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OIG No. 25-14 Results of Ethics Survey of City Regulatory Employees.TO: FROM: DATE: RE: Joseph M.Centorino,Inspector General Honorable Mayor and Members of the City Commission Joseph Centorino,Inspector General July 24,2025 Results of Ethics Survey of City Regulatory Employees OIG No.25-14 Background This report summarizes the results of an ethics survey conducted by staff members of the Miami-Dade Commission on Ethics and Public Trust (COE)of 209 regulatory employees in the City of Miami Beach during May 20-22,2025.The survey included the following departments:Building,Code Compliance,Finance,Fire Prevention,Parking Enforcement, Planning,and Procurement.The survey was carried out by COE staff at the suggestion of the Inspector General and with the cooperation of Ethics Commission Director Ignacio Vazquez,Jr.,City Manager Eric Carpenter,Human Resources Director Marla Alpizar and her staff.The project was a follow-up to two previous surveys conducted by the COE that included the same questions addressed to employees of the same City departments during 2013 and 2016. The purpose of all three of the surveys was to solicit and gauge input about corruption and unethical conduct from City employees working in those areas of City government where interactions between public employees and regulated private parties were considered the most susceptible to ethical compromise.The most recent survey compares current employee responses with those from both prior surveys to illuminate possible trends and areas of concern.The participants in all surveys were assured that their identities would be kept confidential to encourage candor in their responses and greater accuracy in the results. The initial survey came about in 2013 when former City Manager Jorge Gonzalez approached the COE to request that it design an intensive and unique ethics training program for the City's regulatory employees in the wake of several serious corruption-related incidents in the City. A nine-step program was designed and conducted over a period of seven months by COE staff under a contract approved by the City Commission.The program's final segment, consisting of the first survey,was conducted by COE staff with City employees who participated in the program.The entire live program was video-recorded,and portions of the sessions were later incorporated by Dr.Leslie Rosenfeld,then Organizational Development Page 1 of 4 Coordinator for the City,into a specialized ongoing ethics training program for employees working in regulatory departments. The second survey using the same format was conducted during 2016 at the request of then COE Director Joseph Centorino and with the approval of then City Manager Jimmy Morales. The survey results showed measurable improvement across the board in the responses of employees,indicating that the initial and ongoing ethics training,as well as the strengthened tone of ethical conduct begun during the Gonzalez administration and continuing through 2016 under the Morales administration,had a beneficial impact. 2025 Ethics Survey The most recent survey was conducted at City Hall locations over three days during the week of May 19,2025,and was performed by COE staff under arrangements made by and coordinated through the Human Resources Department.The interviews included the same 15 objective questions asked in both prior surveys (open-ended questions from the original survey were not included)and were conducted confidentially as were the prior surveys. Questions 1-8 consisted of general questions related to perceptions of the interviewees concerning job satisfaction,working conditions and ethical standards in their departments and citywide,based on a scale of 1-10,with 10 being the strongest positive response. Questions 9-15 sought "yes"or "no"answers to inquiries focused on perceptions of corruption,safeguards against corruption,reporting of corruption,ethics training and protection from retaliation. Employee answers to the questions were tabulated by Karl Ross,COE Forensic Accountant, who compared them with the results from the 2013 and 2016 surveys.The results are summarized in the attached Executive Summary prepared by Mr.Ross.A copy of the questionnaire used in the survey is also attached. Other than the staff time involved in the arrangements,the 2025 survey was conducted at no expense to the City. OIG Observations and Recommendation The overall results compiled in the attached Executive Summary do not show substantial deviations from most of the 2016 survey results,indicating that the improvement shown between 2013 and 2016 has largely been maintained.However,substantial improvement between 2016 and 2025 has occurred in only one area,but importantly one involving serious corruption-bribery.The percentage of employees who responded to Question #9 as to whether the respondent had ever received an offer of a bribe has continued to diminish:15% in 2025,as compared with 21 %in 2016,and 27%in 2013. The reduction in bribe offers shown in responses to Question #9 may reflect a perception by private individuals and entities that City employees are less disposed