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John Generalli - Wells Fargo Bank NA. • MIAMI RECEIVED Office of the City Clerk 1700 Convention Center Drive AUG -8 2019 Miami Beach, FL 33139 305.673.7411 CITY OF MIAMI BEACH LOBBYIST REGISTRATION FORM OFFICE OF THE CITY CLERK Lobbyist means all persons employed or retained, whether paid or not, by a principal who seeks to encourage the passage, defeat or • modification of any ordinance, resolution, action or decision of any commissioner; any action, decision, recommendation of the City Manager or any City board or committee; or any action, decision or recommendation of any City personnel during the time period of the entire decision-making process on such action, decision or recommendation that foreseeably will be heard or reviewed by the City commission, or a City board or committee. The term specifically includes the principal as well as any employee engaged in lobbying activities. The term "Lobbyists" has specific exclusions. Please refer to City Code Chapter 2,Article VII, Division 3, entitled "Lobbyists," for additional information. Instructions: Please complete all sections of this form and submit the completed form,with the applicable fee, to the Office of the City Clerk. If you need more space to complete an answer, use a separate sheet(s) of paper. If you have nothing to report in a particular section, you must write "none" or "n/a" in that section. Any change to any information originally filed, or any additional City Commissioner or personnel who are also sought to be lobbied shall require that the lobbyist file an amendment to the registration form. The lobbyist has a continuing duty to supply information and amend the forms filed throughout the period that the lobbying occurs. Separate registration forms shall be required for each principal represented on each specific issue. I. LOBBYIST INFORMATION: Generalli John NAME OF LOBBYIST (Last) (First) (Middle Name) w-Lh5 Pe_ry 28059 US Hwy 19 N, Suite 205 Clearwater FL 33761 LOBBYIST BUSINESS NAME AND ADDRESS (Number and Street) (City) (State) (Zip Code) (727)953-1124 john.generalli@wellsfargo.com LOBBYIST BUSINESS TELEPHONE NUMBER CELLULAR TELEPHONE NUMBER EMAIL ADDRESS II. PRINCIPAL INFORMATION: Soules Richard NAME OF PRINCIPAL (Last) (First) (Middle Name) Wells Fargo Bank, N.A., 1300 SW 5th Ave., 11th Floor, MAC P6101-110 Portland OR 97201 PRINCIPAL BUSINESS NAME AND ADDRESS (Number and Street) (City) (State) (Zip Code) 503 937-9452 PLR-P2P@wellsfargo.com PRINCIPAL BUSINESS TELEPHONE NUMBER CELLULAR TELEPHONE NUMBER EMAIL ADDRESS Pursuant to City Code Section 2=482(h)(1)(a):A principal 0f anycorporation, paitnership, or other,entity who'appears as a lobbyist on behalf of,that entity,without special compensation or.reimbursement futile appearance,whether direct,indirect,or contingent to express supportof or opposition to an item shall;register with the Clerk as required by this subsection but shall,not berequired to pay,any'registration feesf If the principal is a Corporation, Partnership or Trust, the following information MUST be provided pursuant to City Code Section 2-482(c): • NAME OF CHIEF OFFICER, PARTNER,OR BENEFICIARY(if none,write N/A): C.Allen Parker • NAME OF ALL PERSONS HOLDING,DIRECTLY OR INDIRECTLY,A 5%OR MORE OWNERSHIP INTEREST IN SUCH CORPORATION,PARTNERSHIP OR TRUST(if none,write N/A): Wells Fargo&Company, Berkshire Hathaway, Inc., The Vanguard Group, Inc., WFC Holdings, LLC Page 1 of 5 • � 0, • III. ISSUE TO BE LOBBIED: Describe with as much detail as is practical, including but not limited to a specific description where applicable of a pending request for proposal, invitation to bid, or public hearing number. Offer banking and financial services. 2019-316-AY • IV. CITY AGENCIES/INDIVIDUALS TO BE LOBBIED: Pursuant to City Code Section 2-482(a)(4), list the City Commissioner or City personnel sought to be lobbied, and whether the lobbyist has entered into any contractual relationship (paid or unpaid) with said City Commissioner or City personnel from 12 months preceding such commencement of service with the City to the present date, stating the general nature of the subject contractual relationship. Full Name of Individual and Contractual Relationship (If yes, explain) YES NO Title of Person to be Lobbied Arju Yudasto, Procurement Contracting Officer: X Pursuantto City Code Section 2-482(g), every registrant shall be required to state the extent of any business, financial, familial or professional. relationship, or other relationship giving rise to an appearance of an impropriety, With any current City Commissioner or City personnel who is sought to be lobbied as identified on the lobbyist registration form filed. List any Business, Financial, €amilial-or Professional Relationship, or other relationship giving rise to an appearance of impropriety (if none,write N/A): N/A • V. DISCLOSE RATE AND'AMOUNT OF LOBBYIST COMPENSATION.