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LTC 274-2002 ~.~,-~ CITY OF MIAMI BEACH Office of the City Manager Letter to Commission No. c97-(j-.::>c:x:J-:J.. m From: Mayor David Dermer and Date: December 9, 2002 Members of the City Commission Jorge M. Gonzalez \ _./ City Manager G ef'11 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. To: Subject: The purpose of this LTC is to transmit the investigator's report and the final disposition of the Debarment Committee relative to the above referenced architect's work on the 6th Street Community Center Project. While there were things that REG should have known or done, the investigator, Mr. Dan Davis, and the Debarment Committee did not find cause for debarment. Debarment Committee Decision On October 16, 2002, pursuant to Section 2-405 of the City Code, the Debarment Committee (the "Committee") conducted a hearing on the proposed debarment of REG Architects ("REG"). The Committee listened to a presentation from Mr. Dan Davis, Investigator, which included his findings, opinions, and recommendations. Additionally, the Committee conducted a question and answer session with Mr. Colin Price, Vice President of REG Architects, and with Mr. Dan Davis. After concluding its question and answer session with the investigator (Mr. Davis), the Committee deliberated, and Committee member Todd Tautfest made the following motion, which was seconded by Committee member Natascia Ayers Deshayes, and unanimously approved by the Committee: Based on the investigator's report, as written, there does not appear to be anything found to substantiate debarment against REG. Therefore, I move to dismiss the complaint filed against REG Architects. Process This process began on December 13, 2001, when Mr. Victor Diaz filed a complaint as a citizen-at-Iarge, to the City Manager. Mr. Diaz's complaint was pursuant to Section 2- 405(a), which states that requests for the debarment of contractors may be initiated by a city department or by a citizen-at-Iarge and shall be made in writing to the office of the City Manager. On February 20, 2002, the City Manager recommended that Mr. Daniel Davis, Attorney and Engineer, be hired to perform investigative services. Resolution No. 2002-24737 was adopted by the Mayor and City Commission, which authorized the execution of an agreement with Mr. Davis in an amount not to exceed $20,000. On June 18,2002, the Debarment Committee convened and was provided with a briefing from the City Attomey's office and the Procurement Division, relative to the following: a. Public Records; b. Sunshine Law; c. Conflict of Interest; d. Lobbying; and e. Debarment procedures. On July 31, 2002, Mr. Davis completed his report of investigation of the proposed debarment of REG Architects, Inc. with respect to the A & E contract on the South Shore Community Center. October 16, 2002, pursuant to Section 2-405 of the City Code, the Debarment Committee convened to conduct its proceedings. All interested parties (i.e. Mr. Diaz, Mr. Davis, and REG Architects) were notified of said meeting. Summary of Flndinas 1. REG did not overstate the cost of repair of the project, and its probable cost of new construction was reasonably close to the final report ofthe probable costs. 2. REG should have obtained copies of the original building plans ofthe Center in conjunction with its work under the Schematic Design Phase of its Agreement with the CMB. However, it is apparent that prior to July 6, 2000 either REG was not aware that Morris Lapidus was the architect of the South Shore Community Center, or did not believe that fact to be sufficiently significant to warrant disclosure. 3. REG never committed to have the construction completed by any date. REG's timetables estimate the date of commencement of construction, but do not address the date of completion. Inasmuch as the architect does not control the contractor on a construction project, it would be inappropriate for REG to commit for a date of completion of the construction. 4. There is no evidence in the documentation that REG was initially informed that phased construction was a consideration in its planning. And when REG was notified to provide for phased construction, it took immediate steps to accommodate the request by providing sketches indicating the temporary relocation of the tenants during the construction process. 5. While REG was remiss in failing to force resolution of this critical design element, the City initially assumed the responsibility for resolving the problem by undertaking to obtain a variance from its own board. The City withdrew the application for variance, but no one re-initiated the application process or directed REG to flood proof the building. Ultimately, the problem was resolved as initially projected: by the City Flood Plain Management Board granting a variance. 6. The documentation is replete with evidence of efforts the City's Building Department's help obtain a permit. But the implication that the Building Department gave REG preferential treatment in the permitting process is mis- founded. 7. The calculations of the two structural engineering consultants engaged by REG were consistent. Conclusion Pursuant to Section 2-405(4) of the City Code, the Debarment Committee conducted its proceedings and determined that based on the investigator's report, as written, there does not appear to be anything found to substantiate debarment against REG. Therefore, the Debarment Committee dismissed the complaint filed against REG Architects. The Debarment Committee's decision is final. As a result of the "lessons learned" on this debarment process, the City Attorney's office in coordination with the Administration, and as a result of feedback obtained from the Community Affairs Committee, will be recommending amendments to Section 2-405 of the City Code, entitled Debarment procedures. Said amendments will be presented for first reading in January 2003. Please advise if additional information is required. Attachment: Mr. Dan Davis' Investigation Report C: Mayra Diaz Buttacavoli Assistant City Manager Raul Aguila First Assistant City Attorney Timothy Hemstreet CIP Director GusLopez,CPPO,CPPB Procurement Director/Liaison to Debarment Committee F:\PURCI$ALL\GUSIL TCIDebannent.doc REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER PURSUANT TO CITY OF MIAMI BEACH ORDINANCE NO. 2000-3234, 91, 2-23-00 prepared by: Daniel Davis, Esq. 1313 Ponce de Leon Boulevard Suite 200 Coral Gables, Florida 33134 tel: (305) 446-2517 July 31, 2002 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER INDEX Exhibits Index. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . , . . . . . . . . . . . i Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 1 The Complaint ............................................,.......... 2 Findings ............................................................ 4 A. REG overstated the cost of repair of the Project, and the cost of repair of the Project was in excess of the cost of replacement of the Project ....... 4 B. REG failed to report that the project was designed by Morris Lapidus or inform the CMB of its historic value. ............................,. 11 C. REG missed numerous deadlines in providing the delivery of construction documents. REG failed to timely provide documents so that construction could be commenced in June, 2001 and completed in August, 2001 as committed .................................................... 14 D. REG failed to provide for phased construction, including the relocation of existing tenants without displacing them ............................. 26 E. After the construction documents were to be completed, REG first informed the CMB that the air conditioning system needed replacement, meaning that phased construction was impractical ............................ 29 F. After the construction documents were to be completed, REG first informed the CMB that a fire sprinkler system was required. . . . . . . . . . . . . . . . . . . . .. 29 G. REG failed to resolve the FEMA flood plain requirements, notwithstanding the issue was raised a year earlier. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 31 H. As of January, 2002 the construction documents are still not complete notwithstanding the CMB Building Department's "bending over backwards to help" . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 35 I. The original FEMA calculations provided by REG were incorrect, causing REG to engage another consultant. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 36 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER EXHIBIT INDEX CMB Code SS 2-397 through 2-407, Debarment of Contractors from City Work . . . .. 1 Victor Diaz's request to CMB for debarment: 12-13-01 ........................ 2 REG's Report of Existing Conditions Observations & Program Utilization Analysis ("May 17 Report"): 05-17-00 ....................................... 3 Del Vecchio's Memorandum: 07-03-00 .................................... 4 REG letter to Michel Magloire: 07-11-00 ................................... 5 Michel Magloire memorandum to Annabelle Sanz: 06-12-00 . . . . . . . . . . . . . . . . . . .. 6 Matthew Schwartz letter to Frank Del Vecchio: 08-03-00 . . . . . . . . . . . . . . . . . . . . . .. 7 REG's Report of Existing Conditions Observations & Program Utilization Analysis ("July 13 Report"): 07-13-00 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . , . . . . . . . . .. 8 REG letter to Michel Magloire: 07-17-00 ................................... 9 South Shore Community Center Report: 08-07-00. . . . . . . . . . . . . . . . . . . . . . . . . .. 10 REG's Report of Existing Conditions Observations & Program Utilization Analysis ("September 20 Report"): 09-20-00 ............. . . . . . . . . . . . . . . . . . . .. 11 REG's Report of Existing Conditions Observations & Program Utilization Analysis ("September 25 Report"): 09-25-00 ..... , . . . . . . . . . . . . . . . . . . . . . . . . . .. 