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MBCDC Scattered Site HBAP .' COMMUNI'fY DEVELOPMENT BLOCK GRANT AGREEMENT BEtwEEN THE CITY OF MIAMI BEACH AND MIAMI BEApI COMMUNITY DEVELOPMENT CORPORATION This Agreement made: and entered into this 1st day of October, 2003, by and between the CITY OF MIAMI BEACH, a Flori~ municipal corporation, hereinafter referred to as "the City", and MIAMI BEACH COMMUNITY DEVELOPMENT CORPORATION, hereinafter referred to as "Provider". ! ' WHEREAS, the City!has received an entitlement grant from the U.S. Department of Housing and Urban Development as paft of its Community Development Block Grant Program for the period October 1,2003, to Septembet 30,2004 (hereinafter "the contract period"); and WHEREAS, the primary objective of the Community Development Block Grant (CDBG) Program is the development of viable urban communities, including decent housing and a suitable living environment and expanding edonomic opportunities principally for persons of low and moderate income; and ' WHEREAS, the One+Year Action Plan was adopted by City of Miami Beach Resolution No. 2003-25305 on July 30, 2003; land i WHEREAS, the Cityihas determined, through its One-Year Action Plan for federal funds for Fiscal Year 2003/2004, the ne~essity for engaging the Provider to render the following services in Miami Beach: Scattered Site Home ~uyer Assistance Program - AcquisitionIDisposition (collectively, the Program). ' NOW, THEREFORt, in consideration of the mutual benefits contained herein, the City and Provider agree as follows: ' SeCtIon 1. Section 2. Section 3. i Agreement ~cuments: Agreement documents shall consist of this Agreement and four (4) attachmentf, all of which are incorporated by reference into this Agreement: . Attachmej1t I contains a description of the Program service and goals offered by the Provider. ! . AttachmetIt II is a line item budget. . Attachmeltt ill outlines financial management procedures and reporting forms for use with Comptunity Development Block Grant funds. . Attachm9ttIV contains applicable federal regulations. I Statement oCWork: The Provider agrees to implement the activities in accordance with the Budget, as /:lescribed in Attachments I and II. I ' Scattered Site}iHome Buyer Assistance Program - AcquisitionlDisposition (570.208(a)(3) 570.20 1 (a), 570.201(b) To provide sca~ site home ownership opportunities to eligible first-time homebuyers in Miami Beach.~The activity is expected to generate an additional $160,000 in program income. I Agreement ~ount: The City agrees to make available One Hundred Sixty Thousand Dollars and 00 100 ($160,000), as follows: Eighty Thousand Dollars ($80,000) for Acquisition an Eighty Thousand Dollars ($80,000) for Disposition, for use by the Provider durin, the term of the Agreement. I ! I 1 ! Section 4.. Alterations: Any proposed alterations in the Program offered by the Provider and/or the budget shall fiist be submitted to and approved in writing by the City, said approval at the City's sole judgement and discretion. Section 5. Method of Payment and Reporting Requirements: The Provider agrees to submit monthly Progr;pn progress reports to the City on the 10111 day of each month, throughout the term of this Agreement. The Provider also agrees to submit, on September 30, 2004, a comprehensivC1 final report covering the agreed-upon Program objectives, activities, and expenditures d1Jring the term of this Agreement, including, but not limited to, performance data on client feedback, with respect to the goals and objectives outlined in Attachment I. Attachment m,contains reporting forms to be used in fulfillment of this requirement. Other reporting requirements may be required by the City in the event of Program changes; the need for additional information or documentation arises; and/or legislative amendments are enacted. The Provider shall be informed, in writing, if any changes become necess~. Reports and/or requested documentation not received by the due date shall be consid~ed delinquent and shall be considered by the City, at its sole discretion, as sufficient cause to suspend pending CDBG payments to the Provider, and/or terminate the Agreement for cause, pursuant to Section 12 herein. Section 6. Monitoring: the City, at its discretion, shall schedule no less than one (1) annual on-site monitoring vis~t with the Provider to evaluate the progress and performance of the Program and to provide technical assistance; and/or a desk top review of the activities may be conducted ~ lieu of an on-site visit, if and only if, the agency has bad a satisfactory on- site review in the previous program year, and is not a high risk agency. Section 7. Additional COjIlditions and Compensation - It is expressly understood and agreed by the parties hereto that monies to be usedby Provider for compensation, as contemplated by this Agreement, originate from grants of Community Development Block Grant funds from the U.S. Department of Housing and Urban Development (HUD) and mUst be implemented iI!. full compliance with all of HOD's rules and regulations. It is expressly understood and agreed that in the event of curtailment or non-production of said federal grant funds, the fInancial sources necessary to continue to pay the Provider all or any portions of the funds contemplated herein will not be available, and that this Agreement will thereby terminate effective as of the time that it is determined by the City, in its sole discretion and judgement, that said funds are no longer available. In the event of such determination, ~e Provider agrees that it will not look to, nor seek to hold liable, the City nor any individual member of the City Commis~ion and/or City Administration thereof personally for the performance of this Agreement and all of the parties hereto shall be released from further liability each to the other under the terms of this Agreement. Section 8. CompUance ~th Local, State and Federal Regulations - The Provider agrees to comply with all applicable federal regulations as they may apply to program administration imd to carry out each activity in compliance with the laws and regulations as described in '24 CFR 570 Subpart K. as same may be amended from time to time. Additionally, the Provider will comply with all state and local (City and County) laws and ordinances h~to applicable. It shall be the Provider's sole and absolute responsibility to continually fanJiliarize itself with any and all such applicable federal regulations, as well as any and all applicable state and loca1laws and ordinances. Section 9. Restrictions fq.. Certain Resident Allens - Certain newly legalized aliens, as described in 24 CPR Parti49, are not eligible to apply for benefits under covered activities funded by 2 the COmmunity Development Block Grant Program. "Benefits" under this section means financial assistance, public services, jobs and access to new or rehabilitated housing and other facilities made available under activities funded by the CDBG Program. "Benefits" do not include relocation services and payments to which displacees are entitled by law. Section 10. Subcontract: ,No part of this Agreement may be assigned or subcontracted without the prior written cOnsent of the City, such consent to be at the City's sole discretion and judgement.: ' Section 11.' Term: This Agreement shall remain in effect from October 1,2003, through September , 30, 2004, with ~e understanding that at the end of any fiscal year during the term herein, the CitY ofMilimi Beach City Commission has the authority to reappropriate any remaining unu$ed funds. ' ' Section 12. Termination of Agreement: 12.1 Terminlition for Convenience: The City and Provider agree that this Agreement may be terminated for convenience and without cause, by either party hereto by written nqtice to the other party of such intent to terminate, at least thirty (30) days prior to tile effective date of such termination. In the event of such termination for convenieI\.ce by either party, the City shall cease any payments to Provider for costs resulting from obligations, which were not properly incurred before the effective date of ~tion. Additionally, Provider shall be solely responsible for submitting a final report, as provided in Section 5 of the Agreement, detailing all Program objectives, activities and expenditures up to the effective date of the termination. Said "fin~l report" shall be due within five (5) working days following the effective date of the termination. Upon timely receipt of Provider's "final report", the City, at its sole di$cretion, shall determine the amount (if any) of CDBG funds to be returned to'the CitY as a result of any incomplete Program items and/or items not satisfactorily performe~, and shall provide Provider with written notice of any monies due. Said monies sl1al1 be due immediately and payable upon receipt of such notice by Provider. ~otwithstanding the preceding, the City reserves any and all legal rights and reme~ies it may have with regard to recapture of the CDBG funds herein, or any assets ac1uired or improved in whole or in part with said funds. 