LTC 335-2021 Federal Litigation Victory in David Custin v. City of Miami BeachMIAMI BEACH
OFFICE OF THE CITY ATTORNEY
LTC No .
TO :
FROM:
DATE:
335-2021
LETTER TO COMMISS ION
Mayor Dan Gelber and Members of the City Commission
Rafael A. Paz, Acting City Attorney ~
August 9, 2021
SU BJ ECT: Federal Litigation Victory in David Gustin v. City of Miami Beach
The purpose of this L TC is to advise you of the City's victory today in a federal litigation
matter involving a challenge to campaign finance legislation the City Commission enacted
in 2017, as part of the City Commission's efforts to promote ethics and public trust in
elected officials and candidates for elected office.
The lawsuit, David Gustin v. City of Miami Beach, Case No. 21-cv-20694-Bloom/Otazo -
Reyes (S.D. Fla.), was filed on behalf of a putative campaign consultant and lobbyist who
challenged Section 2-491 of the City Code, which establishes a twelve -month cooling off
period following a City Commission election, during which a campaign consultant who
represents a successful City Commission candidate may not lobby the City Commission.
See Code of the City of Miami Beach § 2-491 (A). The lawsuit alleged that the ordinance
violated the campaign consultant's First Amendment right to freely engage in political
speech.
United States District Court Judge Beth Bloom dismissed the lawsuit, finding that the City
correctly argued that the plaintiff had not established any constitutionally cognizable injury
attributable to the ordinance.
The case was litigated for the City by a team of in-house attorneys, led by Deputy City
Attorney Rob Rosenwald, with assistance from Assistant City Attorney Benjamin Braun.
I attach a copy of the court's Order on Motion to Dismiss. Please feel free to contact me
or Rob Rosenwald with any question or comment.
RAP/ym
We a re committe d to pro vidin g excell e nt public se rvi ce a nd sa fe ty to a ll wh o liv e, w ork , and p la y in o ur vib rant, tr o pic al, histori c
community.
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UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF FLORIDA
Case No. 21-cv-20694-BLOOM/Otazo-Reyes
DAVID CUSTIN,
Plaintiff,
V.
CITY OF MIAMI BEACH,
Defendant.
I -----------
ORDER ON MOTION TO DISMISS
THIS CAUSE is before the Court upon Defendant City of Miami Beach's ("Defendant")
Motion to Dismiss Plaintiffs Complaint, ECF No. [20] ("Motion"), filed on April 28, 2021. The
Court has carefully reviewed the Motion, all opposing and supporting submissions, the record in
this case, the applicable law, and is otherwise fully advised. The Court also held a hearing and
considered further argument of counsel. For the reasons set forth below, the Motion is granted.
I. BACKGROUND
On January 5, 2021, Plaintiff initiated this action against Defendant challenging the
constitutionality of Ordinance No. 2017-4110 ("Ordinance"). See ECF No. [1]. The Ordinance,
titled "Prohibiting lobbying by campaign consultants[,]" provides, in pertinent part: "No campaign
consultant shall lobby the City Commission for a period of 12 months following the swearing in
or any elected official(s) for whom the campaign consultant provided campaign consulting
services within the past election cycle." ECF No. [20-1] at§ 2-491(A). The Ordinance defines
"campaign consultant" as "any person or entity that receives or is promised economic
consideration in exchange for campaign consulting services to a candidate for elected office in the
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Case No. 21-cv-20694 -BLOOM/Otazo -Reyes
City of Miami Beach." Id. at § 2-491(B)(a). Additionally, "campaign consulting services" is
defined as having "primary responsibility for campaign management or campaign strategy." Id. at
§ 2-491(B)(b).
According to the Amended Complaint, ECF No. [13], Plaintiff is a lobbyist and campaign
consultant, "and, therefore, a large part of his job includes engaging in political free speech." Id.
