Neighborhood Stabilization Program Consortium AgreementCITY OF MIAMI BEACH NSP2 CONSORTIUM ~~ `~ t ~) ..~~~
NEIGHBORHOOD STABILIZATION PROGRAM ~~
CONSORTIUM AGREEMENT
THIS CONSORTIUM AGREEMENT (the "Agreement" (dated as of July ~ ~ `~
2009, is entered into by the City of Miami Beach, Florida, ("CITY"), and the following Florida
not for profit corporations: Miami Beach Community Development Corporation, Inc. (MBCDC),
Miami Dade Affordable Housing Foundation, Inc. (Foundation), Carrfour Supportive Housing,
Inc. (Carrfour). These not for profit corporations may hereafter be referred to as "Non Profit
Members" and the CITY and Non Profit Members may, hereafter be collectively referred to as
"the Parties."
RECITALS
WHEREAS, the United States Congress enacted the American Reinvestment and
Recovery Act of 2009 (Public Law 111-005, hereinafter called the "Act"( which allocated funds
for additional activities under Division B, Title III of the Housing and Economic Recovery Act
of 2008 (Public Law 110-289), as amended, for the purpose of assisting in the redevelopment of
abandoned and foreclosed homes under the Emergency Assistance for Redevelopment of
Abandoned and Foreclosed Homes heading, referred to as Neighborhood Stabilization Program
2; and
WHEREAS, the U. S. Department of Housing and Urban Development (hereinafter
called "HUD") subsequently issued a Notice of Funding Availability, Docket No. FR-5321-N-
O1, on May 4, 2009, advising the public of fund availability, granting waivers, applying
alternative requirements, and setting forth statutory requirements regarding competitive grant
funding available from HUD through the Neighborhood Stabilization Program 2; and
WHEREAS, the goals of the Neighborhood Stabilization Program 2 are to provide
decent housing, a suitable living environment, and economic opportunity, principally for persons
of very low, low and moderate income as defined within the regulations governing the Federal
Community Development Block Grant Program; and
WHEREAS, Neighborhood Stabilization Program 2 funding is awarded to address the
adverse effects of vacant and foreclosed-upon homes in target area neighborhoods; and
WHEREAS, the City of Miami Beach seeks to arrest the decline in its neighborhoods
and property values due to the effects of concentrations of foreclosed, abandoned, and vacant
homes; and
WHEREAS, the Notice of Funding Availability sets forth eligibility requirements that
must be met by applicants for Neighborhood Stabilization Program 2 funding; and
WHEREAS, the Notice of Funding Availability allows nonprofit organizations,
including municipalities and private nonprofit corporations, to enter into consortium agreements
in order to receive federal funds from the Neighborhood Stabilization Program 2, and authorizes
the qualifications and experience of the various members of the consortium to be considered
together as a single applicant for the purpose of determining eligibility; and
WHEREAS, the Mayor and City Commission of the City of Miami Beach are desirous
of receiving federal funds through the Neighborhood Stabilization Program 2 in order to provide
decent affordable housing to low, moderate and middle income residents, to arrest the decline of
homes in targeted areas affected by mortgage foreclosures; and to redevelop vacant property in
the targeted neighborhoods in compliance with the objectives and desired outcomes of the
Neighborhood Stabilization 2; and
WHEREAS, the Parties hereto have the authority to enter into a Consortium Agreement;
and
WHEREAS, it is agreed that the objectives of Neighborhood Stabilization Program 2 are
best met within the City of Miami Beach, Florida through cooperative efforts, and that the
Parties should join together in affordable housing and neighborhood activities; and
WHEREAS, the Parties agree that the City of Miami Beach will be the lead partner in
the Consortium, managing all Neighborhood Stabilization Program Z funds and program
activities, monitoring the program, executing contracts and agreements with third parties,
assessing environmental impacts pursuant to federal requirements, preparing and issuing
required reports, making application for funding, acting as the agency with fiduciary
responsibility and providing federally compliant financial accounting and auditing services, and
performing such other activities as the lead Consortium partner as the U. S. Department of
Housing and Urban Development and the Code of Federal Regulations may require.
