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2009-27169 ResoRESOLUTION NO. 2009-27169 A RESOLUTION OF THE MAYOR AND CITY COMMISSION OF THE CITY OF MIAMI BEACH, FLORIDA, APPROVING AND AUTHORIZING THE MAYOR AND CITY CLERK TO EXECUTE AN AGREEMENT WITH BERMELLO AJAMIL & PARTNERS, INC., FOR PROFESSIONAL CONSTRUCTION ENGINEERING AND INSPECTION (CEI) SERVICES FOR THE FLORIDA DEPARTMENT OF TRANSPORTATION (FDOT) WORK INCLUDED IN THE WATER MAINS AND SANITARY SEWER MAINS, AND MILLING AND RESURFACING IMPROVEMENTS ALONG INDIAN CREEK DRIVE, BETWEEN 26T" AND 41ST STREETS, PURSUANT TO REQUEST FOR QUALIFICATIONS NO. 03-08/09, IN THE AMOUNT OF $129,942.74, TO BE FULLY FUNDED BY FDOT PURSUANT TO A JOINT PARTICIPATION AGREEMENT (JPA) BETWEEN THE CITY AND FDOT (AND APPROVED AND EXECUTED PER RESOLUTION NO. 2007-26694). WHEREAS, on December 10, 2008, the Mayor and City Commission approved the issuance of Request for Qualifications (RFQ) No. 03-08/09, for Professional Construction Engineering Inspection (CEI) Services of the water mains, sanitary sewer mains, and milling and resurfacing improvements along Indian Creek Drive, between 26th and 41St Streets (the "RFQ"); and WHEREAS, on March 18, 2009, the City Commission approved Resolution No. 2009- 27035, authorizing the Administration to negotiate with the top-ranked firm, Parsons Brinckerhoff, Inc.; and WHEREAS, the Administration was unable to reach successful negotiations with said firm; as provided under Resolution No. 2009-27035, the Administration terminated negotiations with Parsons Brinckerhoff, Inc. and initiated negotiations with the second ranked firm, Bermello, Ajamil & Partners, Inc.; and WHEREAS, the Administration has successfully negotiated an agreement with Bermello, Ajmail & Partners, Inc., in the amount of $129,942.74. NOW, THEREFORE, BE IT DULY RESOLVED BY THE MAYOR AND CITY COMMISSION OF THE CITY OF MIAMI BEACH, FLORIDA, that the Mayor and City Commission hereby approve and authorize the Mayor and City Clerk to execute an agreement with Bermello Ajamil & Partners, Inc., for Construction Engineering and Inspection (CEI) Services for the Florida Department of Transportation (FDOT) work included in the water mains and sanitary sewer mains, and milling and resurfacing improvements along Indian Creek Drive, between 26th and 41St Streets; pursuant to Request for Qualifications No. 03-08/09, in the amount of $129,942.74, to be fully funded by FDOT pursuant to a Joint Participation Agreement (JPA) between the City and FDOT (and executed per Resolution No. 2007-26694). PASSED AND ADOPTED THIS 9th DAY OFSeptember 2009. ATTEST: ~D~„ I , , , ~- Y~ C / _ APPROVED AS TO V~'~ "`'"` ~u-~~- FORM & LANGUAGE CITY CLERK M YOR & FOR CUTION Robert Parcher Matti Herrera Bower T:\AGENDA\2009\September 9\Consent\Indian Creek Bermello Ajamil CEI Servi s Reso. '7 ~ ~q mey,~ r ats COMMISSION ITEM SUMMARY CnndpnsPd Title A Resolution Accepting The Recommendation Of The City Manager Pursuant To Request For Qualifications (RFQ) No. 03-08/09, For Professional Construction Engineering Inspection (CEI) Services For The FDOT Milling And Resurfacing Improvements Included In The Water Mains, Sanitary Sewer Mains, And Milling And Resurfacing Improvements Along Indian Creek Drive Between 26th And 41St Streets; And Authorizing The Administration To Execute The Agreement With The Firm Of Bermello Ajamil & Partners, Inc. Key Intended Outcome Supported: Ensure well-maintained infrastructure. Supporting Data (Surveys, Environmental Scan, etc.): Survey indicates that 42% of residents rated storm drainage as excellent or good; 26% rated it as poor. Issue: Shall the Ci Commission a rove the Cit Mana er's recommendation? Item Summa ~rcecommenaation: On December 10, 2008, the Mayor and City Commission approved the issuance of Request for Qualifications (RFQ) No. 03-08/09, for Professional Construction Engineering Inspections (CEI) Services of the water mains, sanitary sewer mains, and milling and resurfacing improvements along Indian Creek Drive between 26`h and 41S` Streets (the "RFQ"). On March 18 2009, the City Commission accepted the recommendation of the City Manager to enter into negotiations with the top-ranked firm Parsons Brinkerhoff Americas, with the permission to further negotiate with the top-second and third ranked firms -Bermello Ajamil & Partners and GBF Engineering respectfully in the event the Administration was unable to reach successful negotiations with Parsons Brinckerhoff. Given the aggressive timelines at hand, the Public Works Department formulated with the Capital Improvements Project Office a way for CIP toprovide in-house CEI services for the City portion of the work, while proceeding with a separate CEI contract for the FDOT work, pursuant to FDOT JPA guidelines. The administrative cost of providing the CEI services internally was estimated at approximately 4.8% of the construction cost or $140,386.82, approximately $273,613.18 less than retaining the outside services of a CEI firm. Having resolved the construction oversight of the City's portion of the work (water and sewer), the City then went on to negotiate the