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CDBG Recovery Agmt with UNIDAD6 3-0 9 aoo q_ 2~oq R1Cr- 7 COMMUNITY DEVELOPMENT BLOCK GRANT- RECOVERY AGREEMENT BETWEEN THE CITY OF MIAMI BEACH AND UNIDAD OF MIAMI BEACH, INC. ~ ~ 04 This Agreement made and entered into this day of ~~ , 20 M, by and between the CITY OF MLAMI BEACH, a Florida municipal corporation having its principal office at 1700 Convention Center Drive, Miami Beach, Florida, 33139, (hereinafter referred to as "City"), and UNIDAD OF MIAMI BEACH, INC., anon-for profit corporation having its principal office at 1701 Normandy Drive, Miami Beach, Florida, 33141 (hereinafter referred to as "Provider"). WHEREAS, the City is an entitlement recipient of U.S. Department of Housing and Urban Development (HUD) grant programs, Community Development Block Grant (CDBG) funds, and HOME Investment funds (HOME), and the City expects to continue to receive entitlement funds from these grant programs to operate the City's housing and community development activities; and WHEREAS, each year, the City prepares aOne-Year Action Plan detailing how it intends to allocate funds received from HUD to conduct eligible activities for the benefit of low-and moderate- income Miami Beach residents; and WHEREAS, on July 16, 2008, the City Commission approved Resolution No. 2008-26847 approving the One-Year Action Plan for Federal Funds for FY 2008/2009; and WHEREAS, as a result of American Recovery and Reinvestment Act of 2009 it was determined that the City was entitled to receive Community Development Block Grant-Recovery (CDBG-R) funds in the amount of $467,896 to be utilized to carry out CDBG-eligible activities on an expedited basis; and WHEREAS, in order to receive these funds, the City, as an eligible grantee, completed a Substantial Amendment to the One-Year Action Plan for Federal Funds for FY 2008/2009; and WHEREAS, on June 3, 2009 the City Commission approved Resolution No. 2009-27097 approving the Substantial Amendment to the One-Year Action Plan for Federal Funds for FY 2008/2009, and providing CDBG-R funds in the amount of $391,107 to Unidad of Miami Beach, Inc. for the North Beach Oceanfront Center, located at 7251 Collins Avenue, Miami Beach, Florida 33141. NOW, THEREFORE, in consideration of the mutual benefits contained herein, the City and Provider agree as follows: Section 1. Agreement Documents: Agreement documents shall consist of this Agreement and the following four (4) attachments, all of which are attached and incorporated in this Agreement: • Attachment I is a Statement of Work and contains a description of the Project. • Attachment II is a Budget Summary. • Attachment III are the Financials for CDBG-R-funded activities. • Attachment IV contains applicable federal regulations. Section 2. Statement of Work: The Provider agrees to implement the Project in accordance with Attachments I and II, and as summarized as follows: ,. North Beach Oceanfront Center Provider shall design and construct, on a City-owned site, located at 7251 Collins Avenue, an oceanfront community center to serve as a comprehensive Center for primarily low to moderate-income residents of the North Beach area. The center, which when completed, will also be owned by the City, will have more than 8,000 square feet of program space and 10,000 square feet of terraces and walkways. Provider will operate, maintain, and manage the community center as a public recreational, educational, and cultural facility, pursuant to that certain Management Agreement between Provider and the City, dated September 6, 2006. Section 3. Agreement Amount: The City agrees to make available THREE HUNDRED NINETY-ONE THOUSAND ONE HUNDRED SEVEN DOLLARS ($391,107) for use by the Provider during the Term of the Agreement (hereinafter, the aforestated amount including, without limitation, any additional amounts included thereto as a result of a subsequent amendment(s) to the Agreement, shall be referred to as the "Funds"). Section 4. Alterations: Any proposed changes in the Project including, without limitation, the Budget in Attachment II, shall first be submitted, reviewed, and approved, in writing, by the City Manager, which approval, if given at all, shall be at his/her sole reasonable judgment and discretion. Section 5. Method of Payment and Reporting Requirements: During the Term, Provider shall submit quarterly Project progress reports to the City on the 10`" day of January, April, July and October, respectively of each contract year, subsequent to contract execution. As part of the report submitted in October, the Provider also agrees to include, a comprehensive final report covering the agreed-upon Project objectives, activities, and expenditures, and including, but not limited to, performance data on client feedback with respect to the goals and objectives outlined in Attachment I. Attachment III contains reporting forms to be used in fulfillment of this requirement. Other reporting requirements may be required by the City Manager in the event of Project changes; the need for additional information or documentation arises; and/or legislative amendments are enacted. Reports and/or requested documentation not received by the due date shall be considered delinquent and may be cause for default and termination of this Agreement, pursuant to Section 12 hereof. Section 6. Monitoring: At its discretion, the City may schedule at least one (1) annual on-site monitoring visit with the Provider to evaluate the progress of the Project, and/or to provide technical assistance. At the City's option, a desk top review of the activities may be conducted in lieu of an on-site visit. Section 7. Additional Conditions and Compensation: The parties acknowledge that the Funds originate from CDBG-R grant funds from HUD, and must be implemented in full compliance with all of HUD's rules and regulations. In the event of curtailment or non- production of said federal funds, the financial sources necessary to continue to pay the Provider all or any portions of the Funds will not be available. In that event, the City may terminate this Agreement, which termination shall be effective as of the date that it is determined by the City Manager, in his/her sole discretion and judgment, that the Funds are no longer available. In the event of such termination, the Provider agrees that it will not look to, nor seek to hold the City, nor any individual