First Supplemental Loan Agreement FIRST SUPPLEMENTAL LOAN AGREEMENT
This FIRST SUPPLEMENTAL LOAN AGREEMENT, dated as of October _, 2011,
is entered into by and between U.S. BANK NATIONAL ASSOCIATION, as successor Trustee
for the holders of the Bonds (as defined herein), BEVERLY ZIMMERN, Mayor, as
Administrator (the "Administrator ") acting on behalf of the CITY OF GULF BREEZE,
FLORIDA (the "Sponsor ") and the CITY OF MIAMI BEACH, FLORIDA, a municipal
corporation organized and duly existing under the laws of the State of Florida (the
"Governmental Unit "), for and in consideration of the mutual benefits and obligations herein
conferred and undertaken and for other good and valuable consideration, receipt of which is
hereby acknowledged.
WITNESSETH AS FOLLOWS:
Section 1. DEFINITIONS.
All capitalized terms used herein which are defined in the Loan Agreement dated as of
June 1, 2000 (the "Original Loan Agreement ") between the Trustee, the Administrator and the
Governmental Unit, shall have the meanings set forth in the Original Loan Agreement.
Section 2. AMENDMENTS.
Pursuant to Section 6.7 of the Original Loan Agreement, the undersigned hereby agree to
the following amendments to the Original Loan Agreement:
(A) Section 3.4 of the Original Loan Agreement is hereby amended to read as follows:
(a) The Governmental Unit shall be entitled to prepay the Loan in whole or in
part on any date upon which the Bonds converted to a Long Fixed Rate in connection
with this Loan may be redeemed or converted to another mode at the option of the
Sponsor or may be called for mandatory tender by the Sponsor, upon not less than one
hundred twenty -four nine (1249) days prior written notice to the Sponsor, the
Administrator istrator and the Trustee.
(b) Any such prepayment in whole shall be made with the effect provided in
Section 4.04 of the Indenture, it being understood that, unless such deposit already
constitutes Eligible Funds for Tender, the principal portion of any prepayment permitted
pursuant to this section all prepayments must be made not less than one hundred twenty -
four nine (1249) days in advance of any application thereof, unless the Indenture shall
otherwise permit. The prepayment shall be in an amount equal to the sum of (A) accrued
and unpaid interest on the Loan as of the date on which redemption or tender of the
Bonds can occur following processing of such notice and (B) the product obtained by
multiplying (i) the outstanding principal amount of the Loan to be prepaid by (ii) the
1
quotient obtained by dividing (y) the principal amount of the Bonds then Outstanding by
(x) the amount of Program Assets (as defined in the Indenture) held by the Trustee,
provided that the quotient shall not be less than 1.0. In no event, however, shall the
prepayment amount for such prepayment in whole be less than the principal amount of
the Loan then Outstanding plus accrued interest and any unpaid Reserve Payment amount
due in respect of the Loan.
In the case of a partial prepayment of any Loan, the amount of any such
prepayment which shall be applied to the reduction of the outstanding principal balance
of the Loan shall be reduced by an amount equal to the sum of (A) the amount of interest
which accrues on the Loan from the date of its deposit with the Trustee until the first
Business Day which is not earlier than one hundred twenty - four -nine (1249) days
thereafter (the "Prepayment Effective Date ") and (B) the difference between (1) the
product obtained by multiplying (i) the outstanding principal amount of the Loan to be
prepaid (as reduced by the amount described in clause (A) of this sentence) by (ii) the
quotient obtained by dividing (y) the principal amount of the Bonds then Outstanding by
(x) the amount of Program Assets on the Prepayment Effective Date, provided that the
quotient shall not be less than 1.0 and (2) the outstanding principal amount of the Loan to
be prepaid (as reduced by the amount described in clause (A) of this sentence).
Notwithstanding anything herein to the contrary, the one hundred twenty -four
nine (1249) day periods mentioned in paragraphs (a) and (b) hereof may run
concurrently. The Governmental Unit shall receive credit for any income from
investment of the amount of any such prepayment. Any computation of the prepayment
amount under this Section 3.4(b) shall be made assuming all payments are made by
Participating Governmental Units, as provided in Section 3.3(d) hereof.