NOW, THEREFORE,
in consideration of these premises and the mutual covenants set forth herein, the Parties agree as
follows:
SECTION 1. FORMATION OF CONSORTIUM
The Parties hereby form a consortium to be known as CITY OF MIAMI BEACH NSP2
CONSORTIUM, sometimes referred to herein as the "Consortium". The Consortium
shall apply for Neighborhood Stabilization Program 2 funding from HUD. All Parties
hereto agree to cooperation with and assist the Consortium in its operation, including all
activities authorized though the Neighborhood Stabilization Program 2.
SECTION 2. DESIGNATION OF LEAD ENTITY
As authorization of a lead entity is a requirement of the HUD Notice of Funding
Availability for designation as a consortium, the Parties agree that the City of Miami
Beach shall be authorized and designated as the "Lead Entity" and shall act in a
representative capacity for all Parties for the purposes of this Agreement and to
implement the Consortium's Neighborhood Stabilization Program 2 activities.
As Lead Entity, the City of Miami Beach shall assume overall responsibility for
maintaining compliance with federal requirements for operation of the Neighborhood
Stabilization Program 2 approved in accordance with the Notice of Funding Availability,
Docket No. FR-5321-N-Ol, and all federal requirements therein referenced.
Expenses incurred by the Lead Entity shall be taken from Administrative Funds,
described more fully in Section 4.
2
SECTION 3. CONSORTNM APPLICATIONS FOR NEIGHBORHOOD STABILIZATION
PROGRAM 2 FUNDS
The Consortium will apply as a single entity for Neighborhood Stabilization Program 2
funding. Consortium members are designated by the HUD Notice of Funding
Availability to receive Neighborhood Stabilization Program 2 funds, should they be
approved for funding following a competitive selection process.
The Consortium shall prepare and submit such documents as are required by the HUD
Notice of Funding Availability to the U. S. Department of Housing and Urban
Development for Neighborhood Stabilization Program 2 funds under the terms of the
Notice of Funding Availability. The Consortium shall comply with federal requirements
to expend all federal funds and program income received within the three year period
required by the award of funds and the Notice of Funding Availability.
SECTION 4. NEIGHBORHOOD STABILIZATION PROGRAM 2 OPERATIONS.
Proiect Implementation Responsibility
Implementation Responsibility and Activities shall be in substantial compliance with the
Program Summary and Program Description, attached hereto as Exhibit A. The City of
Miami Beach shall be responsible for monitoring Neighborhood Stabilization Program 2
activities for compliance with federal requirements. Each of the Parties agrees that all
Neighborhood Stabilization Program 2 activities will comply with (i) all applicable
federal laws, rules, and regulations; (ii) Florida law; and (iii) locally adopted laws,
regulations, and policies.
Division of Consortium Neighborhood Stabilization Program 2 Funds among Parties
Funding among the Parties shall be in substantial compliance with the Program
Summary and Program Description, attached hereto as Exhibit A. A finalized
Consortium Funding Agreement between the Parties will be entered into and executed no
later than December 1, 2009, in accordance with the requirements of the Notice of
Funding Availability .for the Neighborhood Stabilization Program 2, Docket No. FR-
5321-N-Ol.
Program Income
In accordance with the Notice of Funding Availability, all program income received
during the first three years of operations will be expended along with all federal grant
funds no later than the three year deadline established by HUD following the date the
Consortium receives allocation fields.
Consortium Administrative Funds
The Parties agree that the Consortium shall not expend more than ten percent (10%) of
the total Neighborhood Stabilization Program 2 funds awarded to the Consortium by
HUD for the purpose of paying for administrative costs, as further described in the
Program Summary and Program Description, attached hereto as Exhibit A.
IN WITNESS WHEREOF, THE Parties have hereunto set their hands this f ~~day of
~(/L~/ , 2009.
City Clerk
MIAMI BEACH COMMUNITY DEVELOPMENT
CORPORATION, INC.
~ ~ Signature
n - t~ ,
Print Name/Title
ATTEST:
Si at e
~~' ~t1 c 3 ~. ~C~ SS ~ ~SS~,/~G¢ ~ 7'q~2y
Print Name/Title
MIAMI DARE AFFORDABLE HOUSING
FOUNDATION, INC.
