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LTC 286-2023 External Auditor's (RSM US LLP) Annual Audit Report on the City of Miami Beach (the City) for the period ended September 30, 2022MIAMI BEACH OFFICE OF THE CITY MANAGER LTC# LETTER TO COMMISSION TO: FROM: DATE: SUBJECT: Mayor Dan Gelber and Members of the City Commission Alina T. Hudak, City Manag~ June 23, 2023 l( · Ex tern al A ud ito r's (R S M U S LL P ) A nnu al A ud it R epo rt on the C ity of M iam i B each {the C ity ) fo r the p erio d ende d S epte m ber 30 , 2022 I am pleased to announce the successful completion of the City of Miami Beach's external audit process for FY 2022. During the audit process, the external auditors, RSM US LLP, noted no material or significant adjustments required to the financial records of the City and that major estimates were appropriately and accurately reflected in the completed financial reports. Our external auditors identified no audit findings nor management letter comments for the year audited and the favorable resolution to any prior year's comment. Consequently, the City has obtained the highest possible audit results with an unmodified (clean) audit opinion for FY 2022. All audit reports and required continuing disclosures are completed and the following reports are currently available on the City's website located at https://www.miamibeachfl.gov/city- hall/finance/financial-documents/ A. Annual Comprehensive Financial Report (ACFR) for the fiscal year ended September 30, 2022, which includes an unmodified (clean) audit opinion. B. Audit Report for fiscal year ended September 30, 2022 which includes: • Annual Comprehensive Financial Report (ACFR) • Single Audit Reports in Accordance with Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles and Audit Requirements for Federal Awards (Uniform Guidance). • Management Letter Report • Independent Accountant's Report on Compliance with Section 218.415, Florida Statutes • Affidavits of Impact Fees C. Miami Beach Redevelopment Agency (R D A ) Audit Report for the fiscal year ended September 30, 2022, which includes an unmodified (clean) audit opinion. Enclosed, for your information is the following document: A. The Auditor's letter to the Mayor and Members of the City Commission for the City of Miami Beach which includes the following: • Required Communications • Significant Accounting Estimates • Exhibits: 286-2023 o Exhibit A - Internal Control Matters o Exhibit B- Significant Written Communications Between Management and Our Firm Representation Letters o Exhibit C- Recent Accounting Pronouncements If you have any questions or need additional information, please feel free to contact Jason D. Greene at 305-673-7466. ATH/JG/va 1.6 C it y o f M ia m i B e a c h , F lo r id a Report to the Honorable Mayor and Members of the City Commission April 14, 2023 THE POWER OF BEING UNDERSTOOD AUDIT ' TAX CONSULTING ·- RSM n RSM RSM USLLP April 14, 2023 Honorable Mayor and Members of the City Commission City of Miami Beach, Florida Miami Beach, Florida d Attention: Honorable Mayor and Members of the City Commission We are pleased to present this report related to our audit of the financial statements of the City of Miami Beach, Florida (the City) as of and for the year ended September 30, 2022. This also includes the reports issued for the Children's Trust, Miami Beach Visitors and Convention Authority. We previously provided a separate communication regarding the report issued for the Miami Beach Convention Center as Managed by Oak View Group and are providing a separate communication for the Miami Beach Redevelopment Agency. This report summarizes certain matters required by professional standards to be communicated to you in your oversight responsibility for the City's financial reporting process. This report is intended solely for the information and use of the Mayor, members of the City Commission and management, and is not intended to be, and should not be, used by anyone other than these specified parties. It will be our pleasure to respond to any questions you have about this report. We appreciate the opportunity to continue to be of service to the City. THE POWER OF BEING UNDERSTOOD AUDIT I TAX' CONSULTING 5Mt0s 2s "e $meter iRMtetra anal s glotlnetort+deter adt ix odor suit 234¢tea sturgi T A B L E O F C O N T E N T S Required Communications Significant Accounting Estimates Exhibits Exhibit A-Internal Control Matters Exhibit B-Significant Written Communications Between Management and Our Firm • Representation Letter Exhibit C-Recent Accounting Pronouncements 1-4 5-7 R E Q U IR E D C O M M U N IC A T IO N S Auditing standards generally accepted a in the United States of America (AU-C 260, The Auditor's Communication With Those Charged With Governance) require the auditor to promote effective two-way communication between the auditor and those charged with governance. Consistent with this requirement, the following summarizes our responsibilities regarding the basic financial statement audit as well as observations arising from our audit that are significant and relevant to your responsibility to oversee the financial and related compliance reporting process. Our Responsibilities With Regard to the Financial Statement and Compliance Audit Our responsibilities under auditing standards generally accepted in the United States of America and Government Auditing Standards issued by the Comptroller General of the United States have been described to you in our arrangement letter dated October 10, 2022. Our audit of the basic financial statements does not relieve management or those charged with governance of their responsibilities, which are also described in that letter. Overview of the Planned Scope and Timing of the Financial Statement Audit We have issued a separate communication dated December 6, 2022 regarding the planned scope and timing of our audit and identified significant risks. Accounting Policies and Practices Preferability of Accounting Policies and Practices Under accounting principles generally accepted in the United States of America, in certain circumstances, management may select among alternative accounting practices. In our view, in such circumstances, management has selected the preferable accounting practice. Adoption of, or Change in, Accounting Policies Management has the ultimate responsibility for the appropriateness of the accounting policies used by the City. The City adopted the following Governmental Accounting Standards Board (GASB) Statements during the year: • Governmental Accounting Standard Board (GASB) Statement No. 87, Leases. This Statement outlines new guidance that establishes a single approach to accounting for and reporting leases by state and local government. The implementation of GASB No. 87, Leases, resulted in restatement of beginning balances for the Parking Major Enterprise Fund and Business-Type Activities. It also resulted in the recording of various lease related items as of October 1 and for the year ended September 30, 2022. • GASB Statement No. 91, Conduit Debt Obligations. This Statement requires issuers to disclose general information about their conduit debt obligations, organized by type of commitment including the aggregate outstanding principal amount of the issuers' conduit debt obligations and a description of each type of commitment. Issuers that recognize liabilities related to supporting the debt service of conduit debt obligations also should disclose information about the amount recognized and how the liabilities changed during the reporting period. The City issues conduit debt but does not recognize liabilities related to the conduit debt obligations. • G A S B St at em en t N o . 92 , Omnibus 2020. The objectives of this statement were to enhance comparability in accounting and financial reporting and to improve the consistency of authoritative literature by addressing practice issues that have been identified during implementation and application of certain GASB Statements. • GASB Statement No. 97, Certain Component Unit Criteria, and Accounting and Financial Reporting for Internal Revenue Code Section 457 Deferred Compensation Plans- an amendment of GASB Statements No. 14 and No. 84, and a supersession of GASB Statement No. 32. This statement resulted in more consistent financial reporting of defined benefit contribution pension plans, defined contribution OPEB plans, and other employment benefit plans, while mitigating the costs associated with reporting those plans Significant Accounting Policies We did not identify any significant accounting policies in controversial or emerging areas for which there is a lack of authoritative guidance or consensus. Significant Unusual Transactions We did not identify any significant unusual transactions. Management's Judgments and Accounting Estimates Summary information about the process used by management in formulating particularly sensitive accounting estimates and about our conclusions regarding the reasonableness of those estimates is in the attached Summary of Significant Accounting Estimates. Audit Adjustments and Uncorrected Misstatements There were no audit adjustments made to the original trial balance presented to us to begin our audit We are not aware of any uncorrected misstatements other than misstatements that are clearly trivial. Departure From the Auditor's Standard Report Expected Emphasis-of-Matter Paragraph As discussed in Note 18 to the financial statements, the City adopted the recognition and disclosure requirements of Governmental Accounting Standards Board No. 87, Leases. In light of this matter, we will include an emphasis-of-matter paragraph in the auditor's report. Below is a draft of the paragraph to be included in the auditor's report: Emphasis of Matter As discussed in Note 18 to the financial statements, the City adopted the recognition and disclosure requirements of Governmental Accounting Standard Board Statement No. 87, Leases, as of October 1, 2021. As a result, beginning lease receivable, right-of-use asset, lease liability, and deferred inflows of resources balances were restated. The City restated the beginning net position, assets and liabilities of the Parking major enterprise fund and the business-type activities and recorded other lease related items in the financial statements. Our opinion is not modified with respect to this matter. 2 O t h e r In fo r m a t io n In c lu d e d in A n n u a l R e p o rt s Our responsibility for other information in documents containing the City's audited basic financial statements is to read the information and consider whether its content or manner of its presentation is materially inconsistent with the financial information covered by our auditor's report or whether it contains a material misstatement of fact. We read the City's introductory section, the combining and individual nonmajor fund financial statements and schedules, and the statistical section which are presented for purposes of additional analysis and are not a required part of the basis financial statements. We did not identify material inconsistencies with the audited basic financial statements. Observations About the Audit Process Disagreements With Management We encountered no disagreements with management over the application of significant accounting principles, the basis for management's judgments on any significant matters, the scope of the audit or significant disclosures to be included in the basic financial statements. Consultations With Other Accountants We are not aware of any consultations management had with other accountants about accounting or auditing matters. Significant Issues Discussed With Management We discussed with management the adoption of GASB Statement No. 87 Leases, and the related accounting adjustments and disclosures associated with the new standard. No other significant issues arising from the audit were discussed or were the subject of correspondence with management. Significant Difficulties Encountered in Performing the Audit We did not encounter any significant difficulties in dealing with management during the audit. Difficult or Contentious Matters That Required Consultation We did not encounter any significant and difficult or contentious matters that required consultation outside the engagement team. Shared Responsibilities for Independence Independence is a joint responsibility and is managed most effectively when management, audit committees, and audit firms work together in considering compliance with AICPA and Government Accountability Office (GAO) independence rules. For RSM to fulfill its professional responsibility to maintain and monitor independence, management, the audit committee, and RSM each play an important role. Our Responsibilities • AICPA and GAO rules require independence both of mind and in appearance when providing audit and other attestation services. RSM is to ensure that the AICPA and GAO's General Requirements for performing non-attest services are adhered to and included in all letters of engagement. • Maintain a system of quality control over compliance with independence rules and firm policies. 3 T h e C i ty 's R e s p o n s i b ili ti e s • Timely inform RSM, before the effective date of transactions or other business changes, of the following: - New affiliates, directors, officers, or person in financial reporting and compliance oversight roles. - Changes in the reporting entity impacting affiliates such as partnerships, related entities, investments, joint ventures, and component units. • Provide necessary affiliate information such as new or updated structure charts, as well as financial information required to perform materiality calculations needed for making affiliate determinations. • Understand and conclude on the permissibility, prior to the City and its affiliates, officers, directors, or persons in a decision-making capacity, engaging in business relationships with RSM. • Not entering into arrangements of nonaudit services resulting in RSM being involved in making management decisions on behalf of the City. • Not entering into relationships resulting in RSM, RSM covered persons or their close family members, temporarily or permanently acting as an officer, director, or person in an accounting, financial reporting or compliance oversight role at the City. Internal Control and Compliance Matters We are issuing under separate cover the following reports in connection with our audit, as required by Government Auditing Standards, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards at 2 CFR 200 (Uniform Guidance) and Chapter 10.550, Rule of the Auditor General of the State of Florida: • Independent Auditor's Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards • Independent Auditor's Report on Compliance for Each Major Federal Program; Report on Internal Control Over Compliance; and Report on the Schedule of Expenditures of Federal Awards as Required by the Uniform Guidance • Management Letter in Accordance with Chapter 10.550, Rules of the Auditor General of the State of Florida • Independent Accountant's Report on Compliance with Section 218.415, Florida Statutes • Financial and Compliance reports for the Children's Trust • Miami Beach Convention Center as Managed by Oak View Group • We will issue subsequent to this communication our Independent Auditor's Report on the stand-alone financial statements of the Miami Beach Redevelopment Agency which consists of multiple funds within the City's annual comprehensive financial report. Significant Written Communications Between Management and Our Firm Copies of significant written communications between our firm and the management of the City, including the letter provided to us by management, are attached as Exhibit B. 4 S IG N IF IC A N T A C C O U N T IN G E S T IM A T E S Accounting estimates are an integral part of the preparation of financial statements and are based upon management's current judgment. The process used by management encompasses their knowledge and experience about past and current events, and certain assumptions about future events. You may wish to monitor throughout the year the process used to determine and record these accounting estimates. The following summarizes the significant accounting estimates reflected in the City's September 30, 2022 basic financial statements. Significant Accounting Estimates Accounting for Self-Insurance Liabilities Accounting policy The City is self-insured for general and auto liability, workers' compensation, police professional liability, other liability and employees' health and dental. The accrued liability for estimated claims represents an estimate of the eventual loss on claims, including claims incurred but not yet reported. Management's estimation process Basis for our conclusion on the reasonableness of the estimate The City utilizes the services of two actuaries to assist in developing risk reserves for these liabilities. We have audited the underlying data supporting the estimates and reviewed management's methodology, including evaluating the actuarial reports and assumptions used which appears reasonable and consistently applied, and have deemed the resulting estimates to be reasonable. Accounting for Pension Plans and Related Net Pension Liabilities Accounting policy Management's estimation process Basis for our conclusion on the reasonableness of the estimate The net pension liabilities and related pension amounts are actuarially determined in accordance with the parameters established by the Governmental Accounting Standards Board. The difference between total pension liability and plan fiduciary net position at each plans' measurement date and any associated deferred outflows/inflows as of the period ended are recognized in the financial statements. City management and/or the pension plans' management, with input from its actuary, developed the actuarial assumptions based on relevant criteria. City management reviewed and approved the financial statement estimates derived from the pension plans' actuarial reports. We have audited the underlying data supporting the estimate and reviewed management's methodology, including evaluating the actuarial reports and assumptions used which appears reasonable and consistently applied, and have deemed the resulting estimates to be reasonable. Depreciation of Capital Asset Accounting policy Depreciation on capital assets is provided using the straight-line method. The depreciable life of capital assets is established based on management's estimate of the useful lives of the assets. 5 Significant Accounting Estimates ' Management's estimation process Basis for our conclusion on the reasonableness of the estimate Depreciation of capital assets is determined using the straight-line method of depreciation over the estimated useful lives of the asset, as assigned by management. We have audited the underlying data supporting the estimate and reviewed management's methodology which appears properly and consistently applied and have deemed the resulting estimate to be reasonable. Allowance for Doubtful Accounts Accounting policy Management's estimation process Basis for our conclusion on the reasonableness of the estimate All trade and similar receivables are shown net of an allowance for uncollectible amounts to arrive at the net realizable value. Receivables are analyzed for their collectability based on the terms and conditions stated in individual agreements. In addition to receivables specifically identified as uncollectible, a general allowance is calculated based on the City's historical experience. We have audited the underlying data supporting the estimate and reviewed management's methodology which appears properly and consistently applied and have deemed the resulting estimate to be reasonable. Accounting for Other Post-Employment Benefits Accounting policy Total other postemployment benefits (OPEB) liabilities, related deferred OPEB amounts and expenses are actuarially determined in accordance with the parameters established by the GASB. Management's estimation process Basis for our conclusion on the reasonableness of the estimate Management with input from its OPEB actuary developed the actuarial assumptions based on relevant criteria. Management reviewed and approved the financial statement estimates derived from the OPEB actuarial report. We have audited the underlying data supporting the estimate and reviewed management's methodology, including evaluating the actuarial reports and assumptions used which appears reasonable and consistently applied, and have deemed the resulting estimates to be reasonable. Incremental Borrowing Rate on Leases Accounting policy The City as a lessor determines future lease amounts to be received over the terms of the lease agreements and discounts the projected cash flows using an estimated incremental borrowing rate. The lease receivable is reduced as payments are received from the lessees, and the associated deferred inflows of resources are amortized and recognized as revenue over the lease terms. The City as a lessee determines future lease amounts to be received over the terms of the lease agreements and discounts the projected cash flows using an estimated incremental borrowing rate. The lease liability is 6 Significant Accounting Estimates Management's estimation process Basis for our conclusion on the reasonableness of the estimate reduced as payments are made to the lessees, and the associated right of use assets are amortized and recognized as expense over the lease terms. The City uses net present value of the lease payment to record the initial lease liability and lease receivable based on the incremental borrowing rate for the leases. If not directly stated in the lease agreement, the City will evaluate the appropriate incremental borrowing rate based upon the term of the lease and typical cost of borrowing for the City for that period We have audited the underlying data supporting the estimate and reviewed management's methodology which appears properly and consistently applied and have deemed the resulting estimate to be reasonable. 7 EX H IBIT A Internal Control and Compliance Matters C ity o f M iam i B e ach , F lo rid a Single Audit Reports in Accordance with Uniform Guidance and Chapter 10.550, Rules of the Florida Auditor General Fiscal Year Ended September 30, 2022 Contents Report on internal control over financial reporting and on compliance and other matters based on an audit of financial statements performed in accordance with Government Auditing Standards 1-2 Report on compliance for each major federal program and state project; report on internal control over compliance; and report on the schedules of expenditures of federal awards and state financial assistance required by the Uniform Guidance and Chapter 10.550, Rules of the Florida Auditor General 3-5 Schedule of expenditures of federal awards Schedule of expenditures of state financial assistance Notes to schedules of expenditures of federal awards and state financial assistance Schedule of findings and questioned costs Summary schedule of prior year audit findings 6-8 9 10 11-12 13 n a RSM RSM USLLP Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance With Government Auditing Standards Independent Auditor's Report Honorable Mayor and Members of the City Commission City of Miami Beach, Florida We have audited, in accordance with the auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States (Government Auditing Standards), the financial statements of the governmental activities, the business-type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Miami Beach, Florida (the City), as of and for the year ended September 30, 2022, and the related notes to the financial statements, which collectively comprise the City's basic financial statements, and have issued our report thereon dated April 14, 2023. Our report included a reference to other auditors who audited the financial statements of the City of Miami Beach Employees' Retirement Plan, City of Miami Beach Pension Fund for Firefighters and Police Officers, City of Miami Beach Police Officer's Relief and Pension Fund, and the City of Miami Beach Firefighters' Relief and Pension Fund. This report does not include the results of the other auditors' testing on internal control over financial reporting or compliance and other matters that are reported on separately by those auditors. The financial statements of the City of Miami Beach Police Officer's Relief and Pension Fund were not audited in accordance with Government Auditing Standards and accordingly this report does not include reporting on internal controls over financial reporting or instances of reportable noncompliance associated with the City of Miami Beach Police Officer's Relief and Pension Fund. Report on Internal Control over Financial Reporting In planning and performing our audit of the financial statements, we considered the City's internal control over financial reporting (internal control) as a basis for designing audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control. Accordingly, we do not express an opinion on the effectiveness of the City's internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity's financial statements will not be prevented, or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. THE POWER OF BEING UNDERSTOOD AUDIT TAX CONSULTING Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses or significant deficiencies may exist that were not identified. Report on Compliance and Other Matters As part of obtaining reasonable assurance about whether the City's financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the financial statements. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instance of noncompliance or other matters that are required to be reported under Government Auditing Standards. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the entity's internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City's internal control and compliance. Accordingly, this communication is not suitable for any other purpose. Miami, Florida April 14, 2023 2 ·- RSM RSM USLLP Report on Compliance for Each Major Federal Program and State Project; Report on Internal Control Over Compliance; and Report on the Schedules of Expenditures of Federal Awards and State Financial Assistance Required by the Uniform Guidance and Chapter 10.550, Rules of the Florida Auditor General Independent Auditor's Report Honorable Mayor and City Commissioners City of Miami Beach, Florida Report on Compliance for Each Major Federal Program and Major State Project Opinion on Each Major Federal Program and Major State Project We have audited the City of Miami Beach, Florida's (the City) compliance with the types of compliance requirements described in the 0MB Compliance Supplement and the requirements described in the Florida Department of Financial Services' State Project Compliance Supplement, that could have a direct and material effect on each of the City's major federal programs and state projects for the year ended September 30, 2022. The City's major federal programs and state projects are identified in the summary of auditor's results section of the accompanying schedule of findings and questioned costs. In our opinion, the City complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on each of its major federal programs and state projects for the year ended September 30, 2022. Basis for Opinion on Each Major Federal Program and Major State Project We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and the audit requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance); and Chapter 10.550, Rules of the Florida Auditor General. Our responsibilities under those standards and the Uniform Guidance are further described in the Auditor's Responsibilities for the Audit of Compliance section of our report. We are required to be independent of the City and to meet our other ethical responsibilities, in accordance with relevant ethical requirements relating to our audit. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion on compliance for each major federal program and major state project. Our audit does not provide a legal determination of the City's compliance with the compliance requirements referred to above. Responsibilities of Management for Compliance Management is responsible for compliance with the requirements referred to above and for the design, implementation, and maintenance of effective internal control over compliance with the requirements of laws, statutes, regulations, rules and provisions of contracts or grant agreements applicable to the City's federal programs and state projects. THE POWER OF BEING UNDERSTOOD AUDIT ' TAX CONSULTING 3 RS4 5Lt «+ + a3'+et Auditor's Responsibilities for the Audit of Compliance Our objectives are to obtain reasonable assurance about whether material noncompliance with the compliance requirements referred to above occurred, whether due to fraud or error, and express an opinion on the City's compliance based on our audit. Reasonable assurance is a high level of assurance but is not absolute assurance and therefore is not a guarantee that an audit conducted in accordance with GAA S, Government Auditing Standards, the Uniform Guidance and Chapter 10.550, Rules of the Florida Auditor General will always detect material noncompliance when it exists. The risk of not detecting material noncompliance resulting from fraud is higher than for that resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. Noncompliance with the compliance requirements referred to above is considered material, if there is a substantial likelihood that, individually or in the aggregate, it would influence the judgment made by a reasonable user of the report on compliance about the City's compliance with the requirements of each major federal program and major state project as a whole. In performing an audit in accordance with GAAS, Government Auditing Standards, the Uniform Guidance, and Chapter 10.550, Rules of the Florida Auditor General we: • Exercise professional judgment and maintain professional skepticism throughout the audit. • Identify and assess the risks of material noncompliance, whether due to fraud or error, and design and perform audit procedures responsive to those risks. Such procedures include examining, on a test basis, evidence regarding the City's compliance with the compliance requirements referred to above and performing such other procedures as we considered necessary in the circumstances. • Obtain an understanding of the City's internal control over compliance relevant to the audit in order to design audit procedures that are appropriate in the circumstances and to test and report on internal control over compliance in accordance with the Uniform Guidance and Chapter 10.550, Rules of the Florida Auditor General, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control over compliance. Accordingly, no such opinion is expressed. We are required to communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit and any significant deficiencies and material weaknesses in internal control over compliance that we identified during the audit. Report on Internal Control Over Compliance A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal program or state project on a timely basis. A material weakness in internal control over compliance is a deficiency, or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a federal program or state project will not be prevented, or detected and corrected, on a timely basis. A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of compliance requirement of a federal program that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged with governance. Our consideration of internal control over compliance was for the limited purpose described in the Auditor's Responsibilities for the Audit of Compliance section above and was not designed to identify all deficiencies in internal control over compliance that might be material weaknesses or significant deficiencies in internal control over compliance. Given these limitations, during our audit we did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses, as defined above. However, material weaknesses or significant deficiencies in internal control over compliance may exist that were not identified. 4 Our audit was not designed for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, no such opinion is expressed. The purpose of this report on internal control over compliance is solely to describe the scope of our testing of internal control over compliance and the results of that testing based on the requirements of the Uniform Guidance and Chapter 10.550, Rules of the Florida Auditor General. Accordingly, this report is not suitable for any other purpose. Report on Schedule of Expenditures of Federal Awards Required by the Uniform Guidance and Schedule of Expenditures of State Financial Assistance Required by Chapter 10.550, Rules of the Florida Auditor General We have audited the financial statements of the governmental activities, the business-type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City, as of and for the year ended September 30, 2022, and the related notes to the financial statements, which collectively comprise the City's basic financial statements. We issued our report thereon dated April 14, 2023, which contained an unmodified opinion on those financial statements, included an emphasis of matter for the adoption of GASS Statement No. 87 Leases, and included a reference to other auditors. Our audit was performed for the purpose of forming opinions on the financial statements that collectively comprise the basic financial statements. The accompanying schedule of expenditures of federal awards and schedule of expenditures of state financial assistance are presented for purposes of additional analysis as required by the Uniform Guidance and Chapter 10.550, Rules of the Florida Auditor General and are not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the financial statements. The information has been subjected to the auditing procedures applied in the audit of the financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the schedule of expenditures of federal awards and schedule of expenditures of state financial assistance are fairly stated in all material respects in relation to the basic financial statements as a whole. Miami, Florida April 20, 2023, except for our report on the Schedule of Expenditures of Federal Awards and the Schedule of Expenditures of State Financial Assistance, for which the date is April 14, 2023 5 City of Miami Beach, Florida Schedule of Expenditures of Federal Awards Fiscal Year Ended September 30, 2022 Federal Grantor/Pass-Through Grantor/Program or Cluster Title Federal Assistance Listing Number Grant/Pass-Through Entity Identifying Number Provided to Subrecipients Total Federal Expenditures U.S. Department of Housing and Urban Development Community Development Block Grant/ Entitlement Grants Community Development Block Grant/ Entitlement Grants Community Development Block Grant/ Entitlement Grants Community Development Block Grant/ Entitlement Grants Community Development Black Grant/ Entitlement Grants Community Development Block Grant/ Entitlement Grants Community Development Black Grant/ Entitlement Grants Community Development Block Grant/ Entitlement Grants 14.218 B-19-MC-12-0014 $ 14.218 B-15-MC-12-0014/B-17-MC-12-0014/ B-18-MC-12-0014/B8-19-MC-12-0014 14.218 B-15-MC-12-0014 14.218 B-18-MC-12-0014 14.218 B-21-MC-12-0014 14.218 B-15-MC-12-0014/B-18-MC-12-0014/ B-20-MC-12-0014 B-15-MC-12-0014/B8-17-MC-12-0014/ 14.218 B-19-MC-12-0014 14.218 B-15-MC-12-0014 Total Community Development Block Grant - Entitlement Grants Cluster Home Investment Partnerships Program Home Investment Partnerships Program Home Investment Partnerships Program Home Investment Partnerships Program Home Investment Partnerships Program Home Investment Partnerships Program Home Investment Partnerships Program 14.239 14.239 14.239 14.239 14.239 14.239 14.239 M-21-MC-12-0212 M-15-MC-12-0212/M-16-MC-12-0212 M-15-MC-12-0212/M-16-MC-12-0212 M-20-MC-12-0212 M-16-MC-12-0212/M-17-MC-12-0212 M-15-MC-12-0212/M-16-MC-12-0212/ M-17-MC-12-0212 M-17-MC-12-0212 Total HOME Investment Partnerships Program 165,906 $ 53,868 32,899 4,794 863,383 515,600 18,326 34 1,654,810 30,796 37,153 177,949 11,660 279,475 202,673 739,706 165,906 53,868 32,899 4,794 863,383 515,600 18,326 34 1,654,810 30,796 (6,015) 76,530 177,949 11,660 279,475 222,435 792,830 Pass-Through Miami-Dade County, Florida. Supportive Housing Program - FY 2018/Continuum of Care - City of Miami Beach Outreach Program 14.267 FLO177L4D002013 63,079 Total Supportive Housing Program - Continuum of Care 63,079 Total U.S. Department of Housing and Urban Development 2,394,516 2,510,719 6 City of Miami Beach, Florida Schedule of Expenditures of Federal Awards (Continued) Fiscal Year Ended September 30, 2022 Federal Grantor/Pass-Through Grantor/Program or Cluster Title Federal Assistance Listing Number Grant/Pass-Through Entity Identifying Num ber Provided to Subrecipients Total Federal Expenditures U.S._Departm ent_ot_Justice Pass-Through Office of The Florida Attorney General: VOCA -VICTIMS OF CRIME ACT 2021/22 Pass-Through Florida Department of Law Enforcement: Edward Byrne Memorial Justice Assistance Gran t - Officer Safety and Wellness Edward Byrne Memorial Justice Assistance Gran t - Optimal Surveillance Total Florida Department of Law Enforcement COD-19 Miami Beach Coronavirus Emergency Program Cops Office Law Enforcement Mental Health and Wellness Act Program-Miami Beach Peer Support Project Federal Equitable Sharing Agreement Total U.S. Department of Justice U.S. Department of Transportation Pass-Through the Florida Department of Transportation: State and Community Highway Traffic Safety Program-Motorcycle Safety Campaign State and Community Highway Traffic Safety Program-Speed/Aggressive Driving Initiative State and Community Highway Traffic Safety Program-Speed/Aggressive Driving Initiative National Priority Safety Program-Impaired Driving Initiative National Priority Safety Program-Miami Beach Occupant Protection and Child Passenger Initiative National Priority Safety Program-Miami Beach Occupant Protection and Child Passenger Initiative Total Highway Safety Cluster Highway Planning and Construction-Northshore Open Space Beachwalk Total Highway Planning and Construction Cluster Total U.S. Department of Transportation U.S. Department of Treasury COD-19 Coronavirus State and Local Fiscal Recovery Funds 16.575 VOCA-2021-MBPD-00529 446,003 16.738 2021-JAGC-DADE-27-3B8-088 7,644 16.738 2020-01-BX-0839 59,790 67,434 16.034 2020-V-BX-0503 34,156 16.710 2020-MH-WX-KO13 13,510 16.922 FL0130700 65,655 626,758 20.600 G1R47 20.600 G1$20 20.600 G2048 20.616 G2318 20.616 G2202 20.616 G1U78 75,000 6,699 73,266 59,540 74,758 33,292 322,555 20.205 G1P47 670,499 670,499 993,054 21.027 23,555,418 Total U.S. Department of Treasury 23,555,418 7 City of Miami Beach, Florida S chedule of Expenditures of Federal Awards (Continued) Fiscal Year Ended September 30, 2022 Federal Grantor/Pass-Through Grantor/Program or Cluster Title Federal Assistance Listing Number Grant/Pass-Through Entity Identifying Number Provided to Subrecipients Total Federal Expenditures Environmental Protection Agency Pass-Through the State of Florida Department of Environmental Protection: Bioswale Basis of Design - Everglades Court Green Alley 66.460 NF053 100,000 Total Environmental Protection Agency 100,000 U.S. Department of Homeland Security Pass-Through the Slate of Florida Division of Emergency Management: Hurricane Dorian - via Mutual Aide Agreement Hurricane Florence - via Mutual Aide Agreement Hurricane Michael - via Mutual Aide Agreement Surfside Collapse - via Mutual Aide Agreement Pass-Through the Miami-Dade County Surfside Collapse - via Mutual Aide Agreement Emergency Food and Sheller Program - Phase 37 Emergency Food and Shelter Program - Phase CARES Emergency Food and Shelter Program - Phase 38/CARES Emergency Food and Sheller Program - Phase 39 Pass-Through the Stale of Florida Division of Emergency Management: Hazard Mitigation Grant Program - Wind Retrofit Hazard Mitigation Grant Program - Wind Retrofit Hazard Mitigation Grant Program - Wind Retrofit Volunteer Florida - Community Emergency Response Team Homeland Security Grant Program -Urban Areas Security Initiative 2019 - Region 7 ALPR Project Homeland Security Grant Program -Urban Areas Security Initiative 2019 Homeland Security Grant Program -Urban Areas Security Initiative 2020 Total U.S. Department of Homeland Security TOTAL EXPENDITURES OF FEDERAL AWARDS 97.036 01-018-19 8,562 97.036 n/a 124,534 97.036 02-028-18 107,173 97.036 n/a 117,138 97.036 n/a 103,033 460,440 97.024 159400-076 491 97.024 159400-076 5,570 97.024 159400-076 22,457 97.024 159400-076 30,027 97.039 FEMA-DR-4337-FL 1,932 97.039 FEMA-DR-4337-FL 308,877 97.039 F EMA-DR-4337-FL 269,406 97.042 CERT 22-006 5,449 97.067 EMW-2019-SS-00049 150,000 97.067 EMW-2019-SS-00049 67,899 97.067 EMW-2020-SS-00035 52,841 1,375,389 $ 2,394,516 $ 29,161,338 See notes to schedules of expenditures of federal awards and state financial assistance. 8 City of Miami Beach, Florida Schedule of Expenditures of State Financial Assistance For the Fiscal Year Ended September 30, 2022 State Grantor/Program State of Florida,Department_of Environmental Protection Fire Station #1 Total State of Florida, Department of Environmental Protection State of Florida, Housing Finance Corporation State Housing Initiatives Partnership (SHIP) Program Total State of Florida, Housing Finance Corporation Florida Department of Transportation A 1A Indian Creek Corridor Locally Funded Agreement - Transportation Management Initiative Agreement Miami Beach Atlantic Trail Greenway Corridor from South Pointe Park to 87th Terrace Public Transit Service Development Program - South Beach Loop Trolley Route Total Florida Department of Transportation State CSFA Grant/Pass-Through Entity Total State Number Identifying Number Expenditures 37.098 22SRP35 280 280 40.901 NIA 167,476 167,476 55.000 AS-343/439228-2-58-01 2,456,966 55.039 422239-2-12-01 16,144 55.038 G0053 500,970 55.012 G1C66 1,446,838 4,420,918 Florida Department_of_Health Pass-Through Miami-Dade County. Florida: Emergency Medical Services Emergency Medical Services Emergency Medical Services 64.005 64.005 64.005 C8013 C9013 C0013 1,801 3,852 2,026 Total Florida Department of Health 7,679 TOTAL EXPENDITURES OF STATE FINANCIAL ASSISTANCE 4,596,353 See notes to schedules of expenditures of federal awards and state financial assistance. 9 City of Miami Beach, Florida Notes to Schedules of Expenditures of Federal Awards and State Financial Assistance Fiscal Year Ended September 30, 2022 Note 1. Basis of Presentation The accompanying schedules of expenditures of federal awards and state financial assistance (the Schedules) include the federal and state award activity of the City of Miami Beach, Florida (the City) under programs of the Federal government and the State of Florida for the year ended September 30, 2022. The information in the Schedules is presented in accordance with the requirements of the Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) and Chapter 10.550, Rules of the Florida Auditor General. Because the Schedules present only a selected portion of the operations of the City, it is not intended to and does not present the financial position, changes in fund balance/net position, or cash flows of the City. Note 2. Summary of Significant Accounting Policies Expenditures reported on the Schedules are reported on the modified accrual basis of accounting for expenditures accounted for in the governmental funds and on the accrual basis of accounting for expenses of the proprietary fund types, which are described in Note 1 to the City's basic financial statements. Such expenditures/expenses are recognized following the cost principles contained in the Uniform Guidance and Chapter 10.550, Rules of the Florida Auditor General, wherein certain types of expenditures/expenses are not allowable or are limited as to reimbursement. Negative amounts shown on the Schedules represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. Note 3. Indirect Cost Recovery The City has elected not to use the 10 percent de minimis indirect cost rate as allowed under the Uniform Guidance. Note 4. Loans Outstanding On November 12, 2014, the City of Miami Beach entered into the Clean Water State Revolving Fund Loan Agreement with the State of Florida Department of Environment Protection. On November 24, 2020, Amendment No.1 to the Loan Agreement was executed. The semiannual loan payment amount is based on the total amount of $7,697,180, which consist of the Loan principal, accrued Capitalized Interest plus the Loan Service Fee. Loan payments commenced on February 15, 2018, and semiannually thereafter on August 15 and February 15 of each year until all amounts due have been fully paid. The interest rate on this loan is 1.62% per annum. Loan disbursements from the State to the City will be made for reimbursements of allowable costs. The loan is recorded as a loan payable in the governmental activities of the City's government-wide statements. As of September 30, 2022, $7.5 million of allowable costs have been incurred by the City and $7.5 million has been reimbursed from the State. The loan is secured by the Stormwater fund's pledged revenues and will be repaid with such funds. The outstanding principal balance reported at September 30, 2022, is $5,906,888, which consist of Loan Principal and Service Fee. 10 City of Miami Beach, Florida Schedule of Findings and Questioned Costs Fiscal Year Ended September 30, 2022 Section I • Summary of Auditors' Results Financial Statements Type of report the auditor issued on whether the financial statements audited were prepared in accordance with GAAP: Unmodified Internal control over financial reporting: Material weakness(es) identified? Significant deficiency(ies) identified? Noncompliance material to financial statements noted? Federal Awards Internal control over major federal programs: Material weakness(es) identified? Significant deficiency(ies) identified? Type of auditor's report issued on compliance for major federal programs: Any audit findings disclosed that are required to be reported in accordance with section 2 CFR 200.516(a)? Identification of major federal programs: Federal Assistance Listing No. 21.027 Dollar threshold used to distinguish between type A and type B programs: Auditee qualified as low-risk auditee? Yes ---- Yes Yes Yes ---- Yes X No ---- __ x __ Nonereported X No X No ---- __ x __ Nonereported Unmodified Yes X No Name of Federal Program or Cluster COVID-19 Coronavirus State and Local Fiscal Recovery Funds $874,840 Yes X No (Continued) 11 City of Miami Beach, Florida Schedule of Findings and Questioned Costs (Continued) Fiscal Year Ended September 30, 2022 State Financial Assistance: Internal control over major projects: Material weakness(es) identified? Significant deficiency(ies) identified? Yes ---- Yes X No ---- x None reported ---- Type of auditor's report issued on compliance for major projects: Any audit findings disclosed that are required to be reported in accordance with Chapter 10.550, Rules of the Auditor General? Unmodified Yes X No Identification of major state projects: State Assistance Listing No. Name of State Project 55.000 A1A Indian Creek Corridor Dollar threshold used to distinguish between type A and type B projects: $750,000 Section II. Financial Statement Findings No matters to report Section Ill. Federal Awards and State Projects Findings and Questioned Costs No matters to report. 12 City of Miami Beach, Florida Summary Schedule of Prior Year Audit Findings Fiscal Year Ended September 30, 2022 MIAMI BEACH City Of Miami Bea ch, 1700 Convetnion Center Drive, Miami Beach, Florida 33139 www.miamibeachfl.gov Summary of Prior Year Findings Audit Finding Number: IC 2021-00 01 - Financial Reporting - Material Weakness Audit Finding: Material accounting adjustments were made by management to the financial statements to comply with generally accepted accounting principles. This included a material adjustment to the Capital Pro jects fund and the Aggregate Non major Fund relating to a legal settlement obligation. In addition, a material adjustment was made to the Convention Center fund to eliminate intercom pany transactions between the City and the Conventi on Center . Status of Finding: Corrected. Matter Not repeated. 13 EX H IB IT 8 Significant Written Communications Between Management and Our Firm M IA M I BEACH City of Miami Beach, 1700 Convention Center Drive, Miami Beach. Florida 33139, wwy_miamibegchf].gov April 14, 2023 RSM US LLP 3350 Virginia Street, 2 Floor Coconut Grove, FL 33133 This representation letter is provided in connection with your audit of the basic financial statements of the City of Miami Beach, Florida (the City) as of and for the year ended September 30, 2022 for the purpose of expressing an opinion on whether the financial statements are presented fairly, in all material respects, in accordance with accounting principles generally accepted in the United States of America (U.S. GAAP). We confirm, to the best of our knowledge and belief, that as of the date of this letter: Financial Statements 1. We have fulfilled our responsibilities, as set out in the terms of the audit engagement letter dated October 10, 2022, for the preparation and fair presentation of the financial statements referred to above in accordance with US. GAAP. 2. We acknowledge our responsibility for the design, implementation and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. 3. We acknowledge our responsibility for the design, implementation and maintenance of controls to prevent and detect fraud. 4. The methods, data, and significant assumptions used by us in making accounting estimates and their related disclosures are appropriate to achieve recognition, measurement, or disclosure that is reasonable in the context of U.S. GAAP, and reflect our judgment based on our knowledge and experience about past and current events, and our assumptions about conditions we expect to exist and courses of action we expect to take. 5. The methods, assumptions and data used to measure the self-insurance liabilities are as follows, and result in an estimate that is appropriate for financial statement measurement and disclosure purposes and have been consistently selected and applied in making the estimate: the City utilizes the services of various actuaries to assist in developing risk reserves for each of these liabilities. Significant judgments made in making the estimate have taken into account all relevant information of which we are aware. The assumptions listed above properly reflect our intent and ability to carry out the specific courses of actions previously communicated to you on behalf of the City. We have also appropriately considered alternative assumptions or outcomes. Appropriate specialized skills or expertise has been applied in making the estimate. All disclosures related to the estimate, including disclosures describing estimation uncertainty, are complete and reasonable in the context of U.S. GAAP. No subsequent events have occurred that would require adjustment to the estimate and related disclosures included in the financial statements. 6. The methods, assumptions and data used to measure the City's net OPEB liability and related OPEB amounts, are as follows, and result in an estimate that is appropriate for financial statement measurement and disclosure purposes and have been consistently selected and applied in making the estimate: Entry Age Normal Cost Method, using fair market value for asset valuation, salary increases of 3.5% per annum and inflation of 3% per annum. Significant judgments made in making the estimate have taken into account all relevant information of which we are aware. The assumptions listed above accurately reflect our intent and ability to carry out the specific courses of actions previously communicated to you on behalf of the City. We have also appropriately considered alternative assumptions or outcomes. Appropriate specialized skills or expertise has been applied in making the estimate. All disclosures related to the estimate, including disclosures describing estimation uncertainty, are complete and reasonable in the context of U.S. GAAP. No subsequent events have occurred that would require adjustment to the estimate and related disclosures included in the financial statements. 7. The methods, assumptions and data used to measure the City's pension plans' net pension liability and related pension amounts are as follows, and result in an estimate that is appropriate for financial statement measurement and disclosure purposes and have been consistently selected and applied in making the estimate: Entry Age Normal Method, amortized using level dollar closed with an investment rate of return of 7.4% for the General Employee retirement system and 7.55% for the Firefighters and Police retirement system. Significant judgments made in making the estimate have taken into account all relevant information of which we are aware. The assumptions listed above accurately reflect our intent and ability to carry out the specific courses of actions previously communicated to you on behalf of the City. We have also appropriately considered alternative assumptions or outcomes. Appropriate specialized skills or expertise has been applied in making the estimate. All disclosures related to the estimate, including disclosures describing estimation uncertainty, are complete and reasonable in the context of U.S. GAAP. No subsequent events have occurred that would require adjustment to the estimate and related disclosures included in the financial statements. 8. The methods, assumptions and data used to estimate the valuation of lease liability, right of use assets, lease receivable and deferred inflows are as follows, and result in an estimate that is appropriate for financial statement measurement and disclosure purposes and have been consistently selected and applied in making the estimate: if not directly stated in the lease agreement, the City will evaluate the appropriate discount rate based upon the term of the lease and typical cost of borrowing for the City for that period. Significant judgments made in making the estimate have taken into account all relevant information of which we are aware. The assumptions listed above accurately reflect our intent and ability to carry out the specific courses of actions previously communicated to you on behalf of the City. We have also appropriately considered alternative assumptions or outcomes. All disclosures related to the estimate, including disclosures describing estimation uncertainty, are complete and reasonable in the context of U.S. GAAP. No subsequent events have occurred that would require adjustment to the estimate and related disclosures included in the financial statements. 9. Related-party transactions have been recorded in accordance with the economic substance of the transaction and appropriately accounted for and disclosed in accordance with the requirements of U.S. GAAP. Types of related party transactions engaged in by the City include: a. Those with component units for which the City is accountable. b. Those with other organizations for which the nature and significance of their relationship with the City are such that exclusion would cause the reporting entity's financial statements to be misleading or incomplete. c. lnterfund transactions, including interfund accounts and advances receivable and payable, sale and purchase transactions, interfund transfers, long-term loans, leasing arrangements and guarantees. 2 10. Th e financial statem ents pro perly cl assify all funds and activities in accordance w ith G A S B Statem ent No. 54, Fund Balance Reporting and Governmental Fund Type Definitions, as amended. 11. The City followed either its established accounting policy regarding which resources (that is, restricted, committed, assigned or unassigned) are considered to be spent first for expenditures for which more than one resource classification is available or followed paragraph 18 of GASB Statement No. 54 to determine the fund balance classifications for financial reporting purposes. 12. The financial statements include all fiduciary activities required by GASB Statement No. 84, Fiduciary Activities, as amended. 13. AII events subsequent to the date of the financial statements, and for which U.S. GAAP requires adjustment or disclosure, have been adjusted or disclosed. 14. The effects of all known actual or possible litigation and claims have been accounted for and disclosed in accordance with U.S. GAAP 15. Management has followed applicable laws and regulations in adopting, approving and amending budgets. 16. Risk disclosures associated with deposit and investment securities and derivative transactions are presented in accordance with GASB requirements. 17. Provisions for uncollectible receivables have been properly identified and recorded. 18. Capital assets, including infrastructure, intangible assets, and right of use assets are properly capitalized, reported and, if applicable, depreciated. 19. The government properly separated information in debt disclosures related to direct borrowings and direct placements of debt from other debt and disclosed any unused lines of credit, collateral pledged to secure debt, terms in the debt agreements related to significant default or termination events with finance-related consequences and significant subjective acceleration clauses in accordance with GASB Statement No. 88. 20. Components of net position (net investment in capital assets, restricted, and unrestricted) and classifications of fund balance (nonspendable, restricted, committed, assigned, and unassigned) are properly classified and, if applicable, approved 21. Revenues are appropriately classified in the statement of activities within program revenues, general revenues, contributions to term or permanent endowments, or contributions to permanent fund principal. 22. Expenses have been appropriately classified in or allocated to functions and programs in the statement of activities, and allocations have been made on a reasonable basis. 23. lnterfund, internal, and intra-entity activity and balances have been appropriately classified and reported. 24. The City's policy regarding whether to first apply restricted or unrestricted resources when an expense is incurred for purposes for which both restricted and unrestricted net position is available and appropriately disclosed and that net position is properly recognized under the policy. 25. We have no direct or indirect legal or moral obligation for any debt of any organization, public or private, or to special assessment bond holders, that is not disclosed in the financial statements. 26. We have complied with all aspects of laws, regulations and provisions of contracts and agreements that would have a material effect on the financial statements in the event of noncompliance. 3 27. We have reviewed the GASB Statements effective for the fiscal year ending September 30, 2022, and concluded the implementation of the following Statements did not have a material impact on the basic financial statements: a. GASB Statement No. 91, Conduit Debt Obligations b. GASB Statement No. 92, Omnibus c. GASB Statement No. 97, Certain Component Unit Criteria, and Accounting and Financial Reporting for Internal Revenue Code Section 457 Deferred Compensation Plans-an amendment of GASB Statements No. 14 and No. 84, and a supersession of GASB Statement No. 32 28. We believe implementation of the GASB Statements listed below is appropriate: a. GASB Statement No. 87, Leases - the implementation of this statement has a material impact in the financial statements and related footnote disclosures, and we believe it has been properly adopted. 29. We have no knowledge of any uncorrected misstatements in the financial statements. 30. We have requested an unsecured electronic copy of the auditor's report and basic financial statements and agree that the auditor's report and basic financial statements will not be modified in any manner. Information Provided 31. We have provided you with: a. Access to all information of which we are aware that is relevant to the preparation and fair presentation of the basic financial statements such as records, documentation and other matters. b. Additional information that you have requested from us for the purpose of the audit. c. Unrestricted access to persons within the City from whom you determined it necessary to obtain audit evidence. d. Minutes of the meetings of the governing board and committees, or summaries of actions of recent meetings for which minutes have not yet been prepared. 32. All transactions have been recorded in the accounting records and are reflected in the basic financial statements. 33. We have disclosed to you the results of our assessment of risk that the basic financial statements may be materially misstated as a result of fraud. 34. It is our responsibility to establish and maintain internal control over financial reporting. One of the components of an entity's system of internal control is risk assessment. We hereby represent that our risk assessment process includes identification and assessment of risks of material misstatement due to fraud. We have shared with you our fraud risk assessment, including a description of the risks, our assessment of the magnitude and likelihood of misstatements arising from those risks, and the controls that we have designed and implemented in response to those risks. 35. We have no knowledge of allegations of fraud or suspected fraud affecting the City's basic financial statements involving: a. Management. b. Employees who have significant roles in internal control. 4 c. Others where the fraud could have a material effect on the basic financial statements. 36. We have no knowledge of any allegations of fraud or suspected fraud affecting the City's basic financial statements received in communications from employees, former employees, analysts, regulators, or others. 37. We have no knowledge of noncompliance or suspected noncompliance with laws and regulations. 38. We have disclosed to you all known actual or possible litigation and claims whose effects should be considered when preparing the financial statements. 39. We have disclosed to you the identity of all of the City's related parties and all the related-party relationships and transactions of which we are aware. 