~ 2. Plaintiff explains that he is "currently acting as a campaign consultant for a candidate in the
upcoming November election" and the Ordinance "has put a halt on his ability to work as a
lobbyist." Id. ~ 26. Specifically, "business prospects are now hesitant to hire Plaintiff as a lobbyist"
because they "are aware that if the candidate in which Plaintiff is consulting for wins the election,
Plaintiff will be barred from lobbying for a year due to the Ordinance." Id. ~ 27. Plaintiff contends
that the Ordinance has prevented him "from working both as a lobbyist and as a campaign
consultant, thus disallowing Plaintiff to practice one or both of these protected speeches." Id. ~ 29.
Based upon the foregoing allegations, Plaintiff asserts a single claim for relief against Defendant
for violation of his First Amendment right to freedom of speech.
Defendant now moves to dismiss the Amended Complaint on the following bases: ( 1) the
allegations fail to meet the pleading requirements of Federal Rule of Civil Procedure 8(a)(2); (2)
Plaintiff lacks Article III standing; (3) the Ordinance, on its face, does not violate the First
Amendment; and (4) the Ordinance survives both intermediate and strict scrutiny. See generally
ECF No. [20]. On May 5, 2021, Plaintiff filed a Response to the Motion, ECF No. [21]
("Response"), to which Defendant filed a Reply, ECF No. [24] ("Reply"). Thereafter, on July 8,
2021, the Court heard oral argument on the Motion. ECF No. [27].
The Motion is now ripe for consideration.
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II. LEGALSTANDARD
a. Rule 12(b)(l)
One element of the case-or-controversy requirement under Article III of the United States
Constitution is that plaintiffs "must establish that they have standing to sue." Raines v. Byrd, 521
U.S . 811, 818 (1997). It is a threshold question of "whether the litigant is entitled to have the court
decide the merits of the dispute or of particular issues." Sims v. Fla. Dep 't of Highway Safety &
Motor Vehicles, 862 F.2d 1449, 1458 (11th Cir. 1989) (en bane). "'The law of Article III
standing ... serves to prevent the judicial process from being used to usurp the powers of the
political branches,' and confines the federal courts to a properly judicial role ." Spokeo, Inc. v.
Robins, 136 S. Ct. 1540, 1547 (2016) (citing Clapper v. Amnesty Int'! USA, 568 U.S. 398, 408
(2013); Warth v. Seldin, 422 U.S. 490,498 (1975)). Further, "standing requirements 'are not mere
pleading requirements but rather [are] an indispensable part of the plaintiffs case."' Church v.
City of Huntsville, 30 F.3d 1332, 1336 (11th Cir. 1994) (quoting Lujan v. Deft. of Wildlife , 504
U.S. 555, 561 (1992)). "Indeed, standing is a threshold question that must be explored at the outset
of any case." Corbett v . Transp. Sec. Admin., 930 F.3d 1225, 1232 (11th Cir. 2019) (citing Bochese
v. Town of Ponce Inlet, 405 F.3d 964, 974 (11th Cir. 2005)), cert. denied, 140 S. Ct. 900 (2020).
"In its absence, 'a court is not free to opine in an advisory capacity about the merits of a plaintiffs
claim."' Id. (quoting Bochese, 405 F.3d at 974). "In fact , standing is 'perhaps the most important
jurisdictional' requirement, and without it, [federal courts] have no power to judge the merits." Id.
(footnote omitted) (quoting Bochese, 405 F .3d at 974).
[A]t an irreducible minimum, Art. III requires the party who invokes the court's
authority to "show that he personally has suffered some actual or threatened injury
as a result of the putatively illegal conduct of the defendant," and that the injury
"fairly can be traced to the challenged action" and "is likely to be redressed by a
favorable decision."
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Valley Forge Christian Coll. v. Ams. United for Separation of Church & State, 454 U .S. 464,472
(1982) (quoting Gladstone, Realtors v. Vil!. of Bellwood, 441 U.S. 91, 99 (1979)). In other words,
to establish standing, a plaintiff must allege that: (1) it "suffered an injury in fact that is ( a) concrete
and particularized, and (b) actual or imminent, not conjectural or hypothetical;" (2) "the injury is
fairly traceable to conduct of the defendant;" and (3) "it is likely , not just merely speculative , that
the injury will be redressed by a favorable decision." Kelly v. Harris , 331 F.3d 817, 819-20 (11th
Cir. 2003).