than previously to react favorably to such offers made by private parties subject to regulation,including approval processes,by the City. Page 2 of 4 This encouraging sign may support the fact that there has been no bribery or other high-level corruption case involving an important City official for years.This is further buttressed somewhat by the response to Question #10 in which only 9%of employees said they were aware of bribery or corruption in their respective departments,compared to 13%in both 2013 and 2016. Although these numbers are still too high to induce comfort or complacency,they indicate that progress has been made by the City in deterring serious corruption.This is notable since the motivation for City's initiating the 2013 specialized ethics training program and the annual follow-up recorded sessions was centered on past bribery-related incidents in the City which had led to prosecutions and incarcerations of City personnel. Another positive sign in the latest survey was shown in the responses to Question #12,which reflected a stronger perception by employees that there are effective ways to report suspected corruption in the City:83%in 2025,as compared with 78%in 2016 and 60%in 2013. The disappointing aspect of the survey results indicates that other improvements between 2013 and 2016 shown in the prior surveys about employee perceptions of the quality of ethics in the City Government may not have continued through the ensuing years,and in some cases may have stalled or slightly receded since 2016.This is not necessarily a cause for alarm but should create a concern that the progress made in prior years in promoting stronger ethics in the City has stagnated and may be diminishing in some respects. The substantial across-the-board improvements between 2013 and 2016 were attributed,at least in part,to the extensive ethics training for regulatory personnel begun during the in- person 2013 program and the continued in-house recorded program through 2016 and beyond.However,the program was suspended in 2020 during COVID and has not been revived since that time. The habits that contribute to improvements in ethical conduct and good governance do not occur spontaneously.The results of this survey support and the OIG recommends the reintroduction of enhanced ethics training for the City's regulatory employees. The OIG is grateful to COE Director Vazquez for his support for this project,to City Manager Carpenter for agreeing to permit the survey to be conducted,and to Human Resources Director Alpizar and her department for coordinating the interviews with the participating City departments. Those who diligently conducted the interviews from the COE included Advocate Radia Turay, Staff Attorney Nardia Haye,Lead Investigator Rodney Vega,Investigator Sandrene Dukes, Investigator Stephanie Vega,and Forensic Accountant/Investigator Karl Ross,who also provided the useful compilation of responses for all three surveys. The task of coordinating the numerous interviews from City employees was performed through Human Resources Department staff members Lissette Franco,Kenneth Ingersoll, Koren Illa,and Bill Tallman.Valuable tech support for the project was provided by Information Page 3 of 4 Technology Director Frank Quintana.Credit should also be given to the 209 City of Miami Beach employees who cooperated in providing candid answers to the survey questions. Inspector General cc:Eric Carpenter,City Manager Mark Taxis,Assistant City Manager Marla Alpizar,Human Resources Director Digna Abello,Fire Chief Kristi Bada,Procurement Director Hernan Cardeno,Code Compliance Director Jason Greene,Finance Director William MacDonald,Parking Director Thomas Mooney,Planning Director Vince Seijas,Building Director Ignacio Vazquez,Jr.,COE Director Karl Ross,COE Forensic Accountant/Investigator OFFICE OF THE INSPECTOR GENERAL,City of Miami Beach 1130 Washington Avenue,6"Floor,Miami Beach,FL 33139 Tel:305.673.7020 •Fax:305.587.2401 •Hotline:786.897.1111 Email:CityofMiamiBeachOIG@miamibeachfl.gov Website:www.mbinspectorgeneral.com Page 4 of 4 Executive Summary for 2025 Ethics Questionnaire From May 20 to 22, 2025, Miami-Dade Ethics Commission staff interviewed 209 City of Miami Beach regulatory employees and administered a two-part questionnaire regarding their views on how effectively CMB management fosters and facilitates ethical conduct in their respective departments. The employees belonged to the following departments: Building (38), Code Compliance (38), Finance (63), Fire Prevention (9), Parking Enforcement (37), Planning (14), and Procurement (10). The same questionnaire was administered in 2013 and 2016, and a comparison of the results suggests the following trends with respect to ethics in the workplace. Part I results for 2025 and comparison to past results, rated on a scale of 1 to 10: Table of citywide results for Part I of the Questionnaire, compared by year Analysis and discussion • In response to Question #1, overall job satisfaction rated slightly lower in 2025 at 8 out of 10 compared to 8.2 in 2016, though it was unchanged compared to 2013. • In response to Question #2, employees rated their satisfaction with working conditions at 7.9, slightly lower than 8.1 in 2016 but up from 7.4 in 2013. • In response to Question #3, employees rated the quality of their supervision at 7.9, down from 8.3 in 2016 but slightly higher than the rating of 7.7 in 2013. • In response to Question #4, employees rated the quality of their training at 7.6 out of 10, a slight uptick from 2016 when it was 7.5 and higher still than 7 in 2013. • In response to Question #5, employees rated the morale of their fellow co-workers as 6.7, which is down from 7.1 in 2016 but higher than the 6.1 reported in 2013. • In response to Question #6, employees rated the ethical standards of their supervisors at 8.1 compared to 8.6 in 2016 and unchanged from the 8.1 rating in 2013. • In response to Question #7, employees rated the ethics of their co-workers at 8.4, down from 8.6 in 2016, though slightly higher than 2013 when this rated 8.2. • In response to Question #8, employees rated the City’s overall ethical standards at 7.6, lower than the rating of 8 in 2016 but higher than the 7.1 in 2013. Quest. #1 Quest. #2 Quest. #3 Quest. #4 Quest. #5 Quest. #6 Quest. #7 Quest. #8 Overall job satisfaction Working conditions Quality of supervison Quality of training Co-worker morale Supervisor ethics Co-worker ethics Overall ethics 2025 =8 7.9 7.9 7.6 6.7 8.1 8.4 7.6 2016 =8.2 8.1 8.3 7.5 7.1 8.6 8.6 8 2013 =8 7.4 7.7 7 6.1 8.1 8.2 7.1 In general, the 2025 results suggested a slight downward trend from 2016 across all questions, with the exception of Question #4 regarding the quality of training received. Even so, the results found in 2025 are the same or superior to those in the original survey conducted in 2013. Broken down by department, the following results were observed: As expected, there was variation among departments as shown in the table above. The findings suggest Fire Prevention and Procurement have the highest level of job satisfaction at 9.6 and 9.3 out of 10, respectively, while Code Compliance was lowest in this regard at 7.1, followed by Finance and Parking, both at 7.9. Co-worker morale was rated highest in Procurement at 9.3 and lowest for Code Compliance and Finance, with a rating of 6.5 for both departments. Part II results for 2025 and comparison to past results, expressed as a percentage: Response to Part I of Ethics Questionnaire for CMB Employees Note: Based on interviews with 209 regulatory employees in May 2025 (rated on a scale of 1 to 10) Quest. #1 Quest. #2 Quest. #3 Quest. #4 Quest. #5 Quest. #6 Quest. #7 Quest. #8 Miami Beach Department Overall job satisfaction Working conditions Quality of supervison Quality of training Co-worker morale Supervisor ethics Co-worker ethics CMB ethical standards No. Building 8.4 8.1 8 7.4 7.5 8 8.3 7.8 38 Code Compliance 7.1 6.8 6.9 7.6 6.5 7.1 7.5 6.1 38 Finance 7.9 7.8 7.9 7.5 6.5 8.3 8.6 8 63 Fire Prevention 9.6 9.3 9.6 9.7 9 9.6 9.9 8.8 9 Parking 7.9 8 7.7 7.3 7.5 7.9 8.5 7.7 37 Planning 8.7 8.6 8.6 7.6 7.5 8.5 8.7 7.9 14 Procurement 9.3 9.6 9.4 8.6 9.3 9.9 9.7 8.4 10 Overall Avg =8.0 7.9 7.9 7.6 6.7 8.1 8.4 7.6 209 Table 1 Comparison by Department Response to Part II of Ethics Questionnaire for CMB Employees Note: Based on interviews with 209 regulatory employees in May 2025 (rated on a scale of 1 to 10) Quest. #9 Quest. #10 Quest. #11 Quest. #12 Quest. #13 Quest. #14 Quest. #15 Have you ever been offered a bribe? Are you aware of bribery or corruption? Do you feel you have you received adequate training? Are there sufficient safeguards against corruption? Is there an effective way to report corruption? Do you believe city government is ethical? Is there adequate protection against retailiation? Yes =31 18 183 173 172 170 131 No =178 189 25 34 33 35 66 unk =0 2 1 4 4 4 11 T =209 209 209 209 209 209 209 Yes, as % =15%9%88%83%82%81%63% No, as % =85%90%12%16%16%17%32% Unk 0%0%0%0%1%1%5% Table 2 Overall Results for Part II The following is a comparison of the 2025 results for Part II to previous results: Analysis and discussion • In response to Question #9, it is significant that just 15 percent of employees reported having been offered a bribe in 2025, down from 21 percent in 2016 and 27 percent in 2013 – a reduction of 12 percentage points or 44 percent since the initial survey. • In response to Question #10, just 9 percent of employees stated they were aware of bribery or corruption in their departments, a drop of 4 percentage points or 31 percent from both 2016 and 2013 when it was reported at 13 percent for both surveys. • In response to Question #11, it was found that 88 percent of employees felt they had received adequate training to avoid ethical pitfalls in 2025, a slight reduction from the 90 percent in 2016 and 92 percent in 2013. • In response to Question #12, a total of 83 percent of employees said they felt adequate safeguards were in place to thwart corruption, seemingly a notable improvement when compared to the 78 percent reported in 2016 and the 60 percent reported in 2013. • In response to Question #13, a reported 82 percent of employees said they felt there were effective ways to report suspected corruption, up slightly from the 80 percent result in 2016 and up significantly from the 64 percent reported in 2013. • In response to Question #14, the survey found 81 percent of city employees stated they viewed Miami Beach government to be ethical, a similar finding to the 82 percent of respondents in in 2016 and significantly higher than the 65 percent in 2013. • In response to Question #15, only 63 percent of employees stated they felt they were safe from retaliation, down from 67 percent in 2016 but still well above the 33 percent of employees who responded affirmatively in 2013. 2025 % =Yes 15%9%88%83%82%81%63% No 85%90%12%16%16%17%32% Unk NA 1%NA 1%2%2%5% 2016 % =Yes 21%13%90%78%80%82%67% No 79%87%10%22%19%17%29% Unk 0%0%0%0%1%1%3% 2013 % =Yes 27%13%92%60%64%65%33% No 71%86%6%32%28%20%50% Unk 1%0%2%8%8%15%16% Other Part II findings and highlights among departments: With respect to Question #9, Code Compliance employees reported the highest incidence of perceived bribery at 29 percent or nearly twice the citywide average of 15 percent. Parking was second highest in this regard at 22 percent, following by Planning at 21 percent. Code Compliance was also highest for Question #10, with 21 percent of employees stating they were aware of bribery or corruption within their department, followed by the Building Department with 13 percent and Fire Prevention with 11 percent. Code Compliance was lowest in response to Question #12, with only 66 percent of respondents saying they felt there were adequate safeguards against corruption –well below the overall average of 83 percent of citywide employees stating there were sufficient safeguards. With respect to Question #14, it should be noted that only 51 percent of Parking Enforcement employees felt city government was ethical, the lowest among departments. And while only 63 percent of city employees surveyed stated they felt safe from retaliation in response to Question #15, this percentage was especially low for Code Compliance at 45 percent, followed by the Planning Department, which was second lowest at 57 percent. For more detailed results and a department-level analysis, see below: Conclusions: The 2025 findings appear to show backsliding compared with 2016 with respect to employee morale and perceptions of ethical standards among supervisors and co-workers. The findings still suggest that employees feel more satisfied and more secure than in 2013. Perhaps of greatest significance is that reported incidence of bribery has been markedly reduced since the original survey, down from 27 percent in 2013 to 15 percent in 2025. In 2025, CMB employees also reported feeling that more safeguards against corruption were in place at 83 percent, which represents a vast improvement over the 60 percent reported in 2013. A remaining trouble spot would seem to be that only 63 percent of employees feel they are safe from retaliation. Even so, the 2025 results suggested that, for the first time across all years, fewer than 1 in 10 employees responded that they were aware of bribery or corruption within their departments. ### MIAMI BEACH REGULATORY EMPLOYEE QUESTIONNAIRE (2025) INSTRUCTIONS:This survey is designed as a follow-up to the ethical governance survey conducted in 2013 and 2016 by the Miami-Dade Commission on Ethics,for City of Miami Beach Regulatory Employees.Participating departments included Building,Code Compliance,Fire Rescue/Inspection,Planning,Parking Enforcement,Procurement and Finance.This survey should be completed by all current employees in those departments,regardless of whether they participated in the previous surveys.Please do not put your name on this form.Participation in this survey is completely anonymous.Thank you for your cooperation. DEPARTMENT------------ SUPERVISOR NON-SUPERVISOR PARTICIPATED IN PREVIOUS SURVEY:2013 2016 NA I.On a scale of 1 to 10,where 10 is the strongest positive response and 1 is the least positive,please rate the following: 1.Your overall job satisfaction 2.Your satisfaction with your working conditions 3.The quality of the on-the-job supervision you receive 4.The quality of the job training you have received 5.The morale of your fellow employees 6.The ethical standards of your supervisors 7.The ethical standards of your fellow employees 8.The overall ethical standards of the City government II.The following questions may be answered with a yes or no response. 9.Have you ever been offered a bribe?Yes No 10.Other than hearing or reading about cases through the media or from fellow employees,have you ever become aware of any bribery or other corruption in your department?Yes No 11.Do you feel that you have received adequate trammg and preparation to enable you to avoid any ethical pitfalls that may arise on your job?Yes No 12.Do you believe that there are sufficient safeguards presently in place to effectively prevent corruption where you work? Yes No 13.Is there currently an effective way for City employees to report suspected corruption?Yes No 14.Do you consider the government of the City of Miami Beach to be ethical?Yes No 15.Do you feel that there is adequate protection against retaliation for City employees to feel safe to report wrongdoing by their supervisors or fellow employees?Yes No