With respect to payments from other than Eligible Funds for Tender, prior to such
Prepayment Effective Date, the Governmental Unit shall continue to pay monthly interest
and Program Expenses with respect to the prepayment amount, less credit for any interest
earnings actually realized on the investment of such prepayment amount. No prepayment
hereunder shall take effect prior to the Prepayment Effective Date unless such
prepayment is made from funds otherwise constituting Eligible Funds for Tender.
(c) The amount of any prepayment shall also include any amounts necessary
to pay prepayment premiums, if any, to the holders of the Converted Bonds in connection
with a redemption thereof from the proceeds of the prepayment.
(d) In determining the amount and effect of any prepayments under this
Section 3.4, Program Assets shall include any unpaid Loans, including any unpaid Loans
that may have been discharged in bankruptcy or declared void or unenforceable.
(e) The Governmental Unit may make provision for prepayment of the
scheduled principal and Fixed Rate interest of the Loan in whole by deposit of
Government Obligations (or other investments acceptable to the Credit Facility Issuer) in
irrevocable escrow prior to the Prepayment Effective Date. Upon making such deposit in
2
escrow in accordance with the provisions hereof, or at any time thereafter, the
Governmental Unit may, with the consent of the Administrator and the Credit Facility
Issuer, deposit with the Trustee an amount to be applied to the reduction of any Non -
Asset Bonds, including, among other things, (i) Non -Asset Bonds related to the
deficiency between the amount of Bonds Outstanding and the amount of Program Assets,
and (ii) Non -Asset Bonds related to accrued and unpaid Program Expenses. On the
Prepayment Effective Date, the Governmental Unit shall receive credit in the amount of
such deposit toward the Prepayment Requirement, as defined in the Indenture (the
"Prepayment Requirement "), due to the Trustee on such date provided, however, that in
computing the Prepayment Requirement on such date, the figure for Program Assets held
by the Trustee shall be reduced by the amount of such credit. In no event, however, shall
the Prepayment Requirement for such prepayment in whole be less than the principal
amount of the Loan then Outstanding plus accrued interest and premium.
(B) Section 4.1(b) of the Original Loan Agreement is hereby amended to read as
follows:
(b) The Governmental Unit shall deliver to the Sponsor, the Credit Facility
Issuer and the Trustee, not later than the 135th but not earlier than the 128th 125 day
following (i) in the case of a Loan secured by a Local Letter of Credit, the date of each
Loan Payment pursuant to the terms of this Loan Agreement (whether by prepayment or
regularly scheduled payment) or (ii) as to Loans not so secured, and solely with respect to
payments from other than Eligible Funds for Tender, upon the final payment upon the
Loan, a certificate of the Governmental Unit, or other evidence in form and substance
satisfactory to the Trustee, to the effect that, during the period ending one hundred
twenty nine (128) twenty -four (124) days following such payment, no bankruptcy,
insolvency or similar proceeding has been commenced by or against the Governmental
Unit and that no other event has occurred which would have constituted an Event of
Default under Section 5.1(f) of this Loan Agreement (except such as has been vacated,
dismissed or discharged by an order which is not subject to further appeal).
Notwithstanding the payment in full of the Loan, the Governmental Unit shall pay any
charges incurred by the Sponsor or the Trustee in connection with any payment under the
Credit Facility by reason of the Governmental Unit's failure to deliver such certificate or
evidence on a timely basis. In addition, notwithstanding the payment in full of the Loan,
the Governmental Unit shall pay to any Substitute Credit Facility Issuer an amount, if
any, equal to the Credit Facility Issuer Rate per annum on the amount which was
disbursed under the Credit Facility by reason of any payment of the Governmental Unit's
Loan payment to the holders of the Bonds being deemed a Preference Payment (as
defined in the Indenture), for the period between the disbursement of such amount under
the Credit Facility and the repayment of such amount by the Governmental Unit.
Section 3. PRIOR AGREEMENT TO REMAIN IN EFFECT.
As amended and supplemented hereby, the Original Loan Agreement shall remain in full
force and effect and the same is in all respects hereby ratified and confirmed, and the Original
3
Loan Agreement as so amended and supplemented hereby shall be read, taken and construed as
one and the same instrument.
Section 4. LIMITATION OF LIABILITY.
In the event of any default by the Sponsor under the Original Loan Agreement, the
liability of the Sponsor or the Credit Facility Issuer to the Governmental Unit shall be
enforceable only out of its interest under the Original Loan Agreement and there shall be no
other recourse for damages by the Governmental Unit against the Sponsor, the Credit Facility
Issuer, its officers, members, agents and employees, or against any of the property now or
hereafter owned by it or them.
In the event of any default by the Governmental Unit under the Original Loan
Agreement, the liability of the Governmental Unit shall be enforceable only out of the Pledged
Revenues, and there shall be no other recourse for damages by the Sponsor or the Credit Facility
Issuer against the Governmental Unit, its officers, members, agents and employees.
Section 5. NO PERSONAL RECOURSE.
Neither any member nor any officer, employee or agent of the Governmental Unit nor
any person executing this First Supplemental Loan Agreement shall be personally liable on the
Loan or the Bonds or this First Supplemental Loan Agreement by reason of the issuance thereof.
Section 6. ILLEGAL OR INVALID PROVISIONS DISREGARDED.
In case any provision of this Agreement shall for any reason be held invalid, illegal or
unenforceable in any respect, this Agreement shall be construed as if such provision had never
been contained herein.
Section 7. APPLICABLE LAW.
This Agreement shall be deemed to be a contract made in Florida and governed by
Florida law.
Section 8. ASSIGNMENTS.
The Governmental Unit shall not assign this Agreement or any interest of the
Governmental Unit herein, either in whole or in part. The Administrator on behalf of the
Sponsor and the Trustee may assign this Agreement as provided in Section 3.9 of the Original
Loan Agreement. Except as provided in Section 3.9 of the Original Loan Agreement this
4
Agreement shall be binding upon shall inure to the benefit of the successors and assigns of the
pa rties hereto.
Section 9. AMENDMENTS.
This Agreement may not be amended except in accordance with amendments to the
Original Loan Agreement.
Section 10. TERM OF AGREEMENT.
This Agreement and the respective obligations of the parties hereto shall be in full force
and effect from the date hereof until the expiration of the term of the Original Loan Agreement.
Section 11 NOTICES.
The provisions for notices set forth in Section 6.3 of the Original Loan Agreement shall
be amended to read as follows:
Notice hereunder shall be effective upon receipt by the contact set forth below and shall
be given by certified mail, return receipt requested, to:
As to the Sponsor:
City Manager
City of Gulf Breeze, Florida
P.O. Box 640
Gulf Breeze, Florida 32561
As to the Trustee:
U.S. Bank National Association
225 E. Robinson Street, Suite 250
Orlando, Florida 32801
Attn: Corporate Trust Division
As to the Governmental Unit:
City of Miami Beach, Florida
1700 Convention Center Drive
Miami Beach, FL 33139
Attn: Chief Financial Officer
CC: City Attorney
5
Section 12. HEADINGS.
The captions or headings in this Agreement are for convenience of reference only and
shall not control or affect the meaning or construction of any provision hereof.
Section 13. AMENDMENT TO INTERLOCAL AGREEMENT.
This Supplemental Loan Agreement shall be deemed to be an amendment to the
interlocal agreement established by the execution and delivery of the Original Loan Agreement
and recorded in the public records of Dade and Santa Rosa Counties in the same manner as the
Original Loan Agreement.
6
Section 14. COUNTERPARTS.
This Agreement may be executed in several counterparts, all or any of which shall be
regarded for all purposes as duplicate originals and shall constitute and be but one and the same
instrument.
7
IN WITNESS WHEREOF, the parties hereto, intending to be legally bound, have
caused this First Supplemental Loan Agreement to be executed and delivered as of the date first
written above.
BEVERLY ZIMMERN, Mayor
Administrator
By:
WITNESS:
8
CITY OF MIAMI BEACH, FLORIDA
Governmental Unit
By:
Mayor
(SEAL)
ATTEST:
By:
City Clerk
Approved as to form and
sufficiency:
By:
City Attorney
9
U.S. BANK NATIONAL ASSOCIATION,
Trustee
By:
1 o
FIRST SUPPLEMENTAL LOAN AGREEMENT
The Financial Advisor is in receipt of the foregoing instrument and it is our opinion the
amendments contemplated thereto do not adversely affect the interest of the bondholders. In
providing such an opinion, we are relying upon the consent of the Credit Facility Issuer to such
amendments.
IN WITNESS WHEREOF, the undersigned official of the Financial Advisor, being
duly authorized, has set his hand this the day of October, 2011.
GOVERNMENT CREDIT CORPORATION
Financial Advisor
By:
Its: President
11
STATE OF FLORIDA
COUNTY OF SANTA ROSA
I, , a Notary Public in and for the said County in the State
aforesaid, do hereby certify that Beverly Zimmern, personally known to me to be the same person
whose is Mayor of the City of Gulf Breeze, Florida, and Administrator of the City's Local
Government Loan Program Floating Rate Demand Revenue Bonds, Series 1985B, subscribed to
the foregoing instrument, appeared before me this day in person and severally acknowledged that
he, being thereunto duly authorized, signed in the presence of two subscribing witnesses and
delivered the said instrument as the free and voluntary act of said City and as his own free and
voluntary act, for the uses and purposes therein set forth and took an oath.
Given under my hand and notarial seal this day of , 2011.
Notary Public
(SEAL)
My Commission Ends:
Name:
Personally Known or
Produced Identification Address:
Type of Identification
Produced
12
STATE OF FLORIDA
COUNTY OF MIAMI -DADE
I, , a Notary Public in and for the said County in
the State aforesaid, do hereby certify that and
, personally known to me to be the same persons whose names
are, respectively as Mayor and City Clerk of the City of Miami Beach, Florida, subscribed to the
foregoing instrument, appeared before me this day in person and severally acknowledged that they,
being thereunto duly authorized, signed, sealed with the seal of said City, and delivered the said
instrument as the free and voluntary act of said City and as their own free and voluntary act, for the
uses and purposes therein set forth and took an oath.
Notary Public
(SEAL)
My Commission Ends:
Name:
Personally Known or
Produced Identification Address:
Type of Identification
Produced
13
STATE OF FLORIDA
COUNTY OF ORANGE
I, , a Notary Public in and for the said County in
the State aforesaid, do hereby certify that , personally known to me to
be the of U.S. Bank National Association subscribed to the foregoing
instrument, appeared before me this day in person and severally acknowledged that they, being
thereunto duly authorized, signed, sealed with the seal of said Bank, and delivered the said
instrument as the free and voluntary act of said Bank and as their own free and voluntary act, for
the uses and purposes therein set forth and took an oath.
Notary Public
(SEAL)
My Commission Ends:
Name:
Personally Known or
Produced Identification Address:
Type of Identification
Produced
14
STATE OF VERMONT
COUNTY OF
I, , a Notary Public in and for the said County in
the State aforesaid, do hereby certify that Joseph K. Mooney, personally known to me to be the
President of Government Credit Corporation, subscribed to the foregoing instrument, appeared
before me this day in person and severally acknowledged that being duly authorized, signed and
delivered the said instrument as the free and voluntary act of said Corporation and as their own free
and voluntary act, for the uses and purposes therein set forth and took an oath.
