement.
It is hereby certified, recited and declared that all acts, conditions and prerequisites required to exist,
happen and be performed precedent to and in the execution, delivery. and the issuance of this Note do exist,
have happened and have been performed in due. tune; form grid mariner as required by law, _ and that the
issuance of this Note is in full compliance with and does-not exceed or violate any constitutional or statutory
limitation.
IN WITNESS WHEREOF, the Borrower has caused this Note to be executed in its name as of the
date hereinafter set forth.
The date of this Promissory Note is May 18, 2009.
- .CITY~OF MIAMI BEACH; FLORIDA
By:
Name: Matti Herrera Bower
Title: Mayor
Exhibit A- Attachment A-2-Page 2
ATTACHMENT B
to
LOAN AGREEMENT
1.Name of Borrower: City of Miami Beach,- Florida
2. Name of Bank: SunTrust Bank
3. Type of Political Subdivision:. Municipality ..
4. Authorized Individual(s): Patricia D. Walker, Chief Financial Officer
Georgina P. Echert, Assistant Finance Director
5. Notice Address of Borrower:
6. Notice Address of Bank:
7. Loan Amount;$20;000,000.:00
8. Closing Date: May 18, 2009
9. Other Bank Notes: The $20,000;000 promissory notes (gable and tax-exempt) dated the same
date as the Notes, made by the Borrower, and payable to the Other Banks.
10. Other Banks: Wachovia Bank, National Association and Bank of America, N.A.
ATTACHMENT C
REQUEST FOR ADVANCE
Date:
To: SunTrust Bank
From: City of Miami Beach, Florida
Date of Loan Agreement and Promissory Nate:
Amount of Advance on Tax-Exempt Note:
Amount of Advance on Taxable .Note:
Date of Advance:
Purpose of Advance (check all that apply and. complete amount):
Wastewater $ . ~ ~ .... .
Potable Water $
Stormwater $
The above-named Borrower requests an Advance under the Loan Agreement and Promissory Note
identified above. in the amount set forth above, and requests that said funds be deposited in the
Borrower's account with the Bank maintained for such puipose pursuant to such Loan Agreement.
The representations and warranties of the. Borrower contained in the Loan Agreement are true and
correct as of the date hereof.
Attached hereto are the showings, if any, required by Section 5.03 of the Loan Agreement.
Proceeds of the Advance should be wired as follows:
CITY OF MIAMI BEACH, FLORIDA
By:
Name:
Title: