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MBCDC Housing Counseling COMMUNI'fY DEVELOPMENT BLOCK GRANT AGREEMENT BETWEEN THE CITY OF MIAMI BEACH AND MIAMI BEArn COMMUNITY DEVELOPMENT CORPORATION This Agreement made and entered into this 1st day of October, 2003, by and between the CITY OF MIAMI BEACH"a F1ori~ municipal corporation, hereinafter referred to as "the City", and MIAMI BEACH COMMUNI'tY DEVELOPMENT CORPORATION, hereinafter referred to as "Provider". WHEREAS, the City has received an entitlement grant from the U.S. Department of Housing and Urban Development as patt of its Community Development Block Grant Program for the period October 1,2003, to September 30, 2004 (hereinafter "the contract period"); and WHEREAS, the primary objective of the Community Development Block Grant (CDBG) Program is the development of viable urban communities, including decent housing and a suitable living environment and expanding eoonomic opportunities principally for persons of low and moderate income; and ' WHEREAS, the One+Year Action Plan was adopted by City of Miami Beach Resolution No. 2003-25305 on July 30, 2003; !and WHEREAS, the City!has determined, through its One-Year Action Plan for federal funds for Fiscal Year 2003/2004, the ne~essity for engaging the Provider to render the following services in Miami Beach: Housing Counseling (collectively, the Program). NOW, THEREFORE, in consideration of the mutual benefits contained herein, the City and Provider agree as follows: Section 1. Agreement D,cuments: Agreement documents shall consist of this Agreement and four (4) attachments, all of which are incorporated by reference into this Agreement: . Attachmeht I contains a description of the Program service and goals offered by the Provider. ~ . Attachmeitt n is a line item budget. . Attachmeht ill outlines financial inanagement procedures and reporting forms for use with Community Development Block Grant funds. ' . Attachmeht N contains applicable federal regulations. Section 2. Statement of Work: The Provider agrees to implement the activities in accordance with the Budget, as described in Attachments I and n. I Housing Cou..-liDg (570.208(a)(3)1570.20 1 (k)) To provide hO$ing counseling to first-time home buyers in the City of Miami Beach. The project will pr~vide counseling to qualified income-eligible individuals and families participants in ~e HOME-funded homebuyer assistance program. Section 3. Agreement ~ount: The City agrees to make available FORTY TIIOUSAND DOLLARS ~ 00/100 ($40,000) for use by the Provider during the term of the Agreement. : ! ! i i 1 i i Section 4. Section S. Section 6. Section 7. Section 8. Section 9. Alterations: ~y proposed alterations in the Program offered by the Provider and/or the budget shall fiist be submitted to and approved in writing by the City, said approval at the City's sole judgement and discretion. Method ofpajrment and Reporting Requirements: The Provider agrees to submit monthly Program progress reports to the City on the lOth day of each month, throughout the term ofthill Agreement. The Provider also agrees to submit, on September 30, 2004, a comprehensive! final report covering the agreed-upon Program objectives, activities, and expenditures dUring the term of this Agreement, including, but not limited to, performance data on client feedback, with respect to the goals and objectives outlined in Attachment I. Attachment m:contains reporting fomis to be used in fulfillment of this requirement. Other reporting requirements may be required by the City in the event of Program changes; the need for additional information or documentation arises; and/or legislative amendments ate enacted. The Provider shall be informed, in writing, if any changes become necesiWy. Reports and/or requested documentation not received by the due date shall be considered delinquent and shall be considered by the City, at its sole discretion, as sufficient cause to suspend pending CDBG payments to the Provider, and/or terminate the Agreement for; cause, pursuant to Section 12,herein. Monitoring: The City, at its discretion, shall schedule no less than one (1) annual on-site monitoring visit with the Provider to evaluate the progress and performance of the Program and to provide technical assistance; and/or a desk top review of the activities may be con4ucted 4t lieu of an on-site visit, if and only if, the agency has bad a satisfactory on- site review in the previous program year, and is not a high risk agency. Additional Cqnditions and Compensation - It is expressly understood and agreed by the parties hereto tpat monies to be used by Provider for compensation, as contemplated by this Agreement, originate from grants of CotnmWlity Development Block Grant funds from the U.S. bepartment of Housing and Urban Development (HUD) and mustbe implemented ill full compliance with all ofHUD's rules and regulations. It is expressly Wlderstood and agreed that in the event of curtailment or non-production of said federal grant funds, th~ financial sources necessary to continue to pay the Provider all or any portions ofthe!funds contemplated herein will not be available, and that this Agreement will thereby ~ate effective as of the time that it is determined by the City, in its sole discretion and Judgement, that said funds are no longer available. In the event of such determination, fue Provider agrees that it will not look to, nor seek to hold liable, the City nor any indivi4ual member of the City Commission and/or City Administration thereof personally for the performance of this Agreement and all of the parties hereto shall be released from l;\u1her liability each to the other Wlder the terms of this Agreement. Compliance lljith Local, State and Federal Regulations - The Provider agrees to comply with aU applicable federal regulations as they may apply to program administration ~d to carry out each activity in compliance with the laws and regulations as described in: 24 CFR 570 Subpart K, as same may be amended from time to time. Additionally, the Provider will comply with all state and local (City and COWlty) laws and ordinances her~ applicable. It shall be the Provider's sole and absolute responsibility to continually faDriliarize itself with any and all such applicable federal regulations, as well as any and all ~pplicable state and local laws and ordinances. ] I Restrictions f~r Certain Resident Allens - Certain newly legalized aliens, as described in 24 CFR ParIj 49, are not eligible to apply for benefits under covered activities funded by , 2 the Community Development Block Grant Program. "Benefits" Wlder this section means financial assis~ce, public services, jobs and access to new or rehabilitated housing and other facilities made available Wlder activities funded by the CDBG Program. "Benefits" do not include ~elocation services and payments to which displacees are entitled by law. Section 10. Subcontract: ~o part of this Agreement may be assigned or subcontracted without the prior written c~nsent of the City, such consent to be at the City's sole discretion and . I judgement. . Section 11. Term: This Agreement shall remain in effect from October 1, 2003, through September 30, 2004, with ithe Wlderstanding that at the end of any fiscal year during the term herein, the City ofMi4IDi Beach City Connnission has the authority to reappropriate any remaining Wl~ funds. . Section 12. Termination <<if Agreement: 12.1 Termin~tion for Convenience: The City and Provider agree that this Agreement may be telnrlnated for convenience and without cause, by either party hereto by written notice to the other party of such intent to terminate, at least thirty (30) days prior to the effective date of such termination. In the event of such termination for convenience by either party, the City shall cease any payments to Provider for costs resulting from obligations, which were not prOperly incurred before the effective date I . oftermin,tion. Additionally, Provider shall be solely responsible for submitting a fmal report. as provided in Section 5 of the Agreement, detailing all Program o1:ijective~, activities and expenditures up to the effective date of the termination. Said "fm~l report" shall be due within five (5) working days following the effective date ofth~ termination. Upon timely receipt of Provider's "final report", the City, at its sole dil<<:retion, shall determine the amoWlt (if any) of CDBG funds to be returned to'the CitY as a result of any incomplete Program items and/or items not satisfactorily perform~ and shall provide Provider with written notice of any monies due. Said monies sJ:!al.l be due immediately and payable upon receipt of such notice by Provider. ~otwithstanding the preceding, the City reserves any and all legal rights and reme~es it may have with regard to recapture of the CDBG funds herein, or any assets ac~uired or improved in whole orin part with said funds. 12.2 Termin~tion for Cause: Notwithstanding Subsection 12.1 above, the City may also place the Provider in default of this Agreement, and may suspend or terminate this Agreem~t, for cause. "Cause" shall include, but not be limited to, the following: a. b. c. d. Fjrllure to comply and/or perform in a material way, as same shall be d~termined by the City in its sole discretion and judgement, in accordance ~th the terms of this Agreement, or any Federal, State, CoWlty or City s~tute or regulation. S\1binitting reports to the City, which are late, incorrect or incomplete in any njaterial respect. bpplementation of this Agreement, for any reason, is rendered impossible or ~. feasible. F ilure to respond in writing to any concerns raised by the City, including bstantiating documents when required/requested by the City. . I . I ! i 3 Section 13. Section 14. Section 15. e. AnY evidence of fraud, mismanagement, and/or waste, as determined by the Qity's monitoring of the sub-recipient, and applicable HUD rules and r~gulations. The City shall hotify the Provider in writing when the Provider has been placed in default. Such notificatiim shall include: (i) actions taken by or to be taken by the City, such as withholding o~paymentsj (ii) actions to be taken by the Provider as a condition precedent to clearing the peficiency; and (Hi) a reasonable date for compliance, which shall be no more than fifteFn (15) days from notification date. In the event that Provider fails to correct such d~ficiency within the aforestated period, and following such notice from the City, this Agrebment shall be considered terminated for cause by the City, without further notice to Provider. , 12.3 Termination for Lack of Funds: In the event of curtailment of, or regulatory constraints placed on, the funds by HUD, this Agreement will terminate, effective as of the ~e that it is determined such funds are no longer available. Costs of the Provider resulting from obligations incurred during a suspension or after termination, are not al~owable unless the City expressly authorizes them in the notice of suspensidn or termination, or subsequent thereto. Other costs during suspension or after terr$nation which are necessary and not reasonably avoidable are allowable if, in the sole discretion of the City: a. I 'Ilhe costs resulting from obligations which were properly incurred before the effective date of suspension or termination, are not in anticipation of it, and, uj.. the Case of termination, are noncancelable; and 1the costs would be allowable if the award were not suspended or expired nPt'mally at the end of the funding period in which the termination takes effect. b." In th~ event o~termination of the Agreement, ~t its sole discretion! the City ~y require PrOVIder to u-arsfer any CDBG assets to the CIty pursuant to Section 16 herem. Equal Emplotment Opportunities: The Provider shall comply with equal employment opportunities ~s stated in Executive Order 11246, entitled "Equal Employment Opportunity" ~ amended Executive Order 11375, and as supplemented in Department of Labor regulati\JI1s. Program Incqme: Any "Program Income" (as such term is defined Wlder applicable federal regula~ons) gained from any activity of the Provider, funded by CDBG funds shall be reported to \:he City and utilized by the Provider in the operation of the CDBG-ftmded activity durin~ the term of this Agreement. Re6giO.US O~anizatiOn or Ow. ned Property: CDBG funds may be used by religious organizations on property owned by religious organizations only with prior written approval from .the City and only in accordance with requirements set in 24 CPR ~570.20O(j). Jite Provider shall comply with First Amendment Church/State principles, as follows: ~. , a. It will not . Scrimina.te against any employee or applicant for employment on the basis of religion and will not limit employment or give preference in employment to persons 0 tlte basis ofrelimon. "I ~~ i 4 I b. It will not Iliscriminate against any person applying for public services on the basis of religion and will not limit such services or give preference to persons on the basis of religion. c. It will pro~de no religious instruction or counseling, conduct no religious worship or services, C11gage in no religious proselytizing, and exert no other religious influence in the provisipn of such public services. ; d. The portion of a facility used to provide public services assisted in whole or in part Wlder this f..greement shall contain no sectarian or religious symbols or decorations. e. The funds received under this Agreement shall not be used to construct, rehabilitate, or restore ~y facility which is owned by the Provider and in which public services are to be ~ovided. However, minor repairs may be made if such repairs are directly related to !he public services; are located in a structure used exclusively for non- religious purposes; and constitute, in dollar terms, only a minor portion of the CDBG expenditure for the public services. Section 16. Reversion of 1-ssets: In the event of a termination of this Agreement pursuant to Section 12 herein, or uPon expiration of the Agreement, the Provider shall transfer to the City any CDBG funds ori hand at the time of termination or expiration and any account receivable "attributable to the use ofCDBG funds. Any real prop~ under the Provider's control that was acquired or improved in whole or in part with C~BG funds (including CDBG funds provided to the Provider in the form of a loan) in exce~s of$25,OOO must either: " I a. Be use~ to meet one of the national objectives in 24 CFR 570.208 (formerly secti~ 570.901) Wltil five years after expiration of the term of this Agreement, or for sucib longer period of time as determined to be appropriate by the City and as memon.alized by the City and Provider in an amendment to this Agreement or such Uistrument as the City, at its discretion, determines appropriate; or b. Ifnot tfsed in accordance with the above subsection (a), the Provider shall pay to the CitY an amoWlt equal to the current market value of the property less any . portion of the value attributable to expenditures ofnon-CDBG funds for the acquisition of, or improvement to, the property. No payment is required after the period ~ftime specified in subsection (a). Section 17. Conformity t~ HUn regulations: The Provider agrees to abide by guidelines set forth by the U.S. Department of Housing and Urban Development for the administration and implementatiorj. of the Community Development Block Grant Program, including appl~cable Uniform Administrative. Req~irements set forth in 24 CFR 57.0.502, and apphcable fedejrallaws and regulations m 24 CFR 570.600, et seq. In this regard, the Provider agree$ that duly authorized representatives of the U.S. Department of Housing and Urban Dellopment shall have access to any books, do cuments, papers. and records of the Provider th t are directly pertinent to this Agreement for the purpose of making audits, examinations, xcerpts and transcriptions. The Provider shall comply with the requirements d standards of OMB Circular No. A-122, "Cost Principles for Non-profit Organizations"l or OMB Circular No. A-21, "Cost Principles for Educational Institutions" as applicable. The Provider shall comply with the following provisions of the Uniform I ! 5 i Administrative requirements of OMB Circular A-II 0 (implemented at 24 CFR Part 84, "Uniform Administrative Requirements for Grants and Agreements With Institutions of Higher Education, Hospitals, and Other Non-Profit Organizations") or the related CDBG provision, as specified in this paragraph: a. Subpart A - "General"; b. Subpart B - "Pre-Award Requirements", except for 384.12, "Forms for Applying for Federal Assistance"; c. Subp~ C - "Post-Award Requirements", except for: "(1) Section 84.22, "Payment Requirements" - Grantees shall follow the standards Oh3 85.20(b)(7) and 85.21 in making payments to sub-recipients; (2) Section 84.23, "Cost Sharing and Matching"; (3) Section 84.24, "Program Income" - In lieu of3 84.24, CDBG sub-recipients shall follow 3 570.504; (4) Section 84.25, "Revision of Budget and Program Plans"; (5) Section 84.32, "Real Property" - In lieu oh84.32, CDBG sub-recipients shall follow 3 570.505; (6) Section 84.34(g), "Equipment" - In lieu of the disposition provisions oh 84.34(g), the following applies: a." In all cases in which equipment is sold, the proceeds shall be program income (pro-rated to reflect the extent to which CDBG funds were used to acquire the equipment); and b. Equipment not needed by the sub-recipient for CDBG activities shall be transferred to the recipient for the CDBG program or shall be retained after compensating the recipient; (7) Section 84.5 1 (b), (c), (d), (e), (f), (g), and (h), "Monitoring and Reporting Program Performance"; " (8) Section 84.52, "Financial Reporting"; (9) S~ction 84.53(b), "Retention and access requirements for records". Section 84.53(b) applies with the following exceptions: a. The retention period referenced in 3 84.53(b) pertaining to individual ! CDBG activities shall be four years; and b. The retention period starts from the date of submission of the annual performance and evaluation report, as prescribed in 24 CFR 91.520, in which the specific activity is reported on for the final time rather than from the date of submission of the final expenditure report for the award; 6 (10) Section 84.61, "Termination" - In lieu of the provisions oh 84.61, CDBG ~ubrecipients shall comply with 3 570.503(b)(7); and d. Subpart D - "After-the-Award Requirements" - except for 3 84.71, "Closeout Procedures" . Section 18. Sponsorships~ The Provider agrees that all notices, informational pamphlets, press releases, advertisements, descriptions of the sponsorship of the Program, research reports, and similar pu~lic notices prepared and released by the Provider for, on behalf of, and/or about the Progtam, shall include the statement: I Section 19. "FUNDED BY THE CITY OF MIAMI BEACH COMMUNITY DEVELOP$NT BLOCK GRANT PROGRAM" , In written ma~als, the words , "CITY OF ~ BEACH COMMUNITY DEVELOPMENT BLOCK GRANT F"lJ$s ADMINISTERED BY THE NEIGHBORHOOD SERVICES ~EPARTMENT" shall appear inithe same size letters or type as the name of the Provider. Examiitation +fRecords: The Provider shall maintain sufficient records in accordance with 24 CFR 5170.502 and 570.506 to determine compliance with the requirements of this Agreement, th~ Community Development Block Grant Program, and all applicable laws and regulatioru!. This documentation shall include, but not be limited to, the following: Booksj records and dOcuments in accordance with generally accepted acCOWlting principles, procedures and practices, which sufficiently and properly reflect all reven,*s and expenditures of funds provided directly or indirectly by this "Agree$.ent, including matching funds and Program income. These records shall be maiPtained to the extent of such detail as will properly reflect all net costs, direct ~d indirect labor, materials, equipment, supplies and services, and other costs apd expenses of whatever nature for which reimbursement is claimed Wlder the provisions of this Agreement. Time sheets for split-fimded employees, which work on more than one activity, in order th record the CDBG activity delivery cost by Program and the non-CDBG I related! charges. How l' e Statutory National Objective(s) as defined in 24 CFR 570.208 and the eligibi ity requirement(s) under which funding has been received, have been met. These , Iso include special requirements such as necessary and appropriate determ!inations as defined in 24 CFR 570.209, income certifications, and written Agree$ents with beneficiaries, where applicable. The Provider i~' responsible for maintaining and storing all records pertinent to this Agreement in orderly fashion in a readily accessible, permanent and secured location for a period of our (4) years after expiration of this Agreement, with the following exception:. if ~y litigation, claim or audit is started before the expiration date of the four year period, th~ records will be maintained Wltil all litigation, claims or audit findings i 7 ! a. b. c. Section 20. Section 21. involving thesf records are resolved. The City shall be informed in writing after closeout of this Agreentent, of the address where the records are to be kept. Audits and ~pections: At any time during normal business hours, and as often as City and/or FederaliGovemment representatives may deem necessary, the Provider shall make availab1e all r~ords, documentation, and any other data relating to all matters covered by the Agreemen~ for review, inspection or audit. , i Audits shall bt1 conducted annually and shall be submitted to the City 180 days after the end of the Pro~der's fiscal year. The Provider shall comply with the requirements and standards ofOMB A-133, "Audits of Institutions of High Education and Other Non-Profit Institutions" (a!s set forth in 24 CFR Part 45), or OMB Circular A-128, "Audits of State and Local Govkmnents" (as set forth in 24 CFR Part 44), as applicable. If this Agreement is 4losed-out prior to the receipt of an audit report, the City reserves the right to recover any ~sallowed costs identified in an audit after such closeout. ; Indemnificati~nIInsurance Requirements: The Provider shall indemnify and hold harmless the qty, its officers, employees and agents, from any and all claims, liability, losses and cauSes of action which may arise out of an act, omission, negligence or misconduct onlthe part of the Provider or any of its agents, officers, servants, employees, contractors, paJrons, guests, clients, licensees or invitees pursuant to this Agreement and/or the Proltram. The Provider shall pay all claims and losses of any nature whatsoever in conn~ction t:herewith and shall defend all suits in the name of the City, when applicable, and shall pay aIn costs (including attorney's fees) and judgements which may issue thereon. This lndemnification shall survive the termination and/or expiration of term of this Agreement. i I The Provider shan not commence any work and/or services pursuant to thjs Agreement Wltil all insur~ce required under this Section has been obtained and the City's Risk Manager has approved such insurance. In the event evidence of such insurance is not forwarded to ~e City's Risk Manager within thirty (30) days after the execution of this Agreement, thi!s Agreement shall become null and void and the City shall have no obligation Wld~ the terms thereof unless a written extension of this thirty (30) day requirement is ~cured from the City Administration. , , The Provider sltall maintain and carry in full force during the term of this Agreement and/or throughbut the duration of the Program contemplated herein, whichever is longer, the following iPsurance: . . Gen~ Liability Policy with coverage for Bodily Injury and Property Damage, in the am Wlt of$l,OOO,OOO single limit. The policy must include coverage for contra tualliability to cover the above indemnification. . WortJ..s Compensation and Employers Liability, as required pursuant to Florida Statu~. . ! I a. b. c. AUto~. bile and vehicle coverage shall be required when the use of automobiles and 0 er vehicles are involved in any way in the performance of the Agreement. . Limits for such coverage shall be in the amount of $500,000. i ! 8 I ! d. The qty of Miami Beach shall be named as an additional insured under all such insura.JjIce contracts and City of Miami Beach Resolution No. 2003-25305 shall be referenced in the certificate. e. Thirty., (30) day written notice of cancellation or substantial modification of the insuralilcecoverage must be given to the City's Risk Manager by the Provider and hislhetj insurance company. The iJurance must be furnished by insurance companies authorized to do busi~~~s in the State of Florida, and approved by the City's Risk Manager. The compapies must be rated no less than "B+" as to management, and not less than "ClassYI" as to strength by the latest edition ofBesfs Insurance Guide, published by A.~. Best Company, Oldwick, New Jersey, or its equivalent, subject to the . appro'f<il of the City's Risk Manager. ! OriginM Certificates of Insurance for the above coverage must be submitted to the City's :tusk Manager for approval prior to any work commencing. These certifiQates will be kept on file in the Office of the Risk Manager, Third Floor City Hall. i ! f. g. ; All insurance required by this section of the Agreement shall be and remain in full force and effect for the entire term of the Agreement and/or throughout the duration of the Project; which~ver is greater, and each certificate or policy shall carry the provision that the insurance shall not terminate, lapse or otherwise expire, prior to thirty (30) days written notice ~o that effect, given by the insurance carrier to the City, and that the insurance carrij:!' will not invoke the defense of performance of a governmental function by the Provid9- in performing this contract. . ; Compliance with the foregoing requirements shall not relieve the Provider of the liabilities I and obligation~ Wlder this Section or Wlder any other portion of this Agreement. The City shall have the tjight to obtain from the Provider specimen copies of the insurance policies, in the event tMt submitted Certificates of Insurance are inadequate to ascertain compliance with required coverage. All of Provider's certificates, above, shall contain endorsements J/t"oviding that written notice shall be given to the City at least thirty (30) days prior to tepnination, cancellation or reduction in coverage of the policy. Section 22. Conffict of IntFrest: The Provider covenants that no person Wlder its employ who presently exercjises any functions or responsibilities in connection with CommWlity Development tpnded activities has any personal financial interests, direct or indirect, in this Agreemenl The Provider Covenants that in the performance of this Agreement, no person having $uch conflicting interest shall be employed. The Provider covenants that it will comply wij:h all provisions of24 CFR 570.611 "Conflict of Interest", and the Federal, State, COWlty ~d City of Miami Beach statutes, regulations, ordinances or resolutions governing co~icts of interest. The Provider shall disclose, in writing, to the City any possible confli4ting interest or apparent impropriety that is covered by the above provisions. TIlls disclosure shall occur immediately upon knowledge of such possible conflict. The 1ity will then render an opinion, which shall be binding on both parties. Section 23. Venue: This A~ement shall be enforceable in Miami-Dade COWlty, Florida, and iflegal action is neceSllRrY by either party with respect to the enforcement of any or all of the I i ! 9 terms or conditions herein, exclusive venue for the enforcement of the same shall lie in Miami-Dade COWlty, Florida. Section 24. Notices: All notices required Wlder this Agreement shall be sent to the parties at the following address, with copies to the Office of the City Attorney: City: . Joanna Revelo, Director Housing and CommWlity Development Division Neighborhood Services Department . City of Miami Beach 1700 Convention Center Drive Miami Beach, FL 33139 Provider: Roberto Datorre, President Miami Beach COmDlWlity Development Corporation 945 Pennsylvania Avenue Miami Beach, FL 33139 Section 25. Limitation of Liability: The City desires to enter into this Agreement only if in so doing the City can pltce a limit on City's liability for any cause of action for money damages due to an alleg~d breach by the City of this Agreement, so that its liability for any such breach never eiceeds the sum of $10,000. Provider hereby expresses its willingness to enter into this Agreement with Provider's recovery from the City for any damage action for breach of dmtract to be limited to a maximum amoWlt of $10,000, less the amount of all funds actually paid by the City to Provider pursuant to this Agreement. Accordingly, Provider hereby agrees that the City shall not be liable to Provider for damages in an iunOWlt in excess of $10,000, which amoWlt shall be reduced by the amoWlt of the ~ding actually paid by the City to Provider pursuant to this Agreement, for any action ~ claim for breach of contract arising out of the performance or nonperfor'man(je of any obligations imposed upon the City by this Agreement. Nothing contained in thts subparagraph or elsewhere in this Agreement is in any way intended to be a waiver ofj:he limitation placed upon City's liability as set forth in Florida Statutes, Section 768.28. This Agre~t shall ~e binding upon all parties hereto and their respective heirs, executors, administrators, successors and ,assigns. 10 In witness thereof, the parties hereto have executed or caused to be executed by their duly authorized officials, this Agre~ment in three (3) copies, each of which shall be deemed an original on the date fIrst above written. fUbr ~~~ CITY CLERK BEACH, FLORIDA ATfEST: MIAMI BEACH COMMUNITY DEVELOPMENT CORPORATION A1J~it:...,.~MTORY Robl!rto Datorre. President NAME AND TITLE OF AU1HORIZED SIGNATORY ; CY\CONTRA~_eow.tina.doc APPROVED /IS TO FORM & LANGUAGE & FOR EXECUTION ~ f,h,j;j . City Atto e V" Date 11 CDBG AGREEMENT October 1, 2003 to September 30, 2004 ATTACHMENT I ,STATEMENT OF WORK AND GOALS 1 DESCRIPTION OF PROGRAM ! To provide housing counselin~ to participants in the HOME-funded homebuyer assistance program. I The project will provide houstng counseling to 60 qualified income-eligible individuals and families participants in the HOME-funfed homebuyer program. Miami Beach Community Development Corporation (MBCDC) will provide housing counseling to 60 qualified income-eligible individuals and families. MBCDC will provi~ counseling on a one on one basis or group counseling, which will provide the necessary education to hofe buyers about selecting their homes, mortgage terms, credit scoring, fmancing, responsibility ofho~eownership, and other topics, as required by Fannie Mae and U.S. HUD guidelines. Successful partici~ants will be awarded a certificate of attendance, which will assist them in obtaining Fannie Mae mortgages at advantageous rates. MBCDC will provide hand outs for participants to use as reference during the ~ome buying process. PROGRAM GOALS AND MEASURABLE OUTCOMES , , 1. Advertise the program. 2. Take applications. 3. Open appointmentlpre\-qualification. 4. Provide one-on-one c1Wlseling or group counseling/seminars. These will be held five times per month on October, Ndvembet, December and January, and ten times per month on February, , , March, April, JWle, July, August and September. i 5. Closings. i SCHEDULE FOR IMPLE~NTATION I Goal 1012003 1112003 i21f003 1/2004 2/2004 3/2004 412004 5/2004 6/2004 7/2004 812004 9/2004 1 ! ; 2 3 I I 4 X X X, . X X X X X X X X X 5 i P'\NEIG\IISo-cD\MIlRCY\CON~I.""Co"'.doc ! Page 1 ofl CDBG AGREEMENT October 1,2003 to September 30, 2004 ATTACHMENT ill GUIDELINES FOR FJ/NANCIAL MANAGEMENT OF CDBG-FUNDED ACTIVITIES FINANCIAL MANAGEMEkT SYSTEM , I To comply with federal regulations, each program must have a financial management system that provides accurate, current and (complete disclosure of the fmancial status of the activity. This means the financial system must be capa~le of generating regular financial status reports which indicate the dollar amount allocated for each acti{rity(including any budget revisions), amount obligated (Le., for which contract exists), and the amo~t expended for each activity. The system must permit the comparison of actual expenditures and reven~es against budgeted amoWltS. The City must be able to isolate and to trace every CDBG dollar received apd prove where it went and for what it was used. I The City is responsible for revfewing and certifying the fmancial management of any operating agency, which is not a City departmen~ or bureau, in order to determine whether or not it meets all of the above requirements. If the agency's ~stem does not meet these requirements and modifications are not possible, the City must admini~ter the CDBG funds for the operating agency. SUPPORT FOR EXPENDJ1'URES Sufficient support for expense~ depends on the type of expenditure. They normally include the following items: . Salaries (should be suppotted by proper documentation in personnel files of hire date, position, duties, compensation, rais,s with effective date, termination date, and similar type information. Non- exempt employees are req~ired by law to complete a timesheet showing number of hours they worked during the day. All employees paid in whole or in part from CDBG funds should prepare a time sheet indicating the hours workt1d on CDBG projects for each pay period. Based on these time sheets and the hourly payroll costs fot each employee, a voucher statement indicating the distribution of payroll charges should be prepare4 and placed in the appropriate files.) . , Employee Benefits (shou~ be supported by personnel policies and procedures manual, describing the types of benefits, eligi~i1ity and other relevant information.) ! . ProCessional Services (sh~uld be supported by a complete and signed copy of the contract between the organization and the injdependent contractor, describing at the minimum, period of service, type of service and method for paFents, in addition to the invoice from the private contractor.) i . Purchases (at a minimu~ purchases should be supported by a purchase order, packing list and vendor invoice. Credit c~ statements, travel itineraries, vendor statements, and similar items do not represent support for an efense.) RECORDS ! , Accounting records must be s~orted by source documentation. Invoices, bills of lading, purchase vouchers, payrolls and the likelmust be secured and retained for four years in order to show for what I F:INEJG\HSG-CDIMERCY\Attachment III CDSG.doc Page lof2 purpose funds were spent. Payments should not be made without invoices and vouchers physically in hand. All vouchers/invoices should be on vendor's letterhead. Financial records are to be retained for a period of four years, with access guaranteed to the City, to HUD or Treasury officials or their representative. AUDITS For years beginning after JWlei 30, 1996, all nonprofit organizations, state governments, and local governments that receive Federal funding fall under the revised OMB Circular A-133, Audits of States, Local Governments, and Nonprofit Organizations. Non-Federal entities that expend $300,000 or more in a year in Federal awards must have a single or program-specific audit. One copy of the sub-recipient br vendors' audited financial statement shall be submitted to the City immediately following the end of the fiscal year(s) during which CDBG funds are received. All auditeesmust submit to the Federal Audit Clearinghouse (FAC) a data collection form (Form SF- SAC) and reporting package upon completion of the annual audit in accordance with OMB Circular A- 133. The deadline for this sub'mission is the earlier of the 30 days after receipt of the auditor's report(s), or nine months after the end of the audit period, unless a longer period is agreed to in advance by the cognizant or oversight agency for the audit. Address for submission is: The Federal Audit Clearinghouse 1201 E. lOth Street Jeffersonville, IN 47132 Phone (301) 457-1551 or (800) 253-0696 Email: gov.fac@census.gov Web: http://harvester.census.l!:ov/sac REQUESTS FOR PAYMENTS Payments to sub-recipients wil~ be on a reimbursement basis. Requests are to be submitted utilizing the enclosed financial status, client profile, and narrative report forms, in a format consistent with the approved budget as shown in Attachment IT, including an analysis of expenses to budget. A cash advance may be available upon special request. All requests must be submitted to: Joanna Revelo, Director Housing and CommWlity Development Division City of Miami Beach Neighborhood Services Department 1700 Convention Center Drive Miami Beach, Florida 33139 ; i I F:\NEIOIHSO-COIMERCY\Al1achment IiI COBO.doc Page 2 af2 - - ICMB Uudget Account 134.5658.000345 I MonthlYearl CITY OF MIAMI BEACH COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM FINANCIAL STATUS REPORT lQ Provider: Miami Beach Commooit)-- Development Corp. Reporting Period: Project Name: Housing Counseling Date Submitted: CD.G Year 29 FY 1200312004 $40,000 Budget Amount Month This MIonth Year to Date Balance Oct-03 $ . - $ - $ 40,000.00 Nov-03 $ , - $ - $ 40,000.00 Dec-03 $ . . $ - $ 40,000.00 Jan-04 $ - $ - $ 40,000.00 Feb-04 $ , - $ - $ 40,000.00 Mar-04 $ . - $ - $ 40,000.00 Apr-04 $ . - $ - $ 40,000.00 . May-04 $ . - $ . - $ 40,000.00 Joo-04 $ - $ - $ 40,000.00 Jul-04 $ , - $ - $ 40,000.00 Aug-04 $ - $ - $ 40,000.00 Sep-04 $ , - $ - $ 40,000.00 This Request Attached you will fmd original invoicps or canceled checks plus copies of paid invoices to substantiate the above expenditures. I certify that 1111 goods and services have been received, that they all fall within the contractual scope of services and ~udget, and that these costs have not been paid previously by any other funding source. I certify that su~stantially all program income received has been disbursed or will be disbursed within 3 days of this req~est, in accordance with the provisions at 24 CFR 570.504 and that the amount of this request is additionally needed to pay invoices as listed. Authorized Signature Name and Title of Person Submitting Report ~ , ! CITY OF MIAMI BEACH COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM MONTHLY NARRATIVE AND CLIENT PROFILE REPORT Project Name: Date Submitted: Signature: Housinll Counsellnl!: Provider: Miami Beach Community Development Com. Reporting Period: Person Submitting Report: Please complete the following reports for activities undertaken during this month's reporting period. If reporting for more than one activity, provide a separate progre!js and client profile report for each distinct activity. I I. Monthly Progress Report - p~ease document the progress achieved during this month towards the project goals and measurable outcomes that were o~ed in the Schedule for Implementation of the Statement of Work and Goals . (Attachment I of the Agreement.) ! Month do.aI . Met I Not Met October .. November . , December I January , February : . March ; Month Goal Met Not Met Amil Mav June Julv AullUSt Seotember In the space below, descn"be any pj:oblem, which may have affected your performance during the reporting period. Attach additional pages, if necessary and descn"be any special circumstance encountered, recognition or award received during the reporting period. ' n. ClienfProIDe Report Note inco disab , Month Clients Incom~ Range Ethnicity Female Special , HOH Need~ New YfDI 50% ! 80% White Not Black Not Hispanic American AsianJPacific fVw2i (LM) 2 Hisoanic Hisoanic Indian Islander/Other Oct. Nov. ! Dec. 1 Jan. ! Feb. I March , Amil i Mav June July I AUIl; , Sem. Total s: (I) Y1D indicates Year to Date. 11 is number equals prior monthly figures + current monthly figures. (2) VLI indicates very-low me. LM indicates low/moderate-incan e. (3) Special Needs includes elderly/frail elderly persOns, persons with AIDS, persons with ilities, homeless persons, and families Participating in programs to achieve economic self-sufficiency. F:\NBIG\HSG.CIl\MJlRC~IiDa_.doc CDBG AGREEMENT October 1, 2003 to September 30, 2004 ATTACHMENT IV APPLICABLE FEDERAL REGULATIONS I. NON-DISCRIMINATION AND EQUAL ACCESS No person in the United States shall on the grounds ofrace, color, national origin, religion or sex be excluded, denied benefits or subjected to discrimination under any program funded in whole or in part by CDBG fund~. The Provider must take measure~ to ensure non-discriminatory treatment, outreach and access to program resources. This applies to employment and contracting, as well as:to marketing and selection of program participants. Fair Housing and Equal Opportunity The Provider must comply with all the following Federal laws, executive orders and regulations pertaining to fair housing and equal opportunity. They are summarized below: . Title VI of the Civil Riszhts Act of 1964. As Amended (42 USC 2000d et sea.): States that no person may be exduded from participation in, denied the benefits of, or subjected to discrimination under any program or activity receiving Federal financial assistance on the basis of race, color or national origin. The regulations implementing the Title VI Civil Rights Act provisions for,HUD programs may be found in 24 CFR Part 1. . The Fair Housing Act (42 USC 3601-3620): Prohibits discrimination in the sale or rental of housing, the finan~ing of housing or the provision of brokerage services against any person on the basis of race, color, religion, sex, national origin, handicap of familial status. Fair Housing Act implementing regulations may be found in 24 CFR Part 100-115. . Equal Oooortuni~ in Housing (Executive Order 11063. as amended bv Executive Order 12259): Prohibits discrimination against individuals on the basis ofrace, color, religion, sex . or national origin in the sale, rental, leasing or other disposition of residential property, or in the use or occupancy of housing assisted with Federal funds. Equal Opportunity in Housing regulations may be found in 24 CFR Part 107. . Age Discrimination Act of 1975. As Amended (42 USC 6101): Prohibits age discrimination in programs receiv;ing Federal financial assistance. Age Discrimination Act regulations may be found in 24 CFR Part 146. . Section 109 of Title I of the Housing and Community DeveloDment Act of 1974: Requires that no person shall be excluded from participation in, denied the benefits of, or be subjected to discrimination Qllder any program or activity funded with CDBG funds on the basis of race, color, religion, national origin or sex. Aftlrmative MarketiJig The Provider must ado~t affirmative marketing procedures and requirements for all CDBG- assisted housing with five or more units. Requirements and procedures must include: · Methods for infoniling the public, owners and potential tenants about fair housing laws and the Provider's poli<ties (for example: use of the Fair Housing logo or equal opportunity language)j , · A description ofw~at owners and/or the Provider will do to affirmatively market housing assisted with CDB~ funds; Page 1 of7 . A description of ",hat owners and/or the Provider will do to inform persons not likely to apply for housing jwithout special outreach; . Maintenance ofrepords to document actions taken to affirmatively market CDBG-assisted units and to asses~ marketing effectiveness; and . A description ofhpw efforts will be assessed and what corrective actions will be taken where requirements are ~ot met. Equal Opportunity The Provider must co ply with the following regulations that ensure equal opportunity for employment and con ting. . ual E 10 en Executive Order 11246 as amended: Prohibits discrimination aga st any employee or applicant for employment because of race, color, religion, sex or nat onal origin. Provisions to effectuate this prohibition must be included in Page 2 of7 all construction contracts exceeding $10,000. Implementing regulations may be found at 41 CFR Part 60. . Section 3 of the Hpusinl!: and Urban Develonment Act of 1968: Requires that, to the greatest extent feasible, opportunities for training and employment arising from CDBG funds will be provided to low-i~come persons residing in the program service area. Also, to the greatest extent feasible, coj1tracts for work (all types) to be performed in connection with CDBG will be awarded to bus~ness concerns that are located in or owned by persons residing in the program service ll1'ea. . Minoritv/Women's Business Enterorise: Under Executive Orders 11625, 12432 and 12138, the City and the Provider must prescribe procedures acceptable to HUD for a minority outreach program to ensure the inclusion, to the maximum extent possible, of minorities and women, and entiti~s owned by minorities and women, in all contracts (see 24 CFR 85.36(e)). Labor Requlrementsi The Provider must corhply with certain regulations on wage and labor standards. In the case of Davis-Bacon and the <;ontract Work Hours and Safety Standards Acts, every contract for construction (in the caSe of residential construction, projects with eight or more units) triggers the . requirements. . Davis-Bacon and ~elated Acts (40 USC 276(A)-7): Ensures that mechanics and laborers employed in construction work ooder Federally-assisted contracts are paid wages and fringe benefits equal to tJilose that prevail in the locality where the work is performed. This act also provides for the WIthholding of funds to ensure compliance, and excludes from the wage requirements apprentices enrolled in bona fide apprenticeship programs. i . Contract Work Hqurs and Safety Standards Act. as amended (40 USC 327-333): Provides that mechanics an4\i laborers employed on Federally-assisted construction jobs are paid time and one-half for ~rk in excess of 40 hours per week, and provides for the payment of liquidated damage~ where violations occur. This act also addresses safe and healthy working conditions. . Copeland (Anti-Ktckback) Act (40 USC 276c): Governs the deductions from paychecks that are allowable. M*es it a criminal offense to induce anyone employed on a Federally assisted project to relinquish any compensation to which he/she is entitled, and requires all contractors to subthit weekly payrolls and statements of compliance. . Fair Labor Standatds Act of1938.As Amended (29 USC 201. et sea.): Establishes the basic minimum wage fot all work and requires the payment of overtime at the rate of at least time and one-half. It al~o requires the payment of wages for the entire time that an employee is required or permitted to work, and establishes child labor standards. Contracting and Pro~urement Practices The CDBG program i~ subject to certain Federal procurement rules. In addition, the City and the Provider must take measures to avoid hiring debarred or suspended contractors or subrecipients and conflict-of-interes1 situations. Each is briefly discussed below. . Procurement: For the City, the procurement standards of 24 CFR 85.36 apply. For non-profit organizations rece~ving CDBG funds, the procurement requirements at 24 CFR Part 84 apply. I . Conflict of Interest: The CDBG regulations require grantees (the City), state recipients and subrecipients (the frovider) to comply with two different sets of conflict-of-interest provisions. The fttst set of provisions comes from 24 CFR Parts 84 and 85. The second, ! ! Page 3 of7 which applies only in cases not covered by 24 CFR Parts 84 and 85, is set forth in the CDBG regulations. Both sets of requirements are discussed below. The provision~ at 24 CFR 85.36 and 24 CFR 84.42 apply in the procurement ofpropertjr and services by grantees (the City), state recipients, and subrecipients(the Provider). These regulations require the City and the Provider to maintain written standards governing the !performance of their employees engaged in awarding and administering contracts. At a minimum, these standards must: Require iliat no employee, officer, agent of the City or the Provider shall participate in the sel~tion, award or administration of a contract supported by CDBG if a conflict-of-interest, either real or apparent, would be involved; Require tllat employees, officers and agents of the City or the Provider not accept gratuities,; favors or anything of monetary value from contractors, potential contractors or parties to subagreements; and Stipulate provisions for penalties, sanctions or other disciplinary actions for violations 'of standards. A conflict would arise when any of the following has a financial or other interest in a firm selected for an award: An employee, agent or officer of the City or the Provider; Any mem~er of an employee's, agent's or officer's immediate family; An emploree's, agent's or officer's partnerj or An organization that employs or is about to employ an employee, agent or officer of the City or the Provider. The CDBG re~lations at 24 CFR 570.611 governing conflict-of-interest apply in cases not covered b* 24 CFR 85.36 and 24 CFR 84.42. These provisions cover employees, agents, consultants, officers and elected or appointed officials of the grantee (the City), state recipient or subrecipient (the Provider). The regulations state that no person covered who ~ercises or has exercised any functions or responsibilities with respect to CDBG activiqes or who is ina position to participate in decisions or gain inside information: May obtain a fmancial interest or benefit from a CDBG activity; or Have an interest in any contract, subcontract or agreement for themselves or for persons with business or family ties. This requirem~t applies to covered persons during their tenure and for one year after leaving the gr$tee (the City), the state recipient or subrecipient (the Provider) entity. Upon written t:equest, exceptions to both sets of provisions may be granted by HUD on a case-by-case orly after the City has: Disclosed ~he full nature of the conflict and submitted proof that the disclosure has been mad~ public; and Provided ~ legal opinion fromthe City stating that there would be no violation of state or loeallaw if the exception were granted. . Debarred contrac ' s: In accordance with 24 CFR Part 5, CDBG funds may not be used to directly or indirect yemploy, award contracts to or otherwise engage the services of any contractor or suhre ipient during any period of debarment, suspension or placement of ineligibility status. The City should check all contractors, subcontractors, lower-tier Page 4 of7 contractors or sub11ecipients against the Federal publication that lists debarred, suspended and ineligible contract~rs. m. ENVIRONMENTAL REQUIREMENTS The City is responsible for meeting a number of environmental requirements, including environmental review~, flood insurance, and site and neighborhood standards. Environmental Revie:w The City is responsibl~ for undertaking environmental reviews in accordance with the requirements imposed ion "recipients" in 24 CFR 58. Reviews must be completed, and Requests for Release of Foods (RROF) submitted to HUD before CDBG funds are committed for non- exempt activities. Pri~te citizens and organizations may object to the release of funds for CDBG projects on certain proj;edural grounds relating to environmental review (see 24 CFR 58.70- 58.77). To avoid chal~enges, grantees (the City) and subrecipients (the Provider) should be diligent about meetingjprocedural requirements. Flood Insurance Section 202 of the Fl~ Disaster Protection Act of 1973 (42 USC 4106): Requires that CDBG funds shall not be proYided to an area that has been identified by the Federal Emergency Management Agency tEMA) as having special flood hazard, unless: The commooity is participating in the National Flood Insurance Program, or it has been less than a year since the commooity was desigrlated as having special flood hazards; and Flood insurance is obtained. IV. LEAD-BASED PAINT On September 15, 1999, the "Requirements for Notification, Evaluation and Reduction of Lead- Based Paint Hazards \n Federally Owned Residential Property and Housing Receiving Federal Assistance; Final Rule!" was published within title 24 of the Code of Federal Regulations as part 35 (24 CFR 35). Tht regulation was issued under sections 1012 and 1013 of the Residential Lead-Based Paint H~d Reduction Act of 1992, which is Title X (ten) of the Housing and Community Development Act of 1992. Sections 1012 and 1013 of Title X amended the Lead- Based Paint Poisonin~ Prevention Act of 1971, which