Notary Public
(SEAL)
My Commission Ends:
Name:
Personally Known or
Produced Identification Address:
Type of Identification
Produced
1 5
FIRST SUPPLEMENTAL LOAN AGREEMENT
DATED AS OF OCTOBER , 2011
Among
CITY OF GULF BREEZE, FLORIDA
as Sponsor
and
U.S. BANK NATIONAL ASSOCIATION
As Trustee
And
CITY OF MIAMI BEACH, FLORIDA
As Governmental Unit
RELATING TO THE LOAN AGREEMENT DATED AS OF JUNE 1, 2000
EXECUTED IN CONNECTION WITH
$14,090,000
LOAN FROM THE CITY OF GULF BREEZE, FLORIDA,
LOCAL GOVERNMENT LOAN PROGRAM, SERIES 1985E
(CITY OF MIAMI BEACH, FLORIDA)
This Document prepared by
and return to:
Richard I. Lott
McGuireWoods LLP
50 North Laura Street, Suite 3300
Jacksonville, Florida 32202 -3661
TABLE OF CONTENTS
SECTION 1. DEFINITIONS. 1
SECTION 2. AMENDMENT. 1
SECTION 3. PRIOR AGREEMENT TO REMAIN IN EFFECT. 3
SECTION 4. LIMITATION OF LIABILITY 4
SECTION 5. NO PERSONAL RECOURSE 4
SECTION 6. ILLEGAL OR INVALID PROVISIONS DISREGARDED. 4
SECTION 7. APPLICABLE LAW. 4
SECTION 8. ASSIGNMENTS. 4
SECTION 9. AMENDMENTS. 5
SECTION 10. TERM OF AGREEMENT. 5
SECTION 11 NOTICES 5
SECTION 12. HEADINGS. 6
SECTION 13. AMENDMENT TO INTERLOCAL AGREEMENT. 6
SECTION 14. COUNTERPARTS. 7
i
FIRST SUPPLEMENTAL LOAN AGREEMENT
This FIRST SUPPLEMENTAL LOAN AGREEMENT, dated as of October _, 2011,
is entered into by and between U.S. BANK NATIONAL ASSOCIATION, as successor Trustee
for the holders of the Bonds (as defined herein), BEVERLY ZIMMERN, Mayor, as
Administrator (the "Administrator ") acting on behalf of the CITY OF GULF BREEZE,
FLORIDA (the "Sponsor ") and the CITY OF MIAMI BEACH, FLORIDA, a municipal
corporation organized and duly existing under the laws of the State of Florida (the
"Governmental Unit "), for and in consideration of the mutual benefits and obligations herein
conferred and undertaken and for other good and valuable consideration, receipt of which is
hereby acknowledged.
WITNESSETH AS FOLLOWS:
Section 1. DEFINITIONS.
All capitalized terms used herein which are defined in the Loan Agreement dated as of
June 1, 2000 (the "Original Loan Agreement ") between the Trustee, the Administrator and the
Governmental Unit, shall have the meanings set forth in the Original Loan Agreement.
Section 2. AMENDMENTS.
Pursuant to Section 6.7 of the Original Loan Agreement, the undersigned hereby agree to
the following amendments to the Original Loan Agreement:
(A) Section 3.4 of the Original Loan Agreement is hereby amended to read as follows:
(a) The Governmental Unit shall be entitled to prepay the Loan in whole or in
part on any date upon which the Bonds converted to a Long Fixed Rate in connection
with this Loan may be redeemed or converted to another mode at the option of the
Sponsor or may be called for mandatory tender by the Sponsor, upon not less than one
hundred twenty -four nine (1243) days prior written notice to the Sponsor, the
Administrator and the Trustee.
(b) Any such prepayment in whole shall be made with the effect provided in
Section 4.04 of the Indenture, it being understood that, unless such deposit already
constitutes Eligible Funds for Tender, the principal portion of any prepayment permitted
pursuant to this section must be made not less than one hundred twenty -
four nine (1249) days in advance of any application thereof, unless the Indenture shall
otherwise permit. The prepayment shall be in an amount equal to the sum of (A) accrued
and unpaid interest on the Loan as of the date on which redemption or tender of the
Bonds can occur following processing of such notice and (B) the product obtained by
multiplying (i) the outstanding principal amount of the Loan to be prepaid by (ii) the
1
quotient obtained by dividing (y) the principal amount of the Bonds then Outstanding by
(x) the amount of Program Assets (as defined in the Indenture) held by the Trustee,
provided that the quotient shall not be less than 1.0. In no event, however, shall the
prepayment amount for such prepayment in whole be less than the principal amount of
the Loan then Outstanding plus accrued interest and any unpaid Reserve Payment amount
due in respect of the Loan.
In the case of a partial prepayment of any Loan, the amount of any such
prepayment which shall be applied to the reduction of the outstanding principal balance
of the Loan shall be reduced by an amount equal to the sum of (A) the amount of interest
which accrues on the Loan from the date of its deposit with the Trustee until the first
Business Day which is not earlier than one hundred twenty -four nine (1249) days
thereafter (the "Prepayment Effective Date ") and (B) the difference between (1) the
product obtained by multiplying (i) the outstanding principal amount of the Loan to be
prepaid (as reduced by the amount described in clause (A) of this sentence) by (ii) the
quotient obtained by dividing (y) the principal amount of the Bonds then Outstanding by
(x) the amount of Program Assets on the Prepayment Effective Date, provided that the
quotient shall not be less than 1.0 and (2) the outstanding principal amount of the Loan to
be prepaid (as reduced by the amount described in clause (A) of this sentence).