FDOT required CEI services in accordance with the JPA, with the top ranked firm, Parsons Brinckerhoff. Following several attempts, the City was unable to reach successful negotiations with said firm. The final negotiated price was $149,721.17, which was over and above the amount of $136,000.00 granted by FDOT under the JPA agreement with the City. The Ciry then had to terminate negotiations with Parsons Brinckerhoff, and move to the second highest ranked firm Bermello, Ajamil & Partners, Inc. The City subsequently requested a proposal from Bermello, Ajamil & Partners, Inc., the second-ranked firm. Said proposal was discussed and successfully negotiated to an amount of $129,942.74; which was below the FDOT CEI allocation of $136,000. The FDOT reviewed the proposal submitted by Bermello, Ajamil and Partners, Inc. and agreed to total fee and hourly rates. THE ADMINISTRATION RECOMMENDS ACCEPTING THE CITY MANAGER'S RECOMMENDATION. Adviso Board Recommendation: Ca ital Im rovement Pro'ects Oversi ht Committee recommended a royal on Au ust 31, 2009. Financial Information: Source of Funds: OBPI Financial Impact Amount 1 $136,000 2 3 4 Total $136,000 Summary: Account 303-2521-061357 Cit Clerk's Office Le islative Trackin Fernando Vaz uez, Ext: 6399 Sign-Offs: /~ ~ i n _ De a ent Direct r As stn it M Cit na er GL FHB TH PDW J T:\AGENDA~9\September 9\Cb6eltfxft\Indian Creek Bermellol~jlhiil CEI Services SUM .doc ~ \ / ~, A ~ A ~ ~ ~ C A ~ ~ Agenda Item C ? O 1 V 1 ~"'1 [/y Date 9-9~d 9 m MIAMIBEACH City of Miami Beath, 1700 Convention Center Drive, Miami Beach, Florida 33139, www.miamibeachfl.gov COMMISSION MEMORANDUM TO: Mayor Matti Herrera Bower and Members of the City C mmission FROM: Jorge M. Gonzalez, City Manage DATE: September 9, 2009 SUBJECT: A RESOLUTION OF THE MAYOR AND CITY COMMISSION OF THE CITY OF MIAMI BEACH, FLORIDA, APPROVING AND AUTHORIZING THE MAYOR AND CITY CLERK TO EXECUTE THE AGREEMENT WITH THE FIRM OF BERMELLO AJAMIL ~ PARTNERS, INC. FOR PROFESSIONAL CONSTRUCTION ENGINEERING AND INSPECTION (CEI) SERVICES FOR THE FLORIDA DEPARTMENT OF TRANSPORTATION (FDOT) WORK INCLUDED IN THE WATER MAINS AND SANITARY SEWER MAINS, AND MILLING AND RESURFACING IMPROVEMENTS ALONG INDIAN CREEK DRIVE BETWEEN 26T" AND 41ST STREETS; PURSUANT TO REQUEST FOR QUALIFICATIONS 03-08/09 IN THE AMOUNT OF $129,942.74 TO BE FULLY FUNDED BY FDOT PURSUANT TO A JOINT PARTICIPATION AGREEMENT (JPA) BETWEEN THE CITY OF MIAMI BEACH AND FDOT AND SUBSEQUENTLY EXECUTED PER RESOLUTION 2007-266940 ADMINISTRATION RECOMMENDATION Adopt the Resolution. PROJECT BACKGROUND Indian Creek Drive (SR AIA) is a Federal classified Principal Urban Arterial, which falls under the jurisdiction of FDOT. Improvements along SR A1A are projects in the Metropolitan Planning Organization (MPO) 2008-12 Transportation Improvement Plan (TIP). The project scope of work consists of milling and resurfacing of the road and City requested streetscape enhancement in all intersections between 26th and 41St Streets. The project also includes pavement markings, signage, construction of bulb-outs at the intersections and minor landscaping. Concurrently, the City is moving ahead with water distribution and sanitary sewer system replacements and upgrades along SR A1A to meet the level of service requirements for both utilities as dictated in the City's Comprehensive Plan. The tasks related to identify, define, develop, design and procure the under-grounding portion of this project were all conducted in- house at a substantially lesser cost to the City than if it would have been procured to an outside Engineering firm. In the interest of minimizing construction impacts as well as conducting both projects in a consolidated timeline, the City determined that it would be in the best interest of the public if both projects would be built simultaneously under the direction of one contractor, as opposed to having separate contracts, different contractors and separate timelines. The same approach would be applied to the engineering inspection services, for which under FDOT guidelines, is a requirement. The City would then capitalize on this to provide a unified approach to the overall inspection and construction compliance of this project. Commission Memorandum -RFQ-03-08/09, September 09, 2009 Page 2 of 3 On December 10, 2008, the Mayor and City Commission approved the issuance of Request for Qualifications (RFQ) No. 03-08/09, for Professional Construction Engineering Inspection (CEI) Services of the water mains, sanitary sewer mains, and milling and resurfacing improvements along Indian Creek Drive between 26th and 41St Streets (the "RFQ"). On December 16, 2008, the RFQ was issued with an opening date of January 15, 2009; fourteen (14) proposals were received. On February 18, 2009, the City Manager's appointed Evaluation Committee interviewed the seven (7) top-ranked firms. Based on the scores and rankings of the Evaluation Committee, Parsons Brinckerhoff Americas (PB Americas) was selected as the top-ranked firm, Bermello Ajamil, as the second-ranked and GBF Engineering as the third ranked firm based on the highest number of total