Signature
ATTE
Print Name/Title
ATTEST:
Signature
~~? / ~ kA~d 6[~l, M-0N vet .~i2~itN
Print Name/Title
ES E~ecvuuG
Print Name/Title
TIVE HOUSING, INC.
~i ~~_
APPROVED AS TO
FORM & LANGUAGE
~ FOA EXECUTION
tY at
~~~
CITY OF MIAMI BEACH
City of Miami Beach NSP 2 Consortium
Exhibit A -Program Summary; Program Description
NSP2 Miami Beach Consortium
Program Summary
Performance Goals Funding Allocations
Units Funding Responsibility
Financing Mechanisms
65
$ 6,600,000 Program Delivery Lead -MBCDC
Program Delivery Services --
MBCDC; Foundation
Acquisition, Rehab, Rental 35 $ 6,900,000 Project Delivery Lead -MBCDC
Project Delivery Services
--MBCDC; Carrfour
Redevelopment of Vacant
73
2,070,000 Project Delivery Lead -MBCDC
project Delivery Services --
Property -Allen; Meridian MBCDC; Carrfour
Administrative Costs
$ 1,730,000 Lead Member: The City - 50%
program Lead: MBCDC - 50%
Total 173 $17,300,000
C:\Documents and Settings\neigired\Local Settings\Temporary Internet Files\OLK46\Consortium Agmt - Exhibit A - v2.doc
NSP2 Miami Beach Consortium
Program Summary
Performance Goals Funding Allocations
City of Miami Beach Program Delivery
Summary
Responsibilities City Responsibility Program Delivery Lead -MBCDC
Lead Member
City Activities Program Delivery Services
Developing and submitting Financing Mechanisms
Application on behalf of the MBCDC; Foundation
Consortium; Acquisition, Rehab, Rental -Multi
Fiduciary stewardship and Family
Financial Management of NSP2 MBCDC; Carrfour
funds:
Development and execution of Acquisition, Rehab, Rental -Scattered
contracts and agreements among Site
MBCDC;
ACtivlties the parties and with third parties;
Maintaining program records and
submitting program reports; Redevelopment of Vacant Property -
Assessing environmental impact in The Allen; Meridian Place
accordance with federal MBCDC -Development Services
requirements: Carrfour- Development Consultant
Providing federally compliant
financial accounting services;
Monitoring the pertormance under MBCDC Funding -Program Lead
the Consortium Agreements. Fifty percent of Administrative
Fees allowable under the grant
City Funding program.
Funding Fifty percent of Administrative Program Funding
Fees allowable under the grant Described Hereafter
program.
C:1Documents and Settings\neigired\Local SettingslTemporary Internet Files\OLK46\Consortium Agmt - Exhibit A - v2.doc
City of Miami Beach NSP 2 Consortium
Exhibit A -Program Summary; Program Description
NSP2 Miami Beach Consortium
Program Description
Responsibilities, Activities, Funding
City of Miami Beach
City Responsibility
Lead Member
City Activities
Developing and submitting Application on behalf of the Consortium;
Fiduciary stewardship and Financial Management of NSP2 funds:
Development and execution of contracts and agreements among the
parties and with third parties;
Maintaining program records and submitting program reports;
Assessing environmental impact in accordance with federal requirements:
Providing federally compliant financial accounting services;
Monitoring the performance under the Consortium Agreements.
City Funding
Fifty percent of Administrative Fees allowable under the grant program.
Miami Beach-Community Development Corporation (MBCDC)
MBCDC Responsibility
Program Delivery Lead
Financing Mechanisms
Program Delivery Lead
Program Delivery Services
Acquisition, Rehabilitation, Rental -Multi-Family
Project Development Lead
Project Development Services
Acquisition, Rehabilitation, Rental -Scattered Site
Project Development Lead
Project Development Services
MBCDC Activities
Financing Mechanisms
Housing Workshop /Home Buyer Training
One on One Housing Counseling
Mortgage Ready Certification
C:\Documents and Settings\neigired\Local Settings\Temporary Internet Files10LK46\Consortium Agmt - Exhibit A - v2.doc
MBCDC -- Property Selection and Approvals
Property Selection Education: Property Identification; Property
Negotiation; Property Inspection; Scope of Rehab; Rehab
Supervision
Bank Mortgage Approvals
Pre Closing Assistance
Purchase Assistance
Preparation of Reimbursement Package
Acquisition, Rehabilitation, Rental -Multi-Family
Development Concept
Specific use of designated site for identified market by
specific development team with defined financial program.
