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HomeMy WebLinkAboutMiami-Dade County Homeless Trust Agreement MIAMI.' ~iiiiiI' ADA Coordination Agenda Coordination Art in Public Places ZJ ORIGINAL G~ CtfrK Miami-Dade County Homeless Trust 111 NW 1st Street · Suite 27-310 Miami, Florida 33128-1930 T 305-375-1490 F 305-375-2722 bO tted \ ~ Lx (rb miamidade.gov Audit and Management Services December 5, 2006 Aviation Building Code Compliance Building Business Development Capital Improvements Citizen's Independent Transportation Trust Communications Community Action Agency Community & Economic Development Community Relations Consumer Services Corrections & Rehabilitation Countywide Heahhcare Planning Cultural Affairs Elections Emergency Management Employee Relations Enterprise Technology Services Environmental Resources Management Fair Employment Practices Finance Fire Rescue General Services Administration Historic Preservation Homeless Trust Housi ng Agency Hpusing Finance Authority Human Services Independent Review Panel Jorge M. Gonzalez, City Manager City of Miami Beach 1700 Convention Center Drive Miami Beach, FL 33139 RE: Outreach/FL14B500030 Dear Mr. Gonzalez: Enclosed, please find for your file, one fully executed original of the Agreement between Miami-Dade County, through the Miami-Dade County Homeless Trust and City of Miami Beach, for the above referenced grant. Please feel free to contact us at (305) 375-1490 if you have any questions or require additional info . on. Thank you for your continued efforts with addressing the nee4s the meless of our community. Medical Examiner International Trade Consortium Juvenile Assessment Center Enclosures Metropolitan Planning Organization Park and Recreation Planning and Zoning Police Procurement Management Property Appraiser Public library System Public Works Safe Neighborhood Parks Seaport Solid Waste Management Strategic Business Management Team Metro Transit Urban Revitalization Task Force Vizcaya Museum and Gardens Water and Sewer I have received one fully executed Agreement for the City of Miami Beach Outreach Program, grant number FL14B500030. Signature of Authorized Agency Representative Date Printed Name of Agency Representative eJ C 7 L- I.2A,0~ :7 O(){:; - .-2C,3 '17 AGREEMENT BETWEEN MIAMI-DADE COUNTY AND CITY OF MIAMI BEACH FOR A 2005 SUPPORTIVE HOUSING PROGRAM GRANT! FL14B500030 OUTREACH PROGRAM THIS AGREEMENT, entered this ~y of j.)()y: , 200 ~ by and between Miami-Dade County (herein called the "Grantee") and City of Miami Beach, (hereinafter referred to as the "Subrecipient") under this Agreement. WHEREAS, the Grantee has applied for and received funds from the United States Government under Title IV of the Stewart B. McKinney Homeless Assistance Act; and WHEREAS, the Grantee agrees to comply with all requirements of this Agreement and to accept responsibility for such compliance by the Subrecipient to which it makes grant funds available; and NOW, THEREFORE, it is agreed between the parties hereto that; I. STATEMENT OF WORK: A. Activities The Subrecipient shall adhere to the 2001 Supportive Housing Program Grant Agreement (Attachment A), which is governed by the Supportive Housing Program rules, 24 CFR Part 583. The Sub recipient shall carry out the activities specified in the "Scope of Services" (Attachment A-I), "Number of Beds, Bedrooms, and Participants", Attachment A-2, and achieve "Performance Measures/Goals" as stipulated in Attachment A-3, and "Project Milestones", Attachment A-4 as applicable. The Subrecipient shall also adhere to minimum standards of housing and services as set forth in the"Standards of Care", incorporated herein by reference. B. Time Schedule 1. The Grantee and the Subrecipient agree that this Agreement shall become effective on June 1, 2006. 2. This Agreement shall expire Mav 31, 2007, one (1) year from the effective date. Any cost incurred by the Subrecipient beyond this date will not be paid by the Grantee, except as specifically provided herein. Notwithstanding any provision herein to the contrary, certain requirements imposed on the Subrecipient by this Agreement and Federal regulation may continue for a term of at least twenty (20) years, as provided in this Agreement. 3. The requirements of this Agreement shall remain in effect during any time period that the Subrecipient has control over any funds generated or provided in connection with this Agreement, including program income. C. Budget The Grantee agrees, subject to the availability of funds and payment of funds to the Grantee by the United States Department of Housing and Urban Development, to pay for contracted GRANT NUMBER: FL14B500030 City of Miami Beach's Outreach Program! Page 2 of n actlVltles according to the terms and conditions contained within this Agreement, the Subrecipient's application for the Supportive Housing Program, and the Subrecipient's Technical Submission incorporated herein as Attachment B, the Budget, in an amount not to exceed $60,949.00 for Supportive Services, and $3,047.00 for administration (minus 2.5% administrative costs to be retained by the Grantee), for a total budget of $63,993.00. If applicable, in accordance ''lith Federal Regulations, provider shall be reimbursed for capital funding on an incremental basis, based on the following completion benchmarks: 30%, 30%, 30%, and 10% to be provided when a final Certificate of Occupancy is obtained from the developer. All other activities shall be paid on a reimbursement basis following the submission of a monthly invoice along ,,,rith the appropriate support documentation. In accordance v.rith federal requirements, the Sub recipient agrees to provide match funds in an amount that represents no less than twenty perent (20%) of the total supportive services budget, and no less than twenty-five percent (25%) of the operations budget. The Sub recipient agrees to provide outreach, assessment and placement services on Miami Beach. The project's office is located at 555 1 ih Street, Miami Beach. Florida. II. RECORDS AND REPORTS A. Financial Management 1. The Grantee and the Subrecipient shall adhere to the requirements for financial reporting as stated in 24 CFR Part 85.41. 2. Requests for payments, along with documentation for each line item, i.e. invoice for services/housing, capital invoice (if applicable), lease agreement, payroll reports, shall be submitted to the Grantee by the fifteenth (15th) of the month and shall be signed by the Executive Director and the Financial Officer of the Subrecipient, in the form incorporated herein as Attachments C and C-l. 3. Reimbursement shall be provided only for costs associated with the services detailed in the budget, plus general administrative costs (not to exceed 2. 5% of direct costs). 4. Any reimbursement may be withheld pending the receipt and approval by the Grantee of all reports and documents required herein, induding but not limited to the submission of the Annual Progress Report. 5. In no event shall the Grantee's funds be advanced to any subcontractor hereunder. 6. The parties agree that the Subrecipient may request the revision of the schedule of payments or the line item budget. However, such revisions shall be subject to review and approval by the Grantee. Such requests shall only be considered at the end of a contract year, unless otherv.rise specifically approved by the grantee. 7. A final request for reimbursement from the Subrecipient ,viII be accepted by the Grantee up to thirty (30) days after the expiration of this Agreement. If the Subrecipient fails to comply, all rights to payments will be forfeited if the Grantee so chooses. GRANT NUMBER: FL14B500030 City of Miami Beach's Outreach Program! Page 3 of 23 8. Within thirty (30) days of the termination or expiration of this Agreement, a final report of expenditures shall be submitted to the Grantee. If after the receipt of such final report, the Grantee determines that the Subrecipient has been paid funds not in compliance with the Agreement, and to which it is not entitled, the Sub recipient ,,,,ill be required to return such fimds to the Grantee or submit documentation demonstrating that the expenditure was in compliance with this Agreement. The Grantee shall have the sole and absolute discretion to determine if the Subrecipient is entitled to such funds and the Grantee's decision in this matter shall be final and binding. B. Records and Access to Records 1. Agreement Records are defined as any and all books, records, client files (including client progress reports, referral forms, etc.), documents, information, data, papers, letters, materials, electronic storage data and media whether written, printed electronic or electrical, however collected or preserved which is or was produced, developed, maintained, completed, received, or compiled by or at the direction of the Sub recipient or any subcontractor directly or indirectly related to the duties and obligations required by terms of this contract, including but not limited to financial books and records, ledgers, drawings, maps, pamphlets, designs, electronic tapes, computer drives and diskettes or surveys. 2. The Subrecipient must maintain Agreement Records that document all actions to comply with this Agreement, including those on race, ethnicity, gender, and disability status data; and those in accordance with generally accepted accounting principles, procedures, and practices as required in Circular OMB-122 which shall sufficiently and properly reflect all revenues and xpenditures of funds provided directly or indirectly by the Grantee pursuant to the terms of this Agreement which shall include but not be limited to a cash receipt journal, cash disbursement joumal, general ledger, and all such subsidiary ledgers as may be reasonably necessary. 3. The Subrecipient shall provide to the Grantee, upon request by the Grantee, all Agreement Records. The requested Agreement Records shall become the property of the Grantee without restriction, reservation, or limitation of their use and shall be made available by the Subrecipient at any time upon request by the Grantee. The Grantee shall have unlimited rights to all books, articles, or other copyrightable materials developed in the performance of this Agreement. These unlimited rights include the rights of royalty-free, nonexclusive, and irrevocable license to reproduce, publish, or otherwise use, and to authorize others to use the work for public purposes. 4. The Subrecipient shall ensure that the Agreement Records shall at all times be subject to and available for full access and review, inspection, or audit by Grantee and Federal personnel and any other persons so authorized by the Grantee. 5. The Subrecipient shall include in all the Grantee-approved subcontracts used to engage subcontractors to carry out any eligible substantive programmatic services, as such services are described in this Agreement and defined by the Grantee, each of the record- keeping and audit requirements detailed in this Agreement. The Grantee shall, in its sole and absolute discretion, determine ,,,,hen services are eligible substantive programmatic GRANT NUMBER: FL14B500030 City of Miami Beach's Outreach Program! Page 4 of 23 services and subject to the audit and record-keeping requirements described m this Agreement. These records shall be maintained as pursuant to this Agreement. 6. If the Subrecipient received funds from or is under regulatory control of other governmental agencies, and those agencies issue monitoring reports, regulatory examinations, or other similar reports, then the Subrecipient shall provide to the Grantee a copy of each report and any follow-up communications and reports immediately upon such issuance unless such a disclosure is a violation of those agencies' rules. C. Reports The Subrecipient shall submit to the Grantee the reports described below or any other document in whatever form, manner, or frequency as may be requested by the Grantee. These ,,,,ill be used for monitoring the provider's progress, performance, and compliance with applicable Grantee and Federal requirements. 1. Progress Reports - Subrecipient shall submit a HMIS generated, "Monthly Progress Report (MPR)," Attachment D, along ,\lith the following monthly reports using the forms attached hereto as Attachment F "Client Contribution Report", as they may be revised by the Grantee, which shall describe the progress made by the Subrecipient in achieving each of the objectives identified in Attachment A-3. The reports shall explain the Subrecipient's progress including comparisons of actual versus planned progress for the period. The reports are due by the 15th day of the following month, along with the request for reimbursement, follO\.ving the close of the prior month. 2. Annual Progress Report - The Subrecipient shall submit a HMIS generated Annual Progress Report in addition to a mannual report using the United States Department of Housing and Urban Development (HUD) form HUD-40118, "Annual Progress Report (APR) for Competitive Homeless Assistance Programs" (Refer to Attachment G and G -1). The APR is due to the Grantee 40 days after the end of each operating year. The Grantee will submit the final APR to HUD 60 days after the end of the operating year. 3. Attachment E "Program Rating and Satisfaction Survey"shall be collected monthly and retained in a separate file by the Provider and availaable for review and monitoring, or as requested by the Grantee. 4. Audit Reports - The Subrecipient shall provide two (2) copies of an annual certified public accountant's opinion and related financial statements on the organization to the Grantee no later than one-hundred and eif!htv (180) calendar days following the end of the Subrecipient's fiscal year, for each year during which this Agreement remains in force or until all funds earned from this Agreement have been so audited, whichever is later, provided that the Subrecipient has such an opinion prepared. 5 Annual Assurance Report- The Subrecipient who receives assistance only for leasing, operating costs, or supportive services costs must provide an annual assurance report for GRANT N1JMBER: FL14B500030 City of Miami Beach's Outreach Program! Page 5 of 23 each year the assistance is received that the project will be operated for the purpose specified in the application. 6. Disaster Plan - The subrecipient shall submit an Agency Disaster Plan by April I sl of Each Contract year. D. Staff Responsibilitv The staff members for this grant are listed in the Budget document (Attachment B). E. Special Conditions The Subrecipient shall follow the client referral process as listed in the "Scope of Services," (Attachment A-I). The Sub recipient shall provide any documentation, such as the W-9 form (Attachment H) to facilitate the reimbursement of services. Performance Improvement Plan . HMIS-Based on past performance in the area of Homeless Management Information System Compliance as specified in (Section V. C. 13. of the contract), this contract is subject to a Performance Improvement Plan (PIP). During this contract term, the provider is required to submit a Monthly Progress Report and an HMIS generated Monthly Progress Report for each month of the contract. Compliance will be determined when it is deemed that the two reports are in substantial conformity (a minimum of 95% accuracy on all elements) with each other for a period of two consecutive months, At the time of compliance, the provider shall only be required to submit HMIS Monthly Progress Report for the duration of the contract. . The above is subject to the review, approval, and discretion of the Miami-Dade County Homeless Trust. F. General Conditions The Subrecipient shall comply with all Federal laws, and regulations, as specified in the Applicant Certifications (Attachment I), the Renewal Grant Agreement and the accompanying 24 CFR Part 583, Supportive Housing Program regulations (Attachment A), and all other Federal requirements of this grant. The responsibility for knowledge of and compliance with all Federal requirements is that of the Subrecipient. The Sub recipient shall abide and be governed by the requirements of the Americans \vith Disabilities Act (ADA). In addition, the Subrecipient agrees to comply with the following requirements. 1 . Insurance GRANT NUMBER: FL14B500030 City of Miami Beach's Outreach Program! Page 6 of 23 A. Government Entities - If the Subrecipient is the State of Florida or an agency or political subdivision of the State as defined by Section 768.28, Florida Statutes, the Subrecipient shall furnish the County, upon request, written verification ofliability protection in accordance with Section 768.28, Florida Statutes. Nothing herein shall be construed to extend any party's liability beyond that provided in Section 768.28, Florida Statutes. B. Non-government Entities - shall maintain required liability insurance coverage as noted below at all times during this contract period: The Sub recipient shall maintain required liability insurance coverage as noted below at all times during this contract period: Public Liability Insurance on a comprehensive basis in an amount not less than $300,000 combined single limit for bodily injury and property damage. The Grantee must be shown as an additional insured with respect to this coverage, as evidenced by a certificate of msurance. Automobile Liability Insurance covering all owned, non-owned and hired vehicles used in connection with this contract in an amount not less than $300,000 combined single limit for bodily injury and property damage. Workman's Compensation Insurance for all employees of the Subrecipient as required by FL Statute 440. Flood Insurance shall be maintained as per the requirements in 24 CFR Part 583.330(a). The insurance coverage required shall include these classifications, listed in standard liability insurance manuals, which most nearly reflect the operations of the Subrecipient. All insurance policies required above shall be issued by companies authorized to do business under the laws of the State of Florida, with the following qualifications: The company must be rated no less than "B" as to management, and no less than "Class V" as to financial strength by the latest edition of Best's Insurance Guide, published by A. M. Best Company, Oldwick, New Jersey, or its equivalent, subject to the approval of the County Risk Management Division. or Compliance \vith the foregoing requirements shall not relieve the Subrecipient of its liability and obligations under this section or under any other section of this Agreement. No modification or waiver of any of the aforementioned insurance requirements shall be made without thirty (30) days written advance notice to the Grantee, and is subject to the approval of the Grantee's Risk Management Division. GRANT NUMBER: FL14B500030 City of Miami Beach's Outreach Program! Page 7. of 23 2. Indemnification The Subrecipient shall indemnify and hold haml1ess the Grantee and its past, present, and future employees and agents from and against any and all claims, liabilities, losses, and causes of action which may arise out of the actions or negligence, in whole or in part, of the Subrecipient, its officers, agents, employees, or assignees in the direct or indirect fulfillment of this Agreement. The contractor shall pay all claims and losses of any nature in connection therewith, and shall defend all suits, in the name of the Grantee when applicable, and shall pay all costs and judgments which may issue thereon. It is expressly understood and intended. that the Subrecipient is an independent contractor and is not an agent of the Grantee. The Subrecipient shall disclose to the Grantee in writing any possible or actual conflicts of interest or apparent improprieties of the kind addressed. herein. The Subrecipient shall make each disclosure in v.'fiting to the Grantee immediately upon the Subrecipient's discovery of such possible conflict. The Grantee will then render an opinion which shall be binding on all parties. 