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Linda Murray - JP Morgan Chase NA MIAMI BEAC H City of Miami Beach Office of the City Clerk 1700 Convention Center Drive, Miami Beach, FL 33139 LOBBYIST REGISTRATION FORM Lobbyist means all persons employed or retained, whether paid or not, by a principal who seeks to encourage the passage, defeat or modification of any ordinance, resolution, action or decision of any commissioner; any action, decision, recommendation of the City Manager or any city board or committee; or any action, decision or recommendation of any city personnel during the time period of the entire decision-making process on such action, decision or recommendation that foreseeably will be heard or reviewed by the city commission, or a city board or committee. The term specifically includes the principal as well as any employee engaged in lobbying activities. The term"Lobbyists" has specific exclusions. Please refer to Ordinance 2004-3435. 11111 ett►► L rifle., NAME OF LOBBYIST: (Last) I (First) (M.I) lv(A) N' NnAi s�A�S ( O ( � � A 0111A OAS 7 BUSINESS NAME AND ADDRESS (Number and Street) (City) (State) (Zip Code) (O`I I t1 - ._ -. • . � 1. ._ `. "_- • O TELEPHONE NUMBER: FAX NUMBER: E AIL: Please notify this office if your contact information changes:address,phone, or e-mail address. I. LOBBYIST RETAINED BY: NAME OF PRINCIPAon I!hi4s a In A . so Ai A Jiff 2.4,4„:s■i'..1 �u td.As Ls oh /3c BUSINESS NANIE AND ADDRESS Number and Street) (City) State (Zip Code) CT TELEPflONE NUMBER: FAX NUMBER:(Optional) EMAIL:(Optional) -`- .� Fill out this section if principal is a Corporation,Partnership or Trust[Section 2-482(c)] r- I'% • NAME OF CHIEF OFFICER,PARTNER,OR BENEFICIARY: Q,e � ) f 4 , _ �� � _-_ • IDENTIFY ALL PERSONS HOLDING R CTLY OR INDIRECTLY,A 5%OR MORE OWNERSHIP INTEREST IN SUCH:COF ORATION, PARTNERSHIP OR TRUST: o�1iL� r A,Ce ---- ',.SPECIFIC LOBBY ISSUE: ¶_ , 7) ba.' 4) Can 5#1-b,,iL a 0∎ 2 k va r t 150i 4lI, i e- 19°'''SIreef Issue to be lobbied(Describe in detail): 1' Ill. CITY AGENCIES/INDIVIDUALS TO BE LOBBIED: . Pursuant to City Code Section 2-482(a)(4)include the commissioner or personnel sought to be lobbied,and whether the lobbyist has entered into any contractual relationship (paid or unpaid) with said city commissioner or personnel from 12 months preceding such person's commencement of service with the city to the present date,stating the general nature of the subject contractual relationship. Sec 2-482(a)(4)Full Name of Individual and Contractual Relationship(Explain) YES NO title of person to be lobbied a2 Ls rl .A i e c AD B or-1/1 Pursuant to City Code Section 2-482(g)Every registrant shall be required to state the extent of any business,financial,familial or professional relationship,or other relationship giving rise to an appearance of an impropriety,with any current city commissioner or city personnel who is sought to be lobbied as identified on the lobbyist registration form filed. Sec 2-482(g)Any Financial,Familial or Professional Relationship o' e F:\CLER\$ALL\aFORMS\LOBBYIST FORMS\Lobbyist Registration Form.doc IV. DISCLOSURE OF TERMS AND AMOUNTS OF LOBBYIST COMPENSATION(DISCLOSE WHETHER HOURLY,FLAT RATE OR OTHER): A),WBBYIST DISCLOSURE:(Re. fired) • ill B) PRINCIPAL'S DISCLOSURE(OF LOB:YIST COMPENSATION (REQUIRED). ,...- _ .. - -- — __— .►, The following information must be answered: 1) Pursuant to Miami Beach City Code Section 2-488 Entitled"Prohibited Campaign Contributions By Lobbyists On Procurement Issues": —Yes re you lobbying on a present or pending bid for goods,equipment or services,or on a present or pending ward for goods,equipment or service? 