13. Assignment of Management Agreement - Vista Breeze
#231161908_v4
ASSIGNMENT OF MANAGEMENT AGREEMENT AND SUBORDINATION OF
MANAGEMENT AGREEMENT AND FEES
This ASSIGNMENT OF MANAGEMENT AGREEMENT AND SUBORDINATION
OF MANAGEMENT AGREEMENT AND FEES (this “Assignment”) is made as of as of
December 15, 2023, by VISTA BREEZE, LTD., a Florida limited partnership (the “Borrower”),
having its principal place of business at c/o Atlantic | Pacific Communities, 161 NW 6th Street,
Suite 1020, Miami, Florida 33136, in favor of BANK OF AMERICA, N.A., a national banking
association (together with its successors and assigns, the “Initial Funding Lender”), having an
address at 401 E. Las Olas Boulevard, Fort Lauderdale, Florida 33301, Attention: Loan
Administration Manager, and is consented and agreed to by ATLANTIC PACIFIC
COMMUNITY MANAGEMENT, LLC, a Delaware limited liability company (the
“Manager”), having its principal place of business at c/o Atlantic | Pacific Communities, 161 NW
6th Street, Suite 1020, Miami, Florida 33136. All capitalized terms not otherwise defined herein
shall have the meanings ascribed thereto in the Construction Disbursement Agreement (as defined
below).
RECITALS
A. Borrower is the owner of a leasehold interest in certain real property located at 175
S. Shore Drive and 280 S. Shore Drive, Miami, Florida 33141 (the “Land”). Pursuant to Chapter
159, Part IV, Florida Statutes, as amended, Resolution R-1194-78 adopted by the Board of County
Commissioners of Miami-Dade County on October 17, 1978, Ordinance No. 78-89 enacted by the
Board on December 12, 1978 and Ordinance No. 11-99 enacted by the Board on December 6,
2011, the Housing Finance Authority of Miami-Dade County, Florida, a public body corporate
and politic organized and existing under the laws of the state of Florida (the “Governmental
Lender”) has determined to make a mortgage loan to Borrower in a principal amount up to Thirty-
Two Million Five Hundred Thousand and No/100 Dollars ($32,500,000.00) (the “Construction
Phase Project Loan”) to finance the construction of a 119-unit low-income housing development
project on the Land known or to be known as “Vista Breeze” (the “Project”). Governmental
Lender has agreed to make the Construction Phase Project Loan to Borrower pursuant to the terms
and conditions of that certain Construction Phase Borrower Loan Agreement dated December 1,
2023, by and among The Bank of New York Mellon Trust Company, N.A., a national banking
association, as fiscal agent (in such capacity, “Fiscal Agent”), Borrower and Governmental Lender
(as amended, restated, supplemented or otherwise modified, the “Construction Phase Project
Loan Agreement”). The Construction Phase Project Loan is evidenced by that certain
Construction Phase Project Loan Note from Borrower, as maker, payable to order of Governmental
Lender, dated as of December 15, 2023 (as amended, restated, supplemented or otherwise
modified, the “Construction Phase Project Loan Note”). Borrower’s obligations, liabilities and
indebtedness to Governmental Lender under and in connection with the Construction Phase Project
Loan (collectively, the “Construction Phase Project Loan Obligations”) are secured by, among
other things, that certain Leasehold Mortgage, Assignment of Rents, Security Agreement and
Fixture Filing for the benefit of Governmental Lender (as amended from time to time, the
“Security Instrument”) dated as of the date hereof, encumbering all of Borrower’s rights, title
and interest in and to the Land, the Project and certain other property as more particularly described
in the Security Instrument (the “Property”). All agreements, instruments and documents which
evidence, secure, guaranty or otherwise govern the Construction Phase Project Loan, including,
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without limitation, the Construction Phase Project Loan Agreement, the Construction Phase
Project Loan Note and the Security Instrument, as amended, restated, supplemented or otherwise
modified, are herein collectively referred to as the “Construction Phase Project Loan
Documents”. In addition, pursuant to the terms and conditions of the Construction Phase Project
Loan Agreement, Governmental Lender has appointed Initial Funding Lender as “Servicer” under
the Construction Phase Project Loan Documents.
B. In order to obtain the funds necessary to enable Governmental Lender to make the
Construction Phase Project Loan to Borrower, Governmental Lender has determined to obtain a
loan (the “Funding Loan”) from Initial Funding Lender in a principal amount up to Thirty-Two
Million Five Hundred Thousand and No/100 Dollars ($32,500,000.00). Initial Funding Lender has
agreed to make the Funding Loan to Governmental Lender in accordance with the terms and
conditions of that certain Funding Loan Agreement by and among Initial Funding Lender,
Governmental Lender and Fiscal Agent dated as of December 1, 2023 (as amended, restated,
supplemented or otherwise modified, the “Funding Loan Agreement”). The Funding Loan is
evidenced by that certain Multifamily Housing Revenue Note, Series 2023 (Vista Breeze) dated
as of December 15, 2023 from Governmental Lender, as maker, payable to the order of Initial
Funding Lender. The Funding Loan is and will be funded on a draw-down basis. The Funding
Loan proceeds have been or will be used to make advances under the Construction Phase Project
Loan in accordance with the terms and conditions of the Construction Phase Project Loan
Documents. Governmental Lender’s obligations, liabilities and indebtedness under and in
connection with the Funding Loan are secured by a first priority pledge of, lien on, and security
interest in, all of Governmental Lender’s rights, title and interest in, to and under the Construction
Phase Project Loan and the Construction Phase Project Loan Documents, pursuant to the terms
and conditions of the Funding Loan Agreement. To further evidence and perfect such pledge,
Governmental Lender has duly endorsed the Construction Phase Project Loan Note to the order of
Fiscal Agent, in trust for the benefit of Initial Funding Lender, and has executed and delivered to
Fiscal Agent that certain Assignment of Mortgage and Collateral Loan Documents (“Project Loan
Assignment”) dated as of the date hereof, assigning to Fiscal Agent, in trust for the benefit of
Initial Funding Lender, among other things, all of Governmental Lender’s right, title and interest
under the Security Instrument. The Project Loan Assignment has been or will be recorded among
the Public Records of Miami-Dade County, Florida.
C. Pursuant to the terms and conditions of that certain Property Management
Agreement, dated as of December 7, 2023 between Borrower and Manager (the “Management
Agreement”), Borrower engaged Manager exclusively to rent, lease, operate and manage the
Property. Borrower employs Manager exclusively to rent, lease, operate, and manage the Property
and Manager is entitled to certain management fees thereunder (collectively, the “Management
Fees”).
D. Initial Funding Lender has required as a condition to making the Funding Loan and
Governmental Lender has required as a condition to making the Construction Phase Project Loan,
that Borrower collaterally assign all of Borrower’s rights, title and interest in, to and under the
Management Agreement to Initial Funding Lender, as collateral for the Construction Phase Project
Loan Obligations and that Borrower and Manager agree to the terms and conditions set forth in
this Assignment. This Assignment is one of the Construction Phase Project Loan Documents.
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E. Capitalized terms used in this Assignment and not expressly otherwise defined
herein shall have the meanings set forth for those terms in the Construction Phase Project Loan
Agreement and/or the Funding Loan Agreement, as applicable.
AGREEMENT
For good and valuable consideration, the receipt and sufficiency of which are hereby
acknowledged, the parties hereto covenant and agree as follows:
1. Assignment of Management Agreement; No Liability to Initial Funding
Lender. As additional collateral security for the Loan, Borrower hereby transfers, sets over and
assigns to Initial Funding Lender all of Borrower’s right, title, interest and benefits in and to the
Management Agreement, said transfer and assignment to automatically become an absolute,
unconditional assignment, at Initial Funding Lender’s option, upon the occurrence of an Event of
Default under the Construction Phase Project Loan Note, the Construction Disbursement
Agreement dated as of the date hereof by and between Borrower and Initial Funding Lender (the
“Construction Disbursement Agreement”), the Security Instrument or any of the other
Construction Phase Project Loan Documents, including but not limited to escrow agreements, and
the failure of Borrower to cure such Event of Default within any applicable grace or cure period
specified in the Construction Phase Project Loan Documents. Initial Funding Lender shall not be
deemed by virtue of this Assignment to have assumed any of the obligations of Borrower under
the Management Agreement, each of which Borrower hereby covenants and agrees with Initial
Funding Lender to perform and observe as if this Assignment had not been made, and Initial
Funding Lender shall not be under any liability of any kind to Manager under, pursuant to, or in
respect of the Management Agreement or by reason of any services furnished by Manager to or
for the account or benefit of Borrower. Without limiting the foregoing, this Assignment shall not
be deemed or construed to release or affect in any way the obligations of Borrower to Manager
pursuant to the Management Agreement. Other than as further provided in Section 5 herein, Initial
Funding Lender agrees not to exercise any rights under this Assignment except upon the
occurrence of an Event of Default and the failure of Borrower to cure such Event of Default within
any applicable grace or cure period specified in the Construction Phase Project Loan Documents.
Manager may rely conclusively upon any written notice given by Initial Funding Lender to
Manager of the occurrence of such an Event of Default. Upon and after the giving of such notice,
and until further written notice from Initial Funding Lender to Manager, Initial Funding Lender
may (but shall not be obligated to) exercise all rights, remedies, powers, privileges and discretions
granted to Initial Funding Lender pursuant to this Assignment, including, without limitation, those
afforded to Borrower pursuant to the terms and conditions of the Management Agreement, all of
which are hereby assigned to Initial Funding Lender. Any actions or proceedings to enforce this
Assignment may be taken by Initial Funding Lender either Initial Funding Lender’s name or, after
the occurrence of an Event of Default, in the name of Borrower, as Initial Funding Lender may
deem necessary in its sole and exclusive determination from time to time.
2. Covenants of Borrower and Manager. Borrower and Manager hereby covenant
with Initial Funding Lender that during the term of this Assignment: (a) neither Borrower nor
Manager shall transfer the responsibility for the management of the Property to any other Person
without prior written notification to Initial Funding Lender and the prior written consent of Initial
Funding Lender, which consent may be withheld by Initial Funding Lender in Initial Funding
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Lender’s sole discretion; (b) neither Borrower nor Manager (subject to the provisions of Sections
8, 9 and 10 herein) shall terminate or amend any of the terms or provisions of the Management
Agreement without the prior written consent of Initial Funding Lender, which consent may be
withheld by Initial Funding Lender in Initial Funding Lender’s sole discretion; and (c) Borrower
or Manager, as the case may be, shall, in the manner provided for in this Assignment, give
simultaneous written notice to Initial Funding Lender of any notice or information that Borrower
or Manager, as the case may be, receives which indicates that the other party: (x) is in default of
the terms and conditions of the Management Agreement, and/or (y) is terminating the Management
Agreement or that Manager is otherwise discontinuing its management of the Property.
3. Termination. At such time as the Construction Phase Project Loan is indefeasibly
paid in full and the Security Instrument is released or assigned of record, this Assignment and all
of Initial Funding Lender’s right, title and interest hereunder with respect to the Management
Agreement shall terminate.
4. Estoppel. Borrower and Manager hereby represent and warrant each to itself that:
(a) the Management Agreement is in full force and effect and has not been modified, amended or
assigned other than pursuant to this Assignment; (b) neither Manager nor Borrower is in default
under any of the terms, covenants or provisions of the Management Agreement and Manager
knows of no event which, but for the passage of time or the giving of notice or both, would
constitute a default or event of default (however defined or described) under the Management
Agreement; (c) neither Manager nor Borrower has commenced any action or given or received
any notice for the purpose of terminating the Management Agreement; and (d) the Management
Fees and all other sums due and payable to Manager under the Management Agreement as of the
date hereof have been paid in full.