member of the City Commission and/or City Administration, personally liable for the performance of this 2 Agreement, and the City shall be released from any further liability to Provider under the terms of this Agreement. Section 8. Compliance with Local, State and Federal Regulations -The Provider agrees to comply with all applicable Federal regulations as they may apply to Project administration and to carry out each activity in compliance with the laws and regulations as described in 24 CFR 570 Subpart K, and CDBG-R Notice of Project Requirements FR-5309-N-O1 as same may be amended from time to time. Additionally, the Provider will comply with all State and local (City and County) laws and ordinances hereto applicable. It shall be the Provider's sole and absolute responsibility to continually familiarize itself with any and all such applicable Federal, State, County, and City regulations, laws, and/or ordinances. Section 9. Restrictions for Certain Resident Aliens -Certain newly legalized aliens, as described in 24 CFR Part 49, are not eligible to apply for benefits under covered activities funded by the CDBG Program. "Benefits" under this section means financial assistance, public services, jobs, and access to new or rehabilitated housing and other facilities made available under activities funded by the CDBG Program. "Benefits" do not include relocation services and payments to which displacees are entitled by law. Section 10. Assignment/Subcontract: No part of this Agreement may be assigned or subcontracted without the prior written consent of the City, which consent, if given at all, shall be at the City's sole discretion and judgement. Section 11. Term: This Agreement shall be deemed to have commenced retroactively on August 1, 2009, and shall terminate on September 30, 2011, (the Term), with the understanding that, at the end of the Term, the City Commission has the authority to reappropriate any remaining unused Funds. Section 12. Termination of Agreement: 12.1 Termination for Convenience: This Agreement may be tenninated by the City, for convenience and without cause, through the City Manager, upon 30 days prior written notice to Provider. In the event of such termination for convenience, the City shall cease any payments to Provider for costs resulting from obligations which were not approved before the effective date of termination. Provider shall be solely responsible for immediately returning any unused or unapproved Funds as of the date of termination, and shall also be solely responsible for submitting a final report, as provided in Section 5 hereof, (detailing all Project objectives, activities and expenditures up to the effective date of the termination). Said final report shall be due within five (5) working days following the effective date of termination. Upon timely receipt of Provider's final report, the City, at its sole discretion, shall determine the amount (if any) of any additional portion of the Funds to be returned to the City as a result of any unapproved or unused Funds, or incomplete Program items, and shall provide Provider with written notice of any monies due. Said additional monies shall be due and payable immediately upon receipt of such notice by Provider. Notwithstanding the preceding, the City reserves any and all legal rights and remedies it may have with regard to recapture of all or any portion of the Funds, or any assets acquired or improved in whole or in part with said Funds. 3 12.2 Termination for Cause: Notwithstanding Subsection 12.1 above, the City may also terminate this Agreement for cause. "Cause" shall include, but not be limited to, the following: a. Failure to comply and/or perform, in accordance with the terms of this Agreement, or any Federal, State, County or City law, or regulation. b. Submitting reports to the City which are late, incorrect, or incomplete in any material respect. c. Implementation of this Agreement, for any reason, is rendered impossible or infeasible. d. Failure to respond in writing to any concerns raised by the City, including substantiating documents when required/requested by the City. e. Any evidence of fraud, mismanagement, and/or waste, as determined by the City's monitoring and applicable HUD rules and regulations. The City shall notify the Provider in writing when the Provider has been placed in default. Such notification shall include: (i) actions taken by or to be taken by the City, such as withholding of payments; (ii) actions to be taken by the Provider as a condition precedent to curing the default; and (iii) a reasonable cure period, which shall be no less than thirty (30) days from notification date. In the event the Provider fails to cure such default within the aforestated cure period, this Agreement shall be considered terminated for cause, without requiring further notice to Provider, and Provider shall be solely responsible for repayment to the City of all or any portion of the Funds disbursed to Provider, as deemed required by the City, in its sole and reasonable discretion. Said monies shall be immediately due and payable by Provider. Notwithstanding the preceding, the City reserves any and all legal rights and remedies it may have with regard to recapture of all or any portion of the Funds, or any assets acquired or improved in whole or in part with said Funds. 12.3 Termination for Lack of Funds: In the event of curtailment of, or regulatory constraints placed on the Funds by HUD, this Agreement will terminate, effective as of the time that it is determined by the City Manager that such Funds are no longer available. Costs of the Provider incurred after termination are not allowable unless expressly authorized in writing by the City Manager (whether in the notice of termination or subsequent thereto), and, in that case, may only be allowable if, in the sole discretion of the City Manager: a. The costs resulted from obligations which were properly incurred before the effective date of termination, were not in anticipation of it, and are noncancelable; and b. The costs would be allowable if the Agreement expired normally at the end of its Term. Section 13. Equal Employment Opportunities: The Provider shall comply with equal employment opportunities as stated in Executive Order 11246, entitled "Equal Employment Opportunity" as amended Executive Order 11375, and as supplemented in Department of Labor regulations. Section 14. Program Income: Any "Program Income" (as such term is defined under applicable Federal regulations) gained from any activity of the Provider funded by CDBG funds shall be reported to the City and utilized by the Provider in the operation of the Project. 