Feasibility Study
Analysis of assumptions regarding market, site, operating
pro forma, development pro forma financial requirements,
financing, team and role.
Dealmaking: Planning & Financing
All elements of project made definite. Letters of
commitment, contracts and loan documents binding on all
participants to the specific elements of the deal.
Project Construction
Completely built, fully leased-up building, passing all
inspections
Operation
Effectively rented project, meeting financial and other project
goals.
Acquisition, Rehabilitation, Rental -Scattered Sites
Property Selection:
Property Identification; Property Negotiation; Property
Inspection; Scope of Rehab; Rehab Supervision
Feasibility Study
Analysis of assumptions regarding market, site, operating
pro forma, development pro forma financial requirements,
financing, team and role.
Dealmaking: Planning & Financing
All elements of project made definite. Letters of
commitment, contracts and loan documents binding on all
participants to the specific elements of the deal.
Project Construction
Completely built, fully leased-up building, passing all
inspections
C:\Documents and Settings\neigired\Local Settings\Temporary Internet Files\OLK46\Consortium Agmt - Exhibit A - v2.doc
Operation
Effectively rented project, meeting financial and other project
goals.
Redevelopment of Vacant Properties -The Allen; Meridian Place
Property Selection -- Completed
Property Identification; Property Negotiation; Property
Inspection; Scope of Rehab; Rehab Supervision
Feasibility Study -- Completed
Analysis of assumptions regarding market, site, operating
pro forma, development pro forma financial requirements,
financing, team and role.
Dealmaking: Planning & Financing -Substantially Advanced
All elements of project made definite. Letters of
commitment, contracts and loan documents binding on all
participants to the specific elements of the deal.
Project Construction -- In Preparation
Completely built, fully leased-up building, passing all
inspections
Operation - In Preparation
Effectively rented project, meeting financial and other project
goals.
MBCDC Funding
Program /Project Delivery Lead
Fifty percent of Administrative Fees allowable under the grant
program...
Financing Mechanisms
$100,000 less payments to the Foundation
(approximately $1500 per unit)
Acquisition, Rehabilitation, Rental -Multi-Family
4% of Acquisition Costs, plus
15% of Rehabilitation and Soft Costs
(Subject to Funding to Carrfour as described)
Acquisition, Rehabilitation, Rental -Scattered Sites
4% of Acquisition Costs, plus
15% of Rehabilitation and Soft Costs
Redevelopment of Vacant Properties
Development Overhead as approved in Project S & U
Miami Dade Affordable Housing Foundation, Inc. (Foundation)
Foundation Responsibilities
Program Delivery Services -Financing Mechanisms
Foundation Activities
Housing Workshop /Home Buyer Training
C:\Documents and Settings\neigiredlLocal Settings\Temporary Internet Files\OLK46\Consortium Agmt - Exhibit A - v2.doc
One on One Housing Counseling
Mortgage Ready Certification
Referral to MBCDC for Property Selection and Approvals
Bank Mortgage Approvals
Pre Closing Assistance
Purchase Assistance
Preparation of Reimbursement Package
Foundation Funding
$10,000 per year plus $525 per closed participant
Carrfour Supportive Housing, Inc. (Carrfour)
Carrfour Responsibilities
Project Development Services -
Acquisition, Rehabilitation, Rental -Multi Family
Redevelopment of Vacant Properties
Development Consulting Services
Carrfour Activities
Development Concept
Feasibility Study
Dealmaking: Planning & Financing ] As Described Above
Project Construction ]
Operation )
Carrfour Funding
Acquisition, Rehabilitation, Rental -Multi Family --Alternatives:
(1) Joint Venture Partner - 50% Ownership; 50% Development Overhead
4% of Acquisition Costs, plus
15% of Rehabilitation and Soft Costs
(2) Development Consultation
10% of Total Development Overhead /Fees
Redevelopment of Vacant Property -The Allen; Meridian Place
Based Upon Development Consulting Services Provided