— Be Specific. (Note that a contingency fee is prohibited pursuant to City Code Sec. 2-485.3): Salaried Page2of5 The following six(6)questions MUST be answered: 1) Pursuant to City Code Section 2-488,entitled"Prohibited Campaign Contributions By Lobbyists On Procurement Issues": x Yes_No: Are you lobbying on a present or pending bid for goods, equipment or services, or on a present or pending award for goods;equipment or service? 2) •Pursuant to'City"Code Section-2.4'90;entitled:"Prohibited'Campaign Contributions By Lobbyists On Real Estate Development Issues": Yes'k No: Are you lobhiyinq on a pending application for a Development Agreement with the City or application ' for change of zoning map designation or change to the City's Future Land Use Map? 3) Pursuant to City Code Section 2-482(h), any person (except those exempt from the definition of"lobbyist" as set forth in Section 2-481)who only appears as a representative of a not-for-profit corporation or entity without special compensation or reimbursement for the appearance,whether direct or indirect to express support of or opposition to any item,shall register with the city clerk as required by this section, but shall not be required to pay any registration fees. Yes xNo:, Are you. representinga not-for-profit corporation or entity without special compensation or' reimbursement? 4) Pursuant to City Code Section 2-481, the term "lobbyist" specifically excludes the following persons: Expert witnesses who provide only scientific,technical or other specialized information or testimony in public meetings; any person who only appears as a representative of a neighborhood association without compensation or reimbursement for the appearance,whether direct, indirect or contingent,to express support of or opposition to any item; and any person who only,appears as a representative of not-for-profit community based organization for the purpose of requesting a grant without special compensation or reimbursement for the appearance. ' Yes x No: Are ou •rovidin• onl scientific technical or other s•ecialized information; appearing as 'a re•resentative of a nei•hborhood association without s•ecial com•ensation or reimbursement or representing a not-for-profit based organization for the purpose of requesting a grant without special compensation or reimbursement? 5) Pursuant to City Code Section'2-491( 1),"no campaign consultant shall lobby the City Commission for a period of 12 months following the swearing'in of any elected'official(s) for whom the campaign consultant provided campaign consulting services within the past election cycle.See.Section 2-491.for more information. _Yes x No: Have you provided campaign consulting services to an incumbent member of the City Commission within the past election c' cle?If es 'lease list the incumbent member s of the Ci Commission: • Yes No: If.yes, has.,it'been less`than"12,months since the elected.°official(§) whom°you°provided campaign1 consulting seMces'was sworn in' ; • 6) Pursuant to City Code Section 2-482(a)(4)a„ a lobbyist who has within the past election cycle provided campaign consulting services to an incumbent member of the City Commission (which lobbying activity is not otherwise prohibited'by Code section 2-491) shall disclose such particular service on his/her lobbyist registration form and shall orally disclose such particular service before lobbying the City Commission at a public meeting. Yes x No: Have you provided campaign consulting services to an incumbent member of the City Commission within the past election cycle?If yes, please list the incumbent members)of the City Commission: _Yes No: if es,,were:y_ou proimsed or d r�i vainreceive-economic''considi;ration yIn exchange for campaign' consulting services? •� TO BE COMPLETED BY CITY CLERK'S STAFF ONLY / Annual Registration fee.,,,[ Yes[ ]No Amount Paid$` ' ® MCR# ' �IO'` Date Paid, Lobbyist Registration Form received and verified by:' :J°caro✓k ''5°IsiciJbnt¢. F:ACLER\$ALL1aFORMS\LOBBYIST FORMS\LobbvisY Registration Form,Revised'09-2O,-1S:REG doc- Revised 09/20/2018 Page 3 of 5 VI. SIGNATURES UNDER OATH: ON FEBRUARY 28 OF EACH YEAR, EACH LOBBYIST SHALL SUBMIT TO THE OFFICE OF THE CITY CLERK A SIGNED STATEMENT UNDER OATH LISTING LOBBYING EXPENDITURES AS WELL AS COMPENSATION RECEIVED, FOR THE PRECEDING CALENDAR YE ' WITH REGARD TO THE SPECIFIC ISSUE ON WHICH THE LOBBYIST HAS BEEN ENGAGED TO LOBBY. A S • EMENT SHALL BE FILED EVEN IF THERE HAS BEEN NO EXPENDITURE OR