"The party invoking federal jurisdiction bears the burden of proving standing." Fla. Pub.
Int. Rsch. Grp. Citizen Lobby, Inc. v. E.P.A., 386 F.3d 1070, 1083 (11th Cir. 2004) (quoting
Bischoff v. Osceola Cnty., 222 F.3d 874, 878 (11th Cir. 2000)). "Because standing is jurisdictional,
a dismissal for lack of standing has the same effect as a dismissal for lack of subject matter
jurisdiction under Fed. R. Civ. P. 12(b)(l)." Cone Corp. v. Fla. Dep'tofTransp., 921 F.2d 1190,
1203 n.42 (11th Cir.1991 ). "If at any point in the litigation the plaintiff ceases to meet all three
requirements for constitutional standing, the case no longer presents a live case or controversy,
and the federal court must dismiss the case for lack of subject matter jurisdiction." Fla. Wildlife
Fed'n, Inc. v. S. Fla. Water Mgmt. Dist., 647 F.3d 1296, 1302 (11th Cir. 2011) (citing CAMP Legal
Def Fund, Inc. v. City of Atlanta, 451 F.3d 1257, 1277 (11th Cir. 2006)("CAMP"))). "In assessing
the propriety of a motion for dismissal under Fed. R . Civ. P. 12(b)(l), a district court is not limited
to an inquiry into undisputed facts; it may hear conflicting evidence and decide for itself the factual
issues that determine jurisdiction." Colonial Pipeline Co . v. Collins , 921 F.2d 1237, 1243 (11th
Cir. 1991 ). "When a defendant properly challenges subject matter jurisdiction under Rule 12(b )( 1)
the district court is free to independently weigh facts, and 'may proceed as it never could under
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Rule 12(b)(6) or Fed. R. Civ. P. 56."' Turcios v. Delicias Hispanas Corp ., 275 F. App'x 879 , 880
(11th Cir. 2008) (quoting Morrison v. Amway Corp., 323 F.3d 920,925 (11th Cir. 2003)).
b. Rule 12(b)(6)
A pleading in a civil action must contain "a short and plain statement of the claim showing
that the pleader is entitled to relief." Fed. R. Civ. P . 8(a)(2). Although a complaint "does not need
detailed factual allegations ," it must provide "more than labels and conclusions , and a formulaic
recitation of the elements of a cause of action will not do." Bell At!. Corp. v. Twombly, 550 U .S .
544, 555 (2007); see also Ashcroft v. Iqbal , 556 U.S. 662, 678 (2009) (explaining that Rule
8(a)(2)'s pleading standard "demands more than an unadorned, the-defendant-unlawfully-harmed-
me accusation"). Nor can a complaint rest on "'naked assertion[s]' devoid of 'further factual
enhancement."' Iqbal, 556 U.S. at 678 (quoting Twombly, 550 U.S. at 557).
When reviewing a motion under Rule 12(b )( 6), a court, as a general rule, must accept the
plaintiffs allegations as true and evaluate all plausible inferences derived from those facts in favor
of the plaintiff. See Miccosukee Tribe of Indians of Fla. v. S. Everglades Restoration Alliance, 304
F.3d 1076, 1084 (11th Cir. 2002); AXA Equitable Life Ins. Co . v. Infinity Fin. Grp., LLC, 608 F.
Supp. 2d 1349, 1353 (S.D. Fla. 2009). However, this tenet does not apply to legal conclusions, and
courts "are not bound to accept as true a legal conclusion couched as a factual allegation."
Twombly, 550 U .S. at 555; see also Iqbal, 556 U.S. at 678; Thaeter v. Palm Beach Cnty. Sheriff's
Office, 449 F.3d 1342, 1352 (11th Cir. 2006). Moreover, "courts may infer from the factual
allegations in the complaint 'obvious alternative explanations,' which suggest lawful conduct
rather than the unlawful conduct the plaintiff would ask the court to infer." Am. Dental Ass 'n v.