4 Section 15. Religious Organization or Owned Property: CDBG funds may be used by religious organizations or on property owned by religious organizations only with prior written approval from the City Manager, and only in accordance with requirements set in 24 CFR §570.200(j). The Provider shall comply with First Amendment Church/State principles, as follows: a. It will not discriminate against any employee or applicant for employment on the basis of religion and will not limit employment or give preference in employment to persons on the basis of religion. b. It will not discriminate against any person applying for public services on the basis of religion and will not limit such services or give preference to persons on the basis of religion. c. It will retain its independence from Federal, State, and local governments, and may continue to carry out its mission, including the definition, practice, and expression of its religious beliefs, provided that it does not use direct CDBG funds to support any inherently religious activities, such as worship, religious instruction, or proselytizing. d. The Funds shall not be used for the acquisition, construction, or rehabilitation of structures to the extent that those structures are used for inherently religious activities. Where a structure is used for both eligible and inherently religious activities, CDBG funds may not exceed the cost of those portions of the acquisition, construction, or rehabilitation that are attributable to eligible activities in accordance with the cost accounting requirements applicable to CDBG funds in this part. Sanctuaries, chapels, or other rooms that aCDBG-funded religious congregation uses as its principal place of worship, however, are ineligible for CDBG-funded improvements. Section 16. Reversion of Assets: In the event of a termination of this Agreement, or upon expiration of the Agreement, and in addition to any and all other remedies available to the City (whether under this Agreement, or at law or in equity), the Provider shall immediately transfer to the City any Funds on hand at the time of termination (or expiration) and any accounts receivable attributable to the use of CDBG funds. The City's receipt of any Funds on hand at the time of termination, shall not waive the City's right (nor excuse Provider's obligation) to recoup all or any portion of the Funds, as the City may deem necessary. Any real property under the Provider's control that was acquired or improved in whole or in part with CDBG funds (including CDBG funds provided to the Provider in the form of a loan) in excess of $25,000 must either: a. Be used to meet one of the national objectives in 24 CFR 570.208 (formerly section 570.901) until five years after expiration of the term of this Agreement, or for such longer period of time as determined to be appropriate by the City and as memorialized by the City and Provider in an amendment to this Agreement or such instrument as the City, at its discretion, determines appropriate; or b. If not used in accordance with the above subsection (a), the Provider shall pay to the City an amount equal to the current market value of the property less any portion of the value attributable to expenditures of non-CDBG funds for the acquisition of, or improvement to, the property. No payment is required after the period of time specified in subsection (a). Section 17. Conformity to HUD regulations: The Provider agrees to abide by guidelines set forth by HUD for the administration and implementation of the CDBG Program and CDBG-R 5 Program, including applicable Uniform Administrative Requirements set forth in 24 CFR 570.502, and applicable federal laws and regulations in 24 CFR 570.600, et seq. In this regard, the Provider agrees that duly authorized representatives of HUD shall have access to any books, documents, papers and records of the Provider that are directly pertinent to this Agreement for the purpose of making audits, examinations, excerpts and transcriptions. The Provider shall comply with the requirements and standards of OMB Circular No. A-122, "Cost Principles for Non-profit Organizations", or OMB Circular No. A-21, "Cost Principles for Educational Institutions" as applicable. The Provider shall comply with the following provisions of the Uniform Administrative requirements of OMB Circular A-110 (implemented at 24 CFR Part 84, "Uniform Administrative Requirements for Grants and Agreements With Institutions of Higher Education, Hospitals, and Other Non-Profit Organizations") or the related CDBG provision, as specified in this section: a. Subpart A - "General' ; b. Subpart B - "Pre-Award Requirements", except for 384.12, "Forms for Applying for Federal Assistance"; c. Subpart C - "Post-Award Requirements", except for: (1) Section 84.22, "Payment Requirements" -Grantees shall follow the standards of 3a 85.20(b)(7) and 85.21 in making payments to sub-recipients; (2) Section 84.23, "Cost Sharing and Matching' ; (3) Section 84.24, "Program Income" - In lieu of a 84.24, CDBG sub-recipients shall follow a 570.504; (4) Section 84.25, "Revision of Budget and Program Plans"; (5) Section 84.32, "Real Property" - In lieu of 384.32, CDBG sub-recipients shall follow 3 570.505; (6) Section 84.34(g), "Equipment" - In lieu of the disposition provisions of 3 84.34(g), the following applies: a. In all cases in which equipment is sold, the proceeds shall be program income (pro-rated to reflect the extent to which CDBG funds were used to acquire the equipment); and b. Equipment not needed by the sub-recipient for CDBG activities shall be transferred to the recipient for the CDBG program or shall be retained after compensating the recipient; (7) Section 84.51(b), (c), (d), (e), (f), (g), and (h), °Monitoring and Reporting Program Performance"; (8) Section 84.52, "Financial Reporting' ; 6 (9) Section 84.53(b), "Retention and access requirements for records". Section 84.53(b) applies with the following exceptions: a. The retention period referenced in a 84.53(b) pertaining to individual CDBG activities shall be four years; and b. The retention period starts from the date of submission of the annual