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J.W. Howard' ~ ~~ AMENDED 3 ~. City of Miami Beach Office of the City Clerk 1700 Convention Center Drive, Miami Beach, FL 33139 LOBBYIST REGISTRATION FORM Lobbyist means all persons employed or retained, whether paid or not, by a principal who seeks to encourage the passage, defeat or modification of any ordinance, resolution, action or decision of any commissioner; any action, decision, recommendation of the City Manager or any city board or committee; or any action, decision or recommendation of any city personnel during the time period of the entire decision-making process on such action, decision or recommendation that foreseeably will be heard or reviewed by the city commission, or a city board or committee. The term specifically inGudes the principal as well as any employee engaged in lobbying activities. The term "Lobbyists" has specific exclusions. Please refer to Ordinance 20043435. Howard J.W. NAME OF LOBBYIST: (Last) (First) (M.I) Morgan Stanley & Co. Incorporated 1560 Sawgrass Corporate Pkwy, Sunrise, FL 33323 BUSINESS NAME AND ADDRESS (Number and Street) (City) (State) (Zip Code) (954) 331-1595 N/A james.howard@morganstanley.com TELEPHONE NUMBER: FAX NUMBER: EMAIL: LOBBYIST RETAINED BY: Morgan Stanley & Co. Incorporated NAME OF PRINCIPAUCLIENT: NESS NAME AND ADDRESS ?) 761-4000 1585 Broadway New York NY 10036 (Number and Street) (City) (State) (Zip Code) --. NUMBER: FAX NUMBER: (Optional) p Iona Fill out this section if principal is a Corporation, Partnership or Trust [Section 2-482 (c)] NAME OF CHIEF OFFICER, PARTNER, OR BENEFICIARY: IDENTIFY ALL PERSONS HOLDING, DIRECTLY OR INDIRECTLY, A 5% OR MORE OWNERSHIP INTEREST IN SUCH CORPORATION, PARTNERSHIP OR TRUST: u.SPECIFIC LOBBY ISSUE: Bond Underwriting Issue to be lobbied (Describe in detail): III. CITY AGENCIES/INDIVIDUALS TO BE LOBBIED: Pursuant to City Code Section 2-482(g) include a statement of the extent of any business, financial, familial, professional or other relationship, giving rise to an appearance of an impropriety with any City personnel sought to be lobbied -- further, pursuant to City Code Section 2- 482(a)(4) include a statement of any contractual relationship (paid or unpaid) from 12 months preceding said City personnels' commencement of service with the City to the present date, stating the general nature of the subject contractual relation. A Full Name of Individual Title B) An Financial, Familial or Professional Relationship None '~ # 5G~ I.V~ e~ ^ p r ~ ~ C.~ uvt '~ti ~2 -a -,, ~, .~. ~, ., 'te'e `: ~; {hZ -Ol'~'~ 6Z r3~5 6flC ~, IV. DISCLOSURE OF TERMS AND AMOUNTS OF LOBBYIST COMPENSATION (DISCLOSE WHETHER HOURLY, FLAT RATE OR OTHER): A) LOBBYIST DISCLOSURE: (Required) In-House Lobbyist /Annual Salary B) PRINCIPAL'S DISCLOSURE (OF LOBBYIST COMPENSATION): In-HOUSe LObbylSt / Annual Salary The following information must be answered: 1) Pursuant to Miami Beach City Code Section 2-488 Entitled "Prohibited Campaign Contributions By Lobbyists On Procurement Issues": ^ Yes ®No• Are you lobbyina on a present or pendina bid for goods eauipment or services, or on a present or pendina award for aoods, equipment or service? 2) Pursuant to Miami Beach City Code 2-490 Entitled "Prohibited Campaign Contributions By Lobbyists On Real Estate Development Issues": application for change of zoning map designation or change to the City's Future Land Use Map? 3) Pursuant to Miami Beach City Code 2-484 (h) Any person (except those exempt from the definition of "lobbyist" as set forth in Section 2-481 above) who only appears as a representative of anot-for-profit corporation or entity without special compensation or reimbursement for the appearance, whether direct, or indirect, to express support of or opposition to any item, shall register with the clerk as required by this section but, shall not be required to pay any registration fees. ^ Yes ~ No• Are you lobbying on a pending application for a Development Agreement with the City or ^ Yes ~ No• Are you representing anot-for-profit corporation or entity without special compensation or reimbursement. . V. SIGNATURE UNDER OATH: ON OCTOBER 1sT OF EACH YEAR EACH LOBBYIST SHALL SUBMIT TO THE CITY CLERK A SIGNED STATEMENT UNDER OATH LISTING LOBBYING EXPENDITU A ELL AS COMPENSATION RECEIVED IN THE CITY OF MIAMI BEACH FOR THE PRECEDI ALEN R YEAR. AST ME SHALL BE FILED EVEN IF THERE HAVE BEEN NO EXPENDITUR COMP SATION DURIN THE R PORTING PERIOD. /J Signature of Lobbyist ~~o LL Q o a, in moo ~ ~ .~ Q ,w>=~ a ° Fd i~ c f9 m U 'n z°v~~w a • r~t ~OV . s~ I do solemnly swear that all of th c provisions contained in Sectio of Signature of Lobbyist: Signature of Principal/CI' nt: --~ VI. LOBBYIST IDENTIFICATION: ^ Produced ID Form of Identification Personally known (Lobbyist) VII. SIGNATURE AND STAMP OF NOTARY: State of Florida, County of Miami-Dade Sworn to a d subscribed befor me TJ~is ~ day of~~~!~, 2009 Signature fff Public Notary -State of Florida Notarization of Lobbyist's signature true and corrgEt and tha~ have read or am familiar with the ;h City Code nd all rep j ng requirements. ._ i •' t'/ PRINCIPAL IDENTIFICATION: ^ Produced ID Form of Identif ton NETTE BURRIS ~ot4ary Public, State of New York No. 01 BU5048131 ^ Personally known (Princi al) Qualified in New York County Cpommission F„xpires August 14, 20 /~ B1K L~a~it- State of unty oP de Sworn and subscrib d before me This ~~day of ~~~~'/_, 2009 /) q .i 9'[fnature of Put5lic Notary -'State of Florida Notarization of Principal's signature TO BE COMPLETED BY CITY CLE K'S STAFF ONLY Annual Registration fee: [ Yes [ ] No Amount Paid ~, ,, ~_MCR # D aid Lobbyist Registration Form received and verified by: F.~CLER~$ALL;a~C4RMS~LQBr~YIS"r ~ORMS~Lc~Lroby3st istraiign Fssrm 211Q9.dac VI ed 02/11/2009