12 Victor Diaz letter to Nancy Liebman: 07-06-00 . . . . . . . . . . . . . . . . . . . . . . . .'. . . . .. 13 Reuben Caldwell memorandum to Michel Magloire: 07-13-00 . . . . . . . . . . . . . . . . ., 14 William H. Cary memorandum to Hamid Dolikhani: 11-28-00 .................. 15 Contract between CMB and REG: 07-16-97 ............................... 16 CMB Resolution 98-22848: 07-15-98 . . . . . . . . . . . . . . . . . . , . . . . . . . . . . . . . . . . .. 17 Amendment No.2 to REG Contract: 02-01-00 . . . . . . . . . . . , . . . . . . . . , . . . . . . . .. 18 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER Exhibits Index (Continued) Michel Magloire letter to REG: 10-13-00 .................................. 19 Philip Azan memorandum to Chairman, Flood Plain Management Board ("Azan Letter"): 12-15-00 ............................... _ . . . . . . . .. 20 REG letter to Michel Magloire: 12-06-00 .................................. 21 REG letter to M-D Board of Rules and Appeals: 01-25-01 ................ . . . .. 22 M-D Board of Rules and Appeals letter to REG: 02-23-01 .......... . . . . . . . . . .. 23 Michel Magloire letter to REG: 02-22-01 .................................. 24 REG memorandum to Michel Magloire ("REG Schedule"): 02-28-01 . . . . . . . . . . . .. 25 REG fax to Carla Dixon: 03-07-01 ....................................... 26 Christina Cuervo letter to Margarita Cepeda: 03-12-01 ....................... 27 REG fax transmittal to Michel Magloire: 03-07-01 ........................... 28 Michel Magloire letter to REG: 03-16-01 .................................. 29 Carla Dixon letter to REG: 04-09-01 . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . .. 30 REG fax to Michel Magloire ("REG Revised Schedule"): 04-16-01 .............. 31 REG memorandum to Michel Magloire: 05-16-01 ........................... 32 REG fax transmittal to Michel Magloire: 05-22-01 ........................... 33 Brad Judd memorandum to Michel Magloire: 05-22-01 ....................... 34 Carla Dixon letter to REG: 05-24-01 . . . . . . . . . . . . . . . . . . . . . . . . . . . . , . . . . . . . .. 35 REG fax transmittal to Carla Dixon: 05-29-01 .............................. 36 REG fax transmittal to Michel Magloire: 06-01-01 ........................... 37 ii REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER Exhibits Index (Continued) REG Meeting Minutes: 06-07-01 ........................................ 38 David Moslemian letter to REG: 06-14-01 ................................. 39 REG fax transmittal to Carla Dixon: 06-28-01 .............................. 40 REG memorandum to Michel Magloire: 07-09-01 ........................... 41 Michel Magloire letter to REG: 07-12-01 .................................. 42 REG letter to Carl Hastings: 09-06-01 ..........................,......... 43 Brad Judd memorandum to Carl Hastings: 09-07-01 ......................... 44 Carl Hastings letter to REG: 09-12-01 .................................... 45 REG letter to Carl Hastings: 09-18-01 .................................... 46 Carl Hastings memorandum to Tim Hemstreet: 10-03-01 ..................... 47 CMB Permit Application: 10-04-01 ....................................... 48 South Shore Community Center Renovation Project Meeting Agenda: 10-26-01 ... 49 REG Re-Iocation Sketches: 08-08-01 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 50 REG Project Time Line: 08-08-01 ....................................... 51 REG letter to Carl Hastings: 10-01-01 .................................... 52 REG Construction Schedules: 10-03-01 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 53 Carl Hastings memo to Tim Hemstreet: 12-14-01 ........................... 54 REG memorandum to Carl Hastings: 12-28-01 ............................. 55 REG letter to Carl Hastings: 01-04-01 .................................... 56 . REG draft letter to Michel Magloire: 07-07-00 ...............,....,......... 57 Hi REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER Exhibits Index (Continued) South Shore Community Report: 08-07-00 ................................ 58 Jorge Gonzalez memorandum to G.O. Bond Task Force: 09-11-00 ............. 59 REG fax to Michel Magloire: 11-20-00 ................... . . . . . . . . . . . . . . . .. 60 Matthew Schwartz letter to CMB Flood Plain Management Board: 01-04-01 . . . . . .. 61 Carl Hastings memorandum to Jorge Gonzalez: 12-13-01 . . . . . . . . . . . . . . . . . . . .. 62 Christopher E. Pruitt memorandum to REG: 12-21-00 . . . . . . . . . . . . . . . . . . . . . . .. 63 REG letter to Tim Hemstreet: 12-28-01 ................................... 64 Sinclair Engineering Company letter to REG: 03-05-02 . . . . . . . . . . . . . . . . . . . . . .. 65 Sinclair Engineering Company letter to REG: 03-22-02 . . . . . . . . . . . . . . . . . . . . . .. 66 REG letter to Carl Hastings; 04-10-02 .................................... 67 CMB Plans Processors' Review Sheets: 10-12, 14, and 18-02 .......,......... 68 Carl Hastings letter to REG: 03-07-02 .................................... 69 REG letter to CMB Flood Plain Management Board: 01-02-01 ................. 70 CRA Clarke, Inc. letter to Carla Dixon: 01-04-01 ............................ 71 iv REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER AUTHORITY City of Miami Beach ("CMB") Ordinance No. 2000-3234, ~1, 2-23-00 ("Ordinance") provides that: Requests for the debarment of contractors may be initiated by a city department or by a citizen-at-Iarge and shall be made in writing to the office of the city manager. Upon receipt of a request for debarment, the city manager shall transmit the request to the mayor and city commission at a regularly scheduled meeting. The mayor and city commission shall transmit the request to a person or persons who shall be charged by the city commission with the duty of promptly investigating and preparing a written report(s) concerning the proposed debarment, including the cause and grounds for debarment, as set forth in this division.1 On December 13, 2001 Victor Diaz, a resident of the CMB, president of the not-for- profit One Stop Career Center located at the South Shore Community Center ("Center"), and member of the GO Bond Project Oversight Committee, filed a written request that "pursuant to Section 2-405 of the City Code, ... debarment proceedings be initiated against REG Architects for their careless, sloppy and untimely performance of the A&E Contract on the South Shore Community Center ("Project")."2 On February 20, 2002 at a regularly scheduled meeting of the CMB commission, the CMB mayor and commission appointed undersigned to carry out the duties described in the Ordinance. Pursuant to said assignment undersigned has reviewed the complete 2 CMB Code ~ 2-405 (a) (Exhibit 1 @ pp 5). Victor Diaz letter to Jorge Gonzalez dated December 13, 2001 (Exhibit 2). 1 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER file provided by CMB City Manager with respect to the Project, visited the Project site, and conducted face-to-face or telephone interviews with the following individuals: Victor Diaz, the complainant; Michel Magloire, CMB Senior Capital Projects Coordinator; Carl Hastings, CMB Senior Capital Projects Coordinator; Colin Price, Director of Operations of REG Architects, Inc.; Frank Del Vecchio, memberofthe GO Bond Project Oversight Committee; Jorge Gonzalez, CMB City Manager; Tim Hemstreet, CMB Special Assistant to the City Manager; Brad Judd, CMB Director of Property Management; Ralph Moreno, CMB , Property Management Air Conditioning Supervisor; and PhilipAzan, CMB Building Official. As a result of the above described interviews and analysis of the information and materials that were gathered, the following was determined: THE COMPLAINT Victor Diaz articulated that his complaint was predicated on the over-all deficient performance of REG Architects, Inc. ("REG") with respect to the Project, and cited the following specific examples: 1. REG overstated the cost of repair of the Project, and the cost of repair of the Project was in excess of the cost of replacement of the Project. 2. REG failed to report that the Project was designed by Morris Lapidus or inform the CMB of its historic value. 3. REG missed numerous deadlines in providing the delivery of construction 3 All documents incorporated in this report are as provided by CMB unless otherwise indicated. 2 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER documents. REG failed to timely provide documents so that construction could be commenced in June, 2001 and completed in August, 2001 as committed. 4. REG failed to provide for phased construction, including the relocation of existing tenants without displacing them. 5. After the construction documents were to be completed, REG first informed the CMB that the air conditioning system needed replacement, meaning that phased construction was impractical. 6. After the construction documents were to be completed, REG first informed the CMB that a fire sprinkler system was required. 7. REG failed to resolve the FEMA flood plain requirements, notwithstanding the issue was raised a year earlier. 8. As of January, 2002 the construction documents are still not complete notwithstanding the CMB Building Department's "bending over backwards to help." 9. The original FEMA calculations provided by REG were incorrect, causing REG to engage another consultant. 