3. Affidavits Complete and notarize, Miami-Dade County Required. Affidavits (Attachment J), Lobbyist Registration for Oral Presentation (Attachment K) and Florida Statutes, on Public Entity Crimes (Attachment 0), acknowledging compliance with the following Miami-Dade County Affidavits: a. Disability Nondiscrimination Affidavit (Attachment J, Section VII). b. Family Leave Plan Affidavit (Attachment J, Section VI). c. Drug-free Workplace Affidavit - Ordinance No. 92-15 (Attachment J, Section V). d. Miami-Dade County Disclosure Affidavit (Attachment J, Section I). e. Miami-Dade County Employment Disclosure Affidavit (Attachment J, Section II). f. All Subrecipients are advised that in accordance with Section 2-11.1 (s) of the Code of Miami-Dade County, the Lobbyists Registration for Oral Presentation Affidavit, (Attachment K) MUST be completed., notarized, and included with the Agreement. Lobbyist specifically includes the principal, as well as any agent, officer, or employee of a principal, regardless of whether such lobbying activities fall within the normal scope of employment of such agent, officer or employee. g. Miami-Dade County Criminal Record Affidavit (Attachment J, Section IV). . h. Delinquent and Currently Due Fees or Taxes - The Subrecipient has duly executed the Affidavit regarding "Delinquent and Currently Due Fees or Taxes" as required by Section 2-8.1(c) of the County Code and that affidavit is attached hereto GRANT NUMBER: FL14B500030 City of Miami Beach's Outreach Program! Page 8 of 23 as (Attachment J, Section VIII). The Subrecipient understands that the County has relied on the aforementioned representation in entering this contract. 1. Affirmative Action!Nondiscrimination of Employment, Promotion and Procurement Practices (County Ordinance 98-30) (Attachment J, Section III). J. Project Fresh Start (Resolutions R-702-98 and 358-99) (Attachment J, Section X). G. Civil Rights The Subrecipient agrees to abide by Chapter 11A of the Code of Miami-Dade County ("County Code"), as amended, which prohibits discrimination in employment, housing and public accomodations. Where applicable the Sub recipient agrees to abide and be governed by Title VI and VII, Civil Rights Act of 1964 (42 USC 2000 D&E) and Title VIII of the Civil Rights Act of 1968, as amended, and Executive Order 11063 which provides in part that there \\;11 be no discrimination of race, color, sex, religious background, ancestry or national origin in performance of this Agreement, in regard to persons served, or in regard to employees or applicants for employment or housing. It is expressly understood that upon receipt of evidence of such discrimination, the County shall have the right to terminate said Agreement. It is further understood that the Subrecipient must submit an affidavit attesting that it is not in violation of the American \\;th Disabilities Act, the Rehabilitation Act, the Federal Transit Act, 49 USC g 1612, and the Fair Housing Act, 42 USC g 3601 et seq. If the Subrecipient or any O\\ner, subsidiary, or other firm affiliated \'lith or related to the Subrecipient, is found by the responsible enforcement agency, the Courts or the County to be in violation of these Acts, the County will conduct no further business 'with the Subrecipient. Any contract entered into based upon a false affidavit shall be voidable by the County. If the Subrecipient violates any of the Acts during the term of any Contract the Subrecipient has with the County, such Contract shall be voidable by the County, even if the Sub recipient was not in violation at the time it submitted its affidavit. The Sub recipient agrees that it is in compliance with the Domestice Violence Leave, codified as g ll-A60 et. Seq. of the Miami-Dade County Code, which requires an employer, who in the regular course of business has fifty (50) or more employees working in Miami-Dade County for each working day during each of twenty (20) or more calendar work weeks to provide domestic violence leave to its employees. Failure to comply with this local law may be grounds for voiding or terminating this Contract or for commencement of debarment proceedings against the Subrecipient. The Subrecipient also agrees to abide and be governed by the Age Discrimination Act of 1975, as amended, which provides in part that there shall be no discrimination against persons in any area of employment because of age. The Subrecipient agrees to abide and be goverened by Section 504 of the Rehabilitation Act of 1973, as amended, 29 USC 794, which prohibits discrimination on the basis of handicap. The Subrecipient agrees to abide and be governed by the requirements of the Americans with Disabilities Act (ADA). GRANT NUMBER: FLl4B500030 City of Miami Beach's Outreach Program! Page 9 of 23 III. SUSPENSION AND TERMINATION A. Suspension The Grantee may, for reasonable cause, temporarily suspend the Subrecipient's operations and authority to obligate funds under this Agreement or \vithhold payments to the Subrecipient pending necessary corrective action by the Subrecipient or both. Reasonable cause shall be dctermined by the Grantee and in its sole and absolute discretion and may include: 1. Ineffective or improper use of any funds provided hereunder by the Subrecipient; 2. Failure by the Subrecipient to materially comply with any terms, conditions, representations or warranties contained herein; 3. Failure by the Subrecipient to submit any documents required by this Agreement; or 4. The Subrecipient's submittal of incorrect or incomplete documents. B. T ennination 1. Termination at Will - This Agreement, in whole or in part, may be terminatcd by the Grantee upon no less than fifteen (15) working days notice when thc Grantee determines that it would be in the best interest of the Grantee and/or the recipient materially fails to comply with the terms and conditions of an award. Said notice shall be delivered by certified mail, return receipt requested, or in person with proof of delivery. The Subrecipient will have five (5) days from the day the notice is delivered to state why it is not in the best interest of the Grantee to terminate the Agreement. However, it is up to the discretion of the Grantee to make the fmal determination as to what is in its best interest. 2. Termination for Convenience - The Grantee or sub recipient may terminate this Agreement, in whole or part, when both parties agree that the continuation of the activities would not produce beneficial results commensurate with the further expenditure of funds. Both parties shall agree upon the termination conditions, including the effective date and in the case of partial termination, the portion to be terminated. However, if the grantee determines in the case of partial ternlination that the reduced or modified portion of the grant will not accomplish the purposes for which the grant was made it may terminate the grant in its entirety. 3. Termination Because of a Lack of Funds - In the event funds to financc this Agreement become unavailable, the Grantee may terminate this Agreement upon no less than nventy-four (24) hours notice in writing to the Subrecipient. Said notice shall be sent by certified mail, return receipt requested, or in person with GRANT NUMBER: FLl4B500030 City of Miami Beach's Outreach Program! Page 10 of23 proof of delivery. The Grantee shall be the final authority to determine whether or not funds are available. 4. Termination for Breach - The County may terminate this Agreement, in whole, or in part, when the County determines in its sole and absolute discretion that the Provider is not making sufficient progress in its performance of this Agreement as outlined in Attachment A, Scope of Services, or is not materially complying with any term or provision provided herein, including the following: 1) The Provider ineffectively or improperly uses the County funds allocated under this Contract; 2) the Provider does not furnish the C eltificates of Insurance required by tills contract or as determined by the County's Risk Management Division; 3) the Provider does not furnish proof of licensure/certification or proof of background screening required by this Contract; 4) the Provider fails to submit or submits incomplete or incorrect detailed reports of expenditures or final expenditure reports; 5) the Provider does not submit or submits incomplete or incorrect required reports; 6) the provider refuses to allow the County access to records or refuses to allow the County to monitor, evaluate and review the Provider's program; 7) the Provider discriminates under any of the laws outlined in Section II(G) of this Contract; 8) the Provider fails to provide Domestic Violence Leave to its employees pursuant to local law; 9) the Provider falsifies or violates the provisions of the Drug Free Workplace Affidavit; 10) the Provider attempts to meet its obligations under this contract through fraud, misrepresentation or material misstatement; II) the Provider fails to correct deficiencies found during a monitoring, evaluation or review within tlle specified time; 12) the Provider fails to meet the terms and conditions of any obligation under any contract or otherwise or any repayment schedule to the County or any of its agencies or instrumentalities; 13) fails to meet any of the terms and conditions of the Miami-Dade County Affidavits; 14) the Provider fails to fulfill in a timely and proper manner any and all of its obligations, covenants, agreements and stipulations in this Contact. The Provider shall be given written notice of the claimed breach and 10 business days to cure same. Unless the Provider's breach is waived by the County in writing, or unless the Provider shall have failed after receiving written notice of the claimed breach by the County to take steps to cure the breach within 10 business days after receipt of the breach, the County may, by written notice to the Provider, terminate this Agreement upon no less than twenty-four (24) hours notice. Said notice shall be sent by certified mail, return receipt requested, or in person with proof of delivery. Waiver of breach of any provision of this Agreement shall not be construed to be a modification of the terms of this Agreement. The provisions contained herein do not limit the County's right to legal or equitable remedies or any other provision for termination under this contract. Such individual or entity shall be responsible for all direct and indirect costs associated vdth such termination or cancellation, including attorney's fees. Any individual or entity who attempts to meet its contractual obligations with the County through fraud, misrepresentation or material misstatement ma be disbarred from County contracting for up to five (5) years. GRANT NUMBER: FL14B500030 City of MiamI Beach's Outreach Program! Page 11 of 23 IV. REVERSION OF ASSETS A. Term of Commitment If the Subrecipient receives assistance for acquisition, rehabilitation, or new construction, then the Subrecipient shall agree to operate the supportive housing or provide supportive services in accordance with this Agreement for a term of at least 20 years from the date of initial occupancy or date of initial service provision. If the United States Department of Housing and ,Urban Development (HUD) determines a project is no longer needed for use as supportive housing or to provide supportive services, then HUD may provide authorization to the Grantee on behalf of the Subrecipient to convert the project to a project for the direct benefit of low-income persons pursuant to a request for such use by the Grantee on behalf of the Subrecipient operating the project ( 24 CFR 583.305 (a) ). B. Repavment of Grant If the Subrecipient does not provide supportive housing or supportive services for 10 years following the date of initial occupancy or date of initial service provision pursuant to this Agreement, then the Grantee shall require repayment of the entire amount of the grant used for acquisition, rehabilitation, or new construction, unless conversion of the project has been authorized pursuant to the terms in the Term of Commitment Section, IV-A of this document (24 CFR 583.305 (b) ). If the supportive housing is used for such purposes as stated in Section IV-A for more than 10 years, then the Subrecipient's repayment amount will be reduced by 10 percentage points for each year beyond the 10-year period in which the project is used for supportive housing (24 CFR 583.305 (b) ). C. Prevention of Undue Benefits Upon the sale or other disposition of a project assisted with acquisition, rehabilitation, or new construction funds occurring before the expiration of the 20-year period, the Subrecipient must comply mth such terms and conditions as HUD and the Grantee may prescribe to prevent the Subrecipient from unduly benefiting from such sale or disposition The Subrecipient shall return to the Grantee, upon the expiration or termination of this Agreement, any funds on hand, any accounts receivable attributable to these funds, and any overpayment due to unearned funds or costs disallowed pursuant to the ternlS of this Agreement that were disbursed to the Subrecipient by the Grantee. D, Revocation of License or Permit Notwithstanding any provision of this Agreement to the contrary, revocation of any necessary license, permit, or approval by a governmental authority may result in immediate termination of this Agreement upon no less than twenty-four hours notice. Said notice shall be certified by mail or hand delivery. E. Declaration of Restrictive Covenants and Declaration of Restrictions GRANT NUMBER: FL14B500030 City of Miami Beach's Outreach Program! Page 12 of23 The Subrecipient and the Titleholder shall sign and record as set forth in Attachment Q and Attachment Q-l, at the time of contract execution, and incorporated here by reference, the "Declaration of Restrictive Covenants," and the "Declaration of Restrictions." The Declaration of Restrictive Covenants is a federal requirement and the Declaration of Restrictions is a local Requirement on properties that are acquired, rehabilitated or built with Supportive Housing Program funds. These convenants restrict the use of properties located at NA _' such that the properties must be operted for the provision of supportive housing and services for homeless persons in accordance v.lth the provisions of 24 CFR Part 583, Code of Federal Regulatins for a term of at least 20 years or for such other purposes as may be approved by the Grantor. The Subrecipient agrees to inform any lender or grantor which has loaned or granted funds for the purchase of such properties of structures thereupon and request their consent to the recordation of and subordination to the Declaration of Restrictive Covenants and the Declaration of Restrictions. Such consent shall be in a form acceptable to the Grantee. V. UNIFORM ADMINISTRATIVE REQUIREMENTS A. Accounting Standards. Cost Principles. and Regulations 1. The Subrecipient shall comply with Federal accounting standards and cost principles according to OMB Circular A-122 and SHP Regulations (24 CFR 583.135). 2. The Subrecipient shall comply with applicable provisions of applicable Federal, State, and County laws, regulations, and rules such as OMB Circular A-lIO, OMB Circular A- 21, and OMB Circular A-133 and with the Energy Policy and Conservation Act (Public Law 94-163) which requires mandatory standards and policies relating to energy efficiency. If any provision ofthis contract conflicts "lth any applicable law or regulation, only the conflicting provision shall be deemed by the parties hereto to be modified to be consistent with the law or regulation or to be deleted if modification is impossible. However, the obligations under this contract, as modified, shall continue and all provisions of this contract shall remain in full force and effect. 3. If the amount payable to the Subrecipient pursuant to the terms of this contract is in excess of $100,000, the Subrecipient shall comply ,vith all applicable standards, orders, or regulations issued pursuant to Section 306 of the Clean Air Act of 1970 ( 42 U.S.c. 1857 (h) ), as amended; the F ederal Water Pollution Control Act (33 U. S. C. 1251), as amended; Section 5080f the Clean Water Act (33 U.S.c. 1368); Environmental Protection Agency regulations (40 CFR Part 15); Executive Order 11738; and Environmental Review Procedures and Regulations (24 CFR Part 58 and 24 CFR Part 583.230). B. Retention of Records 1. The Subrecipient shall retain records pertinent to expenditures and all Agreement Records for a period of at least three (3) years (hereinafter referred to as "Retention Period. ") For all non-Grantee assisted activities the Retention Period shall begin upon the expiration or termination of this Agreement. 