is the basic law covering lead-based paint in federally associated!housing. The regulation sets h$ard reduction requirements that give much greater emphasis to reducing lead in house dust. Scientific research has found that exposure to lead in dust is the most common way young children become lead poisoned. Therefore, the new regulation requires dust testing after paint is di~turbed to make sure the home is lead-safe. Specific requirements depend on whether the housin~ is being disposed of or assisted by the federal government, and also on the type and amount or financial assistance, the age of the structure, and whether the dwelling is rental or owner occupied. PROPERTY Ex:EMP1i' FROM LEAD-BASED PAINT REGULATION. . Housing built sinc. January 1, 1978, when lead paint was banned for residential use . Housing exclusive'y for the elderly or people with disabilities, unless a child under age 6 is expected to reside P1ere . Zero-bedroom dWfllings, including efficiency apartments, single-room occupancy housing, dormitories or mil~Wy barracks . Property that has been fOood to be free of lead-based paint by a certified lead-based paint . . I Inspector .1 . Property where all lead-based paint has been removed I f Page 5 of7 . Unoccupied housing that will remain vacant until demolished . Non-Residential property . Any rehabilitation or housing improvement that does not disturb a painted surface TYPES OF HOUSING SUBJEcr TO 24 CFR 35 . Federally-Owned [housing being sold . Housing receiving a federal subsidy that is associated with the property, rather than with the occupants (project-based assistance) . Public housing . Housing occupied by a family (with a child) receiVing tenant-based subsidy (such as a voucher or certificate) . Multifamily housing for which mortgage insurance is being sought . Housing receiving federal assistance for rehabilitation, reducing homelessness, and other special needs If you want copies of the regulation or have general questions, you can call the National Lead Information Center at (800) 424-LEAD, or roD (800) 526-5456 for the hearing impaired. You can also download the regulation and other educational materials at htto://www.hud.I!Ov/officeslleadJindex.cfm. For further information, you may call HUD at (202) 755- 1785, ext. 104, or e-IJ1!Iil HUD at lead re2Ulations{g-lhud.lJov. V. DISPLACEMENT, ~LOCATION, ACQUISmON AND REPLACEMENT OF HOUSING CDBG projects involVing acquisition, rehabilitation or demolition may be subject to the provisions of the Uniform Relocation Act (UDA). Demolition or conversion of units with CDBG funds may trigger section 104 (d) (also known as the "Barney Frank Amendment" requirements.) VI. COMPLIANCE Wlm NATIONAL OBJECTIVE The Provider will ensUre and maintain evidence that activities assisted with CDBG funds from the City of Miami Beach comply with the primary National Objective, "Benefit to Low and Moderate Income Per~ns" and will provide services or activities that benefit at least 51 % low and moderate income persons. A low or moderate-income household is defined as: a household having an income equal to, or less than, the limits cited below. Individuals who are unrelated but are sharing the same hpusehold shall each be considered as one-person households. Low and Moderate I(ousebold Income Limits (Effective 12/1(/2001) (Source: U.S. Department of Housing & Urban Development) (Note: Low-Income (80% of Median Income), Very Low-Income (50% of Median Income) Median Family Income FY 2002: $48,200) Household Size 30'Yo of Median Very Low-Income Low-Income 1 Person $10,100 $16,850 $27,000 2 Person $11,550 $19,300 $30,850 3 Person $13,000 $21,700 $34,700 4 Person $14,450 $24,100 $38.550 5 Person $15,600 $26,050 $41,650 6 Person $16,750 $27,950 $44,750 7 Person i $17,950 $29,900 $47,800 8 Person $19,100 $31,800 $50,900 Page 60f7 LOW/MODERATE INCOME DATA SOUTHERN TARGET AREA Census Tract Total UM Persons Total Persons % Low/Mod 40.00-5 310 448 69.20 41.01-1 614 757 . 81.11 41.01-2 ; 2,137 4,002 53.40 41.01-3 , 810 1,511 53.61 42 i 10,042 13,736 73.11 43 : . 6,728 9,582 70.21 .44 10,774 13 ,244 81.35 45 1,768 2,307 76.64 TOTAL I 33.183 45.587 73% UM NORTHERN TARGET AREA Census Tract Total IJM Persons Total Persons % Low/Mod 39.01-1 I 603 1,036 58.20 39.01-2 I 620 836 74.16 39.01-3 407 468 86.97 39.01-4 I 518 772 67.10 39.01-5 :' 1,593 2,256 70.61 39.01-6 I 1,581 2,240 70.58 39.02-1 , 704 897 78.48 39.02-2 876 1,187 73.80 39.02-3 211 211 100.00 39.02-4 1,564 2,097 74.58 39.05-2 . 2,408 3,346 71.97 39.05-4 2,401 3,071 78.18 TOTAL 8.677 12,000 72% UM P,\NI!Kl\IfSG.CD\RCY\CONTRAC1'4l~ IV CDBG.doe Page 7 of7 CERTIFICATION OF LEAD BASED PAINT REOUIREMENTS APPLICABILITY: A. The lead based paint rule applies to CDBG-funded housing activities involving construction, purchase and rehabilitation. B. The following housing rehabilitation activities are excepted: 1. Emergency repairs (but not lead based paint-related emergency repairs) 2. Weatherizing 3. Water and/or $ewer hookups 4. Installation oi'security devices 5. Facilitation of tax exempt bond issuances for funds 6. Other single-purpose activities that do not include physical repairs or remodeling of applicable surfaces 7. Other activities that do not involve applicable surfaces and do not exceed $3,000 per ooit. INSPECTION AND TESTING REOUlREMENTS: The Provider shall be required to test the lead content of chewable surfaces of an apartment building to be rehabilitated, ifj:here is a family residing in one of the units with a child ooder seven years of age with an identified eleva~ed blood level condition (concentration of lead in blood of 25 micrograms per deciliter or greater) and the building was constructed prior to 1978. Chewable surfaces are defined as all exterior surfaces of a residential structure, up to five feet from the floor or groood, such as:: a wall, stairs, deck, porch, railing, windows or doors that are readily accessible to children ooder seven years of age, and all interior surfaces of a residential structure. Lead content shall be teSted by using an x-ray fluorescence analyzer or other method approved by HUD. Test readings of 1 mglqn or higher shall be considered positive for presence oflead based paint. REOUlRED TREATMENT: Treatment of lead based! paint conditions must be included as part of the proposed rehabilitation work. All chewable surfaces in any room found to contain lead based paint must be treated before final inspection and approval of w~k. Similarly, all exterior chewable surfaces must be treated when they are foood to contain lead based pamt. Minimum treatment inv6lves covering or removing the painted surfaces. Washing and repainting without thorough removal or cqvering does not constitute adequate treatment. Page 1 of2 Covering can be achieved by adding a layer of gypsum wallboard or fiberglass cloth barrier. Depending on the wall condition, permanently attached, non-strippable wallpaper may be applied. Covering or replacing trim surfaces is also permitted. Removal can be acconwlished by scraping, heat treatment (infrared or coil type heat guns) or chemicals. Machine sanding and propane torch use are not allowed. I hereby acknowledg~ that I have read the specific requirements for lead based paint contained in this Certificati~n, and understand that my organization's project eligibiUty depends upon compliance with the requirements contained in this document. MIAMI BEACH COMMUNp'Y DEVELOPMENT CORPORATION Signa~~ ) -- -N tr"\!. t.\ I ?- 00 ~ Date ~I:2d-nWe- Print Name of Authorized Sigrlatory '=pye-~dL~ Print Title of Authorized Signatory Page 2 of2 CERTIFICATION REGARDING LOBBYING Name of Recipient: CITY OF MIAMI BEACH Name of Sub-recipient: MIAMI BEACH COMMUNITY DEVELOPMENT CORPORATION Grant Program Name: Grant Number: B-03-MC-12-OO14 CFDA NumberfI'ltle: 14218/ COMMUNITY DEVELOPMENT BLOCK GRANT N 0\1. '-\} 1,-DD 3 Date: The oodersigned certifies, to ttte best of his or her knowledge and belief, that: ; 1. No Federal appropriated funds have been paid or will be paid, by or on behalf of the oodersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, ljn officer or employee of Congress, or any employee of a Member of Congress in connection ivith the awarding of any Federal contract, the making of any Federal grant, the making of any Fedetalloan, the entering into of any cooperative agreement, and the extension, continuation, renewal, !Unendment, or modification of any Federal contract, grant, loan, or cooperative agreement. ' , . 2. If any funds other than ~ederal appropriated funds have been paid or will be paid to any person for influencing or attempt#J.g to influence an officer or employee of any agency, a Member of Congress, an officer or j employee of Congress, or any employee of a Member of Congress in connection with this Fe~eral contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Suindard Form-LLL, "Disclosure Form to Report Lobbying", in accordance with its instructions. . 