5. Agreement by Borrower and Manager; Initial Funding Lender’s Right to
Replace Manager. Borrower and Manager hereby agree as follows:
(a) if: (i) Manager shall become insolvent or a debtor in a bankruptcy proceeding; (ii)
an Event of Default has occurred and is continuing; or (iii) a default or event of default (however
defined or described) has occurred and is continuing under the Management Agreement beyond
any applicable notice and cure period, then in any such event, at the option of Initial Funding
Lender, upon notice to Borrower and Manager, Initial Funding Lender may exercise its rights
under this Assignment and may terminate the Management Agreement (without payment of any
termination fees or fees, penalties, liquidated damages, fines, assessments or payments of any other
nature due to such termination) and require Manager to transfer its responsibility for the
management of the Property to an independent third party management company approved by
Initial Funding Lender on terms and conditions satisfactory to Initial Funding Lender in its sole
discretion, effective as of the date set forth in Initial Funding Lender’s notice to Manager.
(b) in addition to, and not in limitation of, the foregoing, in the event that Initial
Funding Lender determines that the Property is not being managed in accordance with generally
accepted management practices for properties of similar type and class that are in the same vicinity
as the Property, Initial Funding Lender, at its option, may deliver written notice thereof to
Borrower and Manager, which notice shall specify with particularity the grounds for Initial
Funding Lender’s determination. If Initial Funding Lender reasonably determines that the
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conditions specified in Initial Funding Lender’s notice are not remedied to Initial Funding Lender’s
satisfaction by Borrower within thirty (30) days from receipt of such notice or that Borrower has
failed to diligently undertake correcting such conditions within such thirty (30) day period.
Borrower shall, at Initial Funding Lender’s direction, terminate the Management Agreement
(without payment of any termination fees or fees, penalties, liquidated damages, fines, assessments
or payments of any other nature due to such termination) and require Manager to transfer its
responsibility for the management of the Property to an independent third party management
company approved by Initial Funding Lender on terms and conditions satisfactory to Initial
Funding Lender in its sole discretion, effective as of the date set forth in Initial Funding Lender’s
notice directing the termination of the Management Agreement.
(c) Following any such termination of the Management Agreement under either
Section 5(a) or (b) above: (i) Manager shall apply all “Rents” (hereafter, as defined in the Security
Instrument), security deposits, issues, proceeds and profits of the Property in accordance with
Initial Funding Lender’s written directions, and (ii) Borrower shall cause any such replacement
manager: (x) to enter into a property management agreement on terms and conditions satisfactory
to Initial Funding Lender in its sole discretion, and (y) to enter into a replacement assignment of
management agreement substantially similar to this Assignment.
6. Subordination of Management Fees and Management Agreement. Manager
expressly acknowledges and agrees that: (a) Manager’s rights to payment of the Management Fees
and all other amounts under the Management Agreement, and all other rights, remedies, powers,
privileges and discretions of Manager as set forth in the Management Agreement, are and shall at
all times be subject and unconditionally subordinate to the prior indefeasible payment and
satisfaction in full of the Obligations of Borrower to Initial Funding Lender under the Construction
Phase Project Loan Documents, and (b) without limiting the foregoing, the Management
Agreement and any and all liens, rights and interests (whether choate or inchoate and including,
without limitation, all mechanics’ and materialmen’s liens under applicable Law) owed, claimed
or held, by Manager in and to the Property, are and shall at all times be in all respects
unconditionally subordinate and inferior to the liens and security interests created or to be created
for the benefit of Initial Funding Lender, and securing the repayment of the Construction Phase
Project Loan Note and the other Obligations under the Construction Phase Project Loan
Documents and to any renewals, extensions, modifications, assignments, replacements, or
consolidations thereof and the rights, privileges, and powers of Initial Funding Lender thereunder,
including, without limitation, those created under the Security Instrument covering, among other
things, the Property, and filed or to be filed of record in the public records maintained for the
recording of mortgages in the jurisdiction where the Property is located.
7. No Recordation. Without limiting the provisions of Section 6 herein, Borrower
and Manager hereby covenant and agree that: (a) neither Borrower nor Manager shall file of record
(or suffer or permit to occur the filing of record of) (x) the Management Agreement or (y) any
memorandum or other notice respecting the Management Agreement in the public records or other
applicable filing or recording office in the jurisdiction where the Property is located, and (b) to the
extent that any such filing or recordation is made in violation of Section 7(a) herein, each of
Borrower and Manager shall: (i) cause such filing or recordation to be immediately released or
discharged of record, and (ii) jointly and severally indemnify Initial Funding Lender against, and
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hold Initial Funding Lender harmless from, any and all loss or damage (including, but not limited
to, all costs and expenses) suffered or incurred by Initial Funding Lender in connection therewith.
8. Manager’s Receipt of Management Fees. Borrower and Manager hereby agree
that Manager shall not be entitled to receive any fee, commission or other amount payable to
Manager (as Management Fees or otherwise) under the Management Agreement for and during
any period of time that any amount due and owing Initial Funding Lender under the Construction
Phase Project Loan Documents is not paid when due; provided, however, that Manager shall not
be obligated to return or refund to Initial Funding Lender any Management Fees or other fee,
commission or other amount already received by Manager prior to the occurrence of an Event of
Default and to which Manager was entitled under the Management Agreement and this
Assignment. Without limiting the foregoing, upon written notice from Initial Funding Lender to
Manager of the occurrence of an Event of Default, all payments of Management Fees and other
amounts to be made to Manager under the Management Agreement shall cease unless and until
such Event of Default is cured and Manager receives written notice from Initial Funding Lender
that Manager may resume receiving such payments.
9. Consent and Agreement by Manager. Manager hereby acknowledges and
consents to this Assignment and the terms and provisions contained herein. Manager agrees that it
shall act at all times in conformity with the provisions of this Assignment and Initial Funding
Lender’s rights hereunder or otherwise related to the Management Agreement. In the event that
the responsibility for the management of the Property is transferred from Manager in accordance
with the provisions hereof, Manager shall, and hereby agrees to, fully cooperate in transferring its
responsibility to a replacement management company approved by Initial Funding Lender on
terms and conditions satisfactory to Initial Funding Lender and effectuate such transfer no later
than thirty (30) days from the date the Management Agreement is terminated. Further, Manager
hereby agrees: (a) not to contest or impede the exercise by Initial Funding Lender of any right it
has under or in connection with this Assignment, and (b) that it shall, in the manner provided for
in this Assignment, give at least thirty (30) days’ prior written notice to Initial Funding Lender of
its intention to terminate the Management Agreement or otherwise discontinue its management of
the Property (subject to the provisions of Section 10 herein).
10. Performance by Manager. Manager hereby agrees to promptly, punctually and
faithfully perform the responsibilities of Manager in accordance with the Management Agreement.
Notwithstanding the terms and provisions of the Management Agreement, in the event Borrower
defaults thereunder Manager shall be obligated to continue to fully meet its obligations under, and
shall not effect any termination of, the Management Agreement until the expiration of any
applicable notice and cure periods under the Management Agreement in accordance with the terms
of the Management Agreement (subject to the following provisions of this Section concerning
certain specified payments to be made to Manager). Initial Funding Lender shall have the right
and opportunity (but not the obligation) to cure any such default, and Manager further agrees that
it will accept any such performance by Initial Funding Lender or its designee which cures such
default. So long as Initial Funding Lender or its designee commences to cure or causes to be cured
any such default and the elimination of any such default is carried on with due diligence, Manager
will continue to fully meet its obligations under the Management Agreement to the end that there
shall be no interruption of the work called for thereby (subject to the following provisions of this
Section concerning certain specified payments to be made to Manager). Notwithstanding that
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Borrower may then be in default under the Management Agreement, that Manager may be due
certain sums thereunder for services rendered, or that Manager may have a right to terminate the
Management Agreement, at Initial Funding Lender’s election, upon the written request of Initial
Funding Lender to Manager, Manager shall continue to fully meet its obligations under the
Management Agreement for a period of at least sixty (60) days subject to the payment by Initial
Funding Lender or its designee to Manager of the amounts due under the Management Agreement
for services rendered after such election by Initial Funding Lender and during such period.