2. If the Grantee or the Subrecipient has received or been given notice of any kind indicating any threatened litigation, claim or audit arising out of the services provided pursuant to GRANT NUMBER: FL14B500030 City of Miami Beach's Outreach Program! Page 13 of 23 the terms of this Agreement, the Retention Period shall be eAiended until such time as the threatened or pending litigation, claim or audit is, in the sole and absolute discretion of the Grantee, fully, completely and finally resolved. 3. The Subrecipient shall allow the Grantee or any persons authorized by the Grantee full access to and the right to examine any of the Agreement Records during the required Retention Period. 4. The Subrecipient shall notifY the Grantee in writing both during the pendency of this Agreement and after its expiration as part of the final close-out procedure, of the address where all the Agreement Records will be retained. 5. The Subrecipient shall obtain the prior written approval of the Grantee for the disposal of any Agreement Records before disposing of such Records within one year after expiration of the Retention Period. C. Additional Requirements The Subrecipient must comply with the following additional requirements. 1. Client Rules and Regulations - The Sub recipient shall submit a copy of the Client Rules and Regulations that apply to clients referred to the Sub recipient pursuant to this Agreement; due within thirty (30) days following the execution of this Agreement. 2. Personnel Policies and Administrative Procedure Manuals - The Subrecipient shall submit detailed documents describing the Subrecipient's internal corporate or organizational stmcture, property management and procurement policies and procedures, personnel management, accounting policies and procedures, etc. The information shall be available to the Grantee upon a request. 3. Monitoring - The Sub recipient shall permit the Grantee and any other persons authorized by the Grantee to monitor, according to applicable regulations, all Agreement Records, facilities, goods and activities of the Subrecipient which are in any way connected to the activities undertaken pursuant to the terms of this Agreement, and/or to interview any clients, employees, subcontractors, or assignees of the Subrecipient. The Grantee shall monitor both fiscal and programmatic compliance with all terms and conditions of this Agreement to include a review of beneficiaries, supportive services, operating costs, progranl progress, documentation for required match, record keeping, compliance with circulars, administrative costs, technical assistance visits, and environmental review. The Subrecipient shall permit the Grantee to conduct site visits, client assessment surveys, and other techniques deemed reasonably necessary to fulfill the monitoring function. A report of the Grantee's findings may be delivered to the Subrecipient, and if so delivered, the Subrecipient shall rectif)' all deficiencies cited within the period of time specified in the report. 4. Restrictions of Funds Use - The funds received under this Agreement (or any State or local government funds used to supplement this Agreement) may not be used to replace GRANT NUMBER: FLl4B500030 City of Miami Beach's Outreach Program/ Page 14 of 23 state or local funds previously used, or designated for use to assist homeless persons ( 24 CFR Part 583.150 (a) ). The Subrecipient shall notify the Grantee of any additional funding received for any activity described in this Agreement, other than the "Client Contribution Report," (Attachment F) which is addressed in II-C(l). Such notification shall be in writing and received bv the Grantee vv;.thin thirty (30) days of the Subrecipient's notification by the ..... - funding source. 5. Related Parties - The Subrecipient shall report to the Grantee the name, purpose, and any other relevant information in connection with any transaction conducted between the Subrecipient and a related party transaction. A related party includes, but is not limited to, a for-profit or nonprofit subsidiary or affiliate organization, and organization with overlapping boards of directors or any organization for which the Subrecipient is responsible for appointing members. The Subrecipient shall report this information to the Grantee upon forming the relationship or if already formed, shall report it immediately. Any supplemental information shall be reported in the Grantee required Agency Narrative and Progress Report which are addressed in II -C (1). 6. Required Meeting Attendance - From time to time, the Miami-Dade County Homeless Trust may schedule meetings and/or training sessions to assist the Subrecipient in the performance of its contractual obligations or to inform the Subrecipient of new and/or revised policies and procedures. Attendance at some of these meetings may be mandatoIV'. The Subrecipient shall receive notice no less than three (3) business days prior to any meeting or training session that requires mandatory participation. A record of attendance at meetings or training sessions where notice was given indicating the Sub recipient ' s mandatory participation shall be kept, and the Subrecipient's contractual compliance will be monitored. Failure to attend a meeting/training sesion for which a mandatory notice has been provided can result in material non-compliance of the contract/agreement, up to and including breach or default. Proof of notice shall consist of fax record, certified mail, and/or verbal communication ,vith the contract/agreement contact person or other program administrative staff. The Provider may select one or more employees from their agency, directly involved in the contracted program, as their representative at the meeting/training session; the participation of the Agreement contact person is preferred. The Subrecipient may request to be excused from a mandatory meeting. That request must be received at least twenty-four (24) hours prior to the meeting date and time, and justification provided, including why the agency could not send any representative. The Miami-Dade County Homeless Trust shall determine whether or not the absence will be excused; the Subrecipient shall not be excused from more than two (2) meetings/training sessions during each contract year. The Subrecipieint is encouraged to attend all meetings of the Miami-Dade County Homeless Trust and/or its Committees, as information relevant to their program or services may be discussed. 7. Publicity and Advertisements - The Subrecipient shall ensure that all publicity and advertisements prepared and released by the Subrecipient, such as pamphlets and news releases already or indirectly related to activities funded pursuant to this Agreement, and all events carried out to publicize the accomplishments of any activity funded pursuant to this Agreement, recognize the Grantee as its funding source. GRANT NUMBER: FLl4B500030 City of Miami Beach's Outreach program/ Page 15 of 23 The Sub recipient shall ensure that all media representatives, when inquiring about the activities funded pursuant to this Agreement, are informed that the Grantee is the funding source. 8. Procurement - The Subrecipient shall make a pOSitive effort to procure supplies, equipment, construction or services necessary or related to carrying out the terms of this Agreement from minority and women's businesses, and to provide these sources maximum feasible opportunity to compete for subcontracts to be performed pursuant to this Agreement. In conformance with Section 3 of the Housing and Urban Development (HUD) Act of 1968 (Attachment N) , as amended, 12 U.S.c. l70lu (Section 3), work performed under this contract are subject to requirements of this section. The purpose of Section 3 is to ensure that employment and other economic opportunities generated by HUD assistance of HUD-assisted projects covered by Section 3, shall to the greatest extent feasible, be directed to low and very low-income persons, particularly persons who are recipients of HUD assistance for housing and to businesses that are substantially ovm.ed or substantially employ low and very low income persons. 9. Property a. Any real property under the Provider's control that was acquired/improved in whole or in part with funds from the Homeless Trust for $750 or more shall be disposed of, at the expiration or termination of this contract, in accordance with instruction from the Homeless Trust. Real Property is defined as land, land improvements, structures, fixtures and appurtenances thereto, including movable machinery and equipment, vehicles, furniture, and office equipment. b. All real property purchased in whole or in part \\'.ith funds from this and previous contracts \vith the Homeless Trust, or transferred to the Provider after being purchased in whole or in part \\'.ith funds from the Homeless Trust shall be listed in the property records of the Provider and shall include a legal description., size, date of acquisition, value at time of purchase, owner's name if different from the Provider, information on the transfer or disposition of the property, and map indicating whether property is in parcels, lots or blocks and showing adjacent streets and roads. A copy of the purchase receipt for any asset purchased \\'.ith Homeless Trust funds must also be included in the Provider's monthly reimbursement package submitted to the Homeless Trust in the month in which the item was purchased along with the Provider Asset Inventory (Attachment P). c. All real property shall be inventoried annually by the Provider and an inventory report shall be submitted to the Homeless Trust. TIlls report shall include the elements listed in Paragraph 8.II.b above. 10. Management Evaluation and Performance Review - The Grantee may conduct a formal management evaluation and performance review of the Subrecipient following the expiration of this Agreement. The management evaluation will reflect the Subrecipient's GRANT NUMBER: FL14B500030 City of Miami Beach's Outreach Program! Page 16 of 23 compliance with generally accepted fiscal and organizational standards and practices. The performance review will reflect the quality of service provided and the value received using monitoring data such as progress reports, site visits, and client surveys. 11. SubcontI"acts and Assignments a. The Sub recipient shall ensure that all subcontracts and assignments: (1) Identify the full, correct and legal name of the party; (2) Describe the activities to be performed; (3) Present a complete and accurate breakdown of its price component; (4) Incorporate a provision requiring compliance v.~th all applicable regulatory and other requirements of this Agreement with any conditions of approval that the Grantee deems necessary. This applies only to subcontracts and assignments in which parties are engaged to carry out any eligible substantive programmatic service as set forth in this Agreement. The Grantee shall in its sole and absolute discretion determine when services are eligible substantive programmatic services subject to the audit and record- keeping requirements described above, and; b. In accordance with Ordinance No. 97-104, all bidders and respondents on County contracts for purchase of supplies, materials or services, including professional services, which involve the expenditure of $100,000 or more and all bidders or respondents on County or Public Health Trust constmction contracts which involve the expenditure of $100,000 or more shall include, as part of their bid or proposal submission, a listing of Provider's Disclosure of Subcontractors and Suppliers (Attachment L) which identifies all first tier subcontractors who will perform any part of the contract work and describes the portion of the work such subcontractor will perform, and all contract work direct to the bidder or respondent and describes the materials to be so supplied. Failure to include such listing with the bid or proposal shall render the bid or proposal non-responsive. Ordinance 97-104 applies to all contracts whether competitively bid by the County or not. Those contracts that have received authorization by the Board of County Commissioners to waive formal bidding procedures must also provide a listing of all first tier subcontractors and direct suppliers. Subcontractor/Supplier Listing, SUB Form 100 (Attachment M) may be utilized to provide the infonnation required by this paragraph. A bidder or respondent who is awarded the contract shall not change or substitute first tier subcontractors or direct suppliers or the portions of the contract work to be performed or materials to be supplied from those identified in the listing submitted with the bid or proposal except upon written approval of the County. GRANT NUMBER: FLl4B500030 City of Miami Beach's Outreach Program! Page 17 of 23 c. The Subrecipient shall incorporate m all consultant subcontracts this additional proViSIOn: The Subrecipient is not responsible for any insurance or other fringe benefits for the consultant or its employees, e.g., social security, income tax withholdings, retirement or leave benefits. The Consultant assumes full responsibility for the provision of all insurance and fringe benefits for himself or herself and employees retained by the Consultant in carrying out the Scope of Services provided in this subcontract. d. The Subrecipient shall be responsible for monitoring the contractual performance of all subcontracts. e. The Subrecipient shall receive written documentation prior to entering into any subcontract which contemplates performance of substantive programmatic activities, as such is determined as provided herein. The Grantee's approval shall be obtained prior to the release of any funds to the subcontractor. f. The Subrecipient shall receive written approval from the Grantee prior to either assigning or transferring any obligations or responsibility set forth in this Agreement or the right to receive benefits or payments resulting from this Agreement. g. Approval by the Grantee of any subcontract or assignment shall not under any circumstances be deemed to provide for the incurring of any obligation by the Grantee in excess of the total dollar amount agreed upon in this Agreement. 12. The Grantee's Consultant - The Grantee understands that in order to facilitate the implementation of this Agreement, the Grantee may from time to time designate a development consultant to work with the Sub recipient. The Grantee's consultant shall be considered the Grantee's designee with respect to all portions of this Agreement with the exception of those provisions relating to payment of the Subrecipient for services rendered. The Grantee shall provide written notification to the Subrecipient of the name, address, and employees of the Grantee's consultant. 13. Participation in Homeless Management Information System - The Provider agrees to participate in the Homeless ManagementInformation System (HMIS) selected and established by the County. Participation will include, but is not limited to, input of client data upon intake, daily updates of bed availability information, as well as updates of client files upon client contact, and maintaining current data for statistical purposes. The Provider understands that they are responsible for any ongoing cost to access the HMIS system. 14. Year 2000 Requirements - The provider agrees to the following to ensure compliance with the Year 2000 requirements: A. Computer equipment, software and systems must meet the following requirements: GRANT NUMBER: FLl4B500030 City of Miami Beach's Outreach Program/ Page 18 of 23 1. The software must perform fault-free in the processing of date and date- related data (including, but not limited to calculating, comparing, and sequencing) by all hardware and software products delivered under this contract/procurement, individually, and in combination, upon installation. Fault-free performance includes the manipulation of data with dates prior to, through, and beyond January 1, 2000,and shall be transparent to the user. 2. Hardware and software products, individually and in combination, shall successfully transition into the Year 2000 \\lith correct system date, without human intervention, including leap year calculations. Hardware and software products, individually and in combination, shall also provide correct results when moving forward or backward in time across the Year 2000. 15. Miami-Dade County Inspector General Review -According to Section 2-1076 of the Code of Miami-Dade County, as amended by Ordinance No. 99-63, Miami-Dade County has established the Office of the Inspector General which may, on a random basis, perform audits on all County contracts, throughout the duration of said contracts, except as otherwise provided below. The cost of the audit of any Contract issued as a result of this RFP shall be one-quarter (1/4) of one (1) percent of the total contract amount which cost shall be included in the total proposed amount. The audit cost will be deducted by the County from progress payments to the selected Proposer. The audit cost shall also be included in all change orders and all contract renewals and ex1ensions. Exception: The above application of one quarter (1/4) of one percent fee assessment shall not apply to the following contracts: (a) IPSIG contracts; (b) contracts for legal services; (c) contracts for financial advisory services; (d) auditing contracts; (e) facility rentals and lease agreements; (t) concessions and other rental agreements; (g) insurance contracts; (h) revenue-generating contracts; (I) contracts where an IPSIG is assigned at the time the contract is approved by the Commission; (j) professional service agreements under $1,000; (k) management agreements; (1) small purchase orders as defined in Miami-Dade County Administrative Order 3-2; (m) federal, state and local government-funded grants; and (n) interlocal agreements. Notwithstanding the foregoing, the Miami-Dade Coun(v Board of County Commissioners may authorize the inclusion ofthefee assessment of one quarter (1/4) of one percent in any exempted contract at the time of award. Nothing contained above shall in any way limit the powers of the Inspector General to perform audits on all County contracts including, but not limited to, those contracts specifically exempted above. 16. INDEPENDENT PRIVATE SECTOR INSPECTOR GENERAL REVIEW Pursuant to Miami-Dade County Administrative Order 3-20 and in connection with anv - - award issued as a result of this RFP, the County has the right to retain the services of an Independent Private Sector Inspector General ("IPSIG"), whenever the County deems it appropriate to do so. Upon written notice from the County, the selected Proposer shall GRAl\T'f NlJMBER: FLl4B500030 City of Miami Beach's Outreach Program! Page 19 of 23 make available, to the IPSIG retained by the County, all requested records and documentation pertaining to this RFP or any subsequent award, for inspection and copying. The County will be responsible for the payment of these IPSIG services, and under no circumstance shall the Proposer's cost/price for this RFP be inclusive of any charges relating to these IPSIG services. The terms of this provision herein, apply to the Proposer, its officers, agents, employees and assignees. Nothing contained in this provision shall impair any independent right of the County to conduct, audit or investigate the operations, activities and performance of the selected Proposer in connection with this RFP or any contract issued as a result of this RFP. The terms of this provision are neither intended nor shall they be construed to impose any liability on the County by the selected Proposer or third party. 17. Renegotiation or Modification - Modifications of provisions of this Agreement shall be valid only when in writing and signed by duly authorized representatives of each party. Additional conditions are: a. A Subrecipient may not make any significant changes to an approved program without prior Grantee approval. Significant changes include, but are not limited to, a change in the Subrecipient, a change in the project site, additions or deletions in the types of activities listed in 24 CFR Part 583.100 approved in the Technical Submission for the program, or a shift of more than 10 percent of funds from one approved type of activity to another, and a change in the category of participants to be served, or other changes deemed significant by the Grantee. Depending on the nature of the change, the Grantee may require a new certification of consistency with the Consolidated Plan Certification from the United States Department of Housing and Urban Development b. Approval for changes is contingent upon the application ranking remaining high enough after the approved change to have been competitively selected for funding in the year the application was selected. The parties agree to renegotiate this contract if the Grantee determines, in its sole and absolute discretion, that Federal state, and/or Grantee revisions of any applicable law or regulations, or increases or decreases in budget allocations make changes in this Agreement necessary. The Grantee shall be the final authority in detemlining ,,,,hether or not funds for this Agreement are available due to Federal, state and/or Grantee revisions of any applicable laws or regulations, or increases in budget allocations. Notwithstanding the foregoing, the Grantee retains all the rights of suspension or termination set forth in Section III of this Agreement. After the initial grant agreement, the Grantee will not make revisions to increase the amount of the award to the Subrecipient. 18. Right to Waive - The Grantee may, for good and sufficient cause, as determined by the Grantee in this sole and absolute discretion, waive provisions in this Agreement or seek to obtain such waiver from the appropriate authority. Waiver requests from the Subrecipient shall be in writing. Any waiver shall not be construed to be a modification of this Agreement. GRANT NUMBER: FL14B500030 City of Miami Beach's Outreach Program! Page 20 of 23 19. Disputes - In the event an unresolved dispute exists between the Subrecipient and the Grantee, the Grantee shall refer the questions, including the views of all the interested parties and the recommendation of the Grantee, to the CountyManager for determination. The County Manager, or an authorized representative, ,,,,ill issue a determination within thirty (30) calendar days of receipt and so advise the Grantee and the Subrecipient, or in the event additional time is necessary, the Grantee will notify the Subrecipient within the thirty (30) day period that additional time is necessary. The Subrecipient agrees that the County Manager's determination shall be final and binding on all parties. 20. Headings - The article and paragraph headings in this Agreement are inserted for convenience only and shall not affect in any way the meaning or interpretation of this Agreement. 21. Proceedings - This Agreement shall be construed in accordance ,"vith the laws of the State of Florida and any proceedings arising between the parties in any manner pertaining or relating to this Agreement shall, to the extent permitted by law, be held in Dade County, Florida. 22. Notice and Contact - The Grantee's representative for this Agreement is: David Ravmond. Executive Director. The Subrecipient's representative for this Agreement is . The project/program site is located at In the event that different representatives are designated by either party after this Agreement is executed, or the Subrecipient changes the address of either the program site or the principal office, the Subrecipient must notify the Grantee prior to such relocation and obtain all necessary approvals. Notice of the name of the new representative or new address will be rendered in writing to the other pal1y and said notification attached to the originals of this Agreement. 23. Name and Address of Payee - When payment is made to the Subrecipient's assignee, the name and address of the official payee is 24. All Terms and Conditions Included - This Agreement and its attachments as referenced contain all the terms and conditions agreed upon by the parties. 25. Autonomy - Both parties agree that this Agreement recognizes the autonomy of and stipulates or implies no affiliation between the contracting parties. 26. Severability of Provisions - If any provision of this Agreement is held invalid, the remainder of this Agreement shall not be affected thereby if such remainder would then continue to conform to the terms and requirements of applicable law. 27. Waiver of Trial - Neither the Subrecipient, subcontractor nor any other person liable for the responsibilities, obligations, services and representations herein, nor any assignee, successor heir or personal representative of the Subrecipient, subcontractor or any such other persons or entity shall seek a jury trial in any lawsuit, proceeding, counterclaim or other litigation procedure based upon or arising out of this Agreement, or the dealings or the relationship between or among such persons or entities, or any of them. Neither the Subrecipient, subcontractor nor any such person or entity shall seek to consolidate any such action in ,"vhich a GRANT NUMBER: FL14B500030 City of Miami Beach's Outreach Program! Page 21 of 23 jury trial has been waived. The provisions of this paragraph have been fully discussed by the parties hereto, and the provision hereof shall be subject to no exceptions. No party has in any way agreed with or represented to any other party that the provisions of this paragraph will not be fully enforced in all instances. 28. Contracts with Municipalities or Counties Outside Miami-Dade County to Provide Homeless Housing in Miami-Dade County. - The above-named firm, corporation, organization or individual ("provider") desiring to transact business or enter into a contract with the County for the provision of homeless housing and lor services swears, verifies, affirms and agrees that (I) it has not entered into any current contract, arrangement of any kind, or understanding with any municipality outside of Miami-Dade County or any County (collectively "locality") to provide housing and services for homeless persons in Miami-Dade County who are transported to Miami-Dade County by or at the behest of such locality and (2) during the term of this contract, it will not enter into any such contract, arrangement of any kind, or understanding; provided, however, upon the written request of the Contractor prior to entering into such contract, understanding or arrangement, the Miami-Dade County Homeless Trust may, in its sole and absolute discretion, find and determine within 60 days of such request that a proposed contract should not be prohibited hereby, as the best interests of the homeless programs undertaken by and on behalf of Miami-Dade County would not be negatively affected by such contract, arrangement, or undertaking. VI. RELIGIOUS ORGANIZATIONS As reported in 24 CFR Part 583.150, HUD will provide assistance to a recipient that is a primarily religious organization, if the organization agrees to provide housing and supportive services in a manner that is free from religious influences and in accordance with the following principles: 1. It will not discriminate against any employee or applicant for employment on the basis of religion and will not limit employment or give preference in employment to persons on the basis of religion; 2. It will not discriminate against any person applying for housing or supportive services on the basis of religion and will not limit such housing or services or give preference to persons on the basis of religion; and 3. It will provide no religious instmction or counseling, conduct no religious worship or services, engage in no religious prosel)tizing, and exert no other religious influence in the provision of housing and supportive services. HUD will provide assistance to a recipient that is a primarily religious organization if the assistance will not be used by the organization to construct a structure, acquire a structure or to rehabilitate a structure owned by the organization, except as described in 24 CFR Part 583.150 (b)(2)(Attachment A). VII. HEALTH INSURANCE PORTABILITY AND ACCOUNTABILITY ACT (HIPAA) Any person or entity that performs or assists Miami-Dade County ''lith a function or activity involving the use or disclosure of "individually identifiable health information (Hill) and/or Protected Health GRANT NUMBER: FLl4B500030 City of Miami Beach's Outreach Program! Page 22 of23 Information (PHI) shall comply with the Health Insurance Portability and Accountability Act (HIPAA) of 1996 and the Miami-Dade County Privacy Standards Administrative Order. HIPAA mandates for privacy, security and electronic transfer standards, that include but are not limited to: 1. Use of information only for performing services required by the contract or as required by law; 2. Use of appropriate safeguards to prevent non-permitted disclosures; 3. Reporting to Miami-Dade County of any non-permitted use or disclosure; 4. Assurances that any agents and subcontractors agree to the same restrictions and conditions that apply to the BidderlProposer and reasonable assurances that IIHIIPHI \vill be held confidential; 5. Making Protected Health Information (PHI) available to the customer; 6. Making PHI available to the customer for review and amendment; and incorporating any amendments requested by the customer; 7. Making PHI available to Miami-Dade County for an accounting of disclosures; and 8. Making intemal practices, books and records related to PHI available to Miami-Dade County for compliance audits. PHI shall maintain its protected status regardless of the form and method of transmission (paper records, and/or electronic transfer of data). The Bidder/ Proposer must give its customers written notice of its privacy information practices including specifically, a description of the types of uses and disclosures that would be made with protected health information. GRANT NUMBER: FL14B500030 City of Miami Beach's Outreach Program! Page 23 of 23 IN WITNESS WHEREOF, the parties have caused this twenty-three (23) page Agreement to be executed by their respective and duly authorized officers the day and year first above written. WITNESSES: NAME: NAME: NAME: NAME: ATTEST: APPROVED AS TO FORM & LANGUAGE & FOR EXECUTION Qe~!jr.k~ (PRINT) (SIGNATURE) (PRINT) (SIGNATURE) HARVEY RUVIN, CLERK ~ BY: DEPUTY CLERK ;tJ4\> .!>o ?vc)~ (DATE) I' Approved as to form and legal sufficiency: PROVIDER: Gl\'-{ 0 F gvt\ A--rvt \ ~E.AC I-I (FULL NAME OF AGENCY) BY NAME: T[)I2y<5 VVl. ~2f'tU:,< (PRINT NAME OF AUTIIORIZED AGENCY REPRESENTA TIYE) c..-e T"1 ~ 4- NAG \::~ (TITLE) {2..-( ?:J l {O b (DATE) (SEAL) MIAMI-DADE COUNTY a political subdivision of the State of Florida (l}---j ~~J di f r;v ATTACHMENT A 2005 SUPPORTIVE HOUSING PROGRAM RENEWAL GRANT AGREEMENT This Grant Agreement is made by and between the United States Department of Housing and Urban Development (RUD) and Miami-Dade County, the Recipient, whose Tax ill number is 59-6000573 for Project Number FL14B500030/Project Identifier Number FL14079 to be located in the City of Miami Beach, FL. The assistance which is the subject of this Grant Agreement is authorized by the McKinney-Vento Homeless Assistance Act 42 U.S.C. 11381 (hereafter "the Act"). The term "grant" or "grant funds" means the assistance provided under this Agreement. This grant agreement will be governed by the Act, the Supportive Housing rule codified at 24 CFR 583, which is attached hereto and made a part hereof as Attachment A, and the Notice of Funding Availability (NOFA) published March 21, 2005 at 70 FR 13576 and 14273. The term "Application" means the original and renewal application submissions on the basis of which a Grant was approved by HUD, including the certifications and assurances and any information or documentation required to meet any grant award conditions. The Application is incorporated herein as part of this Agreement, however, in the event of conflict between the provisions of those documents and any provision contained herein, this Renewal Grant Agreement shall control. The Secretary agrees, subject to the terms of the Grant Agreement, to provide the grant funds in the amount specified below for the approved project described in the Application. Although this agreement will become effective only upon the execution hereof by both parties, the term of this agreement shall run from the end of the Recipient's final operating year under the original Grant Agreement for a period of one year. Eligible costs, as defined by the Act and Attachment A, incurred between the end of Recipient's final operating year under the original Grant Agreement and the execution of this Renewal Grant Agreement may be paid with funds from the first operating year of this Renewal Grant. RUD's total fund obligation for this project is $63,993 allocated as follows: 1. Grant for Operating $0 2. Grant for Supportive Services $60,949 3. Grant for Leasing $0 4. HMIS $0 5. Grant for Administration $3,047 The Recipient must provide a 25 percent cash match for supportive services pursuant to HUD's FY 2005 Appropriations Act. The Recipient agrees to comply with all requirements of this Grant Agreement and to accept responsibility for such compliance by any entities to which it makes grant funds available. The Recipient agrees to participate in a local Homeless Management Information System (HMIS) when implemented. The Recipient and project sponsor, if any, will not knowingly allow illegal activities in any unit assisted with grant funds. HOD notifications to the Recipient shall be to the address of the Recipient as written above, unless HUD is otherwise advised in writing. Recipient notifications to HUD shall be to the HUD Field Office executing the Grant Agreement. No right, benefit, or advantage of the Recipient hereunder may be assigned without prior written approval of HOD. For any project funded by this grant that is also financed through the use of the Low Income Housing Tax Credit, the following applies: HOD recognizes that the Recipient or the project sponsor will or has financed this project through the use of the Low-Income Housing Tax Credit. The Recipient or project sponsor shall be the general partner of a limited partnership formed for that purpose. If grant funds were used for acquisition, rehabilitation or construction, then, throughout a period of twenty years from the date of initial occupancy or the initial service provision, the Recipient or project sponsor shall continue as general partner and shall ensure that the project is operated in accordance with the requirements of this Grant Agreement, the applicable regulations and statutes. Further, the said limited partnership shall own the project site throughout that twenty-year period. If grant funds were not used for acquisition, rehabilitation or new construction, then the period shall not be twenty years, but shall be for the term of the grant agreement and any renewal thereof. Failure to comply with the terms of this paragraph shall constitute a default under the Grant Agreement. A default shall consist of any use of grant funds for a purpose other than as authorized by this Grant Agreement, failure in the Recipient's duty to provide the supportive housing for the minimum term in accordance with the requirements of Attachment A, noncompliance with the Act or Attachment A provisions, any other material breach of the Grant Agreement, or misrepresentations in the application submissions which, if known by HUD, would have resulted in this grant not being provided. Upon due notice to the Recipient of the occurrence of any such default and the provision of a reasonable opportunity to respond, HUD may take one or more of the following actions: (a) direct the Recipient to submit progress schedules for completing approved activities; or (b) issue a letter of warning advising the Recipient of the default, establishing a date by which correcti ve actions must be completed and putting the Recipient on notice that more serious actions will be taken if the default is not corrected or is repeated; or (c) direct the Recipient to establish and maintain a management plan that assigns responsibilities for carrying out remedial actions; or (d) direct the Recipient to suspend, discontinue or not incur costs for the affected activity; or (e) reduce or recapture the grant; or (0 direct the Recipient to reimburse the program accounts for costs inappropriately charged to the program; or (g) continue the grant with a substitute recipient of HUD's choosing; or (h) other appropriate action including, but not limited to, any remedial action legally available, such as affirmative litigation seeking declaratory judgment, specific performance, damages, temporary or permanent injunctions and any other available remedies. No delay or omission by HUD in exercising any right or remedy available to it under this Grant Agreement shall impair any such right or remedy or constitute a waiver or acquiescence in any Recipient default. For each operating year in which funding is received, the Recipient shall file annual certifications with HUD that the supportive housing has been provided in accordance with the requirements of the Grant Agreement. This Grant Agreement constitutes the entire agreement between the parties hereto, and may be amended only in writing executed by HUD and the Recipient. More specifically, the Recipient shall not change recipients, location, services, or population to be served nor shift more than 10 percent of funds from one approved type of activity to another, or make any other significant change, without the prior written approval of HUD. SIGNATURES This Grant Agreement is hereby executed as follows: UNITED STATES OF AMERICA Secretary of Housing and Urban Development ..........