40. We are aware of no deficiencies in internal control over financial reporting, including significant deficiencies or material weaknesses, in the design or operation of internal controls that could adversely affect the City's ability to record, process, summarize and report financial data. 41. There have been no communications from regulatory agencies concerning noncompliance with, or deficiencies in, financial reporting practices. 42. We agree with the findings of the specialists in evaluating our estimated liabilities for self-insurance, other post-employment benefit obligations {OPEB), and the net pension liabilities (NPL) and have adequately considered the qualifications of the specialists in determining the amounts and disclosures used in the financial statements and underlying accounting records. We did not give instructions, or cause any instructions to be given, to the specialists with respect to the values or amounts derived in an attempt to bias their work, and we are not otherwise aware of any matters that have had an impact on the independence or objectivity of the specialists. 43. We believe that the actuarial assumptions and methods used by the actuary for funding purposes and for determining accumulated plan benefits are appropriate in the circumstances. We did not give instructions, or cause any instructions to be given, to the actuary with respect to the values or amounts derived in an attempt to bias their work, and we are not otherwise aware of any matters that have had an impact on the independence or objectivity of the plan's actuary. 44. During the course of your audit, you may have accumulated records containing data that should be reflected in our books and records. All such data have been so reflected. Accordingly, copies of such records in your possession are no longer needed by us. Supplementary Information 45. With respect to supplementary information presented in relation to the basic financial statements as a whole: a. We acknowledge our responsibility for the presentation of such information. b. We believe such information, including its form and content, is fairly presented in accordance with U.S. GAAP. c. The methods of measurement or presentation have not changed from those used in the prior period. d. When supplementary information is not presented with the audited basic financial statements, we will make the audited basic financial statements readily available to the intended users of the supplementary information no later than the date of issuance of the supplementary information and the auditor's report thereon. 5 46. With respect to management's discussion and analysis, the pension plans and other post- employment benefits fund schedules and the budgetary comparison information for the General Fund, Resort Tax Fund and Miami Beach Redevelopment Agency Fund presented as required by Government Accounting Standards Board (GASB) to supplement the basic financial statements: a. We acknowledge our responsibility for the presentation of such required supplementary information. b. We believe such required supplementary information is measured and presented in accordance with guidelines prescribed by U.S. GAAP. c. The methods of measurement or presentation have not changed from those used in the prior period. There are no underlying significant assumptions or interpretations regarding the measurement or presentation of such information other than those disclosed in the schedules. Compliance Considerations In connection with your audit conducted in accordance with Government Auditing Standards, we confirm that management: 47. Is responsible for the preparation and fair presentation of the financial statements in accordance with the applicable financial reporting framework. 48. Is responsible for compliance with the laws, regulations and provisions of contracts and grant agreements applicable to the auditee. 49. Is not aware of any instances of identified and suspected fraud and noncompliance with provisions of laws, regulations, contracts, and grant agreements that have a material effect on the financial statements. 50. Is responsible for the design, implementation and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. 51. Acknowledges its responsibility for the design, implementation and maintenance of controls to prevent and detect fraud. 52. Has a process to track the status of audit findings and recommendations. 53. Has identified for the auditor previous audits, attestation engagements and other studies related to the objectives of the audit and whether related recommendations have been implemented. 54. Is not aware of any investigations or legal proceedings that have been initiated with respect to the period under audit. 55. Acknowledges its responsibilities as it relates to non-audit services performed by the auditor, including that it assumes all management responsibilities; that it oversees the services by designating an individual, preferably within senior management, who possesses suitable skill, knowledge or experience; that it evaluates the adequacy and results of the services performed; and that it accepts responsibility for the results of the services. In connection with your audit of federal awards conducted in accordance with Subpart F of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) and state financial assistance under Chapter 10.550, Rules of the Auditor General and the Florida Single Audit Act, we confirm: 6 56 . M a nag e m e nt is respo nsib le fo r th e pre p a ratio n of the sc he d u le of exp e n d itu re s of fe d e ra l a w a rd s an d state fina nc ia l assistance , ackno w le d g e s and un d e rsta nd s its res p o nsib ility fo r th e pre s e n ta tio n of the sche dule of ex pe nd itures of fed e ra l aw a rds and sta te fi n a nc ia l assista n c e in ac c o rda n c e w ith th e U n ifo rm G u ida nce and F lo rid a S in g le A ud it A ct; be lie ve s the sche d u le of ex p e n d itu re s of fe d e ra l aw ards, incl u d ing its fo rm an d co n te nt, is fa irly pre se nted in acco rda n ce w ith the U n ifo rm G u id a n c e , Fl o rida S ing le A ud it A ct and C ha p te r 10 .5 5 0 , Rules of the Auditor General; asserts that methods of measurement or presentation have not changed from those used in the prior period, or if the methods of measurement or presentation have changed, the reasons for such changes have been communicated; and is responsible for any significant assumptions or interpretations underlying the measurement or presentation of the schedule of expenditures of federal awards and state financial assistance. The City of Miami Beach, Florida ==== Chief Financial Officer 6 2 7 M IA MI BEACH City ot Miami Beach, 17OO Con ven tion Cent er Drive, Mi ami Beach , Florida 33139, www._miamib each fl.gov April 20, 2023 RSM US LLP 3350 Virginia Street, 2"° Floor Coconut Grove, FL 33133 In connection with your audit of federal awards conducted in accordance with Subpart F of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) the audit of state projects conducted in accordance with Chapter 10.550, Rules of the Auditor General of the State of Florida (Chapter 10.550), for the year ended September 30, 2022 for the City of Miami Beach, Florida, we confirm: 1. Management is responsible for complying, and has complied, with the requirements of Uniform Guidance and Chapter 10.550, Rules of the Auditor General. 2. Management is responsible for understanding and complying with the requirements of federal statutes, regulations, and the terms and conditions of federal awards related to each of its federal program and state projects. 3. Management is responsible for the design, implementation, and maintenance of, and has designed, implemented and maintained, effective internal control over compliance with federal programs and state projects that provides reasonable assurance that the auditee is managing federal awards and state financial assistance in compliance with federal and state statutes, regulations, and the terms and conditions of the federal awards and state financial assistance that could have a material effect on its federal program and state projects. 4. Management is responsible for the preparation of the schedule of expenditures of federal awards and schedule of expenditures of state financial assistance, acknowledges and understands its responsibility for the presentation of the schedule of expenditures of federal awards and schedule of expenditures of state financial assistance in accordance with the Uniform Guidance and Florida Single Audit Act; believes the schedule of expenditures of federal awards and schedule of expenditures of state financial assistance, including their form and content, are fairly presented in RSM US LLP Page 2 accordance with the Uniform Guidance and Chapter 10.550, Rules of the Auditor General; asserts that methods of measurement or presentation have not changed from those used in the prior period, or if the methods of measurement or presentation have changed, the reasons for such changes have been communicated; and is responsible for any significant assumptions or interpretations underlying the measurement or presentation of the schedule of expenditures of federal awards and schedule of expenditures of state financial assistance. 5. Management will make the audited financial statements readily available to the intended users of the schedule no later than the issuance date by the entity of the schedule of expenditures of federal awards and schedule of expenditures of state financial assistance and the auditor's report thereon. 6. Management has identified and disclosed all of its government programs and related activities subject to the Uniform Guidance and Chapter 10.550, Rules of the Auditor General compliance audit. 7. Management has identified and disclosed to the auditor the requirements of federal and state statutes, regulations, and the terms and conditions of federal and state financial assistance that are considered to have a direct and material effect on each major program and state project. 8. Management has made available all federal and state financial assistance (including amendments, if any) and any other correspondence relevant to federal and state programs and related activities that have taken place with federal and state agencies or pass-through entities. 9. Management has identified and disclosed to the auditor all amounts questioned and all known noncompliance with the direct and material compliance requirements of federal and state financial assistance or stated that there was no such noncompliance. 10. Management believes that the auditee has complied with the direct and material compliance requirements. 11. Management has made available all documentation related to compliance with the direct and material compliance requirements, including information related to federal program and state project financial reports and claims for advances and reimbursements. R S M U S L L P P a g e 3 1 2 . M a n a g e m e n t is a w a r e o f n o co m m u n ic a t io n s fr o m f e d e r a l a n d s t a t e a w a r d i n g a g e n ci e s a n d p a s s - t h r o u g h e n t it ie s c o n c e rn i n g p o s s ib le n o n co m p li a n c e w it h t h e d i r e c t a n d m a t e r ia l co m p li a n c e r e q u ir e m e n t s , in cl u d i n g co m m u n ic a t io n s r e c e iv e d fr o m t h e e n d o f t h e p e r io d c o v e r e d b y t h e c o m p li a n c e a u d it t o t h e d a t e o f t h e a u d it o r's r e p o rt . 1 3 . There are no findings and related corrective actions taken for previous audits, attestation engagements, and internal or external monitoring that directly relate to the objectives of the compliance audit, including findings received and corrective actions taken from the end of the period covered by the compliance audit to the date of the auditor's report. 14. Management is responsible for taking corrective action on audit findings of the compliance audit and has developed a corrective action plan that meets the requirements of the Uniform Guidance and Chapter 10.550, Rules of the Auditor General. 15. Management has provided the auditor with all information on the status of the follow-up on prior audit findings by federal and state awarding agencies and pass-through entities, including all management decisions. 16. There are no subsequent events that provide additional evidence with respect to conditions that existed at the end of the reporting period that affect noncompliance during the reporting period. 17. Management has disclosed all known noncompliance with direct and material compliance requirements occurring subsequent to the period covered by the auditor's report or stated that there were no such known instances. 