2) Pursuant to Miami Beach City Code Section 2-490 Entitled"Prohibited Campaign Contributions By Lobbyists On Real Estate De -opment Issues': _Yes re you lobbying on a pending application for a Development Agreement with the City or application for change of zoning map designation or change to the City's Future Land Use Map? 3) Pursuant to Miami Beach City Code Section 2-482(h)Any person(except those exempt from the definition of lobbyist'as set forth in Section 2-481 above)who only appears as a representative of a not-for-profit corporation or entity without special compensation or reimbursement for the appearance,whether direct,or indirect,to express support of or opposition to any item,shall register with the clerk as required by this section but,shall not be required to pay any registration fees. _Y No: A you representing a not-for-profit corporation or entity without special compensation or reimbursement. V. IGNATURE UNDER OATH: ON FEBRUARY 28 OF EACH YEAR,EACH LOBBYIST SHALL SUBMIT TO THE CITY CLERK A SIGNED STATEMENT UNDER OATH,LISTING LOBBYING EXPENDITURES,AS WELL AS COMPENSATION RECEIVED,IN THE CITY OF MIAMI BEACH FOR THE PRECEDING CALENDAR YEAR. A STATEMENT SHALL BE FILED EVEN IF THERE HAVE BEEN NO EXPENDITURES OR COMPENSATION DURING THE REPORTING PERIOD. fl 6 ft.4. . 127C2J-Orti Signature of L byist I do solemnly swear that all of the foregoing facts are true and correct that I have read or am familiar with the ,visions contained y eg g ct and a a e p in Section 2-482 of the Miami Beach Ci Code and all reporting requirements. Signature of Lobbyist: (/]2c/ ;, L/4/ ,1 Signature of Principal/Client: C I 1 I Vf VI. LOBBYIST IDENTIFICATION: PRINCIPAL IDENTIFICATION: _Produced ID _Produced ID Form of Identification 'Personally Form of Identification _Personally known(Lobbyist) known(Principal) — VII. SIGNATURE AND STAMP OF NOTARY: 1,r `I , State of Florida,CountyofA4ier►ii-Dade j\J C O,,,A"t . State of ire,County of hdiomi-Bede ItI "10 rIC— Swom to and subscrib d before me Sworn and subscribed before me ,- This )�" day of J L'201 This day of (t 201 5 d2 N d g to f Public Notary-State of Florida Signature of Public Notary-State of - /VrP�.J or)L tari ton of Lobbyist's signature Notarization of Principal's signature TO BE COMPLETED BY CITY CLERK'S STAFF ONLY Annual Registration fee:[ ]Yes,[.-]No Amount Paid$ - I •-MCR# - . Date•Paid /- O /.477..1 'Lobbyist Registration Form received'and verified by _ . _ _ 1 - ! f:\CLERISA.L\aFORt4S1LOBBYiST FORMS\LnbbyristAnnuat Registration Farin.doc NatAglithirAilEM4B 0t)S NOTARY PUBLIC-STATE OF NEW YORK F:ICLER\SALL1aFORMS\LOBBYIST FORMS 1Lobbyist Registration Form.doc NO. 01 HA6247678 ualified in 6auee County . SAGR�WEATHERLY My CnrFrff;ittl�n 3f�lf� Adgt�st 29, 20_/.e ii i.. p Notary Public,State of Rorida ;tir Commission#I EE 209769 My comm.expires June 20,2016 M1AMIBEACH City of Miami Beach,1700 Convention Center Drive,Miami Beach,Florida 33139,www.miamibeachll.gov CITY CLERK Office Rafael E.Granada,City Clerk CityClerk@miamibeachH.gov Tel:305.673.7411,Fox:305.673.7254 LOBBYIST NAME: raLrrca 1 I understand that no later than February 28 of each year,I must file the following form, pursuant to Section 2-485 of the Miami Beach City Code,with the City Clerk's Office for all active lobbying issues. 1) LOBBYIST EXPENDITURE AND COMPENSATION FORM Failure to file these forms on a timely basis will result in my name being transmitted to the Miami-Dade County Commission on Ethics and for code violation evaluation. In addition,once an issue I have registered to lobby on has been resolved, or I am no longer lobbying on that issue or for that principal, I am required to immediately notify the City Clerk's Office of lobbyist withdrawal in writing. Pursuant to Section 2-485(d),the City Clerk shall notify any lobbyist(or principal)who fails to timely file a Statement and in addition to any other penalties which may be imposed as provided in Section 2-485.1,a fine of$50.00 a day shall be assessed for all Statement(s) filed after the due date. The City Clerk shall notify the Miami-Dade County Commission on Ethics and Public Trust of the failure of a lobbyist(or principal) to file the Statement or pay the assessed fines after notification. Any lobbyist,who fails to file the required Statement by April 30th of each year,shall be automatically suspended from lobbying until all fines are paid,unless the fine has been appealed to the Miami-Dade County Commission on Ethics and Public Trust. . izJ 1?1/� Signature: Date: F:ICLER\SALL1aFORMS\LOBBYIST FORMS\Lobbyist Registration Form.doc • UNITED STATES SECURITIES AND EXCHANGE COMMISSION' WASHINGTON,D.C.20549 • FORM 10-K P Annual report pursuant to Section 13 or 15(d)of P The Securities Exchange Act of 1934 For the fiscal year ended Commission file December 31,2014 number 1-5805 JPMorgan z: (Exact name of