--\ By" /',' . /~/ra. ~ ~. ..~.. G~/ ./ ... f/</Ctf?{/~/. ~/Maria R. Ortiz-Hill, Director Date Community Planning and Development RECIPIENT MIAMI-DADE COUNTY By: f, /~~~ Date David Raymond, Miami-Dade County Homeless Trust 305-375-1490(Tel) 305-375-2722 (Fax) Official Contact Person and Telephone No. and Fax No. Approved as to form and . ...\enCV u A~ U r(7 V f/ Dote /\'1 j\, ( pt. 583 submitted in response to the most re- cently published notice of fund avail- ability and select applications for fund- ing with the deobligated funds. Such selections would be made in accordance with the selection process described in 3582.220 of this part. Any selections made using deobligated funds will be subject to applicable appropriation act requirements governing the use of deobligated funding authority. (Approved by the Office of Management and Budget under control number 2506-0118) PART 583-SUPPORTlVE HOUSING PROGRAM Subpart A-General Sec. 583.1 Purpose and scope. 583.5 Definitions. Subpart B-Assistance Provided 583.100 Types and uses of assistance. 583.105 Grants for acquisition and rehabi\!- tation. 583.110 Grants for new construction. 583.115 Grants for leasing. 583.120 Grants for supportive service costs. 583.125 Grants for operating costs. 583.130 Commitment of grant amounts for leasing, supportive services, and oper- ating costs. 583.135 Administrative costs. 583.140 Technical assistance. 583.145 Matching requirements. 583.150 Limitations on use of assistance. 583.155 Consolidated plan. Subpart C-Application and Grant Award Process 583.200 Application and grant award. 583.230 Environmental review. 583.235 Renewal grants. Subpart o-Program Requirements 583.300 General operation. 583.305 Term of commitment; repayment of grants; prevention of undue benefits. 583.310 Displacement, relocation, and acqui- sition. 583.315 Resident rent. 583.320 Site control. 583.325 Nondiscrimination and equal oppor- tunity requirements. 583.330 Applicability of other Federal re- quirements. Subpart E-Administration 583.400 Grant agreement. ! /"" . f'l V j i " ..... ;\ \,~. 24 CFR Ch. V (4-1-05 Edition> 583.405 Program changes. 583.410 Obligation and deobligatlon of funds. AUTHORITY; 42 V.S.C. 11389 and 3535(d). SOURCE; 58 FR 13871, Mar. 15, 1993, unless otherwise noted. Subpart A-General 9583.1 Purpose and scope. (a) General. The Supportive Housing Program is authorized by title IV of the Stewart B. McKinney Homeless As- sistance Act (the McKinney Act) (42 U.S.C. 11381-11389). The Supportive Housing program is designed to pro- mote the development of supportive housing and supportive services, in- cluding innovative approaches to assist homeless persons in the transition from homelessness, and to promote the provision of supportive housing to homeless persons to enable them to live as independently as possible. (b) Components. Funds under this part may be used for: (I) Transitional housing to facilitate the movement of homeless individuals and families to permanent housing; (2) Permanent housing that provides long-term housing for homeless persons with disabilities; (3) Housing that is, or is part of, a particularly innovative project for, or alternative methods of, meeting the immediate and long-term needs of homeless persons; or (4) Supportive services for homeless persons not provided in conjunction with supportive housing. [58 FR 13871, Mar. IS, 1993, as amended at 61 FR 51175, Sept. 30, 1996] 9 583.5 Definitions. As used in this part: Applicant is defined in section 422(1) of the McKinney Act (42 U.S.C. 11382(1)). For purposes of this defini- tion, governmental entities include those that have general governmental powers (such as a city or county). as well as those that have limited or spe- cial powers (such as public housing agencies) . Consolidated plan means the plan that a jurisdiction prepares and submits to HUD in accordance with 24 CFR part 91. 248 Otc. ot Asst. Secy., Comm. Planning, Develop., HUD ~ 583. 100 Date of initial occupancy means the date that the supportive housing is ini- tially occupied by a homeless person for whom HUD provides assistance under this part. If the assistance is for an existing homeless facility, the date of initial occupancy is the date that services are first provided to the resi- dents of supportive housing with fund- ing under this part. Date of initial service provision means the date that supportive services are initially provided with funds under this part to homeless persons who do not reside in supportive housing. This defi- nition applies only to projects funded under this part that do not provide sup- portive housing. Disability is defined in section 422(2) of the McKinney Act (42 U.S.c. 11382(2)). Homeless person means an individual or family that is described in section 103 of the McKinney Act (42 U.S.C. 11302) . Metropolitan city is defined in section 102 (a) (4) of the Housing and Commu- nity Development Act of 1974 (42 U.S.C. 5302(a)(4)). In general. metropolitan cit- ies are those cities that are eligible for an entitlement grant under 24 CFR part 570. subpart D. New construction means the building of a structure where none existed or an addition to an existing structure that increases the floor area by more than 100 percent. Operating costs is defined in section 422(5) of the McKinney Act (42 U.S.C. 11382(5)). Outpatient health services is defined in section 422(6) of the McKinney Act (42 U.s.C. 11382(6)). Permanent housing for homeless persons with disabilities is defined in section 424(c) of the McKinney Act (42 U.S.C. 11384(c)). Private nonprofit organization is de- fined in section 422(7) (A). (B). and (D) of the McKinney Act (42 U.S.C. 11382(7) (A). (B), and (D)). The organization must also have a functioning account- ing system that is operated in accord- ance with generally accepted account- ing principles, or designate an entity that will maintain a functioning ac- counting system for the organization in accordance with generally accepted accounting principles. Project is defined in sections 422(8) and 424(d) of the McKinney Act (42 U.S.C. 11382(8). 11384(d)). Recipient is defined in section 422(9) of the McKinney Act (42 U.S.C. 11382(9)). Rehabilitation means the improve- ment or repair of an existing structure or an addition to an existing structure that does not increase the floor area by more than 100 percent. Rehabilitation does not include minor or routine re- pairs. State is defined in section 422(11) of the McKinney Act (42 U.S.C. 11382(11)). Supportive housing is defined in sec- tion 424(a) of the McKinney Act (42 U.S.C. 11384(a)). Supportive services is defined in sec- tion 425 of the McKinney Act (42 U.S.C. 11385) . Transitional housing is defined in sec- tion 424(b) of the McKinney Act (42 U.S.C. 11384(b)). See also 9583.300(j). Tribe is defined in section 102 of the Housing and Community Development Act of 1974 (42 U.S.C. 5302). Urban county is defined in section 102 (a)(6) of the Housing and Commu- nity Development Act of 1974 (42 U.S.C. 5302(a)(6)). In general. urban counties are those counties that are eligible for an entitlement grant under 24 CFR part 570. subpart D. [61 FR 51175. Sept. 30, 1996] Subpart B-Assistance Provided ~ 583.100 Types and uses of assistance. (a) Grant assistance. Assistance in the form of grants is available for acquisi- tion of structures. rehabilitation of structures. acquisition and rehabilita- tion of structures. new construction, leasing. operating costs for supportive housing. and supportive services. as de- scribed in 99583.105 through 583.125. Ap- plicants may apply for more than one type of assistance. (b) Uses of grant assistance. Grant as- sistance may be used to: (1) Establish new supportive housing facilities or new facilities to provide supportive services; (2) Expand existing facilities in order to increase the number of homeless persons served; (3) Bring existing facilities up to a level that meets State and local gov- ernment health and safety standards; 249 ~583.105 (4) Provide additional supportive services for residents of supportive housing or for homeless persons not re- siding in supportive housing: (5) Purchase HUD-owned single fam- ily properties currently leased by the applicant for use as a homeless facility under 24 CFR part 291; and (6) Continue funding supportive hous- ing where the recipient has received funding under this part for leasing, supportive services, or operating costs. (c) Structures used for multiple pur- poses. Structures used to provide sup- portive housing or supportive services may also be used for other purposes, except that assistance under this part will be available only in proportion to the use of the structure for supportive housing or supportive services. (d) Technical assistance. HUD may offer technical assistance, as described in 3583.140. [58 FR 13871, Mar. IS. 1993, as amended at 59 FR 36891. July 19, 1994] ~ 583.105 Grants for acquisition and rehabilitation. (a) Use. HUD will grant funds to re- cipients to: (1) Pay a portion of the cost of the acquisition of real property selected by the recipients for use in the provision of supportive housing or supportive services, including the repayment of any outstanding debt on a loan made to purchase property that has not been used previously as supportive housing or for supportive services; (2) Pay a portion of the cost of reha- bilitation of structures, including cost- effective energy measures, selected by the recipients to provide supportive housing or supportive services; or (3) Pay a portion of the cost of acqui- sition and rehabilitation of structures, as described in paragraphs (a) (1) and (2) of this section. (b) Amount. The maximum grant available for acquisition, rehabilita- tion, or acquisition and rehabilitation is the lower of: (1) $200,000; or (2) The total cost of the acquisition, rehabilitation, or acquisition and reha- bilitation minus the applicant's con- tribution toward the cost. (c) Increased amounts. In areas deter- mined by HUD to have high acquisition 24 CFR Ch. V (4-1-05 Edition) and rehabilitation costs, grants of more than $200,000, but not more than $400,000, may be available. ~ 583,110 Grants for new construction. (a) Use, HUD will grant funds to re- cipients to pay a portion of the cost of new construction, including cost-effec- tive energy measures and the cost of land associated with that construction, for use in the provision of supportive housing. If the grant funds are used for new construction, the applicant must demonstrate that the costs associated with new construction are substan- tially less than the costs associated with rehabilitation or that there is a lack of available appropriate units that could be rehabilitated at a cost less than new construction. For purposes of this cost comparison, costs associated with rehabilitation or new construc- tion may include the cost of real prop- erty acquisition. (b) Amount. The maximum grant available for new construction is the lower of: (1) $400,000; or (2) The total cost of the new con- struction, including the cost of land as- sociated with that construction, minus the applicant's contribution toward the cost of same. ~ 583.115 Grants for leasing. (a) General. HUD will provide grants to pay (as described in 3583.130 of this part) for the actual costs of leasing a structure or structures, or portions thereof, used to provide supportive housing or supportive services for up to five years. (b)(l) Leasing structures. Where grants are used to pay rent for all or part of structures, the rent paid must be rea- sonable in relation to rents being charged in the area for comparable space. In addition, the rent paid may not exceed rents currently being charged by the same owner for com- parable space. (2) Leasing individual units. Where grants are used to pay rent for indi- vidual housing units, the rent paid must be reasonable in relation to rents being charged for comparable units, taking into account the location, size, type, quality, amenities, facilities, and management services. In addition, the 250 Otc. ot Asst. Secy., Comm. Planning, Develop., HUD rents may not exceed rents currently being charged by the same owner for comparable unassisted units, and the portion of rents paid with grant funds may not exceed HUD-determined fair market rents. Recipients may use grant funds in an amount up to one month's rent to pay the non-recipient landlord for any damages to leased units by homeless participants. [58 FR 13871, Mar. IS, 1993, as amended at 59 FR 36891, July 19, 1994] ~ 583.120 Grants for supportive serv- ices costs. (a) General. HUD will provide grants to pay (as described in 3583.130 of this part) for the actual costs of supportive services for homeless persons for up to five years. All or part of the supportive services may be provided directly by the recipient or by arrangement with public or private service providers. (b) Supportive services costs. Costs as- sociated with providing supportive services include salaries paid to pro- viders of supportive services and any other costs directly associated with providing such services. For a transi- tional housing project. supportive serv- ices costs also include the costs of serv- ices provided to former residents of transitional housing to assist their ad- justment to independent living. Such services may be provided for up to six months after they leave the transi- tional housing facility. [58 FR 13871, Mar. IS, 1993, as amended at 59 FR 36891, July 19, 1994J ~ 583.125 Grants for operating costs. (a) General. HUD will provide grants to pay a portion (as described in 3583.130) of the actual operating costs of supportive housing for up to five years. (b) Operating costs. Operating costs are those associated with the day-to- day operation of the supportive hous- ing. They also include the actual ex- penses that a recipient incurs for con- ducting on-going assessments of the supportive services needed by residents and the availability of such services; relocation assistance under 3583.310, in- cluding payments and services; and in- surance. ~ 583. 140 (c) Recipient match requirement for op- erating costs. Assistance for operating costs will be available for up to 75 per- cent of the total cost in each year of the grant term. The recipient must pay the percentage of the actual operating costs not funded by HUD. At the end of each operating year, the recipient must demonstrate that it has met its match requirement of the costs for that year. [58 FR 13871, Mar. IS, 1993, as amended at 61 FR 5Il75, Sept. 30, 1996; 65 FR 30823, May 12, 2000J ~ 583.130 Commitment of grant amounts for leasing, supportive services, and operating costs. Upon execution of a grant agreement covering assistance for leasing, sup- portive services. or operating costs, HUD will obligate amounts for a period not to exceed five operating years. The total amount obligated will be equal to an amount necessary for the specified years of operation. less the recipient's share of operating costs. (Approved by the Office of Management and Budget under OMB control number 2506-0Il2) (59 FR 36891. July 19, 1994J ~ 583.135 Administrative costs. (a) General. Up to five percent of any grant awarded under this part may be used for the purpose of paying costs of administering the assistance. (b) Administrative costs. Administra- tive costs include the costs associated with accounting for the use of grant funds, preparing reports for submission to HUD. obtaining program audits, similar costs related to administering the grant after the award. and staff sal- aries associated with these administra- tive costs. They do not include the costs of carrying out eligible activities under 33583.105 through 583.125. [58 FR 13871, Mar. IS, 1993, as amended at 61 FR 51175, Sept. 30, 1996] ~ 583.140 Technical assistance. (a) General. HUD may set aside funds annually to provide technical assist- ance, either directly by HUD staff or indirectly through third-party pro- viders, for any supportive housing project. This technical assistance is for 251 9583.145 the purpose of promoting the develop- ment of supportive housing and sup- portive services as part of a continuum of care approach, including innovative approaches to assist homeless persons in the transition from homelessness, and promoting the provision of sup- portive housing to homeless persons to enable them to live as independently as possible. (b) Uses of technical assistance. HUD may use these funds to provide tech- nical assistance to prospective appli- cants, applicants, recipients, or other providers of supportive housing or serv- ices for homeless persons, for sup- portive housing projects. The assist- ance may include, but is not limited to, written information such as papers, monographs, manuals, guides, and bro- chures; person-to-person exchanges; and training and related costs. (c) Selection of providers. From time to time, as HUD determines the need, HUD may advertise and competitively select providers to deliver technical as- sistance. HUD may enter into con- tracts, grants, or cooperative agree- ments, when necessary, to implement the technical assistance. (59 FR 36892, July 19, 1994J ~ 583.145 Matching requirements. (a) General. The recipient must match the funds provided by HUD for grants for acquisition, rehabilitation, and new construction with an equal amount of funds from other sources. (b) Cash resources. The matching funds must be cash resources provided to the project by one or more of the following: the recipient, the Federal government, State and local govern- ments, and private resources. (c) Maintenance of effort. State or local government funds used in the matching contribution are subject to the maintenance of effort requirements described at 3583.l50(a). ~ 583.150 Limitations on use of assist- ance. (a) Maintenance of effort. No assist- ance provided under this part (or any State or local government funds used to supplement this assistance) may be used to replace State or local funds previously used, or designated for use, to assist homeless persons. 