Regardless of any such election by Initial Funding Lender, and any assumption by Initial Funding
Lender of Borrower’s obligation to make any such payments, Manager expressly acknowledges
and agrees that in no event shall Initial Funding Lender be under any liability to Manager by reason
of any services rendered by Manager to or for the account or benefit of Borrower prior to the date
of such election by Initial Funding Lender. Nothing herein shall be deemed or construed to modify,
amend, limit, waive or suspend Borrower’s continued obligations to Manager for the timely
payment of all Management Fees and other amounts due and payable to Manager under the
Management Agreement.
11. Further Assurances. Manager hereby agrees to: (a) execute such affidavits and
certificates as Initial Funding Lender shall reasonably require to further evidence the agreements
herein contained; (b) on request from Initial Funding Lender, furnish Initial Funding Lender with
copies of such information as Borrower is entitled to receive under the Management Agreement;
and (c) cooperate fully with Initial Funding Lender’s representative in any inspection of all or any
portion of the Property. Manager hereby further acknowledges and agrees that: (i) some, or all,
permits, licenses and authorizations necessary for the use, operation and maintenance of the
Property (collectively, the “Permits”) may be held by, or on behalf of, Manager; (ii) Manager is
holding or providing all such Permits for the benefit of Borrower; and (iii) as additional collateral
security for the repayment of the Obligations by Borrower in accordance with the Construction
Phase Project Loan Documents, to the extent permitted by applicable Law, Manager hereby: (x)
grants to Initial Funding Lender a security interest in and to the Permits, and (y) agrees that, upon
an Event of Default, at Initial Funding Lender’s request it will assign the Permits to Initial Funding
Lender if such Permits are assignable or otherwise continue to hold such Permits for the benefit of
Initial Funding Lender until such time as Initial Funding Lender can obtain such Permits in its own
name or the name of a nominee.
12. Assignment of Proceeds. Manager acknowledges that, as additional collateral
security for the Obligations of Borrower to Initial Funding Lender: Borrower has executed and
delivered to Initial Funding Lender certain Construction Phase Project Loan Documents, assigning
to Initial Funding Lender, among other things, all of Borrower’s right, title and interest in and to
all of the revenues of the Property.
13. Manager Not Entitled to Rents. Manager acknowledges and agrees that it is
collecting and processing the Rents solely as the agent for Borrower and Manager has no right to,
or title in, the Rents. Notwithstanding anything to the contrary in the Management Agreement,
Manager acknowledges and agrees that the Rents are the sole property of Borrower, encumbered
by the lien of the Security Instrument
and the other Construction Phase Project Loan Documents in favor of Initial Funding Lender. In
any bankruptcy, insolvency or similar proceeding, Manager (including any trustee acting on
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behalf of Manager) hereby waives any claim to the Rents other than as such Rents may be used
to pay the fees and compensation of Manager pursuant to the terms and conditions of the
Management Agreement and this Assignment. Except for amounts received by Manager in
accordance with Section 8 hereunder, any and all Rents and other amounts which are collected,
enforced or received by Manager shall be held by Manager as trustee for Initial Funding Lender
on account of the Obligations of Borrower to Initial Funding Lender under the Construction
Phase Project Loan Documents.
14. Governing Law. This Assignment shall be governed, construed, applied and
enforced in accordance with the Laws of the state where the Property is located and applicable
Laws of the United States of America.