performance and evaluation report, as prescribed in 24 CFR 91.520, in which the specific activity is reported on for the final time rather than from the date of submission of the final expenditure report for the award; (10) Section 84.61, "Termination" - In lieu of the provisions of 3 84.61, CDBG subrecipients shall comply with 3 570.503(b)(7); and d. Subpart D - "After-the-Award Requirements" -except for 3 84.71, "Closeout Procedures". Section 18. Sponsorships: The Provider agrees that all notices, informational pamphlets, press releases, advertisements, descriptions of the sponsorship of the Program, research reports, and similar public notices prepared and released by the Provider for, on behalf of, and/or about the Program, shall include the statement: "FUNDED BY THE CITY OF MIAMI BEACH COMMUNITY DEVELOPMENT BLOCK GRANT- RECOVERY PROGRAM" In written materials, the words "CITY OF MIAMI BEACH COMMUNITY DEVELOPMENT BLOCK GRANT-RECOVERY FUNDS ADMINISTERED BY THE CITY OF MIAMI BEACH OFFICE OF REAL ESTATE, HOUSING AND COMMUNITY DEVELOPMENT" shall appear in the same size letters or type as the name of the Provider. Section 19. Examination of Records: The Provider shall maintain sufficient records in accordance with 24 CFR 570.502 and 570.506 to determine compliance with the requirements of this Agreement, the CDBG Program, and all other applicable laws and regulations. This documentation shall include, but not be limited to, the following: a. Books, records and documents in accordance with generally accepted accounting principles, procedures and practices, which sufficiently and properly reflect all revenues and expenditures of funds provided directly or indirectly by this Agreement, including matching funds and Program Income. These records shall be maintained to the extent of such detail as will properly reflect all net costs, direct and indirect labor, materials, equipment, supplies and services, and other costs and expenses of whatever nature for which reimbursement is claimed under the provisions of this Agreement. b. Time sheets for split-funded employees, which work on more than one activity, in order to record the CDBG activity delivery cost by Program and the non-CDBG related charges. 7 c. How the Statutory National Objective(s) as defined in 24 CFR 570.208 and the eligibility requirement(s) under which funding has been received, have been met. These also include special requirements such as necessary and appropriate determinations as defined in 24 CFR 570.209, income certifications, and written Agreements with beneficiaries, where applicable. The Provider is responsible for maintaining and storing all records pertinent to this Agreement in an orderly fashion in a readily accessible, permanent and secured location for a period of four (4) years after expiration of this Agreement, with the following exception: if any litigation, claim or audit is started before the expiration date of the four (4) year period, the records will be maintained until all litigation, claims or audit findings involving these records are resolved. The City shall be informed in writing after closeout of this Agreement, of the address where the records are to be kept. Section 20. Audits and Inspections: At any time during normal business hours, and as often as the City (and/or its representatives) may deem necessary, the Provider shall make available all records, documentation, and any other data relating to all matters covered by the Agreement, for review, inspection or audit. Audits shall be conducted annually and shall be submitted to the City 180 days after the end of the Provider's fiscal year. The Provider shall comply with the requirements and standards of OMB A-133, "Audits of Institutions of High Education and Other Non-Profit Institutions" (as set forth in 24 CFR Part 45), or OMB Circular A-128, "Audits of State and Local Governments" (as set forth in 24 CFR Part 44), as applicable. If this Agreement is closed-out prior to the receipt of an audit report, the City reserves the right to recover any disallowed costs identified in an audit after such closeout. Section 21. Indemnification/Insurance Requirements: The Provider shall indemnify and hold harmless the City, its officers, employees and agents, from any and all claims, liability, losses and causes of action which may arise out of an act, omission, negligence or misconduct on the part of the Provider, or any of its agents, officers, servants, employees, contractors, patrons, guests, clients, licensees, invitees, or any persons acting under the direction, control, or supervision of Provider, pursuant to this Agreement and/or the Program. The Provider shall pay all claims and losses of any nature whatsoever in connection therewith and shall defend all suits in the name of the City, and shall pay all costs (including attorney's fees) and judgements which may issue thereon. This [ndemnification shall survive the termination and/or expiration of this Agreement. The Provider shall not commence any work and/or services pursuant to this Agreement until all insurance required under this Section has been obtained and the City's Risk Manager has approved such insurance. In the event evidence of such insurance is not forwarded to the City's Risk Manager within thirty (30) days after the commencement date of the Term, this Agreement shall automatically terminate and become null and void, and the City shall have no obligation under the terms and conditions hereof. The Provider shall maintain and carry in full force during the Term of this Agreement, and/or throughout the duration of the Program contemplated herein, whichever is longer, the following insurance: a. General Liability Policy with coverage for Bodily Injury and Property Damage, in the amount of $1,000,000 single limit, subject to adjustment for inflation. The 8 policy must include coverage for contractual liability to cover the above indemnification. b. Worker's Compensation and Employers Liability, as required pursuant to Florida Statutes. c. Automobile and vehicle coverage shall be required when the use of automobiles and other vehicles are involved in any way in the performance of the Agreement. Limits for such coverage shall be in the amount of $500,000, subject to adjustment for inflation. The City of Miami Beach shall be named as an additional insured under all such insurance contracts. Thirty- (30) day written notice of cancellation