points. On March 18 2009, the City Commission accepted the recommendation of the City Manager to enter into negotiations with the top-ranked firm PB Americas, with the permission to further negotiate with the top-second and third ranked firms -Bermello Ajamil & Partners and GBF Engineering respectfully in the event the Administration was unable to reach successful negotiations with Parsons Brinckerhoff. CONTRACT NEGOTIATIONS Pursuant to the City Commission's recommendation, City staff proceeded to negotiate with the top-ranked firm. The City Manager assigned Emanuel Mayer, Special Assistant to the City Manager and Fernando A. Vazquez, P.E., City Engineer to spearhead the negotiations with PB Americas. Initially two negotiation meetings were held with PB Americas that took into consideration to provide CEI services for the entire project, which included the City's portion of the work (water and sewer) as well as the FDOT required supervision of the Milling and Resurfacing component. During the course of those negotiations, the Administration was able to negotiate down PB Americas first proposal of $806,066.49 by $256,066.49 to a final amount of $550,000.00. It is important to underline that the FDOT contribution to the CEI services for the milling and resurfacing component is $136,000, therefore requiring that the City fund the difference of $414,000 for construction oversight of the water and sewer component. On May 4, 2009, City staff presented the negotiated value to the Capital Improvements Projects Oversight Committee (CIPOC). Some members of the Committee expressed concerns as to how the CEI would assume risk for their project oversight in the event the construction went longer than expected. The Committee requested that staff seek to assert the $550,000 negotiated number as a lump sum price, which took into account the risk associated to any potential schedule overruns resulting from the contractor. Staff subsequently evaluated the Committee's request to negotiate $550,000, as a lump sum and also incorporate all risks associated to the contract performance, but was unsuccessful in reaching a method to absorb all risks without having to restructure the entire bid process and subsequently modify the structure of the contract to an "At-Risk" condition, which in turn would have warranted a full re-bid of the CEI services. Given the aggressive timelines at hand, the Public Works Department formulated with the Capital Improvements Projects Office (CIP) a way for CIP to provide in-house CEI services for the City portion of the work (water mains and sanitary sewer mains replacement), while proceeding with a separate CEI contract for the FDOT work, pursuant to FDOT JPA guidelines. Commission Memorandum - RFQ-03-08/09, September 09, 2009 Page 3 of 3 The administrative cost of providing the CEI services internally was estimated at approximately 4.8% of the construction cost or $140,386.82, approximately $273,613.18 less than retaining the outside services of a CEI firm. Through this process, the City could have an additional reduction in cost; however, it would need to coordinate the work more closely with the FDOT CEI. Staff believes these two separate construction oversights can be managed appropriately, while achieving a significant reduction of $273,613.18. CEI Negotiations for the FDOT Component Pursuant to section 2-c of the Joint Participation Agreement (JPA) between the City of Miami Beach and the Florida Department of Transportation (FDOT) (see Attachment A), the City shall advertise for bid and let the consultant and construction contracts administer, supervise, and inspect all aspects of their portion of the project. The City is then required to retain the services of a CEI, which will supervise the Milling and Resurfacing component. FDOT has allocated $136,000 for such services. Having resolved the construction oversight of the City's portion of the work (water and sewer), the City then went on to negotiate the FDOT required CEI services in accordance with the JPA, with the top ranked firm, Parsons Brinckerhoff. Following several attempts, the City was unable to reach successful negotiations with said firm. The final negotiated price was $149,721.17, which was over and above the amount of $136,000.00 granted by FDOT under the JPA agreement with the City. The City then had to terminate negotiations with Parsons Brinckerhoff, and move to the second highest ranked firm Bermello, Ajamil & Partners, Inc. The City subsequently requested a proposal from Bermello, Ajamil & Partners, Inc., the second- ranked firm. Said proposal was discussed and successfully negotiated to an amount of $129,942.74; which was below the FDOT CEI allocation of $136,000. The FDOT reviewed the proposal submitted by Bermello, Ajamil and Partners, Inc. and agreed to a total fee and hourly rates. The Special Assistant to the City Manager has also reviewed said proposal and has agreed with the prices proposed by Bermello, Ajamil, and Partners. The Services Agreement with the proposed fees is being submitted as part of this package. See Attachment B. The revised proposal for CEI services with Bermello, Ajamil and Partners was presented to the CIPOC at their August 31, 2009 meeting and was ultimately accepted and recommended to the City Commission. In summary, the Construction Engineering and Inspection services provided by the CIP Office and the CEI will enable both the City and FDOT to efficiently and effectively accomplish common objectives for the effective construction oversight of this critical facility as well as the compliance, and certification of the overall Indian Creek improvements from 26t" to 41St Street. The Indian Creek Drive enhancements will result in a more pleasant experience in the Oceanfront Neighborhood for drivers and pedestrians alike and will provide residents with upgraded and more reliable water and sewer infrastructure. CONCLUSION The Administration recommends adopting the resolution. Attachments: A: Joint Participation Agreement (JPA) B: Bermello, Ajamil and Partners, Inc. Service Agreement and Cost Proposal JMG\TH\FHB\FV T:WGENDA\2009\September 9\Consent\Indian Creek Bermello Ajamil CEI Memo.doc Attachment A ~ Contract Number: CSFA Number: 55.023 JOINT PARTICIPATION AGREEMENT ' BETWEEN t STATE OF FLORIDA DEPARTMENT OF TRANSPORTATION Alva THE CITY OF MIAMI BEACH THIS AGREEMENT is made and entered into this 31 day of D C~~~r' > 20~, between the State of Florida Department of Transportation, a component agency of the ' State of Florida, hereinafter referred to as the `DEPARTMENT', and the' City of Miami Beach, a municipal corporation of the State of Florida, hereinafter referred to as the `CITY'. RECITALS: WHEREAS, the DEPARTMENT has jurisdiction over and maintains the State Road (SR) AlA corridor (Indian Creek Drive) in the City of Miami Beach; and WHEREAS, the DEPARTMENT has drafted design plans for the construction of roadway improvements on SR AlA southbound from 41S` Street to 26t'' Street, hereinafter referred to as the `PR03ECT', the individual elements of which are outlined in the attached Exhibit "A", `Scope of Services', which is herein incorporated by reference; and WHEREAS, the DEPARTMENT has programmed funding for the PROJECT under Financial Project Numbers 414641-1-58-O1 and 414641-1-68-01, and has agreed to reimburse the CITY for eligible PR03ECT costs up to a maximum limiting amount, as outlined in the attached Exhibit "B", `Financial Summary', which is herein incorporated by reference; and WHEREAS, the CITY has agreed to supervise and inspect all aspects of PROJECT construction and administration; and WHEREAS, the parties hereto mutually recognize the need for entering into an Agreement designating and setting forth the responsibilities of each party; and WHEREAS, the parties are authorized to enter into this Agreement pursuant to Section 339.08(e) and 339.12, Florida Statutes; NOW, THEREFORE, in consideration of the premises, the mutual covenants and other valuable considerations contained herein, the receipt and sufficiency of which are hereby acknowledged, the parties agree as follows: Page 1 of 13 Joint Participation Agreement Letween the Florida Department ojTransportatian and the City of Miami Beach, Financial Project Numbers #1414641-1-58-t71, and 414641-1-ti8-01 1. INCORPORATION OF RECITALS The foregoing recitals are true and correct and are incorporated into the body of this Agreement, as if fully set forth herein. 2. GENERAL REQUIREMENTS a. The CITY shall submit this Agreement to its City Commission for ratification or approval by resolution. A copy of said resolution is attached hereto as Exhibit "C", `Resolution', and is herein incorporated by reference. b. The CITY shall obtain all necessary permits from the DEPARTMENT, and other concerned agencies, as needed, prior to commencing PROJECT construction on DEPARTMENT right-of--way. The CITY shall advertise for bid, let the consultant and construction contracts, administer, supervise and inspect all aspects of PROJECT construction until completion, and, as fiu~ther defined in Exhibit "A", `Scope of Services'. The CITY shall complete the PROJECT on or before June 30, 2010. All aspects of PROJECT construction and administration are subject to DEPARTMENT standards and specifications and must be in compliance with all governing laws and ordinances. d. The CITY shall not execute any contract or obligate itself in any manner requiring the disbursement of DEPARTMENT funds, including consulting or construction contracts or amendments thereto, with any third party with respect to the PROJECT without the prior written approval of the DEPARTMENT. The DEPARTMENT specifically reserves the right to review qualifications of any consultant or contractor and to approve of disapprove CITY employment of same. e. The DEPARTMENT shall reimburse the CITY for eligible PROJECT costs as defined in Exhibit "B", `Financial Summary', and in accordance with the financial provisions in Section 3 of this Agreement. 