C:\Documents and Settings\neigired\Local Settings\Temporary Internet Files\OLK46\Consortium Agmt - Exhibit A - v2.doc
City of Miami Beach NSP 2 Consortium
Exhibit A -Program Summary; Program Description
NSP2 Miami Beach Consortium
Program Summary
Performance Goals Funding Allocations
Units Funding Responsibility
Financing Mechanisms
65
$ 6,600,000 Program Delivery Lead -MBCDC
Program Delivery Services --
MBCDC; Foundation
Acquisition, Rehab, Rental
35
$ 6,900,000 Project Delivery Lead -MBCDC
Project Delivery Services
-- MBCDC; Carrtour
Redevelopment of Vacant
73
2,070,000 Project Delivery Lead -MBCDC
Projec~ Delivery Services --
Property -Allen; Meridian MBCDC; Carrtour
Administrative Costs
$ 1,730,000 Lead Member: The City - 50%
Program Lead: MBCDC - 5o°io
Total 173 $17,300,000
C:\Documents and Settings\neigired\Local Settings\Temporary Internet Files\OLK461Consortium Agmt - Exhibit A - v2.doc
NSP2 Miami Beach Consortium
Program Summary
Performance Goals Funding Allocations
City of Miami Beach Program Delivery
Summary
Responsibilities City Responsibility Program Delivery Lead -MBCDC
Lead Member
City Activities Program Delivery Services
Developing and submitting Financing Mechanisms
Application on behalf of the MBCDC; Foundation
Consortium; Acquisition, Rehab, Rental -Multi
Fiduciary stewardship and Family
Financial Management of NSP2 MBCDC; Carrtour
funds:
Development and execution of Acquisition, Rehab, Rental -Scattered
contracts and agreements among Site
MBCDC;
Activities the parties and with third parties;
Maintaining program records and
submitting program reports; Redevelopment of Vacant Property -
Assessing environmental impact in The Allen; Meridian Place
accordance with federal MBCDC -Development Services
requirements: Carrtour -Development Consultant
Providing federally compliant
financial accounting services;
Monitoring the pertormance under MBCDC Funding -Program Lead
the Consortium Agreements. Fifty percent of Administrative
Fees allowable under the grant
City Funding program.
Funding Fifty percent of Administrative Program Funding
Fees allowable under the grant Described Hereafter
program.
C:\Documents and Settings\neigired\Local Settings\Temporary Internet Files\OLK46\Consortium Agmt - Exhibit A - v2.doc
City of Miami Beach NSP 2 Consortium
Exhibit A -Program Summary; Program Description
NSP2 Miami Beach Consortium
Program Description
Responsibilities, Activities, Fundin
City of Miami Beach
City Responsibility
Lead Member
City Activities
Developing and submitting Application on behalf of the Consortium;
Fiduciary stewardship and Financial Management of NSP2 funds:
Development and execution of contracts and agreements among the
parties and with third parties;
Maintaining program records and submitting program reports;
Assessing environmental impact in accordance with federal requirements:
Providing federally compliant financial accounting services;
Monitoring the performance under the Consortium Agreements.
City Funding
Fifty percent of Administrative Fees allowable under the grant program.
Miami Beach Cornrnunity Development Corporation (MBCDC)
MBCDC Responsibility
Program Delivery Lead
Financing Mechanisms
Program Delivery Lead
Program Delivery Services
Acquisition, Rehabilitation, Rental -Multi-Family
Project Development Lead
Project Development Services
Acquisition, Rehabilitation, Rental -Scattered Site
Project Development Lead
Project Development Services
MBCDC Activities
Financing Mechanisms
Housing Workshop /Home Buyer Training
One on One Housing Counseling
Mortgage Ready Certification
C:1Documents and Settings\neigired\Local SettingslTemporary Internet Files\OLK46\Consortium Agmt - Exhibit A - v2.doc
MBCDC -- Property Selection and Approvals
Property Selection Education: Property Identification; Property
Negotiation; Property Inspection; Scope of Rehab; Rehab
Supervision
Bank Mortgage Approvals
Pre Closing Assistance
Purchase Assistance
Preparation of Reimbursement Package
Acquisition, Rehabilitation, Rental -Multi-Family
Development Concept
Specific use of designated site for identified market by
specific development team with defined financial program.