Cigna Corp ., 605 F.3d 1283, 1290 (11th Cir. 2010) (quoting Iqbal , 556 U.S. at 682).
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A court considering a Rule 12(b )( 6) motion is generally limited to the facts contained in
the complaint and the attached exhibits, including documents referred to in the complaint that are
central to the claim. See Wilchombe v. TeeVee Toons, Inc ., 555 F.3d 949, 959 (11th Cir. 2009);
Maxcess, Inc. v. Lucent Technologies, Inc., 433 F.3d 1337 , 1340 (11th Cir. 2005) ("[A] document
outside the four corners of the complaint may still be considered if it is central to the plaintiffs
claims and is undisputed in terms of authenticity." (citing Horsley v. Feldt, 304 F.3d 1125, 1135
(11th Cir. 2002))). "[W]hen the exhibits contradict the general and conclusory allegations of the
pleading, the exhibits govern." Griffin Indus., Inc. v. Irvin, 496 F.3d 1189, 1206 (11th Cir. 2007).
III. DISCUSSI ON
As noted, Defendant argues that the Amended Complaint is subject to dismissal because:
(1) the allegations fail to meet the pleading requirements of Federal Rule of Civil Procedure
8(a)(2); (2) Plaintiff lacks Article III standing; (3) the Ordinance, on its face, does not violate the
First Amendment; and (4) the Ordinance survives both intermediate and strict scrutiny. See
generally ECF No . [20]. Because Article III standing presents a threshold question of subject
matter jurisdiction, the Court addresses it first.
a. Standing
Defendant argues that Plaintiff has not suffered an injury in fact, therefore, depriving
Plaintiff of standing to sue. Specifically , Defendant maintains that Plaintiff has failed to plausibly
allege that the Ordinance applies to him, or that he has been adversely affected by the Ordinance.
ECF No. [20] at 4-7. In his Response, Plaintiff contends that he has been adversely affected by the
Ordinance because: (1) he "is currently acting as a campaign consultant for a candidate in the
upcoming November election[;]" and (2) "business prospects are now hesitant to hire Plaintiff as
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Case No. 21-cv-20694-BLOOM/Otazo-Reyes
a lobbyist" because he will be barred from lobbying the City Commission for a period of twelve
months should they win the election. ECF No. [21] at 3-4; see also ECF No. [13] ,r,r 25-28.
In CAMP, 451 F.3d at 1272-74, the United States Court of Appeals for the Eleventh Circuit
addressed whether plaintiffs have standing to challenge portions of an ordinance that does not
apply to them. The Eleventh Circuit ultimately rejected the notion that plaintiffs who suffered an
injury under one provision of an ordinance have standing to challenge the ordinance in its entirety.
Id. at 1270, 1273. Stated differently, the Eleventh Circuit made clear that plaintiffs "may challenge
only provisions of [an Ordinance] that affect [their] activities[.]" Id. at 1273 ; see also Sheba
Ethiopian Rest., Inc. v. DeKalb Ctny., Georgia , 820 F. App'x 889 , 895 (11th Cir. 2020) (holding
because plaintiff "failed to allege any facts showing that the ordinance affected its activities[,]"
plaintiff lacked standing to challenge its provisions); Granite State Outdoor Advert., Inc . v. City
of Clearwater, Fla., 351 F.3d 1112, 1116 (11th Cir. 2003)("An 'injury in fact ' requires the plaintiff
to 'show that he personally has suffered some actual or threatened injury."' (emphasis in original)
(quoting Valley Forge Christian Coll. v. Americans Unit ed/or Separation of Church & State , In c.,