3. FINANCIAL PROVISIONS a. Eligible PROJECT costs may not exceed ONE MILLION FNE HUNDRED ONE THOUSAND DOLLARS ($1,501,000.00), as outlined in Exhibit "B", `Financial Summary'. If additional funding is required, contingent upon DEPARTMENT approval, a supplemental agreement between the DEPARTMENT and the CITY authorizing the additional funding shall be executed prior to such costs being incurred. Page 2 of 13 Joint Participation Agreement between the Florida Department ojTransportation and the City of Miami Beach, Financial Project Numbers # 414641-1-58-01, and 414691-I-68-O1 b. The DEPARTMENT agrees to pay the CITY for the herein described services at a compensation as detailed in this Agreement. c. Payment shall be made only after receipt and approval of goods and services unless advance payments are authorized by the Department's Comptroller under Section 334.044(29), Florida Statutes, or by the Department of Financial Services under Section 215.422(14), Florida Statutes. d. Bills for fees or other compensation for services or expenses shall be submitted in detail sufficient for a proper preaudit and postaudit thereof. e. Travel costs will not be reimbursed. f. Records of costs incurred under the terms of this Agreement shall be maintained and made available upon request to the DEPARTMENT at all times during the period of this Agreement and for five years after final payment is made. Copies of these documents and records shall be furnished to the DEPARTMENT upon request. Records of costs incurred include the CTTY's general accounting records and the project records, together with supporting documents and records, of the contractor and all subcontractors performing work on the project, and all other records of the contractor and subcontractors considered necessary by the DEPARTMENT for a proper audit of costs. g. In the event this contract is for services in excess of $25,000.00 and a term for a period of more than 1 year, the provisions of Section 339.135(6)(a), Florida Statutes, are hereby incorporated: The DEPARTMENT, during any fiscal year, shall not expend money, incur any liability, or enter into any contract which, by its terms, involves the expenditure of money in excess of the amounts budgeted as available for expenditure during such fiscal year. Any contract, verbal or written, made in violation of this subsection is null and void, and no money may be paid on such contract. The DEPARTMENT shall require a statement from the Comptroller of the DEPARTMENT that such funds are available prior to entering into any such contract or other binding commitment of funds. Nothing herein contained shall prevent the making of contracts for periods exceeding 1 year, but any contract so made shall be executory only for the value of the services to be rendered or agreed to be paid for in succeeding fiscal years; and this paragraph shall be incorporated verbatim in all contracts of the DEPARTMENT which are for an amount in excess of TWENTY FIVE THOUSAND DOLLARS ($25,000.00) and which have a term for a period of more than 1 year. h. The DEPARTMEI~TT's obligation to pay is contingent upon an annual appropriation by the Florida Legislature. Page 3 of 13 Joint Parlicipatian Agreement between the Florida Department oJTransporlation and the City of Miami Beach, Finoncial Project Numbers ~ 414641-1-58-D/, and 414641-1-68-01 4. INDEMNIFICATION To the extent permitted by Section 768.28, Florida Statutes, the parties agree to indemnify each other for liability due to any act or omission, neglect or wrongdoing of a party or any of its officers, agents or employees. Further, the parties agree to defend each other against any and all such claims or demands which may be claimed and have arisen as a result of or in connection with the parties' participation in this Agreement. Nothing contained herein shall be construed to contradict the provisions of Section 768.28, Florida Statutes, nor shall this Section be construed to require either party to indemnify the other for the negligent acts of the other. S. GOVERNING LAW This Agreement shall be governed and construed in accordance with the laws of the State of Florida. 6. AMENDMENT This Agreement may be amended by mutual agreement of the DEPARTMENT and the CITY expressed in writing, executed and delivered by each party. 7. INVALIDITY If any part of this Agreement shall be determined to be invalid or unenforceable, the remainder of this Agreement shall not be affected thereby, if such remainder continues to conform to the terms and requirements of applicable law. 8. COMML7NICATIONS a. All notices, requests, demands, consents, approvals and other communications which are required to be served or given hereunder, shall be in writing and hand-delivered or sent by either registered or certified U.S. mail, return receipt requested, postage prepaid, addressed to the party to receive such notices as follows: To DEPr~RTMENT: Florida Department of Transportation 1000 Northwest 111 Avenue, Room 6137 Miami, Florida 33172-5$00 Attn: Kenneth Robertson, JPA Coordinator Ph: (305} 470-5452; Fax: (305) 470-5552 Page 4 of 13 Joint Participation Agreement between the Florida Department of Transportation and the City of Miami Beach, Financial Project Nambers #414641-1-58-01, and 414641-I-68-01 To CITY: City of Miami Beach 1700 Convention Center Drive Miami Beach, Florida 33139 Atlas: Fernanda Vazquez, City Engineer Ph: (305) 673-7080; Fax: (305) 673-7028 b. Either party may, by notice given as aforesaid, change its address for all subsequent notices. Notices given in compliance with this section shall be deemed given when placed in the mail. 9. EXPIRATION OF AGREEMENT The CITY agrees to complete the PROJECT on or before June 30, 2010. If the CITY does not complete the PROJECT within this time period, this Agreement will expire unless an extension of the time period is requested by the CITY and granted in writing by the DEPARTMENT'S District Six Secretary or Designee. Expiration of this Agreement will be considered termination of the PROJECT. 