Notwithstanding anything herein to the contrary, the one hundred twenty -four
nine (1249) day periods mentioned in paragraphs (a) and (b) hereof may run
concurrently. The Governmental Unit shall receive credit for any income from
investment of the amount of any such prepayment. Any computation of the prepayment
amount under this Section 3.4(b) shall be made assuming all payments are made by
Participating Governmental Units, as provided in Section 3.3(d) hereof.
With respect to payments from other than Eligible Funds for Tender, prior to such
Prepayment Effective Date, the Governmental Unit shall continue to pay monthly interest
and Program Expenses with respect to the prepayment amount, less credit for any interest
earnings actually realized on the investment of such prepayment amount. No prepayment
hereunder shall take effect prior to the Prepayment Effective Date unless such
prepayment is made from funds otherwise constituting Eligible Funds for Tender.
(c) The amount of any prepayment shall also include any amounts necessary
to pay prepayment premiums, if any, to the holders of the Converted Bonds in connection
with a redemption thereof from the proceeds of the prepayment.
(d) In determining the amount and effect of any prepayments under this
Section 3.4, Program Assets shall include any unpaid Loans, including any unpaid Loans
that may have been discharged in bankruptcy or declared void or unenforceable.
(e) The Governmental Unit may make provision for prepayment of the
scheduled principal and Fixed Rate interest of the Loan in whole by deposit of
Government Obligations (or other investments acceptable to the Credit Facility Issuer) in
irrevocable escrow prior to the Prepayment Effective Date. Upon making such deposit in
2
escrow in accordance with the provisions hereof, or at any time thereafter, the
Governmental Unit may, with the consent of the Administrator and the Credit Facility
Issuer, deposit with the Trustee an amount to be applied to the reduction of any Non -
Asset Bonds, including, among other things, (i) Non -Asset Bonds related to the
deficiency between the amount of Bonds Outstanding and the amount of Program Assets,
and (ii) Non -Asset Bonds related to accrued and unpaid Program Expenses. On the
Prepayment Effective Date, the Governmental Unit shall receive credit in the amount of
such deposit toward the Prepayment Requirement, as defined in the Indenture (the
"Prepayment Requirement "), due to the Trustee on such date provided, however, that in
i Prepayment Requirement on s h date the figure Program Assets held i ure for Pro
comput
computing the epay t such date, t g g
by the Trustee shall be reduced by the amount of such credit. In no event, however, shall
the Prepayment Requirement for such prepayment in whole be less than the principal
amount of the Loan then Outstanding plus accrued interest and premium.
(B) Section 4.1(b) of the Original Loan Agreement is hereby amended to read as
follows:
(b) The Governmental Unit shall deliver to the Sponsor, the Credit Facility
Issuer and the Trustee, not later than the 135th but not earlier than the 128th 125 day
following (i) in the case of a Loan secured by a Local Letter of Credit, the date of each
Loan Payment pursuant to the terms of this Loan Agreement (whether by prepayment or
regularly scheduled payment) or (ii) as to Loans not so secured, and solely with respect to
payments from other than Eligible Funds for Tender, upon the final payment upon the
Loan, a certificate of the Governmental Unit, or other evidence in form and substance
satisfactory to the Trustee, to the effect that, during the period ending one hundred
twenty nine (128) twenty -four (124) days following such payment, no bankruptcy,
insolvency or similar proceeding has been commenced by or against the Governmental
Unit and that no other event has occurred which would have constituted an Event of
Default under Section 5.1(f) of this Loan Agreement (except such as has been vacated,
dismissed or discharged by an order which is not subject to further appeal).