18. Management has disclosed whether any changes in internal control over compliance or other factors that might significantly affect the entity's system of internal control, including any corrective action taken by management with regard to significant deficiencies and material weaknesses in internal control over compliance, have occurred subsequent to the period covered by the auditor's report. 19. Federal program and state project financial reports and claims for advances and reimbursements are supported by the books and records from which the basic financial statements have been prepared. RSM US LLP Page 4 20. The copies of federal program and state project financial reports provided to the auditor are true copies of the reports submitted, or electronically transmitted, to the federal agency or pass-through entity, as applicable. 21. Management has monitored subrecipients, as necessary, to determine that they have expended subawards in compliance with federal statutes, regulations, and the terms and conditions of the subaward and have met the other pass-through entity requirements of the Uniform Guidance and Florida Single Audit Act. 22. Management has issued management decisions for audit findings that relate to federal and state financial assistance it makes to subrecipients and such management decisions are issued within six months of acceptance of the audit report by the FAC. Additionally, management has followed up to ensure that the subrecipient takes timely and appropriate action on all deficiencies detected through audits, on-site reviews and other means that pertain to the federal and state award provided to the subrecipient from the pass-through entity. 23. Management has considered the results of sub recipient monitoring and audits, and has made any necessary adjustments to the auditee's own books and records. 24. Management has charged costs to federal and state financial assistance in accordance with applicable cost principles. 25. Management is responsible for, and has accurately prepared, the summary schedule of prior audit findings to include all findings required to be included by Uniform Guidance and Chapter 10.550, Rules of the Auditor General. 26. The reporting package does not contain protected personally identifiable information. 27. Management has accurately completed the appropriate sections of the data collection form 28. Management has disclosed all contracts or other agreements with service organizations. R S M US LLP Page 5 29. We have requested an unsecured electronic copy of the single audit reporting package including the auditor's reports and agree that the auditor's reports and the other components of single audit reporting package will not be modified in any manner. 30. During the course of your audit, you may have accumulated records containing data that should be reflected in our books and records. All such data have been so reflected. Accordingly, copies of such records in your possession are no longer needed by us. RSM US LLP P a g e 6 City of Miami Beach, Florida City Manager Chief Financial Officer Vvie Greene Assistant Finance Director MIAMI B EAC H City of M iam i Beach, 1700 Convention Center Drive, Miami Beach, Florida 33139, www.miamibeochfl.gov April 20, 2023 RSM US LLP 3350 Virginia Street, 24 Floor Coconut Grove, FL 33133 In connection with your examination of the City of Miami Beach, Florida's (the City) compliance with Section 218.415, Florida Statutes, Local Government Investment Policies (the Specified Requirements) during the period from October 1, 2021 to September 30, 2022, in accordance with attestation standards established by the American Institute of Certified Public Accountants, we confirm, to the best of our knowledge and belief, the following representations made to you during the course of your engagement: 1. We assert that, during the period from October 1, 2021, to September 30, 2022, the City was in compliance with the Specified Requirements. 2. We assert that, as of September 30, 2022, the City had effective internal control over compliance with the Specified Requirements. 3. All relevant matters are reflected in the measurement or evaluation of the compliance with the Specified Requirements. 4. There are no known matters contradicting the compliance with the Specified Requirements or our assertion nor any communication from regulatory agencies affecting the compliance with the Specified Requirements or our assertion. 5. We are responsible for the City's compliance with the Specified Requirements, for our assertion and for establishing and maintaining effective internal control over the City's compliance with the Specified Requirements. a. We understand that we are responsible for the selection of the criteria against which the compliance with the Specified Requirements is being evaluated. The criteria are contained in Section 218.415, Florida Statutes, Local Government Investment Policies. 6. We understand that we are responsible for determining that such criteria are suitable, will be available to the intended users, and are appropriate for the purpose of your engagement. 7. We have performed an evaluation of the City's compliance with the Specified Requirements. Based on our evaluation, the City has complied with the Specified Requirements during the period from October 1, 2021 to September 30, 2022 based on the abovementioned criteria. 8. No events or transactions have occurred subsequent to September 30. 2022 that would have a material effect on the City's compliance with the Specified Requirements. 9 We have made available to you all documentation related to the City's compliance with the Specified Requirements as agreed upon in the terms of the engagement. 10. We have responded fully to all inquiries made to us by you during your engagement. R S M U S L L P P a g e 2 1 1 . Th er e h a s b e e n n o d e fi c ie n c ie s in in t e rn a l c o n t ro l re le v a n t to y o u r e n g a g e m e n t o f w h ic h w e a r e a w a r e . 1 2 . T h e r e h a s b e e n n o k n o w le d g e o f fr a u d o r s u s p e c te d fr a u d a ff e c t in g th e C ity in v o lv in g : a . M a n a g e m e n t . b . E m p lo y e e s w h o h a v e s ig n if ic a n t r o le s in in t e rn a l c o n t r o l. c . Ot h e r s w h e r e fr a u d c o u ld h a v e a m a t e r ia l e ff e c t o n th e C ity 's c o m p lia n c e w it h th e S p e c if ie d R e q u ir e m e n t s . 1 3 . W e a c k n o w le d g e o u r r e s p o n s ib ility fo r th e d e s ig n a n d im p le m e n t a t io n o f p r o g r a m s a n d c o n t r o ls to p r o v id e r e a s o n a b le a s s u r a n c e th a t f r a u d is p r e v e n te d a n d d e te c t e d . 1 4 . W e h a v e n o k n o w le d g e o f a n y a ll e g a t io n s o f fr a u d o r s u s p e c te d fr a u d a ff e c t in g th e C ity re c e iv e d in c o m m u n ic a t io n s f ro m e m p lo y e e s , fo r m e r e m p lo y e e s , a n a ly s t s , re g u la t o r s , s h o rt s e ll e r s o r o t h e r s . 1 5 . T h e r e h a s b e e n n o k n o w n n o n c o m p lia n c e w it h th e S p e c ifi e d R e q u ir e m e n ts d u r in g th e p e r io d f r o m O ct ob er 1 , 2 0 2 1 , to S ep t em b er 3 0 , 2 0 2 2, o r th ro u g h th e d a te o f th is le tt e r . 1 6 . T h e r e a r e n o k n o w n c o m m u n ic a t io n s fr o m r e g u la t o ry a g e n c ie s , in te rn a l a u d ito r s o r o t h e r p r a c tit io n e r s c o n c e rn in g th e C ity 's p o s s ib le n o n c o m p lia n c e w it h th e S p e c ifi e d R e q u ir e m e n ts re c e iv e d b y u s d u r in g th e p e r io d fr o m O ct ob er 1 , 2 0 2 1 to S e p t e m b e r 3 0 , 2 0 2 2 o r th ro u g h th e d a t e o f th is le tt e r . 1 7 . D u r in g th e c o u r s e o f y o u r e n g a g e m e n t , y o u m a y h a v e a c c u m u la t e d re c o r d s c o n t a in in g d a t a th a t s h o u ld b e r e fl e c t e d in o u r b o o k s a n d r e c o r d s . A ll s u c h d a t a h a v e b e e n s o re f le c te d . A c c o r d in g ly , c o p ie s o f s u c h r e c o r d s in y o u r p o s s e s s io n a r e n o lo n g e r n e e d e d b y u s . T h e C ity o f M ia m i B e a c h , F lo r id a A~--- Chief Financial Officer Finance Director M I A~? VISITOR A.ND BEA CONVENTION ' A U TH OR IT Y April 17, 2023 RSM US LLP 3350 Virginia Street, 24 Floor Coconut Grove, FL 33133 This representation letter is provided in connection with your audit of the governmental activities and the major fund of Miami Beach Visitor and Convention Authority (the Authority), a component unit of the City of Miami Beach, Florida (the City), and the related notes to the financial statements as of and for the year ended September 30, 2022, for the purpose of expressing an opinion on whether the financial statements are presented fairly, in all material respects, in accordance with accounting principles generally accepted in the United States of America (U.S. GAAP). We confirm, to the best of our knowledge and belief, that as of the date of this letter: Financial Statements 1. We have fulfilled our responsibilities, as set out in the terms of the audit engagement letter dated October 10, 2022 and our audit services agreement dated August 8, 2019, for the preparation and fair presentation of the financial statements referred to above in accordance with U.S. GAAP. 2. We acknowledge our responsibility for the design, implementation and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. 3. We acknowledge our responsibility for the design, implementation and maintenance of controls to prevent and detect fraud. 4. The methods, data, and significant assumptions used by us in making accounting estimates and their related disclosures are appropriate to achieve recognition, measurement, or disclosure that is reasonable in the context of U.S. GAAP, and reflect our judgment based on our knowledge and experience about past and current events, and our assumptions about conditions we expect to exist and courses of action we expect to take. 5. The methods, assumptions and data used to make accounting estimates are as follows, and result in an estimate that is appropriate for financial statement measurement and disclosure purposes and have been consistently selected and applied in making the estimate. Significant judgments made in making the estimate have taken into account all relevant information of which we are aware. All disclosures related to the estimate, including disclosures describing estimation uncertainty, are complete and reasonable in the context of U.S. GAAP. No subsequent events have occurred that would require adjustment to the estimate and related disclosures included in the financial statements. 6. Related-party transactions have been recorded in accordance with the economic substance of the transaction and appropriately accounted for and disclosed in accordance with the requirements of U.S. GAAP. Types of related party transactions engaged in by the City and the Authority include: a. Those with the primary government having accountability for the Authority. 1701 Meridian Avenue • Suite 403 Miami Beach, Florida 33139 www.miamibeachvca.com Tel: 305-673-7050 Fax: 305-673-7282 RSM US LLP Page 2 b. Those with component units for which the City & Authority are accountable. c. Those with other organizations for which the nature and significance of their relationship with the Authority are such that exclusion would cause the reporting entity's financial statements to be misleading or incomplete. d. lnterfund transactions, including interfund accounts and advances receivable and payable, sale and purchase transactions, interfund transfers, long-term loans, leasing arrangements and guarantees. 7. The financial statements properly classify all funds and activities in accordance with GASS Statement No. 54, Fund Balance Reporting and Governmental Fund Type Definitions, as amended. 8. The Authority followed either its established accounting policy regarding which resources (that is, restricted, committed, assigned or unassigned) are considered to be spent first for expenditures for which more than one resource classification is available or followed paragraph 18 of GASS Statement No. 54 to determine the fund balance classifications for financial reporting purposes. 9. The financial statements include all fiduciary activities required by GASS Statement No. 84, Fiduciary Activities, as amended. 10. All events subsequent to the date of the financial statements, and for which U.S. GAAP requires adjustment or disclosure, have been adjusted or disclosed. 