10. FINAL INVOICE The CITY must submit the final invoice on this PROJECT to the DEPARTMENT within 120 days after the expiration of this Agreement. Invoices submitted after October 28, 2010, will not be paid. 11. AUDITS State of Florida Single Audit Act requirements as outlined in the attached Exhibit "D", `Audit Reports', are incorporated herein by reference. 12: ENTIRE AGREEMENT This 3oint Participation Agreement is the entire Agreement between the parties hereto, and it may be modified or amended only by mutual consent of the parties in writing. -- REMAINDER OF PAGE INTENTIONALLY LEFT BLANK -- Page S of 13 Joint Participation Agreement between the Florida Department ajTransportation and the City ojMiami Beach, Financial Project Numbers 11414641-1-58-01, and 414641-1-68-01 IN WITNESS WHEREOF, the parties hereto have executed this Agreement, on the day and year above written. CITY OF/JMIAIyiI BLEACH STATE OF FLORIDA, DEPARTMENT i~~i !/~~11, lI OF TRANSPORTATION: DERMER, MAYOR /DISTRICT SECRETARY ATTEST: ATTEST: ~!. ~c~ ~',~ (SEAL) %~UTIV£ SEC TARP (SEAL) CITY CLERK RdBERT PARCHER LEGAL REVIEW: DISTRICT GENERAL CO NSEL APPROVED AS TO FORM ~ LANGUAGE FO CEITION ~ p zZ D7 ~ t~ Page 6 of 13 Joint Participation Agreement between the Florida Department of Transporlation and the City ofMiami Beach, Financial Project Numbers # 414641-1-58-O1, and 414641-1-6B-01 EXIIIBIT "A" SCOPE OF SERVICES To construct roadway improvements in accordance with and as detailed in the attached PROJECT plans along the SR AlA southbound corridor within the below-identified PROJECT Limits. The DEPARTMENT will provide the CITY with the signed and sealed construction plans. The CITY will let, supervise and inspect all aspects of PROJECT construction and administration. PROJECT Limits: SR AlA/Indian Creek Drive, southbound, from 4151 Street to 26"' Street FDOT Financial Project Numbers: 414641-1-58-O1 and 414641-1-68-01 County: Miami-Dade FDOT Project Manager: Ana Arvelo, P.E. CITY Project Manager: Fernando Vazquez, P.E. PLANS AND SPECIFICATIONS The CITY agrees to construct the PROJECT using acompetitively-bid contractor in accordance with the signed and sealed plans and specifications, attached hereto and incorporated herein by reference. Please see attached plans prepared by: Corradino Group Dated: Page 7 of 13 Joint Participation Agreement between the Florida Department of Transportation and the City of Miami Beach, Financial Project Numbers # 414641-1-58-01, and 414641-/-G8-DI EXHIBIT "B" FINANCIAL SUMMARY Estimated PROJECT costs for reimbursement are below-listed, separated by phase of work: Financial Project Number 414641-1-58-O1 PROJECT Construction: $1,365,000.00 Financial Project Number 414641-1-68-01 PROJECT Construction Engineering and Inspection (CEI) services: + $136.000.00 Total PROJECT Cost Estimate: $1,501,000.00 Page 8 of 13 Joint Participation Agreement between the Florida Department ojTransportation and the Ciry ojMianai Beach, Financial Project Numbers # 414641-1-58-D1, and 414641-I-68-01 EXIIIBIT "C" RESOLUTION To be herein incorporated once approved by the CITY Commission. Page 9 of 13 Joint Participation Agreement between the Florida Department of Transportation and the City of Miami Beach, Financiai Project Numbers # 414641-1-58-01, and 414641-1-G8-Dl EXHIBIT "D" AUDIT REPORTS The administration of resources awarded by the Department to the CITY OF MIAMI BEACH may be subject to audits and/or monitoring by the Department, as described in this section. For further guidance, see the Executive Office of the Governor website, which can be found at: www.fssa.state.fl.us . M01~1ITORING In addition to reviews of audits conducted in accordance with OMB Circular A-133 and Section 215.97, F.S., as revised (see "AUDITS" below), monitoring procedures may include, but not be limited to, on-site visits by Department staff, limited scope audits as defined by OMB Circular A-133, as revised, and/or other procedures. By entering into this agreement, the recipient agrees to comply and cooperate fully with any monitoring procedures/processes deemed appropriate by the Department. In the event the Department determines that a linuted scope audit of the recipient is appropriate, the recipient agrees to comply with any additional instructions provided by the Department staff to the CITY OF MIAMI BEACH regarding such audit. The CITY OF MIAMI BEACH further agrees to comply and cooperate with any inspections, reviews, investigations, or audits