24 CFR Ch. V (4-1-05 Edition) (b) Faith-based activities. (I) Organiza- tions that are religious or faith-based are eligible, on the same basis as any other organization, to participate in the Supportive Housing Program. Nei- ther the Federal government nor a State or local government receiving funds under Supportive Housing pro- grams shall discriminate against an or- ganization on the basis of the organiza- tion's religious character or affiliation. (2) Organizations that are directly funded under the Supportive Housing Program may not engage in inherently religious activities, such as worship, religious instruction, or proselytiza- tion as part of the programs or services funded under this part. If an organiza- tion conducts such activities, the ac- tivities must be offered separately, in time or location, from the programs or services funded under this part, and participation must be voluntary for the beneficiaries of the HUD-funded pro- grams or services. (3) A religious organization that par- ticipates in the Supportive Housing Program will retain its independence from Federal, State, and local govern- ments, and may continue to carry out its mission, including the definition, practice, and expression of its religious beliefs, provided that it does not use di- rect Supportive Housing Program funds to support any inherently reli- gious activities, such as worship, reli- gious instruction, or proselytization. Among other things, faith-based orga- nizations may use space in their facili- ties to provide Supportive Housing Program-funded services, without re- moving religious art, icons, scriptures, or other religious symbols. In addition, a Supportive Housing Program-funded religious organization retains its au- thority over its internal governance, and it may retain religious terms in its organization's name, select its board members on a religious basis, and in- clude religious references in its organi- zation's mission statements and other governing documents. (4) An organization that participates in the Supportive Housing Program shall not, in providing program assist- ance, discriminate against a program beneficiary or prospective program beneficiary on the basis of religion or religious belief. 252 Otc. of Asst. Secy., Comm. Planning, Develop., HUD (5) Program funds may not be used for the acquisition, construction, or re- habilitation of structures to the extent that those structures are used for in- herently religious activities. Program funds may be used for the acquisition, construction, or rehabilitation of structures only to the extent that those structures are used for con- ducting eligible activities under this part. Where a structure is ~~ed for b?t~ eligible and inherently religIOUS actIvI- ties, program funds may not exceed ~~e cost of those portions of the acquIsI- tion, construction, or rehabilitation that are attributable to eligible activi- ties in accordance with the cost ac- counting requirements applicable ~o Supportive Housing Program funds m this part. Sanctuaries, chapels, or other rooms that a Supportive Housing Program-funded religious congregati~n uses as its principal place of worshIp, however. are ineligible for Supportive Housing Program-funded improve- ments. Disposition of real property after the term of the grant, or any change in use of the property during the term of the grant, is subject to gov- ernment-wide regulations governing real property disposition (see 24 CFR parts 84 and 85). (6) If a State or local government vol- untarily contributes its own funds to supplement federally funded activities, the State or local government has the option to segregate the Federal.funds or commingle them. However. If the funds are commingled. this section ap- plies to all of the commingled funds. (c) Participant control of site. Where an applicant does not propose to have con- trol of a site or sites but rather pro- poses to assist a homeless family or .in- dividual in obtaining a lease. whIch may include assistance with rent pay- ments and receiving supportive serv- ices, after which time the family or in- dividual remains in the same housing without further assistance under this part, that applicant may not request assistance for acquisition, rehabilita- tion, or new construction. [58 FR 13871, Mar. IS, 1993, as amended at 59 FR 36892, July 19. 1993; 68 FR 56407, Sept. 30. 2003J ~583.155 9583.155 Consolidated plan. (a) Applicants that are States or uni~s of general local government. The applI- cant must have a HUD-approved com- plete or abbreviated consolidated plan, in accordance with 24 CFR part 91, and must submit a certification that the application for funding is consistent with the HUD-approved consolidated plan. Funded applicants must certify in a grant agreement that they are fol- lowing the HUD-approved consolidated plan. (b) Applicants that are not States or units of general local government. The applicant must submit a certification by the jurisdiction in which the pro- posed project will be located th~t t~e applicant's application for fundmg IS consistent with the jurisdiction's HUD- approved consolidated plan. The cer- tification must be made by the unit of general local government or the State, in accordance with the consistency cer- tification provisions of the consoli- dated plan regulations, 24 CFR part 91. subpart F. (c) Indian tribes and the Insular Areas of Guam. the U.S. Virgin Islands. Amer- ican Samoa. and the Northern Mariana Islands. These entities are not required to have a consolidated plan or to make consolidated plan certifications. An ap- plication by an Indian tribe or other applicant for a project that will be lo- cated on a reservation of an Indian tribe will not require a certification by the tribe or the State. However, where an Indian tribe is the applicant for a project that will not be located on a reservation. the requirement for a cer- tification under paragraph (b) of this section will apply. (d) Timing of consolidated plan certifi- cation submissions. Unless otherwise set forth in the NOF A, the required certifi- cation that the application for funding is consistent with the HUD-approved consolidated plan must be submitted by the funding application submission deadline announced in the NOF A. [60 FR 16380, Mar. 30, 1995J 253 9583.200 Subpart C-Application and Grant A ward Process ~ 583.200 Application and grant award. When funds are made available for assistance, HUD will publish a notice of funding availability (NOF A) in the FEDERAL REGISTER, in accordance with the requirements of 24 CFR part 4. HUD will review and screen applications in accordance with the requirements in section 426 of the McKinney Act (42 U.S.C. 11386) and the guidelines, rating criteria, and procedures published in the NO FA. [61 FR 51176. Sept. 30. 1996] ~ 583.230 Environmental review. (a) Activities under this part are sub- ject to HUD environmental regulations in part 58 of this title, except that HUD will perform an environmental review in accordance with part 50 of this title prior to its approval of any condi- tionally selected applications for Fis- cal Year 2000 and prior years that were received directly from private non- profit entities and governmental enti- ties with special or limited purpose powers. For activities under a grant that generally would be subject to re- view under part 58, HUD may make a finding in accordance with ~ 58.11 (d) and may itself perform the environmental review under the provisions of part 50 of this title if the recipient objects in writing to the responsible entity's per- forming the review under part 58. Irre- spective of whether the responsible en- tity in accord with part 58 (or HUD in accord with part 50) performs the envi- ronmental review, the recipient shall supply all available, relevant informa- tion necessary for the responsible enti- ty (or HUD, if applicable) to perform for each property any environmental review required by this part. The re- cipient also shall carry out mitigating measures required by the responsible entity (or HUD, if applicable) or select alternate eligible property. HUD may eliminate from consideration any ap- plication that would require an Envi- ronmental Impact Statement (EIS). (b) The recipient, its project partners and their contractors may not acquire, rehabilitate. convert, lease, repair, dis- pose of, demolish or construct property 24 CFR Ch. V (4-1-05 Edition) for a project under this part, or com- mit or expend HUD or local funds for such eligible activities under this part, until the responsible entity (as defined in ~ 58.2 of this title) has completed the environmental review procedures re- quired by part 58 and the environ- mental certification and RROF have been approved or HUD has performed an environmental review under part 50 and the recipient has received HUD ap- proval of the property. HUD will not release grant funds if the recipient or any other party commits grant funds (i.e., incurs any costs or expenditures to be paid or reimbursed with such funds) before the recipient submits and HUD approves its RROF (where such submission is required). [68 FR 56131. Sept. 29,2003] ~ 583.235 Renewal grants. (a) General. Grants made under this part, and grants made under subtitles C and D (the Supportive Housing Dem- onstration and SAFAH, respectively) of the Stewart B. McKinney Homeless As- sistance Act as in effect before October 28, 1992, may be renewed on a non- competitive basis to continue ongoing leasing, operations, and supportive services for additional years beyond the initial funding period. To be con- sidered for renewal funding for leasing, operating costs, or supportive services, recipients must submit a request for such funding in the form specified by HUD, must meet the requirements of this part, and must submit requests within the time period established by HUD. (b) Assistance available. The first re- newal will be for a period of time not to exceed the difference between the end of the initial funding period and ten years from the date of initial occu- pancy or the date of initial service pro- vision, as applicable. Any subsequent renewal will be for a period of time not to exceed five years. Assistance during each year of the renewal period, sub- ject to maintenance of effort require- ments under ~ 583.150(a) may be for: (1) Up to 50 percent of the actual op- erating and leasing costs in the final year of the initial funding period; (2) Up to the amount of HUD assist- ance for supportive services in the final year of the initial funding period; and 254 Otc. ot Asst. Secy., Comm. Planning, Develop., HUD (3) An allowance for cost increases, (c) HUD review, (I) HUD will review the request for renewal and will evalu- ate the recipient's performance in pre- vious years against the plans and goals established in the initial application for assistance, as amended. HUD will approve the request for renewal unless the recipient proposes to serve a popu- lation that is not homeless, or the re- cipient has not shown adequate progress as evidenced by an unaccept- ably slow expenditure of funds, or the recipient has been unsuccessful in as- sisting participants in achieving and maintaining independent living. In de- termining the recipient's success in as- sisting participants to achieve and maintain independent living, consider- ation will be given to the level and type of problems of participants. For recipients with a poor record of suc- cess, HUO will also consider the recipi- ent's willingness to accept technical assistance and to make changes sug- gested by technical assistance pro- viders. Other factors which will affect HUO's decision to approve a renewal request include the following: a con- tinuing history of inadequate financial management accounting practices, in- dications of mismanagement on the part of the recipient, a drastic reduc- tion in the population served by the re- cipient, program changes made by the recipient without prior HUD approval, and loss of project site. (2) HUD reserves the right to reject a request from any organization with an outstanding obligation to HUO that is in arrears or for which a payment schedule has not been agreed to, or whose response to an audit finding is overdue or unsatisfactory. (3) HUD will notify the recipient in writing that the request has been ap- proved or disapproved. (Approved by the Office of Management and Budget under control number 2506-0112) Subpart D-program Requirements ~ 583.300 General operation. (a) State and local requirements. Each recipient of assistance under this part must provide housing or services that are in compliance with all applicable State and local housing codes, licens- ing requirements, and any other re- S 583.300 quirements in the jurisdiction in which the project is located regarding the condition of the structure and the op- eration of the housing or services. (b) Habitability standards. Except for such variations as are proposed by the recipient and approved by HUO, sup- portive housing must meet the fol- lowing requirements: (1) Structure and materials. The struc- tures must be structurally sound so as not to pose any threat to the health and safety of the occupants and so as to protect the residents from the ele- ments. (2) Access. The housing must be acces- sible and capable of being utilized without unauthorized use of other pri- vate properties. Structures must pro- vide alternate means of egress in case of fire. (3) Space and security. Each resident must be afforded adequate space and security for themselves and their be- longings. Each resident must be pro- vided an acceptable place to sleep. (4) Interior air quality. Every room or space must be provided with natural or mechanical ventilation. Structures must be free of pollutants in the air at levels that threaten the health of resi- dents. (5) Water supply. The water supply must be free from contamination. (6) Sanitary facillties. Residents must have access to sufficient sanitary fa- cilities that are in proper operating condition, may be used in privacy, and are adequate for personal cleanliness and the disposal of human waste. (7) Thermal environment. The housing must have adequate heating and/or cooling facilities in proper operating condition. (8) Illumination and electrIcity. The housing must have adequate natural or artificial illumination to permit nor- mal indoor activities and to support the health and safety of residents. Suf- ficient electrical sources must be pro- vided to permit use of essential elec- trical appliances while assuring safety from fire. (9) Food preparation and refuse dis- posal. All food preparation areas must contain suitable space and equipment to store, prepare, and serve food in a sanitary manner. 255 ~ 583.300 (10) Sanitary condition. The housing and any equipment must be maintained in sanitary condition. (11) Fire safety. (i) Each unit must in- clude at least one battery-operated or hard-wired smoke detector, in proper working condition, on each occupied level of the unit. Smoke detectors must be located, to the extent prac- ticable, in a hallway acljacent to a bed- room. If the unit is occupied by hear- ing-impaired persons, smoke detectors must have an alarm system designed for hearing-impaired persons in each bedroom occupied by a hearing-im- paired person. (il) The public areas of all housing must be equipped with a sufficient number, but not less than one for each area, of battery-operated or hard-wired smoke detectors. Public areas include, but are not limited to, laundry rooms, community rooms, day care centers, hallways, stairwells, and other com- mon areas. (c) Meals. Each recipient of assist- ance under this part who provides sup- portive housing for homeless persons with disabilities must provide meals or meal preparation facilities for resi- dents. (d) Ongoing assessment of supportive services. Each recipient of assistance under this part must conduct an ongo- ing assessment of the supportive serv- ices required by the residents of the project and the availability of such services, and make adjustments as ap- propriate. (e) Residential supervision. Each re- cipient of assistance under this part must provide residential supervision as necessary to facilitate the adequate provision of supportive services to the residents of the housing throughout the term of the commitment to operate supportive housing. Residential super- vision may include the employment of a full- or part-time residential super- visor with sufficient knowledge to pro- vide or to supervise the provision of supportive services to the residents. (f) Participation of homeless persons. (1) Each recipient must provide for the participation of homeless persons as re- quired in section 426(g) of the McKin- ney Act (42 U.S.C. 11386(g)). This re- quirement is waived if an applicant is unable to meet it and presents a plan 24 CFR Ch. V (4-1-05 Edition) for HUD approval to otherwise consult with homeless or formerly homeless persons in considering and making policies and decisions. See also 9 583.330(e). (2) Each recipient of assistance under this part must, to the maximum extent practicable, involve homeless individ- uals and families, through employ- ment, volunteer services, or otherwise, in constructing, rehabilitating, main- taining, and operating the project and in providing supportive services for the project. (g) Records and reports. Each recipient of assistance under this part must keep any records and make any reports (in- cluding those pertaining to race, eth- nicity, gender, and disability status data) that HUD may require within the timeframe required. (h) Confidentiality. Each recipient that provides family violence preven- tion or treatment services must de- velop and implement procedures to en- sure: (1) The confidentiality of records per- taining to any individual services: and (2) That the address or location of any project assisted will not be made public, except with written authoriza- tion of the person or persons respon- sible for the operation of the project. (i) Termination of housing assistance. The recipient may terminate assist- ance to a participant who violates pro- gram requirements. Recipients should terminate assistance only in the most severe cases. Recipients may resume assistance to a participant whose as- sistance was previously terminated. In terminating assistance to a partici- pant, the recipient must provide a for- mal process that recognizes the rights of individuals receiving assistance to due process of law. This process, at a minimum, must consist of: (1) Written notice to the participant containing a clear statement of the reasons for termination: (2) A review of the decision, in which the participant is given the oppor- tunity to present written or oral objec- tions before a person other than the person (or a subordinate of that person) who made or approved the termination decision; and (3) Prompt written notice of the final decision to the participant. 