Notwithstanding the payment in full of the Loan, the Governmental Unit shall pay any
charges incurred by the Sponsor or the Trustee in connection with any payment under the
Credit Facility by reason of the Governmental Unit's failure to deliver such certificate or
evidence on a timely basis. In addition, notwithstanding the payment in full of the Loan,
the Governmental Unit shall pay to any Substitute Credit Facility Issuer an amount, if
any, equal to the Credit Facility Issuer Rate per annum on the amount which was
disbursed under the Credit Facility by reason of any payment of the Governmental Unit's
Loan payment to the holders of the Bonds being deemed a Preference Payment (as
defined in the Indenture), for the period between the disbursement of such amount under
the Credit Facility and the repayment of such amount by the Governmental Unit.
Section 3. PRIOR AGREEMENT TO REMAIN IN EFFECT.
As amended and supplemented hereby, the Original Loan Agreement shall remain in full
force and effect and the same is in all respects hereby ratified and confirmed, and the Original
3
Loan Agreement as so amended and supplemented hereby shall be read, taken and construed as
one and the same instrument.
Section 4. LIMITATION OF LIABILITY.
In the event of any default by the Sponsor under the Original Loan Agreement, the
liability of the Sponsor or the Credit Facility Issuer to the Governmental Unit shall be
enforceable only out of its interest under the Original Loan Agreement and there shall be no
other recourse for damages by the Governmental Unit against the Sponsor, the Credit Facility
Issuer, its officers, members, agents and employees, or against any of the property now or
hereafter owned by it or them.
In the event of any default by the Governmental Unit under the Original Loan
Agreement, the liability of the Governmental Unit shall be enforceable only out of the Pledged
Revenues, and there shall be no other recourse for damages by the Sponsor or the Credit Facility
Issuer against the Governmental Unit, its officers, members, agents and employees.
Section 5. NO PERSONAL RECOURSE.
Neither any member nor any officer, employee or agent of the Governmental Unit nor
any person executing this First Supplemental Loan Agreement shall be personally liable on the
Loan or the Bonds or this First Supplemental Loan Agreement by reason of the issuance thereof.
Section 6. ILLEGAL OR INVALID PROVISIONS DISREGARDED.
In case any provision of this Agreement shall for any reason be held invalid, illegal or
unenforceable in any respect, this Agreement shall be construed as if such provision had never
been contained herein.
Section 7. APPLICABLE LAW.
This Agreement shall be deemed to be a contract made in Florida and governed by
Florida law.
Section 8. ASSIGNMENTS.
The Governmental Unit shall not assign this Agreement or any interest of the
Governmental Unit herein, either in whole or in part. The Administrator on behalf of the
Sponsor and the Trustee may assign this Agreement as provided in Section 3.9 of the Original
Loan Agreement. Except as provided in Section 3.9 of the Original Loan Agreement this
4
Agreement shall be binding upon shall inure to the benefit of the successors and assigns of the
parties hereto.
Section 9. AMENDMENTS.
This Agreement may not be amended except in accordance with amendments to the
Original Loan Agreement.
Section 10. TERM OF AGREEMENT.
This Agreement and the respective obligations of the parties hereto shall be in full force
and effect from the date hereof until the expiration of the term of the Original Loan Agreement.
Section 11 NOTICES.
The provisions for notices set forth in Section 6.3 of the Original Loan Agreement shall
be amended to read as follows:
Notice hereunder shall be effective upon receipt by the contact set forth below and shall
be given by certified mail, return receipt requested, to:
As to the Sponsor:
City Manager
City of Gulf Breeze, Florida
P.O. Box 640
Gulf Breeze, Florida 32561
As to the Trustee:
U.S. Bank National Association
225 E. Robinson Street, Suite 250
Orlando, Florida 32801
Attn: Corporate Trust Division
As to the Governmental Unit:
City of Miami Beach, Florida
1700 Convention Center Drive
Miami Beach, FL 33139
Attn: Chief Financial Officer
CC: City Attorney
5
Section 12. HEADINGS.
The captions or headings in this Agreement are for convenience of reference only and
shall not control or affect the meaning or construction of any provision hereof.
Section 13. AMENDMENT TO INTERLOCAL AGREEMENT.
This Supplemental Loan Agreement shall be deemed to be an amendment to the
interlocal agreement established by the execution and delivery of the Original Loan Agreement
and recorded in the public records of Dade and Santa Rosa Counties in the same manner as the
Original Loan Agreement.