deemed necessary by the Chief Financial Officer {CFO) or Auditor General. AUDITS PART I: FEDERALLY FUNDED Recipients of federal funds (i.e. state, local government, or non-profit organizations as defined in OMB Circular A- 133, as revised) are to have audits done annually using the following criteria: 1. In the event that the recipient expends $300,000 ($500,000 for fiscal years ending after December 31, 2003) or more in Federal awards in its fiscal year, the recipient must have a single or program-specific audit conducted in accordance with the provisions of OMB Circular A-133, as revised. EXHIBIT 1 to this agreement indicates Federal resources awarded through the Department by this agreement. In determining the Federal awards expended in its fiscal year, the recipient shall consider all sources of Federal awards, including Federal resources received from the Department. The determination of amounts of Federal awards expended should be in accordance with the guidelines established by OMB Circular A-133, as revised. An audit of the recipient conducted by the Auditor General in accordance with the provisions OMB Circular A- 133, as revised, will meet the requirements of this part. 2. In connection with the audit requirements addressed in Part I, paragraph 1., the recipient shall fulfill the requirements relative to auditee responsibilities as provided in Subpart C of OMB Circular A-133, as revised. If the recipient expends less than $300,000 ($500,000 for fiscal years ending after December 31, 2003) in Federal awards in its fiscal year, an audit conducted in accordance with the provisions of OMB Circular A- 133, as revised, is not required. In the event that the recipient expends less than $300,000 ($500,000 for fiscal years ending after December 31, 2003) in Federal awards in its fiscal year and elects to have an audit conducted in accordance with the provisions of OMB Circular A-133, as revised, the cost of the audit must be paid from non-Federal resources (i.e., the cost of such an audit must be paid from recipient resources obtained from other than Federal entities). Federal awards are to be identified using the Catalog of Federal Domestic Assistance (CFDA) title and number, award number and year, and name of the awarding federal agency. Page 10 of 13 Jaint Participation Agreement between the Florida Departmen[ of Transportation and the Ciq~ of Miami Beach, Financial Project Numbers # 414641-1-58-01, and 414641-1-68-01 PART II: STATE FUNDED Recipients of state funds (i.e. a nonstate entity as defined by Section 215.97(2)(1), Florida Statutes) are to have audits done annually using the following criteria: 1. In the event that the recipient expends a total amount of state financial assistance equal to or in excess of $300,000 ($500,000 for fiscal years ending on September 30, 2004, and thereafter) in any fiscal year of such recipient, the recipient must have a State single or project-specific audit for such fiscal year in accordance with Section 215.97, Florida Statutes; applicable rules of the Executive Office of the Governor and the CFO; and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General. EXHIBIT 1 to this agreement indicates state financial assistance awarded through the Department by this agreement. In determining the state financial assistance expended in its fiscal year, the recipient shall consider all sources of state financial assistance, including state financial assistance received from the Department, other state agencies, and other nonstate entities. State financial assistance does not include Federal duect or pass-through awards and resources received by a nonstate entity for Federal program matching requirements. 2. In connection with the audit requirements addressed in Part II, paragraph 1, the recipient shall ensure that the audit complies with the requirements of Section 215.97(7), Florida Statutes. This includes submission of a financial reporting package as defined by Section 215.97(2)(d), Florida Statutes, and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General. 3. If the recipient expends less than $300,000 in state financial assistance in its fiscal year ($500,000 for fiscal years ending on September 30, 2004, and thereafter), an audit conducted in accordance with the provisions of Section 215.97, Florida Statutes, is not required. In the event that the recipient expends less than $300,000 ($500,000) in state financial assistance in its fiscal year and elects to have an audit conducted in accordance with the provisions of Section 215.97, Florida Statutes, the cost of the audit must be paid from the nonstate entity's resources (i.e., the cost of such an audit must be paid from the recipient's resources obtained from other than State entities). 