11. The effects of all known actual or possible litigation and claims have been accounted for and disclosed in accordance with U.S. GAAP. 12. Management has followed applicable laws and regulations in adopting, approving and amending budgets. 13. Capital assets, including infrastructure, intangible assets, and right of use assets are properly capitalized, reported and, if applicable, depreciated. 14. Components of net position (net investment in capital assets, restricted, and unrestricted) and classifications of fund balance (nonspendable, restricted, committed, assigned, and unassigned) are properly classified and, if applicable, approved 15. Revenues are appropriately classified in the statement of activities within program revenues, general revenues, contributions to term or permanent endowments, or contributions to permanent fund principal. 16. Expenses have been appropriately classified in or allocated to functions and programs in the statement of activities, and allocations have been made on a reasonable basis. 17. Interfund, internal, and intra-entity activity and balances have been appropriately classified and reported. 18. The Authority's policy regarding whether to first apply restricted or unrestricted resources when an expense is incurred for purposes for which both restricted and unrestricted net position is available and appropriately disclosed and that net position is properly recognized under the policy. R S M U S L L P P a g e 3 1 9 . W e h a v e n o d ir e c t o r in d ir e c t le g a l o r m o r a l o b li g a t io n fo r a n y d e b t o f a n y o r g a n iz a t io n , p u b lic o r p r iv a t e , t h a t is n o t d i s c lo s e d in t h e fi n a n c ia l s t a t e m e n t s . 2 0 . W e h a v e c o m p lie d w it h a ll a s p e c t s o f la w s , r e g u la t io n s a n d p r o v is io n s o f c o n t r a c t s a n d a g r e e m e n t s t h a t w o u l d h a v e a m a t e r ia l e ff e c t o n t h e fi n a n c ia l s t a t e m e n t s in t h e e v e n t o f n o n c o m p lia n c e Information Provided 21. We have provided you with: a. Access to all information of which we are aware that is relevant to the preparation and fair presentation of the financial statements such as records, documentation and other matters. b. Additional information that you have requested from us for the purpose of the audit. c. Unrestricted access to persons within the entity from whom you determined it necessary to obtain audit evidence. d. Minutes of the meetings of the governing board and committees, or summaries of actions of recent meetings for which minutes have not yet been prepared. 22. All transactions have been recorded in the accounting records and are reflected in the financial statements. 23. We have disclosed to you the results of our assessment of risk that the financial statements may be materially misstated as a result of fraud. 24. It is our responsibility to establish and maintain internal control over financial reporting. One of the components of an entity's system of internal control is risk assessment. We hereby represent that our risk assessment process includes identification and assessment of risks of material misstatement due to fraud. We have shared with you our fraud risk assessment, including a description of the risks, our assessment of the magnitude and likelihood of misstatements arising from those risks, and the controls that we have designed and implemented in response to those risks. 25. We have no knowledge of allegations of fraud or suspected fraud affecting the financial statements involving: a. Management. b. Employees who have significant roles in internal control. c. Others where the fraud could have a material effect on the [primary government] [basic] financial statements. 26. We have no knowledge of any allegations of fraud or suspected fraud affecting the financial statements received in communications from employees, former employees, analysts, regulators, or others. 27. We have no knowledge of noncompliance or suspected noncompliance with laws and regulations. RSM US LLP Page 4 28. We are not aware of any pending or threatened litigation and claims whose effects should be considered when preparing the financial statements. We have not consulted legal counsel concerning litigation or claims. 29. We have disclosed to you the identity of all of the Authority's related parties and all the related-party relationships and transactions of which we are aware. 30. We are aware of no deficiencies in internal control over financial reporting, including significant deficiencies or material weaknesses, in the design or operation of internal controls that could adversely affect the Authority's ability to record, process, summarize and report financial data. 31. There have been no communications from regulatory agencies concerning noncompliance with, or deficiencies in, financial reporting practices. 32. We agree with the findings of the specialists in evaluating other post-employment benefit obligations (OPEB), and the net pension liabilities (NPL) and have adequately considered the qualifications of the specialists in determining the amounts and disclosures used in the financial statements and underlying accounting records. We did not give instructions, or cause any instructions to be given, to the specialists with respect to the values or amounts derived in an attempt to bias their work, and we are not otherwise aware of any matters that have had an impact on the independence or objectivity of the specialists. 33. We believe that the actuarial assumptions and methods used by the actuary for funding purposes and for determining accumulated plan benefits are appropriate in the circumstances. We did not give instructions, or cause any instructions to be given, to the actuary with respect to the values or amounts derived in an attempt to bias their work, and we are not otherwise aware of any matters that have had an impact on the independence or objectivity of the plan's actuary. 34. During the course of your audit, you may have accumulated records containing data that should be reflected in our books and records. All such data have been so reflected. Accordingly, copies of such records in your possession are no longer needed by us. 35. With respect to the management's discussion and analysis, the pension plan and other postemployment benefits fund schedules and the budgetary comparison information for the General Fund presented as required by the Government Accounting Standards Board (GASS) to supplement the basic financial statements: a. We acknowledge our responsibility for the presentation of such required supplementary information. b. We believe such required supplementary information is measured and presented in accordance with guidelines prescribed by U.S. GAAP. c The methods of measurement or presentation have not changed from those used in the prior period d. There are no underlying significant assumptions or interpretations regarding the measurement or presentation of such information other than those disclosed in the schedules. Compliance Considerations RSM US LLP Page 5 In connection with your audit conducted in accordance with Government Auditing Standards, we confirm that management: 36. Is responsible for the preparation and fair presentation of the financial statements in accordance with the applicable financial reporting framework. 37. Is responsible for compliance with the laws, regulations and provisions of contracts and grant agreements applicable to the auditee. 38. Is not aware of any instances of identified and suspected fraud and noncompliance with provisions of laws, regulations, contracts, and grant agreements that have a material effect on the financial statements. 39. Is responsible for the design, implementation and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. 40. Acknowledges its responsibility for the design, implementation and maintenance of controls to prevent and detect fraud. 41. Has taken timely and appropriate steps to remedy identified or suspected fraud or noncompliance with provisions of laws, regulations, contracts, and grant agreements that the auditor reports. 42. Has a process to track the status of audit findings and recommendations. 43. Is not aware of any investigations or legal proceedings that have been initiated with respect to the period under audit. 44. Acknowledges its responsibilities as it relates to non-audit services performed by the auditor, including that it assumes all management responsibilities; that it oversees the services by designating an individual, preferably within senior management, who possesses suitable skill, knowledge or experience; that it evaluates the adequacy and results of the services performed; and that it accepts responsibility for the results of the services. Miami Beach Visitor & Convention Authority ami Beach Visitor and Convention Authority eta. kt. stoner Rt5 Chair, Miami Beach Visitor and Convention Authority Board of Directors EXH IB IT C Recent Accounting Pronouncements R E C E N T A C C O U N T IN G P R O N O U N C E M E N T S The following accounting pronouncements have been issued as of Ap ril 14, 2023 but are not yet effective and may affect the future financial reporting by the City. • GASB Statement No. 94, Public-Private and Public-Public Partnerships and Availability Payment Arrangements. This Statement will improve financial reporting by establishing the definitions of public-private and public-public partnership arrangements (PPPs) and availability payment arrangements (A P A s) and providing uniform guidance on accounting and financial reporting for transactions that meet those definitions. This Statement is effective for the fiscal year ending September 30, 2023. • GASB Statement No. 96, Subscription-Based Information Technology Arrangements. This Statement provides guidance on the accounting and financial reporting for subscription-based information technology arrangements (SBITAs) for government end users (governments). This Statement is effective for the fiscal year ending September 30, 2023. • GASB Statement No. 99, Omnibus 2022. The requirements of this Statement will enhance comparability in the application of accounting and financial reporting requirements and will improve the consistency of authoritative literature. Consistent authoritative literature enables governments and other stakeholders to more easily locate and apply the correct accounting and financial reporting provisions, which improves the consistency with which such provisions are applied. The comparability of financial statements also will improve as a result of this Statement. Better consistency and comparability improve the usefulness of information for users of state and local government financial statements. The requirements related to leases, public-private and public-public partnerships, and subscription-based information technology arrangements are effective for the fiscal year ending September 30, 2023. The requirements related to financial guarantees and the classification and reporting of derivative instruments within the scope of Statement 53 are effective for the fiscal year ending September 30, 2024. • GASB Statement No. 100, Accounting Changes and Error Corrections. The requirements of this Statement will improve the clarity of the accounting and financial reporting requirements for accounting changes and error corrections, which will result in greater consistency in application in practice. In turn, more understandable, reliable, relevant, consistent, and comparable information will be provided to financial statement users for making decisions or assessing accountability. In addition, the display and note disclosure requirements will result in more consistent, decision useful, understandable, and comprehensive information for users about accounting changes and error corrections. This Statement is effective for the fiscal year ending September 30, 2024. GASB Statement No. 101, Compensated Absences. The unified recognition and measurement model in this Statement will result in a liability for compensated absences that more appropriately reflects when a government incurs an obligation. In addition, the model can be applied consistently to any type of compensated absence and will eliminate potential comparability issues between governments that offer different types of leave. The model also will result in a more robust estimate of the amount of compensated absences that a government will pay or settle, which will enhance the relevance and reliability of information about the liability for compensated absences. This Statement is effective for the fiscal year ending September 30, 2025.