or substantial modification of the insurance coverage must be given to the City's Risk Manager by the Provider and its insurance company. The insurance must be furnished by insurance companies authorized to do business in the State of Florida, and approved by the City's Risk Manager. The companies must be rated no less than "B+" as to management, and not less than "Class VI" as to strength by the latest edition of Best's Insurance Guide, published by A.M. Best Company, Oldwick, New Jersey, or its equivalent, subject to the approval of the City's Risk Manager. Original Certificates of Insurance for the above coverage must be submitted to the City's Risk Manager for approval prior to any work commencing. These certificates will be kept on file in the Office of the Risk Manager, Third Floor City Hall. The City shall have the right to obtain from the Provider specimen copies of the insurance policies, in the event that submitted Certificates of Insurance are inadequate to ascertain compliance with required coverage. Compliance with the foregoing requirements shall not relieve the Provider of its obligation to indemnify and hold the City harmless, as required in this section. Section 22. Conflict of Interest: The Provider covenants that no person under its employ who presently exercises any functions or responsibilities in connection with community development funded activities has any personal financial interests, direct or indirect, in this Agreement. The Provider covenants that in the performance of this Agreement, no person having such conflicting interest shall be employed. The Provider covenants that it will comply with all provisions of 24 CFR 570.611 "Conflict of Interest", and the, State, County and City of Miami Beach statutes, regulations, ordinances or resolutions governing conflicts of interest. The Provider shall disclose, in writing, to the City any possible conflicting interest or apparent impropriety that is covered by the above provisions. This disclosure shall occur immediately upon knowledge of such possible conflict. The City will then render an opinion, which shall be binding on both parties. Section 23. Venue: This Agreement shall be governed by, and construed in accordance with, the laws of the State of Florida, both substantive and remedial, without regard to principles of conflict of laws. The exclusive venue for any litigation arising out of this Agreement shall be Miami-Dade County, Florida, if in state court, and the U.S. District Court, Southern District of Florida, if in federal court. BY ENTERING INTO THIS AGREEMENT, CITY AND PROVIDER EXPRESSLY WANE ANY RIGHTS EITHER PARTY MAY HAVE TO A TRIAL BY JURY OF ANY CIVIL LITIGATION RELATED TO, OR ARISING OUT OF, THIS AGREEMENT. Section 24. Notices: All notices required under this Agreement shall be sent to the parties at the following address: 9 City: Anna Parekh, Director Office of Real Estate, Housing and Community Development City of Miami Beach 1700 Convention Center Drive Miami Beach, FL 33139 Provider: Margarita Cepeda-Leonardo, Executive Director Unidad of Miami Beach, Inc. 1701 Normandy Drive Miami Beach, FL 33141 Section 25. Limitation of Liability: The City desires to enter into this Agreement only if in so doing the City can place a limit on City's liability for any cause of action for money damages due to an alleged breach by the City of this Agreement, so that its liability for any such breach never exceeds the sum of $10,000. Provider hereby expresses its willingness to enter into this Agreement with Provider's recovery from the City for any damage action for breach of contract to be limited to a maximum amount of $10,000. Accordingly, Provider hereby agrees that the City shall not be liable to Provider for damages in an amount in excess of $10,000, for any action or claim for breach of contract arising out of the performance or nonperformance of any obligations imposed upon the City by this Agreement. Nothing contained in this subparagraph or elsewhere in this Agreement is in any way intended to be a waiver of the limitation placed upon City's liability as set forth in Florida Statutes, Section 768.28. Section 26. This Agreement shall be binding upon all parties hereto and their respective heirs, executors, administrators, successors and assigns. [SIGNATURES TO FOLLOW] l0 IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their duly authorized officials on the day and date first above indicated. ,,.. / i,, ,~ at re Margarita Ceyeda-Leonardo,Executive Director Print Name and Title CITY OF MIAMI BEACH a Florida Municipal Corporation ATTESTI~I lM/l.~ ~~ ~ l~l City Clerk Mayo ~ptgrzvt-T Q A-6L~ ~-l~'YL.... Print Name Matti Herrera Bower Print Name APPROVED AS TO FORM & LANGUAGE ek FOR EXECUTION ~ -~ -(0 torney /~ Date 11 UNH)AD OF MIAMI BEACH, INC. a Florida not-for-profit corporation ATTACHMENTI Statement of Work/Project Description 12 CDBGR AGREEMENT UNIDAD of Miami Beach, Inc. NORTH BEACH OCEANFRONT CENTER ATTACHMENTI STATEMENT OF WORK AND GOALS DESCRIPTION OF PROGRAM Funding is provided for the rehabilitation of a city owned site located at 7251 Collins Avenue to serve as a comprehensive Community Center to serve the low and moderate income population in the North Beach area. PROGRAM GOALS AND MEASURABLE OUTCOMES 1. Complete Permitting phase 2. Prepare RFP 3. Solicit bids from eligible contractors 4. Select Contractor 5. Conduct preconstruction conference 6. Construction Phase 7. Construction Completed SCHEDULE FOR IMPLEMENTATION 1 X X X 2 X X 3 X X 4 X 5 X 6 X X X X 1 r. 2 3 4 5 6 X X X X X X X X X 7 X Page 1 of 1 ATTACHMENT II Budget Summary 13 CDBGR AGREEMENT ATTACHMENT II -BUDGET SUMMARY SHEET Project Name: North Beach Oceanfront Center Funding Year: 2008/20009 Provider Name: UNIDAD of Miami Beach, Inc. Category Category Breakdown CDBG Funds Other Funds Other Funding Total Funds Number Sources $820,024 Prior yeaz City of Miami Beach CDBG $850,000 Prior yeaz Miami Dade County CDBG $190,608 FEMA Pass Through Miami Dade Building 1 Construction Costs $391,107 $1,000,000 Better Communities $4,357,484 City of Miami Beach $500,000 Mgmt. Agreement 2010/2011 CMB $280,000 CDBG $325,745 2010/2011 Miami- Dade CDBG $426,340 Prior yeaz City of 2 Operating Expenses Miami Beach CDBG $441,100 $14,760 FEMA Pass Throu h Total CDBG Funds 391,107 Total Other Funds 4,407,477 Grand Total 4,798,584 Page 1 of 2 CDBGR AGREEMENT BUDGET ITEMIZATION SHEET