256 Otc. ot Asst. Secy., Comm. Planning, Develop., HUD (j) Limitation of stay in transitional housing. A homeless individual or fam- ily may remain in transitional housing for a period longer than 24 months, if permanent housing for the individual or family has not been located or if the individual or family requires addi- tional time to prepare for independent living. However, HUD may discontinue assistance for a transitional housing project if more than half of the home- less individuals or families remain in that project longer than 24 months. (k) Outpatient health services. Out- patient health services provided by the recipient must be approved as appro- priate by HUD and the Department of Health and Human Services (HHS). Upon receipt of an application that proposes the provision of outpatient health services, HUD will consult with HHS with respect to the appropriate- ness of the proposed services. (I) Annual assurances. Recipients who receive assistance only for leasing, op- erating costs or supportive services costs must provide an annual assur- ance for each year such assistance is received that the project will be oper- ated for the purpose specified in the ap- plication. (Approved by the Office of Management and Budget under control number 2506-0112) [58 FR 13871, Mar. 15, 1993, as amended at 59 FR 36892, July 19, 1994; 61 FR 51176, Sept. 30, 1996] ~ 583.305 Term of commitment; repay- ment of grants; prevention of undue benefits. (a) Term of commitment and conversion. Recipients must agree to operate the housing or provide supportive services in accordance with this part and with sections 423 (b) (1) and (b) (3) of the McKinney Act (42 U.s.C. 11383(b)(l), 11383(b)(3)) . (b) Repayment of grant and prevention of undue benefits. In accordance with section 423(c) of the McKinney Act (42 U.S.C. 11383(c)), HUD will require re- cipients to repay the grant unless HUD has authorized conversion of the project under section 423(b) (3) of the McKinney Act (42 U.s.e. 1I383(b)(3)). (61 FR 51176. Sept. 30, 1996J ~583.310 ~ 583.310 Displacement, relocation, and acquisition. (a) Minimizing displacement. Con- sistent with the other goals and objec- tives of this part, recipients must as- sure that they have taken all reason- able steps to minimize the displace- ment of persons (families, individuals, businesses, nonprofit organizations, and farms) as a result of supportive housing assisted under this part. (b) Relocation assistance for displaced persons. A displaced person (defined in paragraph (I) of this section) must be provided relocation assistance at the levels described in, and in accordance with, the requirements of the Uniform Relocation Assistance and Real Prop- erty Acquisition Policies Act of 1970 (URA) (42 U.S.C. 4601-4655) and imple- menting regulations at 49 CFR part 24. (c) Real property acquisition require- ments. The acquisition of real property for supportive housing is subject to the URA and the requirements described in 49 CFR part 24, subpart B. (d) Responsibility of recipient. (I) The recipient must certify (i.e., provide as- surance of compliance) that it will comply with the URA, the regulations at 49 CFR part 24, and the requirements of this section, and must ensure such compliance notwithstanding any third party's contractual obligation to the recipient to comply with these provi- sions. (2) The cost of required relocation as- sistance is an eligible project cost in the same manner and to the same ex- tent as other project costs. Such costs also may be paid for with local public funds or funds available from other sources. (3) The recipient must maintain records in sufficient detail to dem- onstrate compliance with provisions of this section. (e) Appeals. A person who disagrees with the recipient's determination con- cerning whether the person qualifies as a "displaced person," or the amount of relocation assistance for which the per- son is eligible, may file a written ap- peal of that determination with the re- cipient. A low-income person who is dissatisfied with the recipient's deter- mination on his or her appeal may sub- mit a written request for review of that determination to the HUD field office. 257 ~583.310 (f) Definition of displaced person. (I) For purposes of this section, the term "displaced person" means a person (family, individual. business, nonprofit organization, or farm) that moves from real property, or moves personal prop- erty from real property permanently as a direct result of acquisition, rehabili- tation, or demolition for supportive housing projects assisted under this part. The term "displaced person" in- cludes, but may not be limited to: (i) A person that moves permanently from the real property after the prop- erty owner (or person in control of the site) issues a vacate notice, or refuses to renew an expiring lease in order to evade the responsibility to provide re- location assistance, if the move occurs on or after the date the recipient sub- mits to HUO the application or appli- cation amendment designating the project site. (ii) Any person, including a person who moves before the date described in paragraph (f)(I)(i) of this section. if the recipient or HUO determines that the displacement resulted directly from ac- quisition. rehabilitation, or demolition for the assisted project. (iii) A tenant-occupant of a dwelling unit who moves permanently from the building/complex on or after the date of the "initiation of negotiations" (see paragraph (g) of this section) if the move occurs before the tenant has been provided written notice offering him or her the opportunity to lease and oc- cupy a suitable. decent, safe and sani- tary dwelling in the same building/ complex. under reasonable terms and conditions, upon completion of the project. Such reasonable terms and conditions must include a monthly rent and estimated average monthly utility costs that do not exceed the greater of: (A) The tenant's monthly rent before the initiation of negotiations and esti- mated average utility costs, or (B) 30 percent of gross household in- come. If the initial rent is at or near the maximum, there must be a reason- able basis for concluding at the time the project is initiated that future rent increases will be modest. (iv) A tenant of a dwelling who is re- quired to relocate temporarily, but 24 CFR Ch. V (4-1-05 Edition) does not return to the building/com- plex. if either: (A) A tenant is not offered payment for all reasonable out-of-pocket ex- penses incurred in connection with the temporary relocation, or (B) Other conditions of the tem- porary relocation are not reasonable. (v) A tenant of a dwelling who moves from the building/complex perma- nently after he or she has been re- quired to move to another unit in the same building/complex. if either: (A) The tenant is not offered reim- bursement for all reasonable out-of- pocket expenses incurred in connection with the move; or (B) Other conditions of the move are not reasonable. (2) Notwithstanding the provisions of paragraph (f) (1) of this section, a per- son does not qualify as a "displaced person" (and is not eligible for reloca- tion assistance under the URA or this section), if: (i) The person has been evicted for se- rious or repeated violation of the terms and conditions of the lease or occu- pancy agreement, violation of applica- ble Federal. State, or local or tribal law. or other good cause. and HUD de- termines that the eviction was not un- dertaken for the purpose of evading the obligation to provide relocation assist- ance; (ii) The person moved into the prop- erty after the submission of the appli- cation and. before signing a lease and commencing occupancy. was provided written notice of the project, its pos- sible impact on the person (e.g., the person may be displaced, temporarily relocated, or suffer a rent increase) and the fact that the person would not qualify as a "displaced person" (or for any assistance provided under this sec- tion). if the project is approved; (iii) The person is ineligible under 49 CFR 24.Z(g)(Z); or (iv) HUO determines that the person was not displaced as a direct result of acquisition. rehabilitation. or demoli- tion for the project. (3) The recipient may request, at any time, HUO's determination of whether a displacement is or would be covered under this section. (g) Definition of initiation of negotia- tions. For purposes of determining the 258 Ole. of Asst. Secy., Comm. Planning, Develop.. HUD formula for computing the replacement housing assistance to be provided to a residential tenant displaced as a direct result of privately undertaken rehabili- tation, demolition, or acquisition of the real property, the term "initiation of negotiations" means the execution of the agreement between the recipient and HUD. (h) DeflnitJon of project. For purposes of this section, the term "project" means an undertaking paid for in whole or in part with assistance under this part. Two or more activities that are integrally related, each essential to the others, are considered a single project, whether or not all component activities receive assistance under this part. [58 FR 13871, Mar. 15, 1993, as amended at 59 FR 36892, July 19, 1994J ~ 583.315 Resident rent. (a) Calculation of resident rent. Each resident of supportive housing may be required to pay as rent an amount de- termined by the recipient which may not exceed the highest of: (1) 30 percent of the family's monthly adjusted income (adjustment factors include the number of people in the family, age of family members, medical expenses and child care expenses). The calculation of the family's monthly ad- justed income must include the ex- pense deductions provided in 24 CFR 5.611(a). and for persons with disabil- ities, the calculation of the family's monthly adjusted income also must in- clude the disallowance of earned in- come as provided in 24 CFR 5.617, if ap- plicable; (2) 10 percent of the family's monthly gross income; or (3) If the family is receiving pay- ments for welfare assistance from a public agency and a part of the pay- ments, adjusted in accordance with the family's actual housing costs, is spe- cifically designated by the agency to meet the family's housing costs, the portion of the payment that is des- ignated for housing costs. (b) Use of rent. Resident rent may be used in the operation of the project or may be reserved, in whole or in part, to assist residents of transitional housing in moving to permanent housing. 9583.320 (c) Fees. In addition to resident rent, recipients may charge residents rea- sonable fees for services not paid with grant funds. [58 FR 13871, Mar. IS, 1993, as amended at 59 FR 36892, July 19, 1994; 66 FR 6225, Jan. 19, 2001J ~ 583.320 Site control. (a) Site control. (1) Where grant funds will be used for acquisition, rehabilita- tion, or new construction to provide supportive housing or supportive serv- ices, or where grant funds will be used for operating costs of supportive hous- ing, or where grant funds will be used to provide supportive services except where an applicant will provide serv- ices at sites not operated by the appli- cant, an applicant must demonstrate site control before HUD will execute a grant agreement (e.g., through a deed, lease, executed contract of sale). If such site control is not demonstrated within one year after initial notifica- tion of the award of assistance under this part, the grant will be deobligated as provided in paragraph (c) of this sec- tion. (2) Where grant funds will be used to lease all or part of a structure to pro- vide supportive housing or supportive services, or where grant funds will be used to lease individual housing units for homeless persons who will eventu- ally control the units, site control need not be demonstrated. (b) Site change. (I) A recipient may obtain ownership or control of a suit- able site different from the one speci- fied in its application. Retention of an assistance award is subject to the new site's meeting all requirements under this part for suitable sites. (2) If the acquisition, rehabilitation, acquisition and rehabilitation, or new construction costs for the substitute site are greater than the amount of the grant awarded for the site specified in the application, the recipient must pro- vide for all additional costs. If the re- cipient is unable to demonstrate to HUD that it is able to provide for the difference in costs, HUD may deobligate the award of assistance. (c) Failure to obtain site control within one year. HUD will recapture or deobligate any award for assistance under this part if the recipient is not in 259 9583.325 control of a suitable site before the ex- piration of one year after initial notifi- cation of an award. 9583.325 Nondiscrimination and equal opportunity requirements. (a) General. Notwithstanding the per- missibility of proposals that serve des- ignated populations of disabled home- less persons, recipients serving a des- ignated population of disabled home- less persons are required, within the designated population, to comply with these requirements for nondiscrimina- tion on the basis of race, color, reli- gion, sex, national origin, age, familial status, and disability. (b) Nondiscrimination and equal oppor- tunity requirements. The nondiscrimina- tion and equal opportunity require- ments set forth at part 5 of this title apply to this program. The Indian Civil Rights Act (25 U.S.C. 1301 et seq.) ap- plies to tribes when they exercise their powers of self-government, and to In- dian housing authorities (IHAs) when established by the exercise of such powers. When an IHA is established under State law, the applicability of the Indian Civil Rights Act will be de- termined on a case-by-case basis. Projects subject to the Indian Civil Rights Act must be developed and oper- ated in compliance with its provisions and all implementing HUD require- ments, instead of title VI and the Fair Housing Act and their implementing regulations. (c) Procedures. (1) If the procedures that the recipient intends to use to make known the availability of the supportive housing are unlikely to reach persons of any particular race, color, religion, sex, age, national ori- gin, familial status, or handicap who may qualify for admission to the hous- ing, the recipient must establish addi- tional procedures that will ensure that such persons can obtain information concerning availability of the housing. (2) The recipient must adopt proce- dures to make available information on the existence and locations of facili- ties and services that are accessible to persons with a handicap and maintain evidence of implementation of the pro- cedures. (d) Accessibility requirements. The re- cipient must comply with the new con- 24 CFR Ch. V (4-1-05 Edition) struction accessibility requirements of the Fair Housing Act and section 504 of the Rehabilitation Act of 1973, and the reasonable accommodation and reha- bilitation accessibility requirements of section 504 as follows: (1) All new construction must meet the accessibility requirements of 24 CFR 8.22 and, as applicable, 24 CFR 100.205. (2) Projects in which costs of reha- bilitation are 75 percent or more of the replacement cost of the building must meet the requirements of 24 CFR 8.23(a). Other rehabilitation must meet the requirements of 24 CFR 8.23(b). [58 FR 13871. Mar. IS, 1993, as amended at 59 FR 33894, June 30, 1994: 61 FR 5210. Feb. 9, 1996; 61 FR 51176, Sept. 3D, 1996J 9583.330 Applicability of other Federal requirements. In addition to the requirements set forth in 24 CFR part 5, use of assistance provided under this part must comply with the following Federal require- ments: (a) Flood insurance. (1) The Flood Dis- aster Protection Act of 1973 (42 US.C. 4001-4128) prohibits the approval of ap- plications for assistance for acquisition or construction (including rehabilita- tion) for supportive housing located in an area identified by the Federal Emer- gency Management Agency (FEMA) as having special flood hazards, unless: (i) The community in which the area is situated is participating in the Na- tional Flood Insurance Program (see 44 CFR parts 59 through 79), or less than a year has passed since FEMA notifica- tion regarding such hazards; and (ii) Flood insurance is obtained as a condition of approval of the applica- tion. (2) Applicants with supportive hous- ing located in an area identified by FEMA as having special flood hazards and receiving assistance for acquisition or construction (including rehabilita- tion) are responsible for assuring that flood insurance under the National Flood Insurance Program is obtained and maintained. (b) The Coastal Barrier Resources Act of 1982 (16 U.S.C. 3501 et seq.) may apply to proposals under this part, de- pending on the assistance requested. 