COMPENS D RING THE R=PORTING PERIOD.': ) Signature of Lobbyist: U i , � / Date tls ( /"")� I l I do solemnly swear or affirm that all of the foregoing facts, statements, and disclosures in this form are true and correct, and that I have read or am familiar with the provisions contained in Chapter 2, Art. VII, Division 3, entitled "Lobbyists" of the Miami Beach City Cod an -•orti requireme t. Signature of Lobbyist: ®1. A Date I (� Signature of Principal: Date VII. NOTARY SIGNATURE AND SEAL: LOBBYIST: ., PRINCIPAL State ofState.:of Ove c,L oto u 5101:D l County of: •^G. . .S County of: Li tAcAM. J� Sworn to (or affirmed)Ad d subscribed before-me Sworn to (or affirmed)and subscribed before me this 1 day of ...p.4÷ , 20a, by this 5 day of n'g,.�y , 20ft, by .Jetv. P 6t, r41l: S7da ,Q SNAG,s NAME OF LOBBYIST NAME OF PRINCIPAL Produced ID F1"' L✓ .,Produced ID OR 1.416 FORM OF IDENTIFICATION FORM OF IDENTIFICATION _Personally Known _Personally Known Signature of Notary Public Signature of Notary Public rr Name of Notary,;Typ,�t6d, Printed or Std Name of Notary, Typed, Printed or Stamped fState of Fbllda f"t•.. OFFICIAL STAMP , �w (NOTARY SEAL.) (NOTARY SEA_)c,tr.-'x." SARA JEAN WHITE FI�if839�19 � NOTARY PUBLIC•OREGON Commission No.G031895 : \,;.,or COMMISSION NO.977578 MY COMMISSION EXPIRES AUGUST 08,2022 1 The term"lobbyist"specifically excludes the following persons: Expert witnesses who provide only scientific,technical or other specialized information or testimony in public meetings; any person who only appears as a representative of,a neighborhood association without compensation or reimbursement for the appearance, whether direct, indirect or contingent, to express support of or opposition to any item; and any person who only appears as a representative of not-for-profit community based organization for the purpose of requesting a grant without special compensation or reimbursement for the appearance. Page 4 of 5 IV\ I At t\SA I BFACH ' • . ' ''''' City of Miami Beach, 1700 Convention Centei-Drive,Miami Beach,Florida 33139,www.miamibeachfl.gov - Office of the City Clerk Rafael E.Granada,City Clerk CityClerk@miamibeachfl.gov Tel:305.673.7411, Fax:305.673.7254 • NAME OF LOBBYIST: John General!! 1) LOBBYIST FEE. EXPENDITURE AND COMPENSATION STATEMENT Pursuant to City Code Section 2-485(d), the City Clerk shall notify any lobbyist (or principal) who fails to file tirrie6y,a Lobbyist Fee Expenditure and Compensation Statement (Statement): In addition to ;any .otherpenalties that may be ithpOsed as provided in • Section 2-485.1, a fine,of'n50.00 a day shall be assessed for Statements filed after the due date. The City Clerk shei,l notify the Miami-Dade County Commission an Ethics and Public Trust of f:he failure of:,a lobbyist (or principal) to file they Statement or pay the assessed fines after notification. ' Any, lobbyist, 'M o fails to file the required Statement by April 30'h of each year, shall be automatically suspended from lobbying until all fines are paid, unless the fine has been appealed to the Miami-Dade.Co'a ity Commission on Ethics and. Publics Trust. I hereby acknowledge that on February 28 of each year, I shall submit to the City Clerk a signed Statement under oath listing all lobbyist expenditures, as Well as compensation received, for the.preceding calendar year with regard to the specific issue on which I have been'engaged to lobby. • ; :. .,! 2) •L013B 1'IST WI'1-ID t.J,WAL,.. ., Once an issue I had e re nett o to lobby l gas concluded or 1 an rid longer lobbying on that issue, I shall '.n asdietc l file a Notice of Withdrawal with `he Office Of the City Clerk.. ANNUAL Qp1yg; F * E;difryTRATiC)W FEF I understan;sanrOal aF-gist'at!or ot,all lobloyists shall be required?-for'each 12-month period cornmenc ing. ctObei 1 .:ifea year, and the fee for such annual registration shall be - .$ 00.,00 ourstient toc i Seon 8i of the Mianii Beach City Code. ' n:. r Of I oby i,,\ Date • / • F:\CGER`aA141a=oRMu11_CppYIST.I 9FZNIS Consist Rp•gi;ration Fern IttovisK 09-20-18 RE.;..dnc . Page 5 of 5 i 1 i Miscellaneous Cash Receipt CITY OF MIAMI BEACH t I No, 424336 1 , 1 , , [ 0 Cash OCredit Card 71Check# / ) 1 $ ci.,,c [ ,, ,,,u )• ,..., -k) 20 . Reafived of [ ,Miscellaneous- MCP, 201g °,,,,-_,c 1 li.5/6-6001 Lidia C... 09/08/26'0 01:1CIPIZI '' ..) ''' - I 9 0 ) 'or C. 1 i'- A' ‘ ''''C r FUER OPEN(MCR) 1 I ''''s li f .5 •Y•'( eN7 C2 . 3 ; (-, - A ; P2yment Amount: R54 Mt , I -.42A'rkR , i [ 1 1 (THIS INFORMATION MUST BE COMPLETED) Office of Finance Director 1 1 1 By I-1 Ac.count Number: )1 i %.0.--r- ) 'ri.-1 lig C c','• -',,:) : 3'-' '-6", , r)-()i' 1 — , I I \ 1 1 Preparers --Uri `',", '`, \C r, i< -, 4•,,, V, Dept: (--- En: 1 1 , r ,