registrant as specified in its charter) Delaware 13-2624428 (State or other jurisdiction of (I.R.S.employer incorporation or organization) identification no.) 270?ark Avenue,New York,New York 1 0017 (Address of principal executive offices) (Zip code) Registrant's telephone number,including area code:(212)270-6000 Securities registered pursuant to Section 12(b)of the Act: • • Ti;le of each ziass Name of each exchange on which registered Common stock The New York Stock Exchange The London Stock Exchange The Tokyo Stock Exchange Warr ants,each to purchase one share of Common Stock The New York Stock Exchange D,pssita:y Shares,each representing a one-foul hundredth interest in a share of 5.50%Non-Cumulative The New York Stock Exchange Pre erred Stock,Series 0 D5:]OSita;V Shares,each representing a one-four hundredth interest in a share cf 5.45%Non-Cumulative The New York Stock Exchange Prefereed Stock.Series`2 Depositor/Shares,each representing a one-four hundredth interest in a share of 6.70%Non-Cumulative The New York Stock Exchange Preferred Stock,Series T Depositor/Shares,each representing a one-four hundredth interest in a share of 6.30%Non-Cumulative The New York Stock Exchange Preferred Stock,Series W Guarantee of 6.70%Capita:Securities,Series CC,of JPMorgan Chase Capital XXIX The New York Stock Exchange Aler.an ML?index ETNs due May 24,2024 NYSE Arca,Inc. Securities registered pursuant to Section 12(g)of the Act:None indicate Oy check mart:it the registrant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act. Yes 0 No 1n dicate by c'`eck mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d)of the Act.G yes u No Indicate by check mark whether the registrant(1)has filed all reports required to be filed by Section 13 or 15(d)of the Securities Exchange Act of 1934 during the preceding^12 months(or for such shorter period that the registrant was required to file such reports),and(2)has been subject to such filing requireme►ts.for the past 90 days.g Yes 0 No Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website,if any,every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation T(5 232.405 of this chapter)during the preceding 12 months(or for such shorter period that at the registrant was required to submit and post such files).L:'(es 0 No indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation 5-4(§229.405 of this chapter)is not contained herein,and will not be contained,to the bast o':registrant's knowledge,in definitive proxy or information statements incorporated by reference in Part III of this Form 1C-K or any amendment to this Form 10-K.W indicate by check mark whether the registrant is a large accelerated filer,an accelerated filer,a non-accelerated filer,or a smaller reporting company.See definitions of"large accele rated filar,' 'accelerated filer,"and"smaller reporting company"in Rule 12b-2 of the Exchan6e Act. i--:Large accelerated file: 0 Accelerated filer 0 Non-accelerated filer 0 Smaller reporting company (Do not check if a smaller reporting company) _ indicate ay check mark whether the registrant is a shell company(as defined in Rule 12b-2 of the Exchange Act).0 Yes n No - . The aggregate market value of JPMorgan Chase&Co.common stock held by non-affiliates as of June 30,2014:$215,577,956,743 Number of shares of common stock outstanding as of January 31,2015:3,728,312,555 Documents incorporated by reference:Portions of the registrant's Proxy Statement for the annual meeting of stockholders to be held on May 19,2015,are incorporated by reference in this Form 10-ft in response to Items 10,11,12,13 and 14 of Part Ill. 1!!!!!!!:1::::::111 City of Miami Beach-Florida Finance Department 1 City Hall 1511013-1 04/20/2015 8R1 T134 Mon Apr20,2015 09:49AM Trans#27-27 27 $850,00 MCRCLERK - MCR-City Clerk * MCR#: 403463 1 ITEM(S): TOTAL: $850,00 Check (020470) PAID $850,00 Have a nice day! °Miscellaneous,Cash Receipt:- r CITY OF MIAMI BEACH O .t -ems'. Lr!." :Cash El Credit Card Check# : $' 20:�:: Received of ` f `' t- rte.° ,G • p f/� ( ` t rp Address ( `. A I�� �, `'. `j= r=.� ;r+y.{. f✓ b5<o \ -0 Y . j. .42' /". - tne,//c'f-0-1°Z°441'; ) For Ann rt THIS INFORMATION MUST BE COMPLETED) t Office®f Fi ance Director T ' Account Number: Y r �7 l • Prepar®r. ��- Dept. • /t