3 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER FINDINGS A. REG OVERSTATED THE COSTOF REPAIROFTHE PROJECT, AND THE COST OF REPAIR OF THE PROJECT WAS IN EXCESS OF THE COST OF REPLACEMENT OF THE PROJECT. On or about May 17, 2000 REG delivered its report entitled, "City of Miami Beach South Shore Community Center Existing Building Conditions Observations & Program Utilization Analysis" ("May 17 Report"),4 to the Parks Department which transmitted it to the City Manager's Office which in-turn placed it on the CMB Finance and Citywide Projects Committee agenda for June 6,20005where it was presented by REG.6 Included within the May 17 Report was Exhibit "A," Opinion of Probable Cost for Renovation Improvements, in which estimates of renovation costs were reported as follows:7 I. Maintenance Items The following items have been placed in priority order: 1. New roofing system, double-T joint filler, insulation and storm water improvements 2. $ 150,000.00 Existing HV AC system demolition $ 45,000.00 4 REG's Report of Existing Building Conditions Observations & Program Utilization Analysis dated May 17, 2000 (Exhibit 3). Letter from Matthew Schwartz, Assistant City Manager, to Frank Del Vecchio, dated August 3, 2000 (Exhibit No.7). Discussion with Tim Hemstreet on July 30, 2002. REG's Report of Existing Building Conditions Observations & Program Utilization Analysis dated May 17, 2000 (Exhibit 3 @ pp 16). 4 5 6 7 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER 3. Complete HV AC system replacement $ 19,000.00 4. Window replacement at second floor level $ 36,000.00 5. Electrical swichboard [sic] replacement $ 55,000.00 6. Ground floor storefront replacement $ 43,500.00 7. Lighting Improvements $ 32,000.00 Total Recommended Maintenance Improvements 1,139,500.00 * Note: No provision for asbestos has been included in this estimate II. Renovation Items 1. ADA Compliance upgrades throughout facility, including $ 120,000.00 restrooms, access to parking, life safety issues and door hardware. 2. Accommodate existing tenants immediate and possible $ 95,000.00 future programming needs: computer/ Internet stations, minor office space modifications, etc. 3. Renovate interior spaces: new paint, flooring, ceilings as $ 95,000.00 needed, sound attenuation/ proofing in day care area. 4. Renovate tot lot and playground. $ 95,000.00 5. Sandblast, repair, and waterproof exterior. $ 100,000.00 6. Landscaping improvements: remove exterior planters $ 100,000.00 filled with concrete, new planting/ garden areas, sod, and irrigation. 7. Multipurpose auditorium renovated, etc. $ 95,000.00 Total Budget for Renovation Items $ 700,000.00 5 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER Tota~ Maintenance and Renovation Budget $1,839,500.00 In comparison, Exhibit "B" of the May 17 Report, Opinion of Probable Cost for New Construction, reported the costs of demolition and construction of a new Community Center as follows:8 I. Demolition The following items have been placed in priority order: 1. 2. Demolition of existing structure Site preparation for new structure Total Demolition $ 85,000.00 $ 5,000.00 $ 90,000.00 * Note: No provision for asbestos has been included in this estimate II. New Community Center 1. Day care center 3,600 sf $ 280,000.00 2. 2 Story office and education center , 9,000 sf $ 675,000.00 3. Rest rooms 1,500 sf $ 128,000.00 4. Reception hall/auditorium 3,600 sf $ 180,000.00 5. Equipment areas 1,800 sf $ 99,000.00 Total area 19,500 sf $1,362,000.00 Total demolition and site preparation $ 30,000.00 10% Mobilization $ 139,200.00 10% Unforeseen $ 139,200.00 8 REG's Report of Existing Building Conditions Observations & Program Utilization Analysis dated May 17, 2000 (Exhibit 3 @ pp 18). 6 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER Total Construction Budget $1,670,400.00 Even a cursory review of the two Exhibits discloses two inconsistencies. First, the sum of the "Maintenance Items" listed in Exhibit "A" is $380,500.00, not $1,139,500.00 as reported; an apparent overstatement of the Total Recommended Maintenance Improvements in the amount of $759,000.00. This discrepancy was first disclosed on July 3,2000 by Frank Del Vecchio ("Del Vecchio's Memorandum").9 The second inconsistency occurs in Exhibit "B," the calculation of the Probable Costs for New Construction. Although the total demolition cost, itemized under paragraph I is in the amount of $90,000.00, the figure is restated in paragraph" as $30,000.00; an apparent understatement of the Total Construction Budget in the amount of $60,000.00. As a result of the two inconsistencies it was reported that the Opinion of Probable Cost of New Construction, $1,670,400.00, is $169,100.00 less than the Opinion of Probable Cost of Renovation Improvements, $1,839,500.00. On or about July 11, 2000 in response to Del Vecchio's Memorandum. and prompted by a memorandum from Michel Magloire dated July 5,200010, REG first informed that the May 17 Report was intended as a draft and not intended for general distribution, and enclosed a Revised Exhibit "A" ("REG July 11 , 2000 Letter").11 While Exhibit "A" of the May 17 Report contained only 7 Maintenance Items, Revised Exhibit "A" of the REG July 9 Memorandum from Frank Del Vecchio to Lawrence A. Levy dated July 3, 2000 (Exhibit 4). 10 CMB's documents did not include the memorandum from Mr. Magloire dated July 7,2000, but it's existence is referenced in REG's July 11, 2000 correspondence (See Exhibit 5). REG letter to Michel Magloire dated July 11, 2000 (Exhibit 5). 7 11 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER 11, 2000 Letter included 14, the first seven of which have identical descriptions to those in the original Exhibit "A." Apparently, items 8 through 14 in the REG July 11,2000 Letter were either intentionally or inadvertently omitted from the May 17 Report. Interestingly, item 3 of the original Exhibit "A" for complete HVAC system replacement was listed at $19,000.00 while the same description in Revised Exhibit "A" was listed at $195,000.00. This would lend credence to REG's statement that the May 17 Report was not finalized. Moreover, on June 12, 2000, after the May 17 Report was released, but prior to the disclosure of apparent discrepancies in Del Vecchio's Memorandum, Michel Magloire reported to Annabelle Sanz that the Probable Cost for Renovation, Exhibit "A," had been revised ,by REG from $1,839,500 to $1,460,200,12 lending additional support to REG's statements that the May 17 Report was neither finalized nor intended for general distribution. Finally, on August 3, 2000 Matthew Schwartz issued correspondence to Mr. Del Vecchio responsive to Del Vecchio's Memorandum in which he stated among other things that: . The May 17 Report was inappropriately submitted by CMB staff to the Finance Committee prior to a proper internal review; . The May 17 Report was inadvertently placed on the CMB Finance and Citywide Projects Committee agenda by the CMB Manager's Office; . The May 17 Report was not submitted to the Project Manager for review when submitted to CMB; . Numerous elements necessary for a proper determination were not known or included in the May 17 Report; and 12 Michel Magloire memorandum to Annabelle Sanz dated June 12, 2000 (Exhibit 6). 8 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER . The May 17 Report is not considered to be a final report.13 After REG provided its Revised Exhibit "A" on July 11,2000, it continued to analyze and evaluate the estimated costs of new construction and renovation of the Center. On July 13, 2000 REG issued a revised version of its Existing Building Conditions Observations & Program Utilization Analysis ("July 13 Report").14 On July 17, 2000 REG revised its correspondence to Michel Magloire dated July 11, 2000.15 On or about August 7,2000 it was determined that the preliminary studies should include an asbestos survey of the building, an appraisal of the building, reclassification of the building as an historic contributing structure, and investigation of obtaining a flood variance. 16 On September 20, 2000 REG issued its "Final Draft" of the Existing Building Conditions Observations & Program Utilization Analysis ("September 20 Report").17 On September 25, 2000 REG issued its "final" Existing Building Conditions Observations & Program Utilization Analysis ("September 25 Report"). 18 Issue: Whether REG overstated the cost of repair of the project, and the cost of repair of the project was in excess of the cost of replacement fo the projoct. 13 Matthew Schwartz letter to Frank Del Vecchio dated August 3, 2000 (Exhibit 7). 14 REG's Report of Existing Building Conditions Observations & Program Utilization Analysis dated July 13, 2000 (Exhibit 8). REG letter to Michel Magloire dated July 17, 2000 (Exhibit 9). South Shore Community Center Report dated August 7,2000 (Exhibit 10). REG's Report of Existing Building Conditions Observations & Program Utilization Analysis dated September 20, 2000 (Exhibit 11). REG's Report of Existing Building Conditions Observations & Program Utilization Analysis dated September 25, 2000 (Exhibit 12). 9 15 16 17 18 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER Ooinion: It can be seen by review of REG's estimates that the preliminary estimate for 100% Renovation provided in the May 17 Report was reasonably close to its final reported estimate (6% greater than finally reported), and that its estimate for the cost of 100% Renovation varied from 10% more than New Construction to virtually the same as New Construction, as follows: I n summary it appears that the May 17 Report was preliminary and not intended for distribution; the May 17 Report estimate of the cost of renovation was not overstated; and 19 A "minimum" renovation. Option "A," was also provided at the estimated cost of $1 ,449.294.00. 20 A "minimum" renovation, Option "A," was also provided at the estimated cost of $1 ,499,108.00. 