454 U.S. 464 ,472 (198 2))).
Plaintiff lacks standing to challenge the constitutionality of the Ordinance. As Defendant
correctly argues, to be subject to the Ordinance 's twelve -month ban on lobbying the City
Commission, Plaintiff would have to serve as a compensated campaign consultant to a City
Commissioner who won his or her election within the immediately preceding election cycle . ECF
No. [20] at 5; s ee also ECF No. [20-1]. However , that has not yet happened , nor is it certain to
occur in the future. Indeed, while Plaintiff alleges that he is a lobbyist, he has failed to allege that
he rendered campaign consulting services to a successful City Commissioner since the
Ordinance's passage in 2017. See ECF No . [13] ,r,r 2 , 27 ("Business prospects are aware that if the
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Case No. 21-cv-20694-BLOOM/Otazo-Reyes
candidate in which Plaintiff is consulting for wins the election, Plaintiff will be barred from
lobbying for a year due to the Ordinance." (emphasis added)). Additionally, although Plaintiff
represents that he is "currently acting as a campaign consultant for a candidate in the upcoming
November election[,]" ECF No. [13] 1 26, that candidate must actually win the election for
Plaintiff to fall within the ambit of the Ordinance. See Muransky v. Godiva Chocolatier, Inc., 979
F.3d 917, 925 (11th Cir. 2020) ("A plaintiff needs to plead (and later support) an injury that is
concrete, particularized, and actual or imminent, rather than conjectural or hypothetical." (citing
Spokeo, 136 S. Ct. at 1548; Lujan, 504 U.S. at 560)).
Plaintiffs general desire to lobby the City Commission sometime in the future on behalf
of a winning City Commissioner who retained Plaintiff to render campaign consulting services is
too attenuated and insufficient to confer standing. See Lujan, 504 U.S. at 564 (holding that "'some
day' intentions-without any description of concrete plans, or indeed even any specification of
when the some day will be-do not support a finding of the 'actual or imminent' injury that our
cases require." (emphasis in original)). Presently, the Ordinance does not impose any ban on
Plaintiffs current lobbying activities, 1 and there are simply no facts grounding the assertion that
Plaintiff has been or will be harmed by the application or enforcement of the Ordinance.
1 Interestingly, despite Plaintiffs contention that the Ordinance has "adversely affected [his] ability to
currently work as a lobbyist," ECF No. [13] ~ 28, Plaintiff has not registered to lobby in the City of Miami
Beach since 2018. See City of Miami Beach, History of Lobbyists Registration Forms, Lobbyist
Registration Forms Filed in 2018-2021, www.miamibeachfl.gov/city-hall/city-clerk/lobbyist-information;
see also Halmos v. Bomardier Aerospace Corp., 404 F. App'x. 376, 377 (11th Cir. 2010) ("[A] district
court may take judicial notice of matters of public record without converting a Rule 12(b)(6) motion into a
Rule 56 motion." (citations omitted)). Thus, Plaintiffs purported injury to his ability to lobby is undermined
by his failure to register as a lobbyist as required under City of Miami Beach Code of Ordinances § 2-482.
See Code of Ordinances§ 2-482(a) ("All lobbyists shall, before engaging in any lobbying activities, register
with the city clerk."); see also Muransky, 979 F.3d at 931 ("Where a 'hypothetical future harm' is not
'certainly impending,' plaintiffs 'cannot manufacture standing merely by inflicting harm on themselves."'
(quoting Clapper, 568 U.S. at 416, 422)).
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Based on the foregoing, the Court finds that the Amended Complaint fails to allege an
injury sufficient to give Plaintiff standing, and the Court therefore lacks subject matter jurisdiction
to entertain Plaintiffs First Amendment claim.
IV. CONCLUSION
Accordingly, it is ORDERED AND ADJUDGED as follows:
1. The Motion, ECF No. [20], is GRANTED.
2. To the extent not otherwise disposed of, all pending motions are denied as MOOT
and all deadlines are TERMINATED.
3. The Clerk is directed to CLOSE this case.
DONE AND ORDERED in Chambers at Miami, Florida, on August 6, 2021.
BETH BLOOM
UNITED STATES DISTRICT JUDGE
Copies to:
Counsel of Record
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