Project Name: North Beach Oceanfront Center Funding Year: 2008/2009 Provider Name: UNIDAD of Miami Beach. Inc. Cate o Amount Category Number Category Breakdown CDBG Funds Other Funds Total Funds 1 CONSTRUCTION COSTS Construction Contractor $391,107 $3,186,403 $3,577,510 Construction Insurance UNIDAD $22,400 $22,400 Construction Maintenance/Utilities $12,929 $12,929 Facilit E ui ment/Furnishin s $268,400 $268,400 Project Mana ement $476,245 $476,245 2 OPERATING EXPENSE Architectural & Engineering $328,500 $328,500 Permits $75,000 $75,000 Pre-Construction Insurance $37,600 $37,600 Total Amount $391 107 $4 407 477 $4 798 584 Page 2 of 2 ATTACHMENT III Project Financials/Reporting Forms 14 ATTACHMENT III CDBGR AGREEMENT GUIDELINES FOR FINANCIAL MANAGEMENT OF CDBGFUNDED ACTIVITIES FINANCIAL MANAGEMENT SYSTEM To comply with federal regulations, each program must have a fmancial management system that provides accurate, current and complete disclosure of the financial status of the activity. This means the financial system must be capable of generating regular fmancial status reports which indicate the dollar amount allocated for each activity (including any budget revisions), amount obligated (i.e., for which contract exists), and the amount expended for each activity. The system must permit the comparison of actual expenditures and revenues against budgeted amounts. The City must be able to isolate and to trace every CDBG dollar received and prove where it went and for what it was used. The City is responsible for reviewing and certifying the fmancial management of any operating agency, which is not a City department or bureau, in order to determine whether or not it meets all of the above requirements. If the agency's system does not meet these requirements and modifications aze not possible, the City must administer the CDBG funds for the operating agency. SUPPORT FOR EXPENDITURES Sufficient support for expenses depends on the type of expenditure. They normally include the following items: Salaries (should be supported by proper documentation in personnel files of hire date, position, duties, compensation, raises with effective date, termination date, and similar type information. Non- exempt employees are required by law to complete a timesheet showing number of hours they worked during the day. All employees paid in whole or in part from CDBG funds should prepare a time sheet indicating the hours worked on CDBG projects for each pay period. Based on these time sheets and the hourly payroll costs for each employee, a voucher statement indicating the distribution of payroll chazges should be prepazed and placed in the appropriate files.) • Employee Benefits (should be supported by personnel policies and procedures manual, describing the types of benefits, eligibility and other relevant information.) Professional Services (should be supported by a complete and signed copy of the contract between the organization and the independent contractor, describing at the minimum, period of service, type of service and method for payments, in addition to the invoice from the private contractor.) • Purchases (at a minimum, purchases should be supported by a purchase order, packing list and vendor invoice. Credit cazd statements, travel itineraries, vendor statements, and similar items do not represent support for an expense.) RECORns Accounting records must be supported by source documentation. Invoices, bills of lading, purchase vouchers, payrolls and the like must be secured and retained for four years in order to show for what purpose funds were spent. Payments should not be made without invoices and vouchers physically in hand. All vouchers/invoices should be on vendor's letterhead. Financial records aze to be retained for a period of four yeazs, with access guaranteed to the City, to HUD or Treasury officials or their representative. AUDITS For yeazs beginning after June 30, 1996, all nonprofit organizations, state governments, and local governments that receive Federal funding fall under the revised OMB Circular A-133, Audits of States, Local Governments, and Nonprofit Organizations. Non-Federal entities that expend $300,000 or more in a yeaz in Federal awazds must have a single orprogram-specific audit. One copy of the sub-recipient or vendors' audited fmancial statement shall be submitted to the City immediately following the end of the fiscal year(s) during which CDBG funds aze received. All auditees must submit to the Federal Audit Clearinghouse (FAC) a data collection form (Form SF- SAC) and reporting package upon completion of the annual audit in accordance with OMB Circulaz A- 133. The deadline for this submission is the earlier of the 30 days after receipt of the auditor's report(s), or nine months after the end of the audit period, unless a longer period is agreed to in advance by the cognizant or oversight agency for the audit. Address for submission is: The Federal Audit Clearinghouse 1201 E. 10`~ Street Jeffersonville, IN 47132 Phone (301) 457-1551 or (800) 253-0696 Email: gov.facla~census. og_v Web: http:/lharvester.census. oe v/sac REQUESTS FOR PAYMENTS Payments to sub-recipients will be on a reimbursement basis. Requests are to be submitted utilizing a format consistent with the approved budget as shown in Attachment II, including an analysis of expenses to budget. A cash advance maybe available upon special request. All requests must be submitted to: Anna Parekh, Dtrector Office of Real Estate, Housing and Community Development City of Miami Beach 555 17`~ Street Miami Beach, Florida 33139 ATTACHMENT IV Federal Regulations IS CERTIFICATION OF CDBGFUNDED CONSTRUCTION/REAABILITATION PROJECTS If the Provider anticipates using CDBG funds for construction or rehabilitation, the following federal and City of Miami Beach requirements must be acknowledged: A. All construction or rehabilitation plans and specifications for the project must be approved by the city's departments of Planning, Neighborhood Services, Public Works, Building, Code Compliance, and Fire. If the project is located in the Miami Beach Architectural District, or affects a building listed or eligible for listing on the National Register of Historic Places, all plans and specifications must be approved by the State Historic Preservation Office (SHPO), in accordance with the Memorandum of Understanding between the SHPO and the City. B. T'he City shall not