15. Notices. All notices or other communications required or permitted hereunder shall
be in writing and shall be given and shall become effective in accordance with the provisions of
Section 6.5 of the Construction Disbursement Agreement. Any notice or other communication to
Manager shall be addressed as follows (or at such other address and person as shall be designated
by Manager from time to time):
Atlantic Pacific Community Management, LLC
c/o Atlantic | Pacific Communities
161 NW 6th Street, Suite 1020
Miami, Florida 33136
Attention: Kenneth Naylor
16. Binding on Successors; Liability. If Borrower consists of more than one Person,
the obligations and liabilities of each such Person hereunder shall be joint and several. This
Assignment shall be binding upon and inure to the benefit of Borrower and Initial Funding Lender
and their respective successors and assigns forever. The rights of Initial Funding Lender hereunder
may be fully exercised by Initial Funding Lender’s designees, successors or assigns. Further upon
the assignment by Initial Funding Lender of its rights hereunder, Initial Funding Lender shall be
automatically released from any liability of any nature whatsoever hereunder or under the
Management Agreement.
17. Manager Not Third Party Beneficiary under Construction Phase Project Loan
Documents. Nothing herein shall be deemed or construed to afford any rights or benefits to
Manager under or with respect to the Construction Disbursement Agreement or any other
Construction Phase Project Loan Documents, and in no event shall Manager be deemed or
construed to be a third party beneficiary thereunder.
18. Inapplicable Provisions. If any term, covenant or condition of this Assignment is
held to be invalid, illegal or unenforceable in any respect, this Assignment shall be construed
without such provision.
19. Headings, etc. The headings and captions of various paragraphs of this Assignment
are for convenience of reference only and are not to be construed as defining or limiting, in any
way, the scope or intent of the provisions hereof.
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20. Duplicate Originals; Counterparts. This Assignment may be executed in any
number of duplicate originals and each duplicate original shall be deemed to be an original. This
Assignment may be executed in several counterparts, each of which counterparts shall be deemed
an original instrument and all of which together shall constitute a single agreement. The failure of
any party hereto to execute this Assignment, or any counterpart hereof, shall not relieve the other
signatories from their obligations hereunder.
21. Number and Gender. Whenever the context may require, any pronouns used
herein shall include the corresponding masculine, feminine or neuter forms, and the singular form
of nouns and pronouns shall include the plural and vice versa.
22. Miscellaneous.
(a) Wherever pursuant to this Assignment: (i) Initial Funding Lender exercises any
right given to it to approve or disapprove; (ii) any arrangement or term is to be satisfactory to
Initial Funding Lender; or (iii) any other decision or determination is to be made by Initial Funding
Lender, the decision of Initial Funding Lender to approve or disapprove, all decisions that
arrangements or terms are satisfactory or not satisfactory and all other decisions and
determinations made by Initial Funding Lender, shall be in the sole and exclusive discretion of
Initial Funding Lender and shall be final and conclusive, except as may be otherwise expressly
and specifically provided herein.
(b) Wherever pursuant to this Assignment it is provided that Borrower shall pay any
costs and expenses, such costs and expenses shall include, but not be limited to, reasonable legal
fees and disbursements of Initial Funding Lender incurred by firms retained by Initial Funding
Lender.