Feasibility Study
Analysis of assumptions regarding market, site, operating
pro forma, development pro forma financial requirements,
financing, team and role.
Dealmaking: Planning & Financing
All elements of project made definite. Letters of
commitment, contracts and loan documents binding on all
participants to the specific elements of the deal.
Project Construction
Completely built, fully leased-up building, passing all
inspections
Operation
Effectively rented project, meeting financial and other project
goals.
Acquisition, Rehabilitation, Rental -Scattered Sites
Property Selection:
Property Identification; Property Negotiation; Property
Inspection; Scope of Rehab; Rehab Supervision
Feasibility Study
Analysis of assumptions regarding market, site, operating
pro forma, development pro forma financial requirements,
financing, team and role.
Dealmaking: Planning & Financing
All elements of project made definite. Letters of
commitment, contracts and loan documents binding on all
participants to the specific elements of the deal.
Project Construction
Completely built, fully leased-up building, passing all
inspections
C:\Documents and Settings\neigired\Local SettingslTemporary Internet Files\OLK46\Consortium Agmt - Exhibit A - v2.doc
Operation
Effectively rented project, meeting financial and other project
goals.
Redevelopment of Vacant Properties -The Allen; Meridian Place
Property Selection -- Completed
Property Identification; Property Negotiation; Property
Inspection; Scope of Rehab; Rehab Supervision
Feasibility Study -- Completed
Analysis of assumptions regarding market, site, operating
pro forma, development pro forma financial requirements,
financing, team and role.
Dealmaking: Planning & Financing -Substantially Advanced
All elements of project made definite. Letters of
commitment, contracts and loan documents binding on all
participants to the specific elements of the deal.
Project Construction -- In Preparation
Completely built, fully leased-up building, passing all
inspections
Operation - In Preparation
Effectively rented project, meeting financial and other project
goals.
MBCDC Funding
Program /Project Delivery Lead
Fifty percent of Administrative Fees allowable under the grant
program.
Financing Mechanisms
$100,000 less payments to the Foundation
(approximately $1500 per unit)
Acquisition, Rehabilitation, Rental -Multi-Family
4% of Acquisition Costs, plus
15% of Rehabilitation and Soft Costs
(Subject to Funding to Carrfour as described)
Acquisition, Rehabilitation, Rental -Scattered Sites
4% of Acquisition Costs, plus
15% of Rehabilitation and Soft Costs
Redevelopment of Vacant Properties
Development Overhead as approved in Project S & U
Miami Dade Affordable Housing Foundation, Inc. (Foundation
Foundation Responsibilities
Program Delivery Services -Financing Mechanisms
Foundation Activities
Housing Workshop /Home Buyer Training
C:\Documents and Settingslneigired\Local Settings\Temporary Internet Files\OLK461Consortium Agmt - Exhibit A - v2.doc
One on One Housing Counseling
Mortgage Ready Certification
Referral to MBCDC for Property Selection and Approvals
Bank Mortgage Approvals
Pre Closing Assistance
Purchase Assistance
Preparation of Reimbursement Package
Foundation Funding
$10,000 per year plus $525 per closed participant
Carrfour Supportive Housing, Inc. (Carrfour)
Carrfour Responsibilities
Project Development Services -
Acquisition, Rehabilitation, Rental -Multi Family
Redevelopment of Vacant Properties
Development Consulting Services
Carrfour Activities
Development Concept ]
Feasibility Study ]
Dealmaking: Planning & Financing ] As Described Above
Project Construction )
Operation ]
Carrfour Funding
Acquisition, Rehabilitation, Rental -Multi Family --Alternatives:
(1) Joint Venture Partner - 50% Ownership; 50% Development Overhead
4% of Acquisition Costs, plus
15% of Rehabilitation and Soft Costs
(2) Development Consultation
10% of Total Development Overhead /Fees
Redevelopment of Vacant Property -The Allen; Meridian Place
Based Upon Development Consulting Services Provided
C:\Documents and Settings\neigired\Local Settings\Temporary Internet Files\OLK46\Consortium Agmt - Exhibit A - v2.doc