4. State awards are to be identified using the Catalog of State Financial Assistance (CSFA) title and number, award number and year, and name of the state agency awarding it. PART III: OTHER AUDIT REQUIItEMENTS The recipient shall follow up and take corrective action on audit findings. Preparation of a summary schedule of prior year audit findings, including corrective action and current status of the audit findings is required. Current year audit findings require corrective action and status of findings. Records related to unresolved audit findings, appeals, or litigation shall be retained until the action is completed or the dispute is resolved. Access to project recozds and audit work papers shall be given to the FDOT, the Comptroller, and the Auditor General. This section does not limit the authority of the Department to conduct or arrange for the conduct of additional audits or evaluations of state financial assistance or limit the authority of any other state official. Page 11 of 13 Join! Pnrticipation Agreement between Jhe Floridn Department ojTransponation and the City of Miami Beaclr, Financial ProjeclNumbers #414641-I-58-O1, and 414641-I-68-01 PART IV: REPORT SUBMISSION Copies of reporting packages for audits conducted in accordance with OMB Circular A-133, as revised, and required by PART I of this agreement shall be submitted, when required by Section .320 (d),'OMB Circular A- 133, as revised, by or on behalf of the recipient directly to each of the following: A. The Department at each of the following addresses: Florida Department of Transportation 1000 Northwest 111 Avenue Miami, Florida 33172 B. The Federal Audit Clearinghouse designated in OMB Circular A-133, as revised (the number of copies required by Sections .320 (d)(1) and (2), OMB Circular A-133, as revised, should be submitted to the Federal Audit Clearinghouse), at the following address: Federal Audit Clearinghouse Bureau of the Census 1201 East 10'" Street 3effersonville, IN 47132 C. Other Federal agencies and pass-through entities in accordance with Sections .320 (e) and (f), OMB Circular A-133, as revised. 2. In the event that a copy of the reporting package for an audit required by PART I of this agreement and conducted in accordance with OMB Circular A-133, as revised, is not required to be submitted to the Department for reasons pursuant to section .320 (e)(2), OMB Circular A-133, as revised, the recipient shall submit the required written notification pursuant to Section .320 (e)(2} and a copy of the recipient's audited schedule of expenditures of Federal awards directl to each of the following: Florida Department of Transportation 1000 Northwest 111 Avenue Miami, Florida 33172 In addition, pursuant to Section .320 (f), OMB Circular A-133, as revised, the recipient shall submit a copy of the reporting package described in Section .320 (c), OMB Circular A-133, as revised, and any management letters issued by the auditor, to the Department at each of the following addresses: Florida Department of Transportation 1000 Northwest 111 Avenue Miami, Florida 33172 3. Copies of financial reporting packages required by PART II of this agreement shall be submtted by or on behalf of the recipient directly to each of the following: A. The Department at each of the following addresses: Florida Department of Transportation 1000 Northwest 111 Avenue Miami, Florida 33172 B. The Auditor General's Office at the following address: Page 12 of 13 Joint Participation Agreement between the Florida Department of Transportation and the City of Miami Beach, Financial Project Numbers #414b41-1-58-01, and 4/4641-1-bS-OI Auditor General's Office Room 401, Pepper Building 111 West Madison Street Tallahassee, Florida 32399-1450 4. Copies of reports or the management letter required by PART III of this agreement shall be submitted by or on behalf of the recipient directl to: A. The Department at each of the following addresses: Florida Department of Transportation 1000 Northwest 111 Avenue Miami, Florida 33172 Any reports, management letter, or other information required to be submitted to the Department pursuant to this agreement shall be subrrutted timely in accordance with OMB Circular A-133, Florida Statutes, and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, as applicable. Recipients, when submitting fmancial reporting packages to the Department for audits done in accordance with OMB Circular A-133 or Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, should indicate the date that the reporting package was delivered to the recipient in correspondence accompanying the reporting package. PART V: RECORD RETENTION The recipient shall retain sufficient records demonstrating its compliance with the terms of this agreement for a period of at least five years from the date the audit report is issued, and shall allow the Department, or its designee, the state CFO or Auditor General access to such records upon request. The recipient shall ensure that the independent audit working papers are made available to the Department, or its designee, the state CFO, or Auditor General upon request for a period of at least five years from the date the audit report is issued, unless extended in writing by the Department. Page 13 of 13 Joint Participation Agreement between the Florida Department of Transportation and the Cit}~ ofMiarni Beach, Financial Project Numbers #1414641-J-58-O1, and 414641-1-68-t77 W ^~ W U Q J fn I mo. 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