23. WAIVER OF JURY TRIAL. EACH PARTY HERETO HEREBY
IRREVOCABLY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE
LAW, ANY RIGHT IT MAY HAVE TO A TRIAL BY JURY IN ANY LEGAL PROCEEDING
OR ACTION DIRECTLY OR INDIRECTLY ARISING OUT OF OR RELATING TO THIS
ASSIGNMENT AND/OR THE MANAGEMENT AGREEMENT, OR ANY OTHER
DOCUMENT EXECUTED IN CONNECTION HEREWITH OR THE TRANSACTIONS
CONTEMPLATED HEREBY OR THEREBY (WHETHER BASED ON CONTRACT, TORT
OR ANY OTHER THEORY). EACH PARTY HERETO HEREBY: (a) CERTIFIES THAT NO
REPRESENTATIVE, AGENT, OR ATTORNEY OF ANY OTHER PERSON HAS
REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PERSON WOULD
NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVER;
(b) ACKNOWLEDGES THAT THIS WAIVER AND THE PROVISIONS OF THIS SECTION
WERE A MATERIAL INDUCEMENT FOR THE PARTIES ENTERING INTO THIS
ASSIGNMENT; (c) CERTIFIES THAT THIS WAIVER IS KNOWINGLY, WILLINGLY, AND
VOLUNTARILY MADE; (d) AGREES AND UNDERSTANDS THAT THIS WAIVER
CONSTITUTES A WAIVER OF TRIAL BY JURY OF ALL CLAIMS AGAINST ALL
PARTIES TO SUCH PROCEEDING OR ACTION, INCLUDING CLAIMS AGAINST
PARTIES WHO ARE NOT PARTIES TO THIS ASSIGNMENT OR ANY OTHER
AGREEMENT, AND FURTHER AGREES THAT SUCH PARTY SHALL NOT SEEK TO
CONSOLIDATE ANY SUCH PROCEEDING OR ACTION WITH ANY OTHER
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PROCEEDING OR ACTION IN WHICH A JURY TRIAL CANNOT BE OR HAS NOT BEEN
WAIVED; (e) AGREES THAT EACH OF BORROWER, MANAGER, AND INITIAL
FUNDING LENDER IS HEREBY AUTHORIZED TO FILE A COPY OF THIS SECTION IN
ANY PROCEEDING OR ACTION AS CONCLUSIVE EVIDENCE OF THIS WAIVER OF
JURY TRIAL; AND (f) REPRESENTS AND WARRANTS THAT SUCH PARTY HAS BEEN
REPRESENTED IN THE SIGNING OF THIS ASSIGNMENT AND IN THE MAKING OF
THIS WAIVER BY INDEPENDENT LEGAL COUNSEL, OR HAS HAD THE
OPPORTUNITY TO BE REPRESENTED BY INDEPENDENT LEGAL COUNSEL
SELECTED OF ITS OWN FREE WILL, AND THAT IT HAS HAD THE OPPORTUNITY TO
DISCUSS THIS WAIVER WITH COUNSEL.
24. USA Patriot Act Notice. Initial Funding Lender is subject to the USA Patriot Act
(Title III of Pub. L. 107-56 (signed into law October 26, 2001)) (the “Patriot Act”) and the
regulations implemented by the U.S. Treasury’s Financial Crimes Enforcement Network
(“FinCen”) under the Bank Secrecy Act (“Additional KYC Regulations”) and Initial Funding
Lender hereby notifies Borrower and Manager that pursuant to the requirements of the Patriot Act
and the Additional KYC Regulations, it is required to obtain, verify and record information that
identifies Borrower (and as may be applicable, Manager). Such information includes, but is not
limited to, the name and address of Borrower (and as may be applicable, Manager) and a list of
individuals, if any, who own directly or indirectly at least twenty-five percent (25%) of Borrower
(and as may be applicable, Manager) (or such lesser equity interest as may be required by
applicable Law or the internal policy of Initial Funding Lender)), the identification of one
individual who manages and controls Borrower (and as may be applicable, Manager),
organizational information on the ultimate parent of Borrower (and as may be applicable,
Manager), and such other documentation and information that will allow Initial Funding Lender
to identify Borrower (and as may be applicable, Manager) in accordance with the Patriot Act and
Additional KYC Regulations. Borrower and Manager shall, promptly following a request by Initial
Funding Lender, provide all documentation and other information that Initial Funding Lender
requests in order to comply with its internal policy and its ongoing obligation under “know your
customer” and anti-money laundering rules and regulations, including the Patriot Act and the
Additional KYC Regulations.
25. No Oral Change. This Assignment, and any provisions hereof, may not be
modified, amended, waived, extended, changed, discharged or terminated orally or by any act or
failure to act on the part of Borrower or Initial Funding Lender, but only by an agreement in writing
signed by the party against whom enforcement of any modification, amendment, waiver,
extension, change, discharge or termination is sought.
[SIGNATURE PAGE TO FOLLOW]
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]
Vista Breeze
Assignment of Management Agreement
Ex A-1
EXHIBIT A
MANAGEMENT AGREEMENT
[See Attached]