6
Section 14. COUNTERPARTS.
This Agreement may be executed in several counterparts, all or any of which shall be
regarded for all purposes as duplicate originals and shall constitute and be but one and the same
instrument.
7
IN WITNESS WHEREOF, the parties hereto, intending to be legally bound, have
caused this First Supplemental Loan Agreement to be executed and delivered as of the date first
written above.
BEVERLY ZIMMERN, Mayor
Administrator
By:
WITNESS:
8
CITY OF MIAMI BEACH, FLORIDA
Governmental Unit
By:
Mayor
(SEAL)
ATTEST:
By:
City Clerk
Approved as to form and
sufficiency:
By:
City Attorney
9
U.S. BANK NATIONAL ASSOCIATION,
Trustee
By:
10
FIRST SUPPLEMENTAL LOAN AGREEMENT
The Financial Advisor is in receipt of the foregoing instrument and it is our opinion the
amendments contemplated thereto do not adversely affect the interest of the bondholders. In
providing such an opinion, we are relying upon the consent of the Credit Facility Issuer to such
amendments.
IN WITNESS WHEREOF, the undersigned official of the Financial Advisor, being
duly authorized, has set his hand this the day of October, 2011.
GOVERNMENT CREDIT CORPORATION
Financial Advisor
By:
Its: President
11
STATE OF FLORIDA
COUNTY OF SANTA ROSA
I, , a Notary Public in and for the said County in the State
aforesaid, do hereby certify that Beverly Zimmern, personally known to me to be the same person
whose is Mayor of the City of Gulf Breeze, Florida, and Administrator of the City's Local
Government Loan Program Floating Rate Demand Revenue Bonds, Series 1985E, subscribed to
the foregoing instrument, appeared before me this day in person and severally acknowledged that
he, being thereunto duly authorized, signed in the presence of two subscribing witnesses and
delivered the said instrument as the free and voluntary act of said City and as his own free and
voluntary act, for the uses and purposes therein set forth and took an oath.
Given under my hand and notarial seal this day of , 2011.
Notary Public
(SEAL)
My Commission Ends:
Name:
Personally Known or
Produced Identification Address:
Type of Identification
Produced
12
STATE OF FLORIDA
COUNTY OF MIAMI -DADE
I, , a Notary Public in and for the said County in
the State aforesaid, do hereby certify that and
, personally known to me to be the same persons whose names
are, respectively as Mayor and City Clerk of the City of Miami Beach, Florida, subscribed to the
foregoing instrument, appeared before me this day in person and severally acknowledged that they,
being thereunto duly authorized, signed, sealed with the seal of said City, and delivered the said
instrument as the free and voluntary act of said City and as their own free and voluntary act, for the
uses and purposes therein set forth and took an oath.
Notary Public
(SEAL)
My Commission Ends:
Name:
Personally Known or
Produced Identification Address:
Type of Identification
Produced
13
STATE OF FLORIDA
COUNTY OF ORANGE
I, , a Notary Public in and for the said County in
the State aforesaid, do hereby certify that , personally known to me to
be the of U.S. Bank National Association subscribed to the foregoing
instrument, appeared before me this day in person and severally acknowledged that they, being
thereunto duly authorized, signed, sealed with the seal of said Bank, and delivered the said
instrument as the free and voluntary act of said Bank and as their own free and voluntary act, for
the uses and purposes therein set forth and took an oath.
Notary Public
(SEAL)
My Commission Ends:
Name:
Personally Known or
Produced Identification Address:
Type of Identification
Produced
14
_ r
STATE OF VERMONT
COUNTY OF
I, , a Notary Public in and for the said County in
the State aforesaid, do hereby certify that Joseph K. Mooney, personally known to me to be the
President of Government Credit Corporation subscribed to the foregoing instrument, appeared
before me this day in person and severally acknowledged that being duly authorized, signed and
delivered the said instrument as the free and voluntary act of said Corporation and as their own free
and voluntary act, for the uses and purposes therein set forth and took an oath.
Notary Public
(SEAL)
My Commission Ends:
Name:
Personally Known or
Produced Identification Address:
Type of Identification
Produced
15
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