be obligated to pay any funds to the project prior to the completion by the City of an environmental review of the project, and said review is approved by any government agencies as maybe required bylaw. C. The Provider will assure all wages paid to construction workers by it or its subcontractors aze in compliance with federal, state and local labor requirements. The Provider agrees to include in the construction bid specifications in connection with this agreement the applicable Federal Wage Determination assigned to this project by HUD. The Provider must also inform his contractor/subcontractors that they will be required to submit documents after acity-conducted pre- construction conference and prior to construction. Weekly and/or monthly reports must be submitted thereafter, as required by the federal government. D. The Provider agrees to comply with, and to assure that its subcontractors comply with, the federal Office of Management and Budget (OMB) Circular Number A-102 Attachment E for programs funded in whole or in part by CDBG funds; with federal OMB Circulaz A-102 Attachment O for the procurement of supplies, equipment, construction and services; and with Federal Management Circulaz A-87; or any other applicable OMB circular. E. Pursuant to Section 109 of the Act, the Provider specifically agrees that no person shall be denied the benefits of the program on the grounds of race, color, sex, religion or national origin. F. The Provider agrees, on its own behalf and on behalf of its contractors and subcontractors, to take affirmative action in attempting to employ low income and minority persons, as mandated by law. G. As required by OMB Circular Number A-102, and by Florida Statutes Section 287.055, professional services must be competitively selected. The competitive selection process must include a public advertisement; issuance of a request for proposal and a competitive review based on uniform criteria. Selection criteria must consider the basic qualifications, professional competence, experience and suitability of each firm. Fees for professional services must be requested as a fixed sum and not stated as a percentage of construction costs. H. All documents, bid specifications, notices and construction drawings must be submitted for the review and approval of the Neighborhood Services Department prior to public advertisement. I. The bidding process for construction contracts must include a formal advertisement, published in The Miami Review, Dodge Reports and The Miami Builder's Exchanee. This announcement must include the following: 1. The date, time and place that bid documents are available, and the same information for any pre-bid conferences and receipt of bids. 2. The requirement of bid surety in the amount of ten percent (10%) of the bid, and a performance and payment bond equal to 100% of the award. 3. A standard statement regarding the "in whole or in part" federal funding of the project and the various applicable federal regulations. J. The City reserves the right to be present at the time of bid openings. If City CDBG monies are the sole funding source, the City may require that bids be received and opened by the City's Procurement Department. K. The Provider agrees to submit to the City's Neighborhood Services Department all documentation of the steps followed in the selection of professional services and construction contracts. L. The Provider agrees to specify a time of completion and include a liquidated damage clause in all construction contracts. Cost plus a percentage of cost, and percentage of construction cost contracts will not be permitted. M. If the Provider is awarded CDBG funds, other conditions and requirements will be specified in the funding agreement. N. The Provider agrees that it will not start construction until an official "Notice to Proceed" has been issued. O. Pursuant to 570.608 of the CDBG Regulations, and the new provisions in the Economic and Community Development Act of 1974 as amended, the Provider agrees to comply with the inspection, notification, testing and abatement procedures concerning lead-based paint. I hereby acknowledge that I have read the specific requirements contained in this Certification, and that eligibility of my organization's project depends upon compliance with the requirements contained in this document. Date Print Title of Authorized Signatory Print a of Authorized Signatory CERTIFICATION OF LEAD BASED PAINT REQUIREMENTS APPLICABILITY: A. The lead based paint rule applies to CDBG-funded housing activities involving construction, purchase and rehabilitation. B. The following housing rehabilitation activities aze excepted: 1. Emergency repairs (but not lead based paint-related emergency repairs) 2. Weatherizing 3. Water and/or sewer hookups 4. Installation of security devices 5. Facilitation of tax exempt bond issuances for funds 6. Other single-purpose activities that do not include physical repairs or remodeling of applicable surfaces 7. Other activities that do not involve applicable surfaces and do not exceed $3,000 per unit. INSPECTION AND TESTING REQUIREMENTS: The Provider shall be required to test the lead content of chewable surfaces of an apartment building to be rehabilitated, if there is a family residing in one of the units with a child under seven yeazs of age with an identified elevated blood level condition (concentration of lead in blood of 25 micrograms per deciliter or greater) and the building was constructed prior to 1978. Chewable surfaces aze defined as all exterior surfaces of a residential structure, up to five feet from the floor or ground, such as: a wall, stairs, deck, porch, railing, windows or doors that aze readily accessible to children under seven years of age, and all interior surfaces of a residential structure. Lead content shall be tested by using an x-ray fluorescence analyzer or other method approved by HIID. Test readings of 1 mg/cm or higher shall be considered positive for presence of lead based paint. REQUIRED TREATMENT: Treatment of lead based paint conditions must be included as part of the proposed rehabilitation work. All chewable surfaces in any room found to contain lead based paint must be treated before final inspection and approval of work. Similarly, all exterior chewable surfaces must be treated when they aze found to contain lead based paint. Minimum treatment involves covering or removing