12.2 Termination for Cause: Notwithstanding Subsection 12,.1 above, the City may also place the Provider in default of this Agreement, and may suspend or terminate this Agreeme)j].t, for cause. "Cause" shall include, but not be limited to, the following: a. Failure to comply and/or perform in a material way, as same shall be &termined by the City in its sole discretion and judgement, in accordance ~th the terms of this Agreement, or any Federal, State, County or City statute or regulation. b. S)1bmitting reports to the City, which are late, incorrect or incomplete in any I$terial respect. c. f1t1p1ementation of this Agreement, fOr any reason, is rendered i~ssib)e or irlfeasible. " d. Failure to respond in writing to any concerns raised by the City, including stbstantiating documents when required/requested by the City. 3 e. Any evidence offraud, mismanagement, and/or waste, as determined by the City's monitoring of the sub-recipient, and applicable HUD rules and regulations. The City shall notify the Provider in writing when the Provider has been placed in default. Such notification shall include: (i) actions taken by or to be taken by the City, sucll- as withholding of payments; (ii) actions to be taken by the Provider as a conditioniprecedent to clearing the deficiency; and (iii) a reasonable date for complianbe, which shall be no more than fifteen (15) days from notification date. In the event ~t Provider fails to correct such deficiency within the aforestated period, and follmiving such notice from the City, this Agreement shall be considered terminated for J;:ause by the City, without further notice to Provider. 12.3 Termination for Lack of Funds: In the event of curtailment of, or regulatory constrain~ placed on, the funds by HOD, this Agreement will terminate, effective as of the time that it is determined such funds are no longer available. Costs of the Provider tesulting from obligations incurred during a suspension or after termination, are not allowable unless the City expressly authorizes them in the notice of suspensidn or termination, or subsequent thereto. Other costs during suspension or after tenriination which are necessary and not reasonably avoidable are allowable if, in.the soler discretion of the City: a. 'nte costs resulting from obligations which were properly incurred before the effective date of suspension or termination, are not in anticipation of it, and, iIi the case of termination, are noncancelable; and b. The costs would be allowable if the award were not suspended or expired n~rma1ly at the end of the funding period in which the termination takes effect. In the event of (termination of the Agreement, at its sole discretion, the City may require Provider to ~sfer any CDBG assets to the City pursuant to Section 16 herein. I Section 13. Equal Employment Opportunities: The Provider shall comply with equal employment opportunities as stated in Executive Order 11246, entitled "Equal Employment Opportunity" 8$ amended Executive Order 11375, and as supplemented in Department of Labor regulatio/ls. Section 14. Program Incop.e: Any "Program Income" (as such term is defined under applicable federal regulatl,Ons) gained from any activity of the Provider, funded by CDBG funds shall be reported to 1;'he City and utilized by the Provider in the operation of the CDBG-funded activity during ~e term of this Agreement. Section 15.' Religious Org~tiou or Owned Property: CDBG funds may be used by religious organizations <V on property owned by religious organizations only with prior written approval from the City and only in accordance with requirements set in 24 CPR ~570.200G). ~e Provider shall comply with First Amendment Church/State principles, as follows: I ' a. It will not 4iscriminate against any employee or applicant for employment on the basis of religion ~d will not limit employment or give preference in employment to persons on!the basis of religion. ' I : 4 b. It will not 4iscriminate against any person applying for public services on the basis of religion and will not limit such services or give preference to persons on the basis of religion. c. It will provide no religious instruction or counseling, conduct no religious worship or services, engage in no religious proselytizing, and exert no other religious influence in the provision of such public services. d. The portiob. of a facility used to provide public services assisted in whole or in part under this ?\greement shall contain no sectarian or religious symbols or decorations. e. The funds received under this Agreement shall not be used to construct, rehabilitate, or restore lInY facility which is owned by the Provider and in which public services are to be provided. However, minor repairs may be made if such repairs are directly related to the public services; are located in a structure used exclusively for non- religious pUrposes; and constitute, in dollar terms, only a minor portion of the CDBG expenditur~ for the public services. Section 16. Reversion of ~ssets: In the event of a termination of this Agreement pursuant to Section 12 herein, or ujlon expiration of the Agreement, the Provider shall transfer to the City any CDBG funds on hand at the time of termination or expiration and any account receivable attributable to the use of CDBG funds. Any real propelrty under the Provider's control that was acquired or improved in whole or in part with CDBG funds (including CDBG funds provided to the Provider in the form of a loan) in exce~ of$25,000 must either: a. Be us~ to meet one of the national objectives in 24 CPR 570.208 (formerly sectioIl570.901) until five years after expiration of the term of this Agreement, or for su$ longer period of time as determined to be appropriate by the City and as memOlrialized by the City and Provider in an amendment to this Agreement or such iIlstrument as the City, at its discretion, determines appropriate; or b. Ifnot *sed in accordance with the above subsection (a), the Provider shall pay to the Cio/ an amount equal to the current market value of the property less any . portion of the value attributable to expenditures ofnon-CDBG funds for the acquisition of, or improvement to, the property. No payment is required after the period:oftime specified in subsection (a). Section 17. Conformity t~ HUn regulations: The Provider agrees to abide by guidelines set forth by the U.S. Depmtment of Housing and Urban Development for the administration and implementatioJjl of the Community Development Block Grant Program, including applicable Uniform Administrative Requirements set forth in 24 CPR 570.502, and applica~le felklra11aws and regulations in 24 CFR 570.600, et seq. In this regard, the Provider agreef that duly authorized representatives of the U.S. Department of Housing and Urban Development shall have access to any books, documents, papers and records of the Provider tl$t are directly pertinent to this Agreement for the purpose of making audits, examinations, ~xcerpts and transcriptions. The Provider shall comply with the requirements ~d standards ofOMB Circular No. A-122, "Cost Principles for Non-profit Organizations"~ or OMB Circular No. A-21, "Cost Principles for Educational Institutions" as applicable. ifhe Provider shall comply with the following provisions of the Uniform Administrativei requirements of OMB Circular A-II 0 (i~lemented at 24 CPR Part 84, "Uniform Adt$ristrative Requirements for Grants and Agreements With Institutions of Higher Educa~On, Hospitals, and Other Non-Profit Organizations") or the related CDBG provision, as SJ1ecified in this paragraph: ' ! 5 , a. Subpart A - "General"; b. Subpart B - "Pre-Award Requirements", except for 384.12, "Forms for Applying for Federal Assistance"; c. Subpart C - "Post-Award Requirements", except for: (1) Section 84.22, "Payment Requirements" - Grantees shall follow the standards of33 85.20(b )(7) and 85.21 in making payments to sub-recipients; (2) Se~tion 84.23, "Cost Sharing and Matching"; (3) Seption 84.24, "Program Income" - In lieu of3 84.24, CDBG sub-recipients shall follow 3 570.504; (4) Sebtiori 84.25, "Revision of Budget and Program Plans"; (5) Section 84.32, "Real Property" - In lieu of384.32, CDBG sub-recipients shall follow:; 570.505; (6) Section 84.34(g), "Equipment" - In lieu of the disposition provisions oh 84J4(g), the following applies: a. In all cases in which equipment is sold, the proceeds sba11 be program . income (pro-rated to reflect the extent to which CDBG funds were used to . acquire the equipment); and b. : Equipment not needed by the sub-recipient for CDBG activities shall be transferred to the recipient for the CDBG program or shall be retained . after compensating the recipient; (7) Section 84.51(b), (c), (d), (e), (f), (g), and (h), "Monitoring and Reporting PItogram Performance"; (8) S~ction 84.52, "Financial Reporting"; (9) Section 84.53(b), "Retention and access requirements for records". Section 84.53(b) applies with the following exceptions: a. The retention period referenced in 3 84.53(b) pertaining to individual CDBG activities shall be four years; and b. The retention period starts from the date of submission of the annual performance and evaluation report, as prescribed in 24 CFR 91.520, in which the specific activity is reported on for the final time rather than from the date of submission of the final expenditure report for the award; (10) Section 84.61, "Termination" . In lieu of the provisions oh 84.61, CDBG I stlbrecipients shall comply with 3 570.503(b)(7); and I 6 d. Subpl!rt D - "After-the-Award Requirements" - except for 3 84.71, "Closeout Proce!lures" . Section 18. Sponsorships~ The Provider agrees that all notices, informational pamphlets, press releases, advertisements, descriptions of the sponsorship of the Program, research reports, and similar pu~lic notices prepared and released by the Provider for, on behalf of, and/or about the Progj'am, shall include the statement: "FUNDED BiY THE CITY OF MIAMI BEACH COMMUNITY DEvELOpMENT BLOCK GRANT PROGRAM" Section 19. Section 20. In written ma1,erlals, the words I "CITY OF MIAMI BEACH COMMUNITY DEVELOPMENT BLOCK GRANT FUNDS ADMINISTERED BY THE NEIGHBORHOOD SERVICES DEPARTMENT" shall appear injthe same size letters or type as the name of the Provider. Examination ,f Records: The Provider shall maintain sufficient records in accordance with 24 CPR 5~0.502 and 570.506 to determine compliance with the requirements of this Agreement, th~ Community Development Block Grant Program, and all applicable laws and regulations. This documentation shall include, but not be limited to, the following: Booksj records and documents in accordance with,generally accepted accounting , principles, procedures and practices, which sufficiently and properly reflect all reven~s and expenditures of fimds provided directly or indirectly by this Agreement, including matching funds and Program income. These records shall be maiptained to the extent of such detail as will properly reflect all net costs, . direct ~d indirect labor, materials, equipment, supplies and services, and other costs ahd expenses of whatever nature for which reimbursement is claimed under the pr~visions of this Agreement. Time si/teets for split-funded employees, which work on more than one activity, in order t~ record the CDBG activity delivery cost by Program and the non-CDBG , related charges. How ~e Statutory National Objective(s) as defined in 24 CFR 570.208 and the eligibi~ity requirement(s) under which funding has been received, have been met. These ~lso include special requirements such as necessary and appropriate deterrn:inations as defined in 24 CFR 570.209, income certifications, and written Agreethents with beneficiaries, where applicable. a. b. c. I The Provider i~ responsible for maintaining and storing all records pertinent to this Agreement in l\I1 orderly fashion in a readily accessible, permanent and secured location for a period ofrour (4) years after expiration of this Agreement, with the following exception: if any litigation, claim or audit is started before the expiration date of the four year period, th4 records will be maintained until all litigation, claims or audit findings involving thesq records are resolved. The City shall be informed in writing after closeout of this Agreemrt, of the address where the records are to be kept. Audits and, In.pections: At any time during normal business hours, and as often as City and/or Federal povernment representatives may deem necessary, the Provider shall make I 7 availabJe all records, documentation, and any other data relating to all matters covered by the Agreement' for review, inspection or audit. Audits shall be conducted annually and shall be submitted to the City 180 days after the end of the Provider's fiscal year. The Provider shall comply with the requirements and standards ofOf',ffi A-133, "Audits of Institutions of High Education and Other Non-Profit Institutions" (ail set forth in 24 CPR Part 45), or OMB Circular A-128, "Audits of State and Local Gov~ments" (as set forth in 24 CPR Part 44), as applicable. If this Agreement is cilosed-out prior to the receipt of an audit report, the City reserves the right to recover any disallowed costs identified in an audit after such closeout Section 21. Indemnificati~n/Insurance Requirements: The Provider shall indemnify and hold harmless the qty, its officers, employees and agents, from any and all claims, liability, losses and caWjes of action which may arise out of an act, omission, negligence or misconduct onithe part of the Provider or any of its agents, officers, servants, employees, contractors, patrons, guests, clients, licensees or invitees pursuant to this Agreement and/or the Program. The Provider shall pay all claims and losses of any nature whatsoever in connection t;J1ereWith and shall defend all suits in the name of the City, when applicable, and shall pay all costs (including attorney's fees) and judgements which may issue thereon. This fudemnification shall survive the termination and/or expiration of term of this Agreement. The Provider s1mll not commence any work and/or services pursuant to this Agreement until all in~ce required under this Section has been obtained and the City's Risk Manager has approved such insurance. In the event evidence of such insurance is not forwarded to me City's Risk Manager within thirty (30) days after the execution of this Agreement, 1:1$ Agreement shall become null and void and the City shall have no obligation und1:r the terms thereof unless a written extension of this thirty (30) day requirement is ~ecured from the City Administration. The Provider shall maintain and carry in full force during the term of this Agreement and/or throughbut the duration of the Program contemplated herein, whichever is longer, the following ipsurance: a. . General Liability Policy with coverage for Bodily Injury and Property Damage, in the ampunt of $1 ,000,000 single limit. The policy must include coverage for contr~tual liability to cover the above indemnification. Worht's Compensation and Employers Liability, as required pursuant to Florida Statute. AutoITlObile and vehicle coverage shall be required when the use of automobiles and other vehicles are involved in any way in the performance of the Agreement. Limits if or such coverage shall be in the amount of $500,000. The qty of Miami Beach shall be named as an additional insured under all such . insurartce contracts and City of Miami Beach Resolution No. 2003-25305 shall be referenced in the certificate. I Thirty~ (30) day written notice of cancellation or substantial modification of the insunutce coverage must be given to the City's Risk Manager by the Provider and his/hetj insurance company. The in$urance must be ftnnished by insurance companies authorized to do busine~s in the State of Florida, and approved by the City's Risk Manager. The compafties must be rated no less than "B+" as to management, and not less than 8 b. c. d. e. f. g. "Class VI" as to strength by the latest edition of Best's Insurance Guide, published by A.M. Best Company, Oldwick, New Jersey, or its equivalent, subject to the approval of the City's Risk Manager. Original Certificates of Insurance for the above coverage must be submitted to the City's Risk Manager for approval prior to any work commencing. These certificates will be kept on file in the Office of the RiSk Manager, Third Floor City Hall. \ All insurance required by this section of the Agreement shall be and remain in full force , and effect for the entire term of the Agreement and/or throughout the duration of the Project, which~ver is greater, and each certificate or policy shall carry the provision that the insurance shall not terminate, lapse or otherwise expire, prior to thirty (30) days written 'notice ~o that effect, given by the insurance carrier to the City, and that the insurancecarribr will not invoke the defense of performance of a governmental function by the Provider in performing this contract. Compliance with the foregoing requirements shall not relieve the Provider of the liabilities and obligation$ under this Section or under any other portion of this Agreement. The City shall have the right to obtain from the Provider specimen copies of the insurance policies, in the event that submitted Certificates of Insurance are inadequate to ascertain compliance wi1h required coverage. All of Provider's certificates, above, shall contain endorsements providing that written notice shall be given to the City at least thirty (30) days prior to tefinination, cancellation or reduction in coverage Of the policy. Section 22. Conmct of In~rest: The Provider covenants that no person under its employ who presently exerqises any functions or responsibilities in connection with Community Development f\mded activities has any personal financial interests, direct or indirect, in this Agreement. The Provider covenants that in the performance of this Agreement, no person having such conflicting interest shall be employed. The Provider covenants that it , will cOIDply with all provisions of24 CFR 570.611 "Conflict of Interest", and the Federal, State, County and City of Miami Beach statutes, regulations, ordinances or resolutions governing conflicts of interest. The Provider shall disclose, in writing, to the City any possible conflicting interest or apparent i~opriety that is covered by the above provisions. This disclosure shall occur immediately upon knowledge of such possible conflict. The City will then render an opinion, which shall be binding on both parties. Section 23. Venue: This ~ement shall be enforceable in Miami-Dade County, Florida, and iflegal action is neces~ary by either party with respect to the enforcement of any or all of the terms or conditions herein, exclusive venue for the enforcement of the same shall lie in Miami-Dade County, Florida. Section 24. Notices: All nQtices required under this Agreement shall be sent to the parties at the following address, with copies to the Office of the City Attorney: City: Joanna Revelo, Director Housmg and Community Development Division Neighborhood Services Department City of Miami Beach 1700 Convention Center Drive Miami Beach, FL 33139 9 Provider: Roberto Datorre, President Miami Beach Community Development Corporation 945 Pennsylvania Avenue Miami Beach, FL 33139 Section 25. Limitation of Uabllity: The City desires to enter into this Agreement only if in so doing the City can pl~ce a limit on City's liability for any cause of action for money damages due to an alleged breach by the City of this Agreement, so that its liability for any such breach never e~ceeds the sum of $10,000. Provider hereby expresses its willingness to enter into this Agreement with Provider's recovery from the City for any damage action for breach of contract to be limited to a maximum amount of $10,000, less the amount of all funds actually paid by the City to Provider pursuant to this Agreement. Accordingly, Provider hereby agrees that the City shall not be liable to Provider for , damages in an <Unount in excess of $10,000, which amount shall be reduced by the amount of the tunding actually paid by the City to Provider pursuant to this Agreement, for any action or claim for breach of contract arising out of the performance or nonperformance of any obligations imposed upon the City by this Agreement. Nothing contained in tlJ!is subparagraph or elsewhere in this Agreement is in any way intended to be a waiver of the limitation placed upon City's liability as set forth in Florida Statutes, Section 768.28. This Agreement shall be binding upon all parties hereto and their respective heirs, executors, administrators, successors and: assigns. ' In witness thereof, the parties hereto have executed or caused to be executed by their duly authorized officials, this Agreement in three (3) copies, each of which shall be deemed an original on the date first above written. ATTEST: ~f~~ CITY CLERK P'INBIGlHSG-CDIMilRCV\CoNTIlACTSI03~.......- _ Silo.doc BEACH, FLORIDA MIAMI BEACH COMMUNITY DEVELOPMENT CORPORATION A~~ATORY Roberto Datorre. President NAME AND TITLE OF AUTHORIZED SIGNATORY 10 APPROVED AS TO FORM & LANGUAGE & FOR EXECUTION ~~~ 8Ul City AU V Date CDBG AGREEMENT October 1, 2003 to September 30, 2004 ATTACHMENT I STATEMENT OF WORK AND GOALS DESCRIPTION OF PROGRAM To provide scattered site hom~ ownership opportunities to first-time homebuyers in Miami Beach. MBCDC will acquire 20 housing units and sell 20 housing units to qualified income-eligibIe individuals or families. The activity is expected to retain approximately $160,000 in program income. MBCDC acquires and rehabs individual condominium units, and sells these units to eligible home buyers, providing them with first, second and/or third mortgages with advantageous terms, that allows them to pay no more than 28% of thett income for their monthly housing costs. ,This activity has two components, as follows: Acquisition - Miami Beach CQrnmunity Development Corporation (MBCDC) will acquire 20 housing, units to be sold to qualified intome-eligib1e individuals. MBCDC will identify suitable units from the Miami Beach real estate market, negotiate price with sellers, conduct research to determine fair market price, conduct inspections for program compliance, review condominium documents, provide all applicable disclosures, including Lead-Based Paint, Eminent Domain, and others, as required by funding sources. MBCDC will deposit earnest monies to secure site control. DisDosition - MBCDC will sell 20 housing units to qualified income-eligible individuals and families. After acquiring suitable units from the Miami Beach real estate market, MBCDC will rehabilitate the units, if necessary, and enter mto purchase and sale contract with qualified income eligible first-time home buyers. MBCDC will work with these buyers to prepare their application for fmancing and supervise the closing after approval. MBCDC will also provide financial assistance to assist the home buyer. PROGRAM GOALS'AND MEASURABLE OUTCOMES I. Conduct home buyer workshop. 2. Lottery selection - COInmerce initiatives 3. Pre-qualify applicants. 4. Obtain bank and Courlty commitments. 6. Close on 1-4 units per'month. SCHEDULE FOR IMPLE~NTATION Goal 10/2003 1112003 121'2003 1/2004 2/2004 3/2004 4/2004 5/2004 6/2004 7/2004 8/2004 9/2004 1 X X , 2 X X 3 X X' X X X X X X X X X , 4 X X X X X X X X X X X 5 X Xi X X X X X X X X X ; F:\NBIG\l/Sa.cD\MIIIlCY\CONI'IlACTS\01-04~ l.s-.d S&...doc Page 1 oft CDBG AGREEMENT October 1, 2003 to September 30, 2004 ATTACHMENT ill GUIDELINES FOR FINANCIAL MANAGEMENT OF CDBG-FUNDED ACTIVITIES FINANCIAL MANAGEMENT SYSTEM To comply with federal regulations, each program must have a financial management system that provides accurate, current and complete disclosure of the financial status of the activity. This means the financial system must be capa'1il1e of generating regular fmancia1 status reports which indicate the dollar amount allocated for each activity (including any budget revisions), amount obligated (Le., for which contract exists), and the amount expended for each activity. The system must permit the comparison of actual expenditures and revenues against budgeted amounts. The City must be able to isolate and to trace every CDBG dollar received and prove where it went and for what it was used. The City is responsible for reviewing and certifying the financial management of any operating agency, which is not a City department or bureau, in order to determine whether or not it meets all of the above requirements. If the agency's system does not meet these requirements and modifications are not possible, the City must administer the CDBG funds for the operating agency. SUPPORT FOR EXPENDITURES Sufficient support for expenses depends on the type of expenditure. They normally include the following items: . Salaries (should be supported by proper documentation in personnel files of hire date, position, duties, compensation, raises with effective date, termination date, and similar type information. Non- exempt employees are required by law to complete a timesheet showing number of hours they worked during the day. All employees paid in whole or in part from CDBG funds should prepare a time sheet indicating the hours worked ~n CDBG projects for each pay period. Based on these time sheets and the hourly payroll costs for each employee, a voucher statement indicating the distribution of payroll charges should be prepared and placed in the appropriate files.) . Employee Benefits (should be supported by personnel policies and procedures manual, describing the types of benefits, eligibility and other relevant information.) . Professional Services (should be supported by a complete and signed copy of the contract between the organization and the independent contractor, describing at the minimum, period of service, type of service and method for payments, in addition to the invoice from the private contractor.) . Purchases (at a minimum, purchases should be supported by a purchase order, packing list and vendor invoice. Credit card statements, travel itineraries, vendor statements, and similar items do not represent support for an expense.) RECORDS Accounting records must be stipported by source documentation. Invoices, bills of lading, purchase vouchers, payrolls and the like: must be secured and retained for four years in order to show for what F:\NEIGIHSG-CDIMERCY\Attachment III CDBG.do<: Page 1 of2 purpose funds were spent. Payments should not be made without invoices and vouchers physically in hand. All vouchers/invoices should be on vendor's letterhead. Financial records are to be retained for a period offour years, with access guaranteed to the City, to HUD or Treasury officials or their representative. AUDITS For years beginning after June! 30, 1996, all nonprofit organizations, state governments, and local governments that receive Fed~1 funding fall under the revised OMB Circular A-133, Audits of States, Local Governments, and Nonprofit Organizations. Non-Federal entities that expend $300,000 or more in a year in Federal awards must have a single or program-specific audit. One copy of the sub-recipient 9r vendors' audited financial statement shall be submitted to the City immediately following the end of the fiscal year(s) during which CDBG funds are received. All auditees must submit to th~ Federal Audit Clearinghouse (FAC) a data collection form (Form SF- SAC) and reporting package upon completion of the annual audit in accordance with OMB Circular A- 133. The deadline for this submission is the earlier of the 30 days after receipt of the auditor's report(s), or nine months after the end o~ the audit period, unless a longer period is agreed to in advance by the cognizant or oversight agency for the audit. Address for submission is: The Federal Audit Clearinghouse 1201 E. 10th Street Jeffersonville, IN 47132 Phone (301) 457-1551 or (800) 253-0696 Email: lZov.fac(@,census.goV Web: htto:/lbarvester.census.gov/sac REQUESTS FOR PAYMENtI'S Payments to sub-recipients wiU be on a reimbursement basis. Requests are to be submitted utilizing the enclosed financial status, client profile, and narrative report forms, in a format consistent with the approved budget as shown in Attachment II, including an analysis of expenses to budget. A cash advance may be available upon special request. All requests must be submitted to: Joanna Reve10, Director Hpusing and Community Development Division City of Miami Beach Neighborhood Services Department 1700 Convention Center Drive Miami Beach, Florida 33139 F:\NEIG\HSO-CD\MERCY\AlIachmcnl III CDHO.doc Page 2 of2 -=- ICMB Budget Account 134.SCi58.000345 I MontbIYearl CITY OF MIAMI BEACH coMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM I ' , FINANCIAL STATUS REPORT lQ Provider: Miami Beach Community Development Corp. Reporting Period: ' Project Name: Scatt Site/Acq./Disp Date Submitted: CD'G Year 29 FV:200312004 $160,000 ($80,000 Acquisition Bud~et Amount $80,000 Disposition) Month This Month Year to Date Balance Oct-03 $ - $ - $ 160,000.00 Nov-03 $ - $ - $ 160,000.00 Dec-03 $ - $ - $ 160,000.00 Jan-04 $ , - $ - $ 160,000.00 Feb-04 $ - $ - $ 160,000.00 Mar-04 $ - $ - $ 160,000.00 Apr-04 $ - $ - $ 160,000.00 May-04 $ . - $ - $ 160,000.00 Jun-04 $ $ , $ 160,000.00 - - Jul-04 $ - $ - $ 160,000.00 AU2-04 $ i - $ - $ 160,000.00 Sep-04 $ - $ - $ 160,000.00 This Request Attached you will find original invoic~s or canceled checks plus copies of paid invoices to substantiate the above expenditures. I certify that all goods and services have been received, that they all fall within , the contractual scope of services and budget, and that these costs have not been paid previously by any other funding source. I certify that substantially all program income received has been disbursed or will be disbursed within 3 days of this request, in accordance with the provisions at 24 CFR 570.504 and that the amount of this request is addition~lly needed to pay invoices as listed. Authorized Signature Name and Title of Person Submitting Report :-r--- , i CITY OF MIAMI BEACH COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM MONTBL Y NARRATIVE AND CLIENT PROFILE REPORT Project Name: Scattered Site Home Buver Assistance - ACQuisitiou Date Submitted: Signature: Provider: Miami Beach Community Develoument COrD. Reporting Period: Person Submitting Report: Please complete the following reports for activities undertaken during this month's reporting period If reporting for more than one activity, provide a separate progress and client profile report for each distinct activity. I. Monthly Progress Report - P,Iease document the progress achieved during this month towards the project goals and measurable outcomes that were OUtlined in the Schedule for Implementation of the Statement of Work and Goals (Attachment I of the Agreement.). Month Gul Met Not Met October November i December . Janusrv : Februarv March Month Go81 Met Not Met Aoril Mav June Julv Au<mst Seotember In the space below, descnbe any problem, which may have affected your performance during the reporting period. Attach additional pages, if necessary and ~escnbe any special circumstance encountered, recognition or award received during the reporting period. n. Client Prome Report Month Clients Inco~ Range Etbnicity Female Special HOH Needs3 New YlD' ~! 80% White Not Black Not Hispanic American AsianlPacific Ln2. (LM)2 Hisoanic Hisoanic , Indian Islander/Other Oct Nov. , Dec. , Jan. Feb. March , Anril , Mav , June Julv AUIl. , Sept. I Total ! I N.otes: (1) YTI? ~cates Year to Date: this number ~uals prior monthly figures + current monthly figures. (2) VLI indicates very-low Income. LM ln~bca~s.low/moderate'ln~ome. (3) S~lal N~. inc~ud~s elderly/frail elderly persons, persons with AIDS, persons with dtsabthties, homeless p~ons, and famihes parttClpating In programs to achieve economic self-sufficiency. P:\NBIGlHSG-CD\MEIlCYlCONTllACTS\O~ Site.........doc CITY OF MIAMI BEACH COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM MONTHLY NARRATIVE AND CLIENT PROFILE REPORT Project Name: Scattered Site Home Buver Assistance / Disposition Date Submitted: Signature: Provider: Miami Beach Community Develooment Com. Reporting Period: Person Submitting Report: Please complete the following reports for activities undertaken during this month's reporting period. If reporting for more than one activity, provide a separate progre~s and client profile report for each distinct activity. I. Monthly Progress Report - Please document the progress achieved during this month towards the project goals and measurable outcomes that were outlined in the Schedule for Implementation of the Statement of Work and Goals (Attachment I of the Agreement.) : Month Goal Met Not Met October ; November December Januarv ; Februarv , March ; Month Goal Met Not Met April May June July Au2llSt Seotember In the space below, descn'be any Problem, which may have affected your performance during the reporting period. Attach additional pages, if necessary and iIescribe any special circumstance encountered, recognition or award received during the reporting period. . n. Client Proftle Report Month Clients Incotrnl Range Ethnicity Female Special . HOH Needsl New YTD' 50% 80% White Not Black Not Hispanic American Asian/Pacific CYL02 . (LM) 2 Hisoanic Hisoanic Indian Islander/Other Oct. , Nov. Dec. , , Jan. r Feb. March Aoril . r Mav June ! , Julv , AUI!. ! Seot. Total r I Notes: (I) YTD indicates Year to Date. 'fh!is number equals prior monthly figures + current monthly figures. (2) VLI indicates very-low income. LM indicates low/moderate-incomf' (3) Special Needs includes elderly/frail elderly persons, persons with AIDS, persons with disabilities, homeless persons, and families participating in programs to achieve economic self-sufficiency. P,\NBIG\HSo.cD\MEIlCYlCONTllAcrs\03~SiIc .........doc CDBG AGREEMENT October 1, 2003 to September 30, 2004 ATTACHMENT IV J\PPUCABLE FEDERAL REGULATIONS I. NON-DISCRIMINATION AND EQUAL ACCESS No person in the Unittjd States shall on the grounds of race, color, national origin, religion or sex be excluded, denied benefits or subjected to discrimination under any program funded in whole or in part by CDBG funds. The Provider must take measures to ensure non-discriminatory treatment, outreach and access to program resources. This applies to employment and contracting, as well as,to marketing and selection of program participants. Fair Housing and Equal Opportunity The Provider must c01nply with all the following Federal laws, executive orders and regulations pertaining to fair housing and equal opportunity. They are summarized below: . Title VI of the CiVil Rights Act of 1964. As Amended (42 USC 2000d et sea.): States that no person may be ex~luded from participation in, denied the benefits of, or subjected to discrimination un4er any program or activity receiving Federal financial assistance on the basis of race, color or national origin. The regulations implementing the Title VI Civil Rights Act provisions for,HOD programs may be found in 24 CPR Part 1. , . The Fair Housing Act (42 USC 3601-3620): Prohibits discrimination in the sale or rental of housing, the finanbing of housing or the provision of brokerage services against any person on the basis ofrac~, color, religion, sex, national origin, handicap offamilial status. Fair Housing Act implementing regulations may be found in 24 CFR Part 100-115. . Eaual Oooortunit\i in HousinglExecutive Order 11063. as amended by Executive Order 12259); Prohibits liiscrimination against individuals on the basis ofrace, color, religion, sex or national origin ,n the sale, rental, leasing or other disposition of residential property, or in the use or occupa~cy of housing assisted with Federal funds. Equal Opportunity in Housing regulations may be found in 24 CFR Part 107. . Age Discrimination Act of 1975. As Amended (42 USC 6101 ): Prohibits age discrimination in programs recei'0ng Federal fmancial assistance. Age Discrimination Act regulations may be found in 24 CPR Part 146. . Section 109 of Title I of the Housin2 and Community Development Act of 1974: Requires that no person shall be excluded from participation in, denied the benefits of, or be subjected to discrimination ~der any program or activity funded with CDBG funds on the basis of race, color, religi~, national origin or sex. Afftrmatlve Marketing The Provider must adopt affirmative marketing procedures and requirements for all CDBG- assisted housing with $ve or more units. Requirements and procedures must include: . Methods for infonhmg the public, owners and potential tenants about fair housing laws and the Provider's poli~ies (for example: use of the Fair Housing logo or equal opportunity language); , . A description of wrat owners and/or the Provider will do to affirmatively market housing assisted with CDBp funds; , Page 1 of7 . A description of what owners and/or the Provider will do to inform persons not likely to apply for housing without special outreach; . Maintenance of records to document actions taken to affirmatively market CDBG-assisted units and to assess'marketing effectiveness; and . A description of how efforts will be assessed and what corrective actions will be taken where requirements are not met. Handicapped Access.,mty The CDBG regulatio~ also require adherence to the three following regulations governing the accessibility of Federally assisted buildings, facilities and programs. . Americans with Disabilities Act (42 USC 12131: 47 USC 155.201. 218 and 225): Provides comprehensive civil rights to individuals with disabilities in the areas of employment, public accommodations, ~tate and local government services and telecommunications. The Act, also referred to as the ADA, also states that discrimination includes the failure to design and construct facilities (built for first occupancy after January 26, 1993) that are accessible to and usable by persons with disabilities. The ADA also requires the removal of architectural and communication barriers that are structural in nature in existing facilities. Removal must be readily achievable, easily accomplishable and able to be carried out without much difficulty or expense. . Fair Housing Act: Multi-family dwellings must also meet the design and construction requirements at 24CFR 100.205, which implement the Fair Housing Act (42 USC 3601-19) . Section 504: Section 504 of the Rehabilitation Act of 1973 prohibits discrimination in federally assisted programs on the basis of handicap. Section 504 imposes requirements to ensure that "qualifled individuals with handicaps" have access to programs and activities that receive Federal funds. Under Section 504, recipients and subrecipients are not required to take actions that create unique financial and administrative burdens or after the fundamental nature of the pro~. For any Provider principally involved in housing or social services, all of the activities of the agency -- not only those directly receiving Federal assistance -- are covered under Section 504. Contractors or vendors are subject to Section 504 requirements only in the work they do on behalf of the Provider or the City. The ultimate beneficiary of the Federal assistance is not subject to Section 504 requirements. . The Architectural11arriers Act of1968 (42 USC 4151-4157): Requires certain Federal and Federally-funded buildings and other facilities to be designed, constructed or altered in accordance with standards that ensure accessibility to, and use by, physically-handicapped people. II. EMPLOYMENT ANP CONTRACTING The Provider must comply with the regulations below governing employment and contracting opportunities. These concern equal opportunity, labor requirements and contracting/procurement procedures. Equal Opportunity The Provider must coniply with the following regulations that ensure equal opportunity for employment and contr~cting. . Equal EmploVIDent Opportunity. Executive Order 11246. as amended: Prohibits discrimination agalnst any employee or applicant for employment because of race, color, religion, sex or na~onal origin. Provisions to effectuate this prohibition must be included in Page 2 of7 all construction contracts exceeding $10,000. Implementing regulations may be found at 41 CFR Part 60. . Section 3 of the Housin2 and Urban Development Act of 1968: Requires that, to the greatest extent feasible, opportunities for training and employment arising from CDBG funds will be provided to 10w-i11come persons residing in the program service area. Also, to the greatest extent feasible, contracts for work (all types) to be performed in connection with CDBG will be awarded to business concerns that are located in or owned by persons residing in the program service area. . MinoritvIWomen'$ Business Enterorise: Under Executive Orders 11625, 12432 and 12138, the City and the PTovider must prescribe procedures acceptable to HOD for a minority outreach program to ensure the inclusion, to the maximum extent possible, of minorities and women, and entities owned by minorities and women, in all contracts (see 24 CFR 85.36(e)). Labor Requirements, The Provider must corpply with certain regulations on wage and labor standards. In the case of Davis-Bacon and the Contract Work Hours and Safety Standards Acts, every contract for construction (in the ca~e of residential construction, projects with eight or more units) triggers the requirements. . Davis-Bacon and Related Acts (40 USC 276(A)-7): Ensures that mechanics and laborers employed in constpJction work under Federally-assisted contracts are paid wages and fringe benefits equal to those that prevail in the locality where the work is performed. This act also provides for the wl.thholding of funds to ensure compliance, and excludes from the wage requirements apprentices enrolled in bona fide apprenticeship programs. . Contract Work Hqurs and Safety Standards Act. as amended (40 USC 327-333): Provides , that mechanics ati<;llaborers employed on Federally-assisted construction jobs are paid time and one-half for work in excess of 40 hours per week, and provides for the payment of liquidated damageiS where violations occur. This act also addresses safe and healthy working c'onditions. . COPeland (Anti-Kickback) Act (40 USC 276c): Governs the deductions from paychecks that are allowable. Makes it a criminal offense to induce anyone employed on a Federally assisted project to ;relinquish any compensation to which he/she is entitled, and requires all contractors to subnut weekly payrolls and statements of compliance. . Fair Labor Standatds Act of 1938. As Amended (29 USC 201. et. sea.): Establishes the basic minimum wage for all work and requires the payment of overtime at the rate of at least time and one-half. It al~o requires the payment of wages for the entire time that an employee is required or permitted to work, and establishes child labor standards. Contracting and Pr~urement Practices The CDBG program i~ subject to certain Federal procurement rules. In addition, the City and the Provider must take me~sures to avoid hiring debarred or suspended contractors or subrecipients and conflict-of-interes~ situations. Each is briefly discussed below. . Procurement: For (he City, the procurement standards of24 CPR 85.36 apply. Fornon-profit organizations receiving CDBG funds, the procurement requirements at 24 CFR Part 84 apply. . Conflict oflnteres~: The CDBG regulations require grantees (the City), state recipients and subrecipients (the frovider) to comply with two different sets of conflict-of-interest provisions. The fltst set of provisions comes from 24 CFR Parts 84 and 85. The second, ! Page 3 of7 which applies only in cases not covered by 24 CFR Parts 84 and 85, is set forth in the CDBG regulations. Both.sets of requirements are discussed below. The provisions at 24 CFR 85.36 and 24 CFR 84.42 apply in the procurement of property and services by grantees (the City), state recipients, and subrecipients (the Provider). These regulations require the City and the Provider to maintain written standards governing theiperformance of their employees engaged in awarding and administering contracts. At a minimum, these standards must: Require tlj.at no employee, officer, agent of the City or the Provider shall participate in the selei;:tion, award or administration of a contract supported by CDBG if a conflict-of-interest, either real or apparent, would be involved; Require that employees, officers and agents of the City or the Provider not accept gratuities, favors or anything of monetary value from contractors, potential contractorS or parties to subagreements; and Stipulate provisions for penalties, sanctions or other disciplinary actions for violations of standards. A conflict wo*ld arise when any of the following has a financial or other interest in a firm selected for an award: An emploree, agent or officer of the City or the Provider; Any member of an employee's, agent's or officer's immediate family; An emplofee's, agent's or officer's partner; or An organization that employs or is about to employ an employee, agent or officer of the City ot the Provider. The CDBG reSulations at 24 CFR 570.611 governing conflict-of-interest apply in cases not covered by 24 CFR 85.36 and 24 CFR 84.42. These provisions cover employees, agents, consultants, officers and elected or appointed officials of the grantee (the City), state recipient or subrecipient (the Provider). The regulations state that no person covered who exercises or has exercised any functions or responsibilities with respect to CDBG activities or who is in a position to participate in decisions or gain inside information: i May obtafu a fInancial interest or benefit from a CDBG activity; or Have an interest in any contract, subcontract or agreement for themselves or for persons with business or family ties. This requirement applies to covered persons during their tenure and for one year after leaving the ~tee (the City), the state recipient or subrecipient (the Provider) entity. Upon written request, exceptions to both sets of provisions may be granted by HOD on a case-by-case op,ly after the City has: Disclosed the full nature of the conflict and submitted proof that the disclosure has been made! public; and ' Provided ai legal opinion from the City stating that there would be no violation of state or 1~ law if the exception were granted. I ' . Debarred contractdrs: In accordance with 24 CFR Part 5, CDBG funds may not be used to directly or indirectlY employ, award contracts to ,or otherwise engage the services of any contractor or subrepipient during any period of debarment, suspension or placement of ineligibility status. ! The City should check all contractors, subcontractors, lower-tier Page 4 of7 contractors or subrecipients against the 'Federal publication that lists debarred, suspended and ineligible contractors. m. ENVIRONMENTAL REQUIREMENTS The City is responsible for meeting a number of environmental requirements, including environmental review~, flood insurance, and site and neighborhood standards. Environmental Revi~ The City is responsible for undertaking environmental reviews in accordance with the requirements imposed ~n "recipients" in 24 CPR 58. Reviews must be completed, and Requests for Release of Funds OUtOF) submitted to HOD before CDBG funds are committed for non- exempt activities. Private citizens and organizations may object to the release of funds for CDBG projects on certain procedural grounds relating to environmental review (see 24 CPR 58.70- 58.77). To avoid chaltenges, grantees (the City) and subrecipients (the Provider) should be diligent about meetingiprocedura1 requirements. Flood Insurance Section 202 of the Flo<x1 Disaster Protection Act of 1973 (42 USC 4106): Requires that CDBG funds shall not be provided to an area that has been identified by the Federal Emergency Management Agency (FEMA) as having special flood hazard, unless: The community is participating in the National Flood Insurance Program, or it bas been less than a year since the community was designated as having special flood hazards; and Flood insurance is obtained. IV. LEAD-BASED pAINT On September 15, 1999, the "Requirements for Notification, Evaluation and Reduction of Lead- Based Paint Hazards in Federally Owned Residential Property and Housing Receiving Federal Assistance; Final Rule" was published within title 24 of the Code of Federal Regulations as part 35 (24 CFR 35). Th~ regulation was issued under sections 1012 and 1013 of the Residential Lead-Based Paint Hazard Reduction Act of 1992, which is Title X (ten) of the Housing and ,Community Development Act of 1992. Sections 1012 and 1013 of Title X amended the Lead- Based Paint Poisoning Prevention Act of 1971, which is the basic law covering lead-based paint in federally associated housing. The regulation sets lJa7,ard reduction requirements that give much greater emphasis to reducing lead in house dust. Scientific research has found that exposure to lead in dust is the most common way young children become lead poisoned. Therefore, the new regulation requires dust ,testing after paint is d~sturbed to make sure the home is lead-safe. Specific requirements depend on whether the housing is being disposed of or assisted by the federal government; and also on the type and amount of financial assistance, the age of the structure, and whether the dwelling is rental or owner occupied. PROPER1Y EXEMP1' FROM LEAD-BASED PAINT REGULATION. . Housing built since January 1, 1978, when lead paint was banned for residential use . Housing exc1usive'y for the elderly or people with disabilities, unless a child under age 6 is expected to reside there ' . Zero-bedroom dw~11ings, including efficiency apartments, single-room occupancy housing, dormitories or mili\tary barracks . Property that bas been found to be free of lead-based paint by a certified lead-based paint inspector ' . Property where all [lead-based paint bas been removed Page 5 of7 . Unoccupied housing that will remain vacant until demolished . Non-Residential property . Any rehabilitation or housing improvement that does not disturb a painted surface TYPES OF HOUSING SUBJECT TO 24 CFR 35 . Federally-Owned housing being sold . Housing receiving a federal subsidy that is associated with the property, rather than with the occupants (project-based assistance) . Public housing . Housing occupied by a family (with a child) receiving tenant-based subsidy (such as a voucher or certificate) . Multifamily housmg for which mortgage insurance is being sought . Housing receiving federal assistance for rehabilitation, reducing homelessness, and other special needs ' If you want copies of the regulation or have general questions, you can call the National Lead Information Center at (800) 424-LEAD, or mD (800) 526-5456 for the hearing impaired. You can also download the, regulation and other educational materials at htto://www.hud.l!ov/officeslleadlindex.cfm. For further information, you may call HOD at (202) 755- 1785, ext. 104, or e-mail HOD at lead regulations{@'hud.~ov. V. DISPLACEMENT, RELOCATION, ACQUISmON AND REPLACEMENT OF HOUSING ' CDBG projects involving acquisition, rehabilitation or demolition may be subject to the provisions of the Uniform Relocation Act (UDA). Demolition or conversion of units with CDBG funds may trigger section 104 (d) (also known as the "Barney Frank Amendment" requirements.) VI. COMPLIANCE wrtH NATIONAL OBJECTIVE The Provider will ensure and maintain evidence that activities assisted with CDBG funds from the City of Miami BeaCh comply with the primary National Objective, "Benefit to Low and Moderate Income Persons" and will provide services or activities that benefit at least 51 % low and moderate income persons. A low or moderate-income household is defined as: a household having an income equal to, or less than, the limits cited below. Individuals who are unrelated but are sharing the same household shall each be considered as one-person households. Low aDd Moderate Household IDcome Limits (Effective 12/10/2001) (Source: U.S. Department of Housing & Urban Development) (Note: Low-Income (80% of Median Income), Very Low-Income (50% of Median Income) Median Family Income FY 2002: $48,200) Household Size 30% of MediaD VerY Low-Income Low-Income 1 Person $10,100 $16,850 $27,000 2 Person $11,550 $19,300 $30,850 3 Person : $13,000 $21,700 $34.700 4 Person $14,450 $24,100 $38,550 5 Person $15,600 $26,050 $41,650 6 Person $16,750 $27.950 $44,750 7 Person , $17,950 $29,900 $47,800 8 Person ; $19,100 $31,800 $50,900 Page 6 of7 LOW/MODERATE INCOME DATA SOUTHERN TARGET AREA Census Tract Total L/M Persons Total Persons % Low/Mod 40.00-5 , 310 448 69.20 , 41.01-1 614 757 81.11 41.01-2 I 2,137 4,002 53.40 41.01-3 , 810 1,511 53.61 42 10,042 13,736 73.11 43 6,728 9,582 70.21 44 , 10,774 13,244 81.35 45 ! 1,768 2,307 76.64 TOTAL 33.183 45.587 73% L/M NORTHERN TARGET AREA Census Tract , Total L/M Persons Total Persons % Low/Mod 39.01-1 603 1,036 58.20 39.01-2 I 620 836 ' 74.16 39.01-3 " 407 468 86.97 39.01-4 i 518 772 67.10 , , 39.01-5 1,593 2,256 70.61 39.0l-6 , 1,581 2,240 70.58 ; 39.02-1 I 704 897 78.48 39.02-2 I 876 1,187 73.80 39.02-3 , 211 211 100.00 39.02-4 ; 1,564 2,097 , 74.58 39.05-2 ; 2,408 3,346 71.97 -'- 39.05-4 : 2,401 3,071 78.18 TOTAL , 8,677 12.000 72% L/M , ; F:1NIlJOIHSG.CD\M1lcy\c()NTIlACTllI~ IV CDOO,doc Page 7 of7 CERTIFICATION OF CDBG-FUNDED CONSTRUCTlONIREBABILITATION PROJECTS If the Provider anticipates, using CDBG funds for construction or rehabilitation, the following federal and Oty of Miami Beach requirements must be acknowledged: A. All construction or re~bilitation plans and specifications for the project must be approved by the city's departments of Planning, Neighborhood Services, Public Works, Building, Code Compliance, and Fire. If the project is located in the Miami Beach Architectural District, or affects a building listed or eligible for listJ.ng on the National Register of Historic Places, all plans and specifications must be approved by the State Historic Preservation Office (SHPO), in accordance with the Memorandum of Understanding between the SHPO and the City. B. The City shall not be obligated to pay any funds to the project prior to the completion by the City of an environmental review of the project, and said review is approved by any government agencies as may be required by law. C. The Provider will assure all wages paid to construction workers by it or its subcontractors are in compliance with federal, state and local labor requirements. The Provider agrees to include in the construction bid speciqcations in connection with this agreement the applicable Federal Wage Determination assigned to this project by HOD. The Provider must also inform his contractor/subcontractorS that they will be required to submit documents after a city-conducted pre- construction conference and prior to construction. Weekly and/or monthly reports must be submitted thereafter, as required by the federal government. D. The Provider agrees to 'fOmply with, and to assure that its subcontractors comply with, the federal Office of Management l\Ild Budget (OMB) Circular Number A-I02 Attachment E for programs funded in whole or in p~ by CDBG funds; with federal OMB Circular A-I02 Attachment 0 for the procurement of s\1PRlies, equipment, construction and services; and with Federal Management Circular A-87; or any o~er applicable OMB circular. E. Pursuant to Section 109 ,of the Act, the Provider specifically agrees that no person shall be denied the benefits of the program on the grounds of race, color, sex, religion or national origin. F. The Provider agrees, on : its own behalf and on behalf of its contractors and subcontractors, to take affirmative action in atteplpting to employ low income and minority persons, as mandated by law. G. As required by OMB, Circular Number A-I02, and by Florida Statutes Section 287.055, professional services must be competitively selected. The competitive selection process must include a public advertisement; issuance of a request for proposal and a competitive review based on uniform criteria. Selection criteria must consider the basic qualifications, professional competence, experience: and suitability of each firm. Fees for professional services must be requested as a fixed sum 'and not stated as a percentage of construction costs. H. All documents, bid speqifications, notices and construction drawings must be submitted for the review and approval oftl).e Neighborhood Services Department prior to public advertisement. I. The bidding process for [construction contracts must include a formal advertisement, published in The Miami Review, Dodge Reoorts and The Miami Builder's Exchange. This announcement must include the following: : , Page 1 of2 . 1. The date, time and place that bid documents are available, and the same information for any pre-bid cOnferences and receipt of bids. 2. The requirem~t of bid surety in the amount of ten percent (10%) of the bid, and a performance sind payment bond equal to 100% of the award. 3. A standard statement regarding the "in whole or in part" federal funding of the project and the variot$ applicable federal regulations. J. The City reserves the right to be present at the time of bid openings. If City CDBG monies are the sole funding source, ilie City may require that bids be received and opened by the City's Procurement Department. K. The Provider agrees to ~ubmit to the City's Neighborhood Services Department all documentation of the steps followed in the selection of professional services and construction contracts. L. The Provider agrees to &pecify a time of completion and include a liquidated damage clause in all construction contracts. Cost plus a percentage of cost, and percentage of construction cost contracts will not be permitted. ' M. If the Provider is awarded CDBG funds, other conditions and requirements will be specified in the funding agreement. N. The Provider agrees that it will not start construction until an official "Notice to Proceed" has been issued. O. Pursuant to 570.608 of the CDBG Regulations, and the new provisions in the Economic and Community Development Act of 1974 as amended, the Provider agrees to comply with the inspection, notification, testing and abatement procedures concerning lead-based paint. I hereby acknowledg~ that I have read the specific requirements contained in this Certification, and that eligi~i1ity of my organization's project depends upon compliance with the requirements contained in t~s document. MIAMI BEACH COM:MUNJTY DEVELOPMENT CORPORATION Signa~Y-- _Rt) bc-rfDl)~f1>yr u Print Name of Authorized Sig$tory NDv. 4, 1DD~ Date j)y ~SttllLK.-+ Print Title of Authorized Signatory Page 2 of2 r CERTIFICATION OF LEAD BASED PAINT REOUIREMENTS APPLICABll..ITY: A. The lead based paint rule applies to CDBG-funded housing activities involving construction, purchase and rehabilitation. B. The following housing rbhabilitation activities are excepted: 1. Emergency r~airs (but not lead based paint-related emergency repairs) 2. Weatherizing: 3. Water and/or !>ewer hookups 4. Installation of security devices 5. Facilitation o(tax exempt bond issuances for funds 6. Other single-purpose activities that do not include physical repairs or remodeling of applicable surfaces 7. Other activiti~s that do not involve applicable surfaces and do not exceed $3,000 per unit. I INSPECTION AND TESTING REOUIREMENTS: The Provider shall be ~equired to test the lead content of chewable surfaces of an apartment building to be rehabilitated, if there is a family residing in one of the units with a child under seven years of age with an identified elevated blood level condition (concentration of lead in blood of 25 micrograms per deciliter or greater) and the building was constructed prior to 1978. Chewable surfaces are defined as all exterior surfaces of a residential structure, up to five feet from the floor or ground, such ast a wall, stairs, deck, porch, railing, windows or doors that are readily accessible to children under s~en years of age, and all interior surfaces of a residential structure. Lead content shall be tc:1sted by using an x-ray fluorescence analyzer or other method approved by HOD. Test readings of 1 mglcm or higher shall be considered positive for presence oflead based paint. REOUIRED TREATMENT: Treatment of lead base4 paint conditions must be included as part of the proposed rehabilitation work. All chewable surfaces ~n any room found to contain lead based paint must be treated before final inspection and approval of work. Similarly, all exterior chewable surfaces must be treated when they are found to contain lead based paint. Minimum treatment invp1ves covering or removing the painted surfaces. Washing and repainting without thorough removal or cpvering does not constitute adequate treatment. Page 1 of2 r Covering can be achieved by adding a layer of gypsum wallboard or fiberglass cloth barrier. Depending on the wall con4ition, permanently attached, non-strippable wallpaper may be applied. Covering or replacing trim surfaces is also permitted. Removal can be accomplished by scraping, heat treatment (infrared or coil type heat guns) or chemicals. Machine sanding ~d propane torch use are not allowed. I hereby acknowledg, that I have read the specific requirements for lead based paint contained in this Certificatil'u, and understand that my organization's project eligibility depends upon compliance with the re~uirements contained in this document. MIAMI BEACH CO~ DEVELOPMENT CORPORATION Signa~? .J NrN. 4)2--003 Date _1<-D~ l?4JoyYc.- Print Name of Authorized Sigj1atory ?{C~cJ..u'v+ Print Title of Authorized Signatory Page 2 of2 . Name of Recipient: ~RTIFlCATION REGARDING LOBBYING CTIY OF MIAMI BEACH Name of Sub-recipient: MIAMI BEACH COMMUNITY DEVELOPMENT CORPORATION Grant Program Name: COMMUNITY DEVELOPMENT BLOCK GRANT Grant Number: B-03-MC-12-0014 CFDA NumberlTitle: 14218/ COMMUNITY DEVELOPMENT BLOCK GRANT f'J DV. ~ ,vbO? Date: ! The undersigned certifies, to tlte best of his or her lmowledge and belief, that: i I 1. No Federal appropriate<!. funds have been paid or will be paid, by or on behalf of the undersigned, to any person for inf1u~cing or attempting to influence an officer or employee of any agency, a Member of Congress, 1m officer or employee of Congress, or any employee of a Member of Congress in connection ~th the awarding of any Federal contract, the making of any Federal grant, the making of any Fedef-atloan, the entering into of any cooperative agreement, and the extension, continua?on, renewal, lamendment, or modification of any Federal contract, grant, loan, or cooperative agreement. i i 2. If any funds other than federal appropriated funds have been paid or will be paid to any person for influencing or attempt~g to influence an officer or employee of any agency, a Member of Congress, an officer 0* employee of Congress, or any employee of a Member of Congress in connection with this Fe~eral contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying", in accordance with its instructions. i 3. The undersignedsba11 lrequire that the language of this certification be included in the award documents for all sub-aiwards at all tiers (including sub-contracts, sub-grants, and contracts under grants, loans, and cooPerative agreements) and that all individuals receiving sub-awards shall certify and disclose acc~dingly. ! MlAMI BEACH COMMUrfITY DEVELOPMENT CORPORATION , Signa~/i Jl'/)~.~OD~ Date _R b bvY+o '"Dct--f-n yY V Print Name of Authorized Sig,batory YYC~ Print Title of Authorized Signatory Page 1 of! , CERTIFICATION REGARDING DRUG-FREE WORKPLACE REOUlREMENTS Name of Recipient: CITY OF MIAMI BEACH Name of Sub-recipient: MIAMI BEACH COMMUNITY DEVELOPMENT CORPORATION Grant Program Name: COMMUNITY DEVELOPMENT BLOCK GRANT Grant Number: B-03-MC-12-0014 CFDA Number/Title: 142181 COMMUNITY DEVELOPMENT BLOCK GRANT jJ 0'1. &.\ I ~Ob; Date: The Provider shall insert in th,e space provided below the site(s) expected to be used for the performance of work under the grant cov~d by the certification: Place of Performance (include, street address, city, county, state, zip code for each site): ~Iimi Boo c.lIIity DMIopmmt CarparatiOll ~,PtnmyInnia Aftnue HiaIIIt Btadt,n IDJlI MIAMI BEACH COMMUNITY DEVELOPMENT CORPORATION ~{~~ ~ 1- D bvr~'V~~rrv Print Name of Authorized Signatory 11 nv. ~I J-bb~ Date j)Yt7id..L~+ Print Title of Authorized Signatory Page 1 of 1 ACKNOWLEDGEMENT OF DISABILITY NONDISCRIMINATION AFFIDAVIT CONTRACT REFERENCE CDBG CONTRACT YEAR 29. Fiscal Year 2003/2004 NAME OF FIRM, CORPORATION, OR ORGANIZATION MIAMI BEACH COMMUNTIY DEVELOPMENT CORPO&\TION ! AUTHORIZED AGENT COMPLETING AFFIDAVIT POSmON ?r C$ i eLL k +- I, 'i< D ~~ --r> OL-h yYe:...- '? l) be...Y-+n --p a1-o YY e..- PHONE NUMBER U~.e:;.l)~~. DOtl D , being duly first sworn state: That the above named; form, corporation or organization is in compliance with and agrees to continue to comply wi1;h, and assure that any subcontractor, or third party contractor under this project complies with all applicable requirements of the laws listed below including, but not limited to, those provisions pertaining to employment, provision of programs and services, transportation, communications, access'to facilities, renovations, and new construction. , The Americans with Disabilities Act of 1990 (ADA): Pub. L. 101-336, 104 Stat 327, 42 U.S.C. 12101-12213 and 547 U.S.C. Sections 225 and 611 including Title I, Employment; Tittle n, Public Services; Titl~ ill, Public Accommodations and Services Operated by Private Entities; Title IV, TelecommWlications; and Title V, Miscellaneous Provisions. The Rehabilitation Act of 1973: 29 U.S.C. Section 794. The Federal Transit Act, as amended: 49 U.S.C. Section 1612. The Fair Housing Ac~ as amended: 42 U.S.C. Section 3601-3631. Si~~ ~ presented ~o ber7D b~---J-o ,v-re (Affiant):, (') , ~/,Wx.~ ~ : Type ofiden cation) It~. 4, ~D()3 1o~ ~ ~()v (Date) by SUBSCRIBED AND SWORN TO (or affirmed) before me on . He/She is personally known to me or has , as identification. " (Serial Number) (EXPirati~~~O I Notary Public The City of Miami Beach wi1) not award a contract to any firm, corporation or organization that fails to complete and submit this A.radavit with the firm, corporation or organization's bid or proposal or fails to have this Affidavit on file with the City of Miami Beach. Page 1 of 1