260 Ofc. of Asst. Secy., Comm. Planning, Develop., HUD (c) Applicability of OMB Circulars. The policies, guidelines. and requirements of OMB Circular No. A-87 (Cost Prin- ciples Applicable to Grants, Contracts and Other Agreements with State and Local Governments) and 24 CFR part 85 apply to the award, acceptance, and use of assistance under the program by governmental entities. and OMB Cir- cular Nos. A-110 (Grants and Coopera- tive Agreements with Institutions of Higher Education. Hospitals. and Other Nonprofit Organizations) and A-I22 (Cost Principles Applicable to Grants, Contracts and Other Agreements with Nonprofit Institutions) apply to the ac- ceptance and use of assistance by pri- vate nonprofit organizations. except where inconsistent with the provisions of the McKinney Act, other Federal statutes, or this part. (Copies of OMB Circulars may be obtained from E.O.P. Publications. room 2200, New Executive Office Building. Washington. DC 20503. telephone (202) 395-7332. (This is not a toll-free number.) There is a limit of two free copies. (d) Lead-based paint. The Lead-Based Paint Poisoning Prevention Act (42 U.S.C. 4821-4846), the Residential Lead- Based Paint Hazard Reduction Act of 1992 (42 U.S.C. 4851-4856), and imple- menting regulations at part 35. sub- parts A. B, J. K. and R of this title apply to activities under this program. (e) Conflicts of interest. (I) In addition to the conflict of interest requirements in 24 CFR part 85. no person who is an employee, agent, consultant. officer, or elected or appointed official of the re- cipient and who exercises or has exer- cised any functions or responsibilities with respect to assisted activities, or who is in a position to participate in a decisionmaking process or gain inside information with regard to such activi- ties, may obtain a personal or financial interest or benefit from the activity, or have an interest in any contract, sub- contract, or agreement with respect thereto, or the proceeds thereunder. ei- ther for himself or herself or for those with whom he or she has family or business ties, during his or her tenure or for one year thereafter. Participa- tion by homeless individuals who also are participants under the program in policy or decisionmaking under S 583.330 9583.300(f) does not constitute a con- fHct of interest. (2) Upon the written request of the recipient, HUD may grant an exception to the provisions of paragraph (e)(l) of this section on a case-by-case basis when it determines that the exception will serve to further the purposes of the program and the effective and effi- cient administration of the recipient's project. An exception may be consid- ered only after the recipient has pro- vided the following: (i) For States and other govern- mental entities, a disclosure of the na- ture of the conflict, accompanied by an assurance that there has been public disclosure of the conflict and a descrip- tion of how the public disclosure was made; and (il) For all recipients, an opinion of the recipient's attorney that the inter- est for which the exception is sought would not violate State or local law. (3) In determining whether to grant a requested exception after the recipient has satisfactorily met the requirement of paragraph (e)(2) of this section. HUD will consider the cumulative effect of the following factors. where applicable: (I) Whether the exception would pro- vide a significant cost benefit or an es- sential degree of expertise to the project which would otherwise not be available; (il) Whether the person affected is a member of a group or class of eligible persons and the exception will permit such person to receive generally the same interests or benefits as are being made available or provided to the group or class; (ili) Whether the affected person has withdrawn from his or her functions or responsibilities, or the decisionmaking process with respect to the specific as- sisted activity in question; (iv) Whether the interest or benefit was present before the affected person was in a position as described in para- graph (e)(l) of this section; (v) Whether undue hardship will re- sult either to the recipient or the per- son affected when weighed against the public interest served by avoiding the prohibited conflict; and (vi) Any other relevant consider- ations. 261 9583.400 (I) Audit. The financial management systems used by recipients under this program must provide for audits in ac- cordance with 24 CFR part 44 or part 45, as applicable. HUD may perform or re- quire additional audits as it finds nec- essary or appropriate. (g) Davis-Bacon Act. The provisions of the Davis-Bacon Act do not apply to this program. [58 FR 13871. Mar. 15, 1993. as amended at 61 FR 5211. Feb. 9, 1996; 64 FR 50226. Sept. 15. 1999J Subpart E-Administration ~ 583.400 Grant agreement. (a) General. The duty to provide sup- portive housing or supportive services in accordance with the requirements of this part will be incorporated in a grant agreement executed by HUD and the recipient. (b) Enforcement. HUD will enforce the obligations in the grant agreement through such action as may be appro- priate, including repayment of funds that have already been disbursed to the recipient. ~ 583.405 Program changes. (a) HUD approval. (I) A recipient may not make any significant changes to an approved program without prior HUD approval. Significant changes include, but are not limi ted to, a change in the recipient, a change in the project site. additions or deletions in the types of activities listed in ~ 583.100 of this part approved for the program or a shift of more than 10 percent of funds from one approved type of activity to another, and a change in the category of partici- pants to be served. Depending on the nature of the change, HUD may require a new certification of consistency with the consolidated plan (see ~583.155). (2) Approval for changes is contin- gent upon the application ranking re- maining high enough after the ap- proved change to have been competi- tively selected for funding in the year the application was selected. (b) Documentation of other changes. Any changes to an approved program that do not require prior HUD approval 24 CFR Ch. V (4-1-05 Edition) must be fully documented in the recipi- ent's records. [58 FR 13871, Mar. IS: 1993, as amended at 61 FR 51176. Sept. 30, 1996] ~ 583.410 Obligation and deobligation of funds. (a) Obligation of funds. When HUD and the applicant execute a grant agree- ment, funds are obligated to cover the amount of the approved assistance under subpart B of this part. The re- cipient will be expected to carry out the supportive housing or supportive services activities as proposed in the application. (b) Increases. After the initial obliga- tion of funds, HUD will not make revi- sions to increase the amount obligated. (c) Deobligation. (I) HUD may deobligate all or parts of grants for ac- quisition, rehabilitation, acquisition and rehabilitation, or new construc- tion: (i) If the actual total cost of acquisi- tion, rehabilitation, acquisition and re- habilitation, or new construction is less than the total cost anticipated in the application; or (ii) If proposed activities for which funding was approved are not begun within three months or residents do not begin to occupy the facility within nine months after grant execution. (2) HUD may deobligate the amounts for annual leasing costs, operating costs or supportive services in any year; (i) If the actual leasing costs, oper- ating costs or supportive services for that year are less than the total cost anticipated in the application; or (ii) If the proposed supportive hous- ing operations are not begun within three months after the units are avail- able for occupancy. (3) The grant agreement may set forth in detail other circumstances under which funds may be deobligated, and other sanctions may be imposed. (4) HUD may: (i) Readvertise the availability of funds that have been deobligated under this section in a notice of fund avail- ability under ~583.200, or (ii) Award deobligated funds to appli- cations previously submitted in re- sponse to the most recently published 262 Ote. ot Asst. Seey., Comm. Planning, Develop., HUD notice of fund availability, and in ac- cordance with subpart C of this part. PART 585-YOUTHBUILD PROGRAM Subpart A-General Sec. 585.1 Authority. 585.2 Program purpose. 585.3 Program components. 585.4 Definitions. Subpart B [Reserved] Subpart C-Youthbuild Planning Grants 585.201 Purpose. 585.202 Award limits. 585.203 Grant term. 585.204 Locatlonal considerations. 585.205 Eligible activities. Subpart D-Youthbuild Implementation Grants 585.301 Purpose. 585.302 Award limits. 585.303 Grant term. 585.304 Locatlonal considerations. 585.305 Eligible activities. 585.306 Designation of costs. 585.307 Environmental procedures and standards. 585.308 Relocation assistance and real prop- ertyacqulsltlon. 585.309 Project-related restrictions applica- ble to Y outhbuild residential rental housing. 585.310 Project-related restrictions applica- ble to Youthbuild transitional housing for the homeless. 585.311 Project-related restrictions applica- ble to Youthbuild homeownership hous- ing. 585.312 Wages, labor standards, and non- discrimination. 585.313 Labor standards. Subpart E-Administration 585.401 Recordkeeping by recipients. 585.402 Grant agreement. 585.403 Reporting requirements. 585.404 Program changes. 585.405 Obligation and deobligatlon of funds. 585.406 Faith-based activities. Subpart F-Applicability of Other Federal Requirements 585.501 Application of OMS Circulars. 585.502 Certifications. 585.503 Conflict of interest. 585.504 Use of debarred, suspended, or ineli- gible contractors. AUTHORITY: 42 U.S.C. 3535(d) and 8011. 9 585.3 SOURCE: 60 FR 9737. Feb. 21. 1995. unless otherwise noted. Subpart A-General * 585.1 Authority. (a) General. The Youth build program is authorized under subtitle D of title IV of the National Affordable Housing Act (42 U.S.C. 80ll), as added by section 164 of the Housing and Community De- velopment Act of 1992 (Pub. L. 102-550). (b) Authority restriction. No provision of the Youthbuild program may be con- strued to authorize any agency, officer, or employee of the United States to ex- ercise any direction, supervision, or control over the curriculum, program of instruction. administration, or per- sonnel of any educational institution, school, or school system, or over the selection of library resources, text- books. or other printed or published in- structional materials used by any edu- cational institution or school system participating in a Youthbuild program. * 585.2 Program purpose. The purposes of the Youthbuild pro- gram are set out in section 451 of the National Affordable Housing Act (42 USC. 12899) ("NAHA"). [61 FR 52187, Oct. 4, 1996J * 585.3 Program components. A Youthbuild implementation pro- gram uses comprehensive and multi- disciplinary approaches designed to prepare young adults who have dropped out of high school for educational and employment opportunities by employ- ing them as construction trainees on work sites for housing designated for homeless persons and low- and very low-income families. A Youthbuild planning grant is designed to give re- cipients sufficient time and financial resources to develop a comprehensive Youthbuild program that can be effec- tively implemented. Youthbuild pro- grams must contain the three compo- nents described in paragraphs (a), (b) and (d) of this section. Other activities described in paragraph (c) of this sec- tion are optional: (a) Educational services, including: (1) Services and activities designed to meet the basic educational needs of 263 GRANT NUMBER: FL14B500030 City of Miami Beach's Outreach Program! Page 24 of23 ATTACHMENT A-I CITY OF MIAMI BEACH HOMELESS ASSISTANCE PROGRAM FOR OUTRREACH ASSESSMENRT AND PLACEMENT SERVICES SCOPE OF SERVICES The Subrecipient agrees to provide outreach, assessment and placement services to homeless persons, comprised of 5,471 contacts, 2,735 assessments, and 355 placements into housing during the term ofthe grant. The Subrecipient will conduct street outreach as well as respond to service requests. The Subrecipient ,viII work closely with service providers in the continuum of care to identify appropriate housing/services for homeless persons assisted through outreach. The grant term is one (1) year. The Subrecipient shall provide services as proposed in the application to U.S. HUD pursuant to the 2005 Super NOF A (incorporated herein by reference), including but not limited to: 1. Assessment; 2. Referral and placement into housing/services programs as may be necessary; 3. Follow-up; 4. Transportation services Conditions: 1. Reimbursement shall be limited to operations, supportive services, leasing, administration, and the costs associated with these activities as described in the Subrecipient's application; 2. Reimbursement shall be made only for the cost incurred for operations, administration, and supportive services actually provided to clients, unless the Grantee agrees, in writing, to another mode of payment, as provided for in this Agreement; 3. Monthly progress reports and program narratives signed by the Executive Director of the Subrecipient's agency shall be submitted by the Sub recipient, as required; 4. The Subrecipient will accommodate clients referred by the Grantee or its designee for housing and/or services through the Grantee's established referral process; 5. Services shall be provided in accordance with the tinleline submitted by the Subrecipient; 6. Any proposed modifications or revisions to the Subrecipient's program and/or services must be submitted in writing and must receive prior approval by the Grantee; and 7. The Provider will achieve the performance measures delineated in their application to U.S. HUD. Jul 11 06 12'17p Communit~ Services ATTACHMENT A-3 L-V City of Miami Beach Office of Community Services C. Program Goals (Project Summary) J Goal J: Outreach and inform about program 5471 Contacts per year lyfeasuremenr rool: count number of contacts on daily contact sheet, case note contacr sheer and intake form. Goal 2: Assess and confront problems 50% of contacted will be assessed/served per year lyfeasurement rool: count number of intakes/assessments per moruh. Goal 3: Shelter Placements 355 placements per year (new placements) 20% placements for persons with disabilities (71) 7% placements for families with children (25) 9% placements for children in families (32) 9% placements of adults in families (32) i\1easurement tool: count number of placements broken dmtil1/or persons vt:ith disabilities. families .with/wirhout children and single homeless individuals per month. Approval No. 2506-0112 (exp. 8/31/2006) HUD-40076-2 A IT ACHMENT A-4 PROJECT MILESTONES N/A FOR THIS PROJECT ATTACHMENT B I jU,)-..) I J-l "-tJU J ....JV-, miamidade.gov ADA Coor-dln;JIIOn Agenda CoordlnJtion AnimalSt'rvlces Art in Public Places Audit Jnd Management Services AViation Building Building Code Compliance August 4, 2006 Business Development Copi!'11 Improvements C,tizens' Independent TranspMation Trust Marlene Kocher, Senior Representative Commission on Ethics and Publ,cTrust Community Planning and Development Division Communications United States Department of Housing and Urban Development Community Action Agency 909 SE First Avenue, Suite 500 Community & Economic Development Miami, FL 33131 Community Relations Consumer Services RE: City of Miami Beach's Outreach Program/FL 148500030 Corrections & RchabilitJlion Cultural Affairs Ejections Dear Ms. Kocher: Emergency Management Employee Relations Enclosed, please find for your review, completed Technical Submission exhibits for Empowerment Trust the above referenced City of Miami Beach grant. Enterprise Technology' Ser\/iccs Environmental Resou'ces Management Please feel free to contact us if you have questions or require additional Fa" Employment Practices information. Finance Fire Rescue Sincerely, . General Services Admincstrat,on . ~/ ~ ::1 Homeless Trust . / /v:V 7.tvJp.ufJ \ "tY ,",". f--'. t:~ Housing A~E'ncy Housing Finance Auth~~/David ~aym.ond Htlma:)':;;'7iCf't Executive DIrector Independent Re~leV'v1~nel International Trade Consoriium C: Enclosure Juvenile Services Medical Examiner Melr{J-r\~ic1mi Action Plan Metropolitan Planning Organization P,Jrk dnd Recreation PI,lnnlng dm! lOlling Police Procurement M,lnilgcment Property Appr,}isal f1ublic LllJrMr' SVQf'11l Puhllc v\!o[-ks S,l(f' Nelghhorhood F',lrks SC,lpOrl Soiid \-\IJst(' ,\.1.)lltlgenlC'nt Slritleglc 8uslnc~s lVidn,lgf'rIlcnt It'drll i\1clro TrelliSI! lask Fur((' on Ur-btlTi f:cononll(; !\e"'ll.lli;;,ltlfHl \/12:(,W,l Museum ,And C,ncivrb \,V,lter- l\. Sewer ~~~~~~~~~~~~~~~~~~~~~~~ filool . OD ~~~~~001 oO~~~DOI!$!DOI~~~~~~~~~; DO'~~ ~ Technical Submission tii@ ~ For the 2005 ~ ~ Supportive Housing Program ~ ~ ~ ~ ~ ~ U.S. Department of Housing and Urban Development @ Office of Community Planning and Development Project Sponsor: @ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 00 ~ ~ ~~ _ _ 00 ~~ ~ ~ ~ rfi.o.lll ~~ ~ City of Miami Beach Project Name: Outreach Supportive Services Only (SSO) Project Number: FL14B500030 Submitted by Selectee: Miami-Dade County Homeless Trust 111 Northwest First Street, 27th Floor, Suite 310 Miami, Florida 33128 Telephone Number: Fax Number: (305) 375-1490 (305) 375-2722 ~ ~~ 6~ ~ DOl ~ ~ ~ 1i~ ~ ~ ~ ~ ~ g~ ~ ~ ~ ~ ~ ~~ ..~I ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ..00 ~I ~ L:~ ~ [-liD"Oj ~?0~~~~~~~0~~~~~~~~~~~~ El~ II;!JiIIJ ifii1Ej CftllDJ ~ t.-i02J [~J ~~III~ ::IOIOOII~1 ~ ~Dol ~.~ ti~1ft~i'i~ ~DDI~ ij~IW~ ffii:iDJ ~~ u.s. Department of Housing and Urban Development Office of Community Planning and Development OMB Approval No. 2506-0] 12 (exp. 8/3] /2006) 2005 Technical Submission for the Supportive Housing Program To be completed by conditionally selected grantees 7 Technical Submission Project Number: FL14B500030 Project Identifier (RENEWALS ONLY) Recipient's Name: City of Miami Beach HUD Project Number: FL 148500030 Check the program component/type that classifies your project: D Transitional Housing (TH) D Penmnent Housing for Homeless Persons with Disabilities (PH) ~ Supportive Services Only (SSO) D Safe Haven/Transitional Housing (SH/TH) - Characteristics ofTH/participant not requit-ed to execute a lease D Safe Haven/Pel1l1anent Housing (S I-l/PH) - Characteristics of PH/panicipant required to execute a lease D Homeless Management Information System (HMIS) D Innovative SUPP0l1ive Housing (ISH) Table Of Contents (Enter the page number for each Exhibit in the space provided below.) 8/9/20 Exhibit 1: Project Summary Exhibit 2 Real Property Leasing, SuppOliive Services, HMIS and Operating Budget Certification: Name & Title of the Person who can answer questions about this document: Maria L. Ruiz f Division Director Phone (include area code): 305-673-7491 Address: 1700 Convention Center Drive Miami Beach, FL 33139 I hereby certify that all the information stated herein is true and accurate. Warning: HUD wil1 prosecute false claims and statements. Conviction may result in criminal and/or civil penalties. (IS USe. 1001, ]010,1012; 31 USe. 3