the painted surfaces. Washing and repainting without thorough removal or covering does not constitute adequate treatment. Covering can be achieved by adding a layer of gypsum wallboard or fiberglass cloth barrier. Depending on the wall condition, permanently attached, non-strippable wallpaper may be applied. Covering or replacing trim surfaces is also permitted. Removal can be accomplished by scraping, heat treatment (infrared or coil type heat guns) or chemicals. Machine sanding and propane torch use are not allowed. I hereby acknowledge that I have read the specific requirements for lead based paint contained in this Certification, and understand that my organization's project eligibility depends upon compliance with the requirements contained in this document. UNIDAD OF MIAMI Signature L Date aro-r, ~-~ ~~~ ~evn~t~v Print Na~1 of Authorized ignatory Print Title of Authorized Signatory CERTIFICATION REGARDING LOBBYING Name of Recipient: CITY OF MIAMI BEACH Name of Sub-recipient: UNIDAD OF MIAMI BEACH, INC. Grant Program Name: COMMUNITY DEVELOPMENT BLOCK GRANT-RECOVERY Date: The undersigned certifies, to the best of his or her knowledge and belief, that: No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or any employee of a Member of Congress in connection with the awazding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or any employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying", in accordance with its instructions. The undersigned shall require that the language of this certification be included in the award documents for all sub-awards at all tiers (including sub-contracts, sub-grants, and contracts under grants, loans, and cooperative agreements) and that all individuals receiving sub-awazds shall certify and disclose accordingly. UNIDAD OF MIAMI BEACH, INC. Signature Date ~A 1 1" ~ a `r _ ~ UYtC~ ~ ~~E C tt -h uL ~ ~ r'~C C 1ih2. Print Nam f Authorized Si atory Print Title of Authorized Signatory CERTIFICATION REGARDING DRUGFREE WORKPLACE REOUIItEMENTS Name of Recipient: CITY OF MIAMI BEACH Name of Sub-recipient: UNIDAD OF MIAMI BEACH, INC. Grant Program Name: COMMUNTTY DEVELOPMENT BLOCK GRANT-RECOVERY Date: The Provider shall insert in the space provided below the site(s) expected to be used for the performance of work under the grant covered by the certification: Place of Performance (include street address, city, county, state, zip code for each site): 1 d ~ C ~(~ ~ 0~ o ~ ~~~ d y ~ r~ v~ ~ ice, ~PU c ~T~l 3~3 > ~f ~ UNIDAD OF MIAMI Signature 4 ~' ~ C~u- I~dl'lu/ jl~ ~~ ~ ~~ C C, Print N of Authorized ignatory Date ~XPtu -~l y~P ,1~~ ~'c f t Print Title of Authorized Signatory ACKNOWLEDGEMENT OF DISABILITY NONDISCRIMINATION AFFIDAVIT CONTRACT REFERENCE: CDBG CONTRACT YEAR FY 2008/2009 NAME OF FIRM, CORPORATION, OR ORGANIZATIO~~,,Nrr : UNIDAD OF MIAMI BEACH, INC. AUTHORIZED AGENTIr COMPLETING AFFIDAVIT: I"` ~/c?Q vl ~"4 C'P;~'~ - ~~~ .-~~t~~ POSTTION: EX~cu-t~/e, ~,~r~zNL. PHONE: 3OJ- ~b7--Obi` ~ v~C'~ That ttfe above named firm, corporation or organization is in compliance with and agrees to continue to comply with, and assure that any subcontractor, or third party contractor under this project complies with all applicable requirements of the laws listed below including, but not limited to, those provisions pertaining to employment, provision of programs and services, transportation, communications, access to facilities, renovations, and new construction. The Americans with Disabilities Act of 1990 (ADA): Pub. L. 101-336, 104 Stat 327, 42 U.S.C. 12101-12213 and 547 U.S.C. Sections 225 and 611 including Title I, Employment; Tittle II, Public Services; Title III, Public Accommodations and Services Operated by Private Entities; Title IV, Telecommunications; and Title V, Miscellaneous Provisions. The Rehabilitation Act of 1973: 29 U.S.C. Section 794. The Federal Transit Act, as amended: 49 U.S.C. Section 1612. The Fair using Act as amended: 42 U.S.C. Section 3601-3631. Signature Date SUBSCRIBED AND SWORN TO (or affirmed) before me on ~~ir~iri ~ Ce pP~r~ (Affiant) presented (Type of identification) by (Date) He/She is personally lrnown to me or has being duly first sworn state: as identification. ~~7~ ~ 3~I3 (Serial Number) ~~i ri Z Z ~i ~~Gl ~~~ ~PL. ~ ~P 1 S ~ Zl~/ Z (Prmt or Stamp Name of Notary) (Expiration Date __ f ,~v ~ MIRIZ2A MENENDEZ Notary Public ~ ~d~ (State) Notary Seal ~~ " F~" : MY COMMISSION # DD762393 EXPIRES February 25, 2012 ,,~~~~j1°°°~, FloddaNobrySarvica.com The City of Miami Beach will not award a contract to an ~ 398.0, 53 ora ion or organization that fails to complete and submit this Affidavit with the firm, corporation or organization's bid or proposal or fails to have this Affidavit on file with the City of Miami Beach. CERTIFICATION Name of Recipient: Name of Sub-recipient: Grant Program Name: Date: CITY OF MIAMI BEACH UNIDAD OF MIAMI BEACH, INC. COMMUNITY DEVELOPMENT BLOCK GRANT-RECOVERY The undersigned certifies, to the best of his or her knowledge and belief, that: 1. All construction or rehabilitation plans and specifications for the project must be approved by the City's departments of Planning, Public Works, Fire and Building, and by the City's divisions of Community Development and Code Compliance. 2. If the project is located in the Miami Beach Architectural District, or affects a building listed or eligible for listing on the National Register of Historic Places, all plans and specifications must be approved by the State Historic Preservation Office (SHPO), in accordance with the Memorandum of Understanding between4he SHPO and the City. 3. The Sub-Recipient certifies that it intends to comply with efforts to identify, evaluate and appropriately condition project activities to avoid, minimize or mitigate adverse project impacts to any properties listed, or which satisfy the criteria of eligibility for listing (36 CFR 60.4), in the National Register of Historic Places. 4. Name and telephone number of individual designated to fulfill these conditions (include street address, city, county, state, zip code and area code): I ~~ f~i{~ ~~ ~ ~~,tt ~ ~~ C~ I hereby acknowledge that I have read the specific requirements contained in this Certification, and that eligibility of my organization's project depends upon compliance with the requirements contained in this document. UNIDAD OF MIAMI BEA H, INC. Signature G. ~Lc ~ _ 1,~0 Print N and Title of Authorized Signatory Date