10 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER the May 17 Report indicated the Probable Cost of Renovation to be 10% greater than its Probable Cost of New Construction which was reasonably close to the final report of probable costs. B. REG FAILED TO REPORT THAT THE PROJECT WAS DESIGNED BY MORRIS LAPIDUS OR INFORM THE CMB OF ITS HISTORIC VALUE. The May 17 Report contains the following statement: Constructed in 1969, the structure has undergone several modifications in 1974 and 1979 in order to keep up with the growing and changing needs of the community.21 The May 17 Report also advocates demolition of the structure and the erection of a new replacement facility.22 In response to the May 17 Report, Victor Diaz reported to CMB Commissioner, Nancy Liebman on July 6, 2000 that pursuant to his request CMB conducted an investigation of the architectural origin ofthe building, and determined that the South Shore Community Center was designed by Morris Lapidus.23 The July 13 Report contains the following statement: Designed by Morris Lapidus in 1969 and constructed in the early 1970's the structure has undergone several modifications in 1974 and 1979 in order to keep up with the growing and 22 REG's Report of Existing Building Conditions Observations & Program Utilization Analysis dated May 17, 2000 (Exhibit 3 @ pp 4). REG's Report of Existing Building Conditions Observations & Program Utilization Analysis dated May 17, 2000 (Exhibit 3 @ pp 5). Victor Diaz letter to Nancy Liebman dated July 6, 2000 (Exhibit 13). 11 21 23 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHOaE COMMUNITY CENTER changing needs of the community.24 Both the September 20 Report,25 and the September 25 Report26 contain the following statement: Designed by prominent Miami Beach Architect Morris Lapidus in 1969 and constructed in the early 1970's the structure has undergone several modifications in 1974 and 1979 in order to keep up with the growing and changing needs of the community. However, aside from the documents identifying the structure's architectural origins no documentation provided in this investigation dated prior to August 19, 2000 demonstrates the building's historical significance. Moreover, it appears that the historic value of this building was not given any consideration until July 13, 2000, when the relevance of the building's historical significance as it applied to the proposed renovations was discussed as follows: . A meeting was held on July 13, 2000 to determine strategies that would result in renovating the building in compliance with the 50% Rule.27 24 REG's Report of Existing Building Conditions Observations & Program Utilization Analysis dated July 13, 2000 (Exhibit 8 @ pp 5). REG's Report of Existing Building Conditions Observations & Program Utilization Analysis dated September 20, 2000 (Exhibit 11 @ pp 5). REG's Report of Existing Building Conditions Observations & Program Utilization Analysis dated September 25, 2000 (Exhibit 12 @ pp 5). In general, the 50% Rule provides that where renovations or additions to an existing building are to be constructed, and said renovations or additions have an estimated cost in excess of 50% of the appraised value of the existing structure, then certain contemporary requirements must be met for which the building was previously exempt. 25 26 27 12 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER . The relevant consideration was compliance with the Flood Plane Management Criteria. The first floor of the South Shore Community Center is at elevation six (6) feet, and the required elevation is eight (8) foot, minimum. . The strategy under consideration involved Section 8-15 (~~) of the CMB's Flood Plane Management Ordinance, which states that variances can be issued for renovations above 50% by the Flood Plane Management Board provided that the existing structure is a "contributing structure" within a local, state or federally designated historic district. . The South Shore Community Center was not listed as a "contributing structure," but it did lie within the National Register Architectural District as well as the Local Flamingo Park Historic District and was fully eligible for reclassification as a "contributing structure."28 The South Shore Community Center was designated a contributingstructure by the Historic Preservation Board on August 10, 2000.29 Issues: (1) Whether REG failed to report that the project was designed by Morris Lapidus, and (2) Whether REG failed to inform the CMB of the project's historic value. 28 Reuben Caldwell memorandum to Michel Magloire dated July 14, 2000 (Exhibit 14). 29 William H. Cary memorandum to Hamid Dolikhani dated November 28, 2000 (Exhibit 15). 13 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER Ooinion: As a routine matter, REG should have obtained copies of the original building plans of the Center in conjunction with its work underthe Schematic Design Phase of its Agreement with the CMB.30 However, it is apparent that prior to July 6, 2000 either REG was not aware that Morris Lapidus was the architect of the South Shore Community Center, or did not believe that fact to be sufficiently significant to warrant disclosure. It further appears that prior to its designation on August 10, 2000 the South Shore Community Center was not officially recognized as having historic value. C. REG MISSED NUMEROUS DEADLINES IN PROVIDING THE DELIVERY OF CONSTRUCTION DOCUMENTS. REG FAILED TO TIMELY PROVIDE DOCUMENTS SO THAT CONSTRUCTION COULD BE COMMENCED IN JUNE, 2001 AND COMPLETED IN AUGUST, 2001 AS COMMITTED. On July 16, 1997 CMB and REG entered into a written contract wherein REG would, among other things, provide architectural services for the South Shore Community Center ("REG Contract").31 On or about July 15, 1998 CMB reduced the scope of the REG Contract, temporarily eliminating the South Shore Community Center project from REG's scope of work.32 On February 1, 2000 CMB and REG entered into Amendment No.2 of the REG Contract wherein the South Shore Community Center was added to other projects 30 Agreement between City of Miami Beach and REG Architects, Inc. dated July 16, 1997 (Exhibit 16 @ pp 9). 31 Agreement between City of Miami Beach and REG Architects, Inc. dated July 16, 1997 (Exhibit 16). City of Miami Beach Resolution No. 98-22848 (Exhibit 17 @ pp 2). 14 32 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER for which REG was providing architectural services ("Amendment No. 2").33 Amendment NO.2 provided the following timetable: December, 1999 Amend the REG Contract; July, 2000 completion of construction documents, specifications and permitting process; September, 2000 bidding and award of contract; October, 2000 through September, 2001 construction.34 From the outset the timetable was in jeopardy. Although the timetable indicated that the REG Contract would be amended in December, 1999 Amendment No.2 was not executed until February, 2000, two months behind the projected schedule. The timetable provided seven months from the time the REG Contract was amended until the working drawings and specifications would be completed and construction permits issued. In contrast, although REG was authorized to begin work on the project in February, 2000 it was not until October 18, 2000 (8 months later, and one month after the timetable allowance for issuance of permits) that REG completed the Schematic Design Phase and the CMB issued its authorization to REG to proceed with the Design Development Phase.35 Between February, 2000 and October, 2000 numerous issues had to be considered, and many resolved, before the project could move forward. Significant among them were the consideration of the historical significance of the Center, the flood requirements, the 50% Rule, and the impact each of them would have on the construction requirements. These topics are discussed more fully in other sections of this report. Additionally, the May 17 Report project the Cost of Renovation to be $1,839,500 and the 33 Amendment No.2 to Agreement between CMB and REG Architects, Inc. dated February 1, 2000 (Exhibit 18 @ pp 3). 34 Amendment No.2 to Agreement between CMB and REG Architects, Inc. dated February 1, 2000 (Exhibit 18 @ pp 6). Michel Magloire letter to REG dated October 13 [sic], 2000, (Exhibit 19). 15 35 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER Cost of Replacement to be $1,670,400. Both figures were in excess of the allocated construction budget, $1,200,000,36 and therefore, the CMB was compelled to seek additional funding from the Sunshine State Switch Gear Loan Pool Fund ($100,000), the City-Wide Roof Repair- G.O. Bond Fund ($100,000), and the City-Wide ADA Repair- G.O. Bond ($100,000) to cover the estimated increased costs of construction and commensurate $29,401 in increased architectural fees.37 Additionally, after funding was achieved, then the CMB staff had to schedule review of the proposal by the CMB Finance and Citywide Projects Finance Committee and the G.O. Bond Oversight Committee, and finally obtain authorization from the CMB Commission prior to issuing the Notice to Proceed with the Design Development Phase.38 Notwithstanding the issuance of authorization to proceed with the Design Development Phase, additional considerations hindered REG from doing so. For example, the issue of compliance with the Flood Plain Management Criteria was not resolved. The significance of this issue from an architectural design perspective is described in a letter from Phil Azan, CMB Building Director and Building Official, to the Chair and members of the CMB Flood Plain Management Board dated December 15, 2000 ("Azan Letter"),39 as follows: Under the terms of the City's Flood Plain Management Ordinance, and applicable Code of Federal Regulations (CFR), 39 Amendment No.2 to Agreement between CMB and REG Architects, Inc. dated February 1, 2000 (Exhibit 18 @ pp 6). Discussion with Tim Hemstreet on July 30, 2002. Discussion with Tim Hemstreet on July 30,2002. Philip Azan letter to Chairman, Flood Plain Management Board dated December 15, 2000 (Exhibit 20). 