3. The oodersigned shall ~equire that the language of this certification be included in the award documents for all sub-a'iVards at all tiers (including sub-contracts, sub-grants, and contracts ooder grants, loans, and coopprative agreements) and that all individuals receiving sub-awards shall certify and disclose accotdingly. MIAMI BEACH coMMUNtrv DEVELOPMENT CORPORATION , ~~ NCJ'I, 4, U)03 Date Y-D~ rpd-o\Ne-- Print Name of Authorized Si~tory ':pve s{oLvrd- Print Title of Authorized Signatory Page 1 oft CERTIFICATION REGARDING DRUG-FREE WORKPLACE REOUIREMENTS Name of Recipient: CITY OF MIAMI BEACH Name of Sub-recipient: MIAMI BEACH COMMUNITY DEVELOPMENT CORPORATION Grant Program Name: COMMUNITY DEVELOPMENT BLOCK GRANT Grant Number: B-03-MC-12-00 14 CFDA Numberrritie: 14218/ COMMUNITY DEVELOPMENT BLOCK. GRANT NlN' 4, ~t>o '3 Date: The Provider shall insert in th~ space provided below the site(s) expected to be used for the performance of work ooder the grant covered by the certification: Place of Performance (include :street address, city, COooty, state, zip code for each site): M 0C,Dc.- ~lj\n~tvCL~ #UtM-L MilL~~ ~3~1~ MIAMI BEACH COMMUNITY DEVELOPMENT CORPORATION ;:~~ ~ f-~ bUth 1)M--bYV~ Print Name of Authorized SignatorY N6"'I, 4, 2-6o~ Date YY.e,0'd.uJ- Print Title of Authorized Signatory Page 1 of 1 ACKNOWLEDGE~NT OF DISABILITY NONDISCRIMINATION AFFIDAVIT CONfRACT REFERENCE : CDBG CONTRACT YEAR 29. Fiscal Year 2003/2004 NAME OF FIRM, CORP<j>RATION, OR ORGANIZATION MIAMI BEACH COMMUNITY DEVELOPMENT CORPORi\TION AUTHORIZED AGENT COMPLETING AFFIDAVIT POSmON ::{LYt~ I, 1?-0 1'1--0 1J?~ WL- f2- () b-L/y4-n tJa h I' Y -L-- PHONE NUMBER U2/J.503f]J oCJ11J . being duly first sworn state: That the above named iform, corporation or organization is incompliance with and agrees to continue to comply wi*, and assure that any subcontractor, or third party contractor under this project complies with al. applicable requirements of the laws listed below including, but not limited to, those provisions pert/lining to employment, provision of programs and services, transportation, commooications, access to facilities, renovations, and new construction. The Americans with Disabilities Act of 1990 (ADA): Pub. L. 101-336, 104 Stat 327, 42 U.S.C. 12101-12213 and 547 D.S.C. Sections 225 and 611 including Title I, Employment; Tittle n, Public Services; Title; ill, Public Accommodations and Services Operated by Private Entities; Title N, Telecommooications; and Title V, Miscellaneous Provisions. The Rehabilitation Act of 1973: 29 U.S.C. Section 794. The Federal Transit Aet, as amended: 49 U.S.C. Section 1612. The Fair Housing Act as amended: 42 D.S.C. Section 3601-3631. , l?ober!h ))a-70 rr-€.- (Affiant) he:> Y. i .zoo 3 Date ~(#~l. ~.,)-CO.3 by (Date) . He/She is personally known to me or has ~-,~ Signature SUBSCRIBED AND SWORN TO (or affirmed) before me on presented as identification. (Serial Number) ~3~hl-/ (Exp' on D.afe) / Notary Public (State) Notary Seal The City of Miami Beach will ~ot award a contract to any firm, corporation or organization that fails to complete and submit this Affi~vit with the firm, corporation or organization's bid or proposal or fails to have this Affidavit on file with1the City of Miami Beach. Page 1 of1 CERTmCATION OF CDBG-FUNDED CONSTRUCTIONIREHABILITATION PROJECTS If the Provider anticipates using CDBG funds for construction or rehabilitation, the following federal and City of Miami Beach requirements must be acknowledged: A. All construction or rehabilitation plans and specifications for the project must be approved by the city's departments ofPllinning, Neighborhood Services, Public Works, Building, Code Compliance, and Fire. If the projectiis located in th~ Miami Beach Architectural District, or affects a building listed or eligible for listing on the National Register of Historic Places, all plans and specifications must be approved by the State Historic Preservation Office (SHPO), in accordance with the Memorandum ofUndenitanding between the SHPO and the City. B. The City shall not be ob~igated to pay any funds to the project prior to the completion by the City of an environmental revieVlf of the project, and said review is approved by any government agencies as may be required by law.' C. The Provider will assur~ all wages paid to construction workers by it or its subcontractors are in compliance with federalr state and local labor requirements. The Provider agrees to include in the construction bid specifipations in connection with this agreement the applicable Federal Wage Determination assigned to this project by HUD. The Provider must also inform his contractor/subcontractors that they will be required to submit documents after a city-conducted pre- construction conferenc~ and prior to construction. Weekly and/or monthly reports must be submitted thereafter, as kquired by the federal government. D. The Provider agrees to qomply with, and to assure that its subcontractors comply with, the federal Office of Management ~d Budget (OMB) Circular Number A-102 Attachment E for programs funded in whole or in Piut by CDBG funds; with federal OMB Circular A-102 Attachment 0 for the procurement of supplies, equipment, construction and services; and with Federal Management Circular A-87; or any other applicable OMB circular. E. Pursuant to Section 1 091~f the Act, the Provider specifically agrees that no person shall be denied the benefits of the progr$! on the grounds of race, color, sex, religion or national origin. F. The Provider agrees, on !its own behalf and on behalf of its contractors and subcontractors, to take affirmative action in att$pting to employ low income and minority persons, as mandated by law. G. As required by OMB: Circular Number A-102, and by Florida Statutes Section 287.055, professional services mUst be competitively selected. The competitive selection process must include a public advertisement; issuance of a request for proposal and a competitive review based on ooiform criteria. ~election criteria must consider the basic qualifications, professional competence, experience! and suitability of each firm. Fees for professional services must be requested as a fixed sum ~d not stated as a percentage of construction costs. H. All documents, bid spe~ifications, notices and construction drawings must be submitted for the review and approval of the Neighborhood Services Department prior,to public advertisement. I. The bidding process for jconstruction contracts must include a formal advertisement, published in The Miami Review. Do,e Reoorts and The Miami Builder's Exchanee. This annooocement must include the following: ; Page 1 of2 t ~ 1. The date, time and place that bid documents are available, and the same information for any pre-bid conferences and receipt of bids. 2. The requirement of bid surety in the amooot of ten percent (10%) of the bid, and a performance and payment bond equal to 100% of the award. 3. A standard stlltement regarding the "in whole or in part" federal funding of the project and the vario~s applicable federal regulations. J. The City reserves the right to be present at the time of bid openings. If City CDBG monies are the sole funding source, the City may require that bids be received and opened by the City's Procurement Department. K. The Provider agrees to fubmit to the City's Neighborhood Services Department all documentation of the steps followed in the selection of professional services and construction contracts. L. The Provider agrees to ~cify a time of completion and include a liquidated damage clause in all construction contracts. Cost plus a percentage of cost, and percentage of construction cost contracts will not be permitted. M. If the Provider is award~d CDBG funds, other conditions and requirements will be specified in the funding agreement. . N. The Provider agrees tha~ it will not start construction ootil an official "Notice to Proceed" has been issued. O. Pursuant to 570.608 of the CDBG Regulations, and the new provisions in the Economic and Commooity Development Act of 1974 as amended, the Provider agrees to comply with the inspection, notification, testing and abatement procedures concerning lead-based paint. I hereby acknowledg~ that I have read the specific requirements contained in tbis Certification, and that eligi~illty of my organization's project depends upon compUance with the requirements contained in this document. I MIAMI BEACH COMMUNfrY DEVELOPMENT CORPORATION ~~-- Signature /VO v: 1; 2~{)3 Date i2D b~1-o ])a;-/Z;rre- Print Name of Authorized Si~tory Pf~S'z~ Print Title of Authorized Signatory Page 2 of2