16 36 37 38 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER all new construction and substantial improvements40 of non- residential structures must have the lowest floor to or above the Base Flood Elevation (UBFEU), or be designed so that the structure is watertight with walls substantially impermeable to the passage of water and with structural components having the capability of resisting hydrostatic and hydrodynamic loads and effects of buoyancy (a/k/a dry flood proofing). The Finished Floor Elevation of the referenced structure is 2.5 feet below the BFE. The applicant is seeking variance from requirements of flood proofing or elevating the structure to the BFE. Until the CMB Flood Plain Management Board rendered its decision, or the CMB withdrew its application, REG could not know whether a variance would be granted and the first floor structure would remain, or a variance would not be granted in which event the first floor would have to either be raised 2.5' or flood proofed. This resolution of this issue further delayed the preparation of the architectural drawings because although not part of the REG Contract basic services, the preparation of the application to the Flood Plain Management Board was delegated to REG.41 Accordingly, REG was compelled to use its resources to prepare the complicated application which required extensive research.42 The Flood Plain Management Criteria was further complicated because while factions of CMB were in favor of granting the flood variance (Reuben Caldwell43 and William Cary,44) other 40 Read: 50% Rule. 43 REG letter to Michel Magloire dated December 6,2000 (Exhibit 21). REG letter to Michel Magloire dated December 6,2000 (Exhibit 21). Reuben Caldwell memo to Michel Magloire dated July 13, 2000 (Exhibit 14 ). 41 42 44 William H. Cary memorandum to Hamid Dolikhani dated November 28, 2000 (Exhibit 15). 17 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER CMB officials were not (Phil Azan45). Another issue that complicated the preparation of the design was the resolution of compliance with the contemporary wind load requirements of the South Florida Building Code. In January, 2001 CMB applied to the Miami-Dade County Board of Rules and Appeals ("BORA") for exemption from the contemporary wind load requirements. REG submitted a cover letter to Francisco Quintana, Secretary to BORA which describes the problem, as follows: According to the South Florida Building Code Section 104.3(e) "Where repairs and alterations amounting to more than 50 percent of the replacement value of the existing building are made during any 12 month period, the building or structure shall be made to conform to all requirements of a new building or structure or be entirely demolished." This renovation will include the entire replacement of electrical and mechanical systems, new DCPA impact resistant windows and storefront doors, ADA upgrades, FEMA flood proofing requirements, and life safety upgrades to comply with the current code. Being that his building has been given historic contributing status, we are requesting that the structure remain in its existing condition and not be required to comply with today's wind loads. The existing facility has survived many natural disasters since its construction without any structural damage.45 On February 15, 2001 BORA approved the CMB application for an historic building exception to the present structural requirements of the South Florida Building Code47 And 45 Philip Azan memorandum to Flood Plain Management Board dated December 15, 2000 (Exhibit 20). 47 REG letter to Francisco Quintana, Secretary to the Miami-Dade Board of Rules and Appeals dated January 25, 2001 (Exhibit 22). Francisco Quintana letter to REG dated February 23, 2001 (Exhibit 23). 18 46 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER on February 22, 2001 Michel Magloire wrote to REG as follows: Pursuant to the resolution of the issues regarding FEMA requirements, and subsequent to the waiver of the South Florida wind load requirements which was granted for this project by the Miami-Dade County Board of Rules and Appeals, the City of Miami Beach hereby authorizes your firm, to proceed with the design development of the South Shore Community Center. In addition as previously discussed please submit an updated schedule for the subject project, time is of the essence.48 Consequently, thirteen months after Amendment NO.2 was executed, REG was authorized by CMB to prepare design development drawings,49 and directed to provide a time schedule for its work. REG responded to Mr. Magloire by providing the following benchmark due dates: . 100% design development submittal: March 8, 2001 . Design Development Approval: March 13,2001 . 50% construction documents submittal: April 4, 2001 . CMB Staff review and comments: April 1 0, 2001 90% construction documents submittal: April 25, 2001 . Estimated permitting completion with City Assistance: May 9, 2001 . Construction Commencement: May 14, 200150 ("REG Schedule"). 50 Michel Magloire letter to REG dated February 22, 2001 (Exhibit 24). Pursuant to the REG Contract and Amendment No.2 REG was to provide (1) Schematic Design Drawings, then (2) Design Development Drawings, and finally (3) Construction Documents. REG memorandum to Michel Magloire dated February 28, 2001 (Exhibit 25). 48 49 19 REPORT OF INVESTIGATrON OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER On March 7, 2001 REG requested that CMB provide it with a full set of the Project working drawings for use by its consultants.51 On March 12, 2001 Christina Cuervo, Assistant City Manager of CMB, wrote to Margarita Cepeda, Executive Director of the Miami Beach Hispanic Community Center ("Cuervo Letter"), and attached the REG Schedule,52 The Cuervo Letter states that, "Notwithstanding any unforseen circumstances, we estimate that construction should commence no later than June 1, 2001, and be completed by January, 2002." On March 8, 2001 REG timely submitted its design development drawings to CMB.53 On or about March 16,2001 CMB responded to REG's design development drawings by directing REG to: . re-explore possibilities for the Auditorium toilet rooms; · add a data and telephone room on the first floor; . provide separate sex toilet rooms for the kindergarten; . re-evaluate the use of the current folding partition between rooms 124 and 125; . enlarge classrooms 202 and 205; . re-evaluate the use of sliding doors in classrooms 202 and 205: . convert room 209 from storage to data and telephone room.54 By April 3, 2001 REG revised its design development drawings and resubmitted 54 REG fax transmittal to Carla Dixon dated March 7, 2001 (Exhibit 26). Christina Cuervo letter to Margarita Cepeda dated March 12, 2001 (Exhibit 27). REG fax transmittal to Michel Magloire dated March 7, 2001 (Exhibit 28). Michel Magloire letter to REG dated March 16, 2001 (Exhibit 29). 20 51 52 53 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER them to CMB,55 and on April 9, 2001 CMB sent its reply ("Dixon Letter").56 In the Dixon Letter, the CMB indicates approval of the design development drawings with one minor exception (location of an interior door), and seeks confirmation that the Project will be "ready for bid by May 9, 2001" as per the REG Schedule. On April 16, 2001 REG responded to Ms. Dixon by providing the following benchmark due dates: . 100% design development submittal: March 8, 2001 . Design Development Approval: April 9, 2001 . 50% construction documents submittal: May 16, 2001 . CMB Staff review and comments: May 30,2001 . 90% construction documents submittal: June 6, 2001 . Estimated permitting completion with City Assistance: June 28, 2001 . Construction Commencement: June 29, 200157 ("REG Revised Schedule"). REG also stated that its Construction Documents were intended for permitting and construction, not for bid purposes; that the CMB Property Management Department will complete the construction.56 An examination of the REG Schedule and REG Revised Schedule indicates that the 27-day delay in the approval of the design development drawings59 resulted in projected delays of 42-days for the 50% construction documents 55 Carla Dixon letter to REG dated April 9, 2001 (Exhibit 30). Carla Dixon letter to REG dated April 9, 2001 (Exhibit 30). REG memorandum to Michel Magloire dated April 16, 2001 (Exhibit 31). REG memorandum to Michel Magloire dated April 16, 2001 (Exhibit 31). 03-08-01: REG's first submittal. 03-16-01: CMB response to the first submittal. 04-03-01: REG's second submittal. 04-09-01: CMB response to second submittal and approval. Total CMB review time: 14 days. Total REG revision time: 13 days. Total Delay Time: 27 days. 21 56 57 58 59 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER submittal; 42-days for the 90% construction documents submittal; 50-days for the estimated permitting with CMB assistance; and 46-days for the commencement of construction. On May 16, 2001 REG delivered a progress set of drawings to the CMB, stating that it needed responses from CMB on its requests for direction dated May 1, 2001 in order to finalize its 50% construction documents submittal (REG May 16, 2001 Letter").60 In the REG May 16, 2001 Letter, REG identified its proposed electrical, air conditioning, and plumbing solutions, and requested confirmation and additional information by May 21, 2001. On May 22,2001 REG sent a follow-up transmittal to CMB requesting a response to the REG May 16, 2001 Letter.61 On May 22,2001 Brad Judd wrote to Michel Magloire stating that he disagreed with the air conditioning solution proposed in the REG May 16, 2001 Letter.62 On May 24, 2001 Carla Dixon wrote to REG stating that the CMB has concerns regarding the air conditioning solution proposed in REG May 16 Letter, and requesting a meeting to resolve the problem.63 On May 29,2001 REG wrote to Ms. Dixon requesting confirmation of the meeting concerning HV AC issues, and informing her that the mechanical and electrical engineering had been put on "hold" pending resolution of the problem.64 9n June 1, 2001 REG wrote to Michel Magloire stating that it still had not received the tenants' electrical equipment loads requested in the REG May 16, 2001 60 REG memorandum to Michel Magloire dated May 16, 2001 (Exhibit 32). REG fax transmittal to Michel Magloire dated May 22, 2001 (Exhibit 33). Brad Judd memorandum to Michel Magloire dated May 22,2001 (Exhibit 34). 61 62 64 Carla Dixon letter to REG dated May 24, 2001 (Exhibit 35). REG fax transmittal to Carla Dixon dated May 29, 2001 (Exhibit 36). 22 63 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER Letter, and that its consultant could not proceed without the information.65 On June 7, 2001 a meeting was held in which the air conditioning solution proposed in the REG May 16, 2001 Letter was discussed.66 In summary, David Moslemian, REG's mechanical consultant, recommended replacement of the entire air conditioning system, including all components. Brad Judd, CMB Director of Property Management, agreed that the existing air handling units should be replaced. size for size, and that the existing condenser needed replacement, but did not agree to the replacement of the existing chiller, air conditioning piping, or air ducts.67 On June 14, 2001 David Moslemian wrote to REG confirming his original instructions to provide an entirely new air conditioning system, and supporting the reasoned decision to do so ("Moslemian Letter").68 On June 28,2001 REG wrote to Carla Dixon stating among other things that it could not proceed with the final electrical and mechanical design until the chiller system is decided upon.69 On July 9, 2001 REG wrote to Michel Magloire in which it stated: With reference to our meeting with City of Miami Beach (CMB) on 6/7/01, REG received approval from CMB lastweek, 7/3/01, to proceed with engineering design drawings for a new chiller and air conditioning system. This design includes new equipment, electrical and plumbing feeds, panels, controls, etc.7o ("REG July 9, 2001 Letter"). 65 REG letter to Michel Magloire dated June 1, 2001 (Exhibit 37). REG Meeting Minutes dated June 7, 2001 (Exhibit 38). Interview with Brad Judd on April 5.2002. David Moslemian letter to REG dated June 14,2001 (Exhibit 39). REG fax transmittal to Carla Dixon dated June 28. 2001 (Exhibit 40). REG memorandum to Michel Magloire dated July 9,2001 (Exhibit 41). 23 66 67 68 69 70 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS. INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER On July 12, 2001 Michel Magloire responded to the REG July 9, 2001 Letter indicating that the CMB had previously requested a cost comparison between the renovation of the existing system and the proposed replacement system, and that said comparison had not been provided ("Magloire July 12, 2001 Letter").71 However, the Magloire July 12, 2001 Letter neither confirms nor denies the CMB acceptance of the proposed replacement system, nor directs REG to provide the requested cost comparison. On the contrary, it merely directs REG to "design the project within the allocated budget," and to "provide a progress cost estimate to ensure that the project is within budget." On September6, 2001 REG wrote to Carl Hastings, CMB Capital Projects Coordinator72 again discussing reasons to proceed with complete replacement of the air conditioning system ("REG September 6,2001 Letter").73 The REG September 6,2001 Letter also advises that if REG has to "reinvestigate cooling loads and chiller systems at this stage, after being given the directive by you with our design and documents complete, it would mean additional fees and an extended redesign period oftime." On September 7, 2001 Brad Judd issued an interoffice memorandum to Carl Hastings addressing the REG September 6,2001 Letter ("Judd Memo").74 The Judd Memo takes exception to the statement that the chiller was not properly maintained. It also 74 Michel Magloire letter to REG dated July 12, 2001 (Exhibit 42). Initially, Michel Magloire was the Capital Projects Coordinator for the Project. During the course of the Project the CMB Capital Improvements Office was reconfigured, and the Project was reassigned to Carl Hastings. Interviews with Michel Magloire and Carl Hastings on March 15, 2002. See also Magloire July 12, 2001 Letter, Exhibit 42, and REG September 6,2001 Letter. REG letter to Carl Hastings dated September 6, 2001 (Exhibit 43). Brad Judd memorandum to Carl Hastings dated September 7,2001 (Exhibit 44). 71 72 73 24 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER asserts that the building has sufficient insulation "because the HV AC system was designed to handle the loads without it." On September 12, 2001 Carl Hastings wrote to REG requesting that REG make an economic analysis of replacing the entire system in comparison with retaining the existing chiller unit while replacing the air handling and condensing equipment ("Hastings September 12, 2001 Letter").75 The Hastings September 12, 2001 Letter also states that the economic study should be provided at no additional fee. On September 18, 2001 REG responded in writing to the Hastings September 12, 2001 Letter.76 In it REG states that the re-use of the existing chiller with the new replacement equipment "would not be possible," as follows: . The existing chiller is 25% over capacity in tonnage and is not compatible with the design of the revised air conditioning system. . REG's consultants found the existing system to be malfunctioning. . The existing chiller has high electrical consumption, excessive noise and vibration as a result of the chiller system. . REG's consultants will not be responsible for the chiller. . REG's consultants can not predict the life expectancy of the chiller. . REG's consultants are not prepared to sign and seal their drawings if the system is to accommodate the existing chiller. Additionally, REG enclosed a copy of the Moslemian Letter,77 stating that its consultants had provided an "energy cost savings factor." Copies of additional documents 77 Carl Hastings letter to REG dated September 12, 2001 (Exhibit 45). REG letter to Carl Hastings dated September 18, 2001 (Exhibit 46). David Moslemian letter to REG dated June 14,2001 (Exhibit 39). 25 75 76 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER were provided78 to indicate that CMB had previously authorized REG to proceed with the design encompassing the complete replacement of the entire air conditioning system. Ultimately, the CMB determined that an economic analysis of replacing the entire system in comparison with retaining the existing chiller unit while replacing the air handling and ... condensing equipment was not within REG's scope of work, that such an analysis would involve additional charges by REG, and that due to the advanced age of the existing equipment such an expenditure was not warranted.79 Accordingly, the CMB agreed to allow the replacement of the entire HV AC system as recommended by REG.80 On October 3,2001 REG delivered two sets of signed and sealed plans to the CMB for permit processing.81 On October 4,2002 CMB applied for the building permit and the review of the plans by the various CMB plans processors was commenced.82 By October 26,2001 the plans were approved by the electrical section and the mechanical section; the engineering section and the accessibility section had lodged comments indicating additional information or changes to the plans were required; and the other sections had not issued approval or comments.83 Of particular significance was the Engineering 78 REG letter to Michel Magloire dated July 9, 2001 (Exhibit 41): Carla Dixon letter to REG dated April 9, 2001 (Exhibit 30); and Michel Magloire letter to REG dated October 13, 2000 (Exhibit 19). 79 Telephone conversation with Tim Hemstreet on July 30, 2002. Telephone conversation with Carl Hastings on June 19, 2001. Carl Hastings memorandum to Tim Hemstreet dated October 3,2001 (Exhibit 47). City of Miami Beach Permit Application dated October 4, 2001 (Exhibit 48). 80 81 82 83 South Shore Community Center Renovation Project Meeting Agenda, October 26, 2001 with City of Miami Beach Plans Processing Approvals 26 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER Section's comment: Provide drawing in detail for Flood proofing design & a signed and sealed flood proofed certificate by the structural engineer on record. Although there were many comments from the various plans processors, the two most significant issues to be addressed were (1) the fire sprinkler system, and (2) the flood proofing of the first floor to comply with the FEMA requirements.84 A discussion of these two issues follows in detail in sections following in this report.85 Issues: (1) Whether REG missed numerous deadlines in providing the delivery of construction documents, and (2) Whether REG failed to timely provide documents to that construction could be commenced in June, 2001 and completed in August, 2001. Opinion: On April 3, 2001 REG committed to have its construction documents 90% completed by June 6, 2001, and it estimated that permitting would be completed by June 29, 2001. Subsequent to that date, REG had to confront issues regarding the (1) phased construction, (2) the scope of the air conditioning replacement, (3) the necessity for fire sprinklers in the auditorium, and perhaps in the entire structure, and (4) the FEMA flood proofing problem. The air conditioning issue is described in this section, and the other issues are described separately in sections that follow. In summary, however, REG's failure to provide documents timely is directly related to the additional work it was compelled to perform as a result of these four issues. attached (Exhibit 49). 84 Telephone conference with Carl Hastings on June 19, 2002. See Sections F and G. 85 27 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER Finally, REG never committed to have the construction completed by any date. REG's timetables estimate the date of commencement of construction, but do not address . the date of completion. Inasmuch as the architect does not contror the contractor on a construction project, it would be inappropriate for REG to commit for a date of completion of the construction. Moreover, the CMB projected the time for construction to be approximately one year86 or eight months.87 Therefore, assuming that the construction of the Project could be completed within three months is not justified. D. REG FAILED TO PROVIDE FOR PHASED CONSTRUCTION, INCLUDING THE RELOCATION OF EXISTING TENANTS WITHOUT DISPLACING THEM. The September 25 Report contained among other things, REG's recommendations for the contemplated renovation work, as follows: . The entire building should be resealed, insulated and re-roofed. . [A]II of the storefronts and storefront doors be replaced and proper installation details provided in order to prevent future water intrusion and energy loss. . All of the restrooms will require new floor finishes to meet the new slip coefficient, all fixtures need to be upgraded and sizes of stalls enlarged. . All of the HVAC should be replaced. . The existing electrical switch gear unit should be replaced. . None of the rest rooms in the building are in compliance with ADA requirements; they will require full renovation. . The current tenants on the second floor can be accommodated more 87 Amendment No.2 to REG Contract dated February 1, 2000 (Exhibit 18). Christina Cuervo letter to Margarita Cepeda dated March 12, 2001 (Exhibit 27). 86 28 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER efficiently after a significant renovation and re-distribution of space. . The tenants on the first floor can also benefit from a re-distribution of space.88 The September 25 Report also contained a copy of correspondence received from Jose Damien, Asset ManagerofCMB dated April 20, 2000 ("Damien's Memo") transmitting the CMB programming information for the Project and notes from his meetings with the then existing tenants of the project.89 While Damien's Memo provides substantial information regarding the users' needs for the Project, it does not inform that the Center is to remain in operation during the period of construction. Moreover the first reference to phased construction or re-Iocation of the tenants within the Project during construction does not appear until August 8, 2001. On that date REG furnished the CMB with a sketch of the first and second floors which was hand- marked to indicate the temporary re-Iocation of the users within the project.90 Attached to the sketches is a Project Time Line wihchbears the notation, "Construction Period will be extended due to working with tenants in occupancy."91 On October 1, 2001 REG wrote to Carl Hastings in regard to a meeting held on September 28. 2001 in which it commented as follows: 90 REG Report of Existing Conditions Observations & Program Utilization Analysis dated September 25,2000 (Exhibit 12 @ pp 8). REG Report of Existing Conditions Observations & Program Utilization Analysis dated September 25,2000 (Exhibit 12 @ pp 59). REG Re-Iocation Sketches dated August 8,2001 (Exhibit 50). REG Project Time Line dated August 8, 2001 (Exhibit 51). 29 88 89 91 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER With regard to accommodating the tenants over the construction period, please find enclosed our sketch showing the sequences of rotating the tenants as per your instruction at Friday's meeting.92 REG also submitted a time line dated October 3, 2001 in which it indicated the period of construction including phasing and the period of construction not including phasing.93 Issue: Whether REG failed to provide for phased construction, including the relocation of existing tenants without displacing them. Opinion: It appears that this criticism is unjustified for two reasons. First, there is no evidence in the documentation that REG was initially informed that phased construction was a consideration in its planning. The first reference to phased construction does not appear until August, 2001, four months after CMB approved the design development drawings and authorized REG to proceed with the construction documents phase. Second, when REG was notified to provide for phased construction, it took immediate steps to accommodate the request by providing sketches indicating the temporary re- location of the tenants during the construction process. 93 REG letter to Carl Hastings dated October 1, 2001 (Exhibit 52). REG Construction Schedules dated October 3, 2001 (Exhibit 53). 30 92 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER E. AFTER THE CONSTRUCTION DOCUMENTS WERE TO BE COMPLETED, REG FIRST INFORMED THE CMB THATTHE AIR CONDITIONING SYSTEM NEEDED REPLACEMENT, MEANING THAT PHASED CONSTRUCTION WAS IMPRACTICAL. Please refer to Article C, above for a discussion of the HVAC system issue, and Article D, above for a discussion of the phased construction issue. F. AFTER THE CONSTRUCTION DOCUMENTS WERE TO BE COMPLETED, REG FIRST INFORMED THE CMB THAT A FIRE SPRINKLER SYSTEM WAS REQUIRED. The September 25 Report states that: A fire alarm system is present but does not comply with current building codes; there are no strobes or emergency lights visible. The childcare center alarm system appears to be compliant, but egress routes are not clearly identified. The entire fire system and life safety compliance of the building should be tested and inspected by the City of Miami Beach Fire Department as soon as possible.94 The next reference in the documents to the fire sprinkler system is contained in an interoffice memo from Carl Hastings to Tim Hemstreet dated December 14, 2001 informing that the plans submitted for permit required fire sprinkler system design drawings.95 On December 28.2001 REG responded to Carl Hastings' inquiry regarding the fire 95 Report of Existing Conditions Observations & Program Utilization Analysis dated September 25, 2000 (Exhibit 12 @ pp 9). Carl Hastings memo to Tim Hemstreet dated December 14, 2001 (Exhibit 54). 94 31 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER sprinkler requirement, as follows: In our initial investigation of the existing facility we determined that program use of the facility based on the operation s currently an proposed to be provided at the facility. By doing so, the occupancy load of the facility was reduced. This resulted in the design of limited life safety improvements including sprinklers in the ground floor breezeway area only. At our second review, the Fire Prevention Officers did not agree with our interpretation of the code regarding the program use and load factors. This requires that we provide a fire suppression sprinkler system with a voice alarm system throughout the entire facility.96 On January 4, 2001 REG met with the Fire Marshall in an attempt to resolve the problem.97 REG reported that the existing configuration ofthe auditorium space as a dining area has a smaller occupant load than if the space is configured with auditorium seating. This discrepancy between the existing use and the possible use caused the need for the fire sprinkler. If the CMB would commit to using the space solely as a dining facility (permanently affixing the dining tables to the floor) the space would not need fire sprinklers, but if the space was to retain its flexibility so it could be used as either a dining area or an auditorium space, then fire sprinkler are required. REG further reported that: The [CMB fire department] needs to re-evaluate the occupancy load for the remainder of the facility. If the occupancy load is under 300, fire sprinklers would only need to be provided in the exit passages, as shown on our drawings. If the occupancy load exceeds 300, it requires fire sprinklers throughout the entire facility.98 98 REG memorandum to Carl Hastings dated December 28, 2001 (Exhibit 55). REG letter to Carl Hastings dated January 7, 2001 (Exhibit 56). REG letter to Carl Hastings dated January 7.2001 (Exhibit 56). 32 96 97 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF ' REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER Issue: Whether REG first notified the CMB that a fire sprinkler was required after the construction documents were completed. Ooinion: It is obvious that although this criticism is true, it too is unjustified for two reasons. First, REG recommended in September 20,2000 that the CMB fire department inspect the Center for compliance with life safety issues. CMB either failed to do so, or failed to inform REG of its findings. Second, the CMB fire department is still reviewing the construction drawings and has not, as of this writing determined all the requirements for the Center. It seems patently unfair to criticize REG for failing to predict the fire department's requirements when the fire department itself has not yet determined them. G. REG FAILED TO RESOLVE THE FEMA FLOOD PLAIN REQUIREMENTS, NOTWITHSTANDING THE ISSUE WAS RAISED A YEAR EARLIER. The issue of flood plain requirements was known to REG and the CMB in early July, 2000.99 On July 14. 2000 Reuben Caldwell recommended to Michel Magloire that the CMB seek a Flood Plain Management Board Variance.1Oo On August 7. 2000 a report was issued which stated that: Staff is also investigating the ways to obtain a flood variance before the Board of Adjustment.101 100 REG draft letter to Michel Magloire dated July 7,2000 (Exhibit 57). Reuben Caldwell memo to Michel Magloire dated July 14, 2000 (Exhibit 14). 99 101 South Shore Community Report (author unknown) dated August 7,2000 (Exhibit 58). 33 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER On September 11, 2000 Jorge Gonzalez informed the G.O. Bond Task Force that: As a result of the building's historical significance, the City will seek a waiver from FEMA for the flood plain requirement which may reduce the project cost by $82,303.102 On November 20, 2000 REG sent Michel Magloire a draft of the letter it proposed to submit to the CMB Flood Plain Management Board with a request for him to review it along with the Application for Board of Adjustment Hearing with instruc;tions to have it executed and available for him to pick up the following day in order to meet the application deadline.103 On December 15, 2000 Phil Azan issued his memorandum in response to the CMB request for variance from flood plain management requirements in which he stated, "denial of the variance as recommended."104 On January 4,2001 the CMB requested that the Flood Plain Management Board continue the matter until its next regularly scheduled meeting on February 2, 2001.105 In light of the CMB Building Official's recommendation opposing the flood plain variance, Assistant City Manager Schwartz withdrew the CMB application.106 Subsequent to withdrawing its application to the Flood Plain Management Board, Mr. Schwartz left the employ of the CMB, and the issue lied dormant for nearly a 102 Jorge Gonzalez interoffice memorandum to the G.O. Bond Task Force dated September 11, 2000 (Exhibit 59 @ pp 2). REG fax transmittal to Michel Magloire dated November 20, 2000 (Exhibit 60). 103 104 Philip Azan memorandum to Flood Plain Management Board dated December 15, 2000 (Exhibit 20). Matthew Schwartz letter to CMB Flood Plain Management Board dated January 4, 2001 (Exhibit 61). 105 106 Interview with Michel Magloire on March 15, 2002. 34 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER year.107 On January 25,2001 REG informed that the proposed renovations would include, "FEMA flood proofing requirements," apparently indicating that the application for variance had been abandoned. loa ~owever, on December 13,2001 Carl Hastings wrote to George Gomez, Director of the Planning Department to: Please cancel the application for review of the subject project by the Flood Plain Management Board, as a proposal to flood proof the building has been submitted to, and accepted by the Building Official of the City of Miami Beach.109 Nevertheless, on December 21, 2001 REG's structural engineer, Sinclair Engineering Company informed that: [I]t is entirely unreasonable to believe that the structure can resist a reversed bending load on the order of 250 psf (hydrostatic pressure loading expected under extreme flood event). No normally designed and constructed slab can sustain loads of 500% beyond design capacity. No further rigorous analysis is warranted in order to prove this. There is no way to certify the existing floor slab structures for the calculated flood pressure called for in the FEMA Guidelines. 110 After receiving its engineer's terse analysis REG requested a meeting with CMB to discuss, among other things, resolution of the FEMA flood zone requirements.111 On 107 10a 109 110 111 Interview with Michel Magloire on March 15, 2002. REG letter to M-D Board of Rules and Appeals dated January 25, 2001 (Exhibit 22). Carl Hastings memorandum to Jorge Gomez dated December 13, 2001 (Exhibit 62). Christopher E. Pruitt fax memorandum to REG dated December 21,2001 (Exhibit 63). REG letter to Tim Hemstreet dated December 28, 2001 (Exhibit 64). 35 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER March 5112 and 22 113, 2002 Sinclair Engineering Company issued reports to REG identifying the numerous difficulties of complying with the FEMA flood proofing requirements. As a result of the impracticality of flood proofing the first floor of the Center, the CMB reapplied to the CMB Flood Plain Management Board and by April 1 0, 2002 was granted a variance from the flood proofing requirements.114 Issue: Whether REG failed to resolve the FEMA flood plain requirements, notwithstanding the issue was raised a year earlier. Opinion: Clearly the FEMA flood plain requirement issue went unresolved for over one year. However, the CMB initially assumed the responsibility for resolving the problem by undertaking to obtain a variance from its own board. The CMB withdrew the application for variance, but no one re-initiated the application process or directed REG to flood proof the building. Ultimately, the problem was resolved as initially projected: by the CMB Flood Plain Management Board granting a variance. While REG was remiss in failing to force resolution of this critical design element, it hardly seems fair to criticize REG only for the delay of the CMB in obtaining a variance from its own Board. 112 Sinclair Engineering Company letter to REG dated March 5, 2002 (Exhibit 65). 113 Sinclair Engineering Company letter to REG dated March 22, 2002 (Exhibit 66). REG letter to Cart Hastings dated April 1 0, 2002 (Exhibit 67). 36 114 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER H. AS OF JANUARY, 2002 THE CONSTRUCTION DOCUMENTS ARE STILL NOT COMPLETE NOTWITHSTANDING THE CMB BUILDING DEPARTMENT'S "BENDING OVER BACKWARDS TO HELP." . The discussion of the permitting, and the implications that the FEMA flood proofing and fire sprinkler requirements are having on the issuance of a building permit are discussed in Sections C, F, and G herein. However, the issue of whether the CMB Building Department is bending over backwards to help has not been addressed. The documentation is replete with evidence of efforts to help obtain a permit, most notably by Carl Hastings. But, Mr. Hastings is not a member of the CMB Building Department. Nevertheless, it appears also that the CMB Building Department plans processors are diligently reviewing the plans and plans changes without delay. To that extent the CMB Building Department has been helpful. Yet it appears safe to say that the CMB Building Department is not bending over backwards to help. Review of the plans processors' comments sheets indicates that they are performing their tasks as intended without preferential treatment of any kind for this project.115 Moreover, while not a member ofthe CMB Building Department, the CMB Fire Department plans processor required REG to provide hydraulic calculations as a condition to receiving his approval.116 This event is noteworthy only to the extent that the fire department processor has the latitude to approve the plans subject to submittal of the hydraulic calculations at a later date.117 Accordingly, it appears that the implication that the CMB 116 Plans processors' review sheets dated October 12, 14, and 18 (Exhibit 68). Carl Hastings fax to REG dated March 7, 2002 (Exhibit 69). Telephone conversation with Carl Hastings on June 19, 2002. 115 117 37 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER Building Department is giving REG any preferential treatment in the permitting process is mis-founded. I. THE ORIGINAL FEMA CALCULATIONS PROVIDED BY REG WERE INCORRECT, CAUSING REG TO ENGAGE ANOTHER CONSULTANT. In January 2001 Matthew Schwartz was choreographing the application for flood elevation variance to the CMB Flood Plain Management Board.118 In conjunction with the application, REG submitted its opinion letter requesting approval of the application.119 Attached to, and referenced in, REG's letter was a letter from CRA Clarke, Inc., its structural engineer ("Clarke No. 1").120 In Clarke No. 1 the engineer discusses four alternate proposals to flood proofing the first floor: adding thickness to the first floor, replacing the first floor, elevating the building by severing the first floor from its pile foundations, and creating an earth berm around the building. In the discussion, each proposal is dismissed. On January 4, 2001 CRA Clarke, Inc. issued a second report ("Clarke No. 2").121 I n Clarke No.2 the engineer reports that it is possible to reinforce the slab to withstand the force of the upward pressure of the flood-waters. He cautions, however, that this ability of the slab to resist the hydrostatic pressure does not automatically confer "flood-proofed" status. "The water can, and will, come through the 118 See Section G. 121 REG letter to CMB Flood Plain Management Board dated .January 2, 2001 (Exhibit 70). CRA Clarke, Inc. undated letter to City of Miami Beach Public Works Department (Exhibit 70). CRA Clarke, Inc. letter to Carla Dixon dated January 4,2001 (Exhibit 71). 38 119 120 REPORT OF INVESTIGATION OF THE PROPOSED DEBARMENT OF REG ARCHITECTS, INC. WITH RESPECT TO A&E CONTRACT ON THE SOUTH SHORE COMMUNITY CENTER walls, doors and windows (depending on the sill-height, of course)." On March 5, 2002 Sinclair Engineering Company issued a report to REG ("Sinclair Report").122 The Sinclair Report states, among other things, that: Both CRA Clarke, Inc. and Sinclair Engineering Company have stated that the existing slabs cannot withstand the calculated buoyancy forces necessary to satisfy the FEMA flood-proofing requirements. In order to provide the required resistence strength, a new, structurally reinforced overlay slab of between 4" to 6' would have to be added on top of the entire ground floor area - integrally attached to act as a composite mechanism with the existing slabs and grade beams. The Sinclair Report further provides that: While the economics and physical difficulties of this exercise can be easily recognized, the real negative impact occurs where all of the building doors, ingress and egress pathways, plumbing and equipment fixtures, etc. would be affected by this elevated floor level. Every door, frame and head condition will have to be revised in order to maintain a viable building. The reports of the two engineers are consistent. Both state that it is possible to construct a slab, monolithically attached to the foundation. that will resist the FEMA imposed loads. Both also caution of the impracticality of the theoretical solution. Issue: Whether the original FEMA calculations provided by REG were incorrect, causing REG to engage another consultant. Ooinion: The calculations of the two structural engineering consultants engaged by REG were consistent. 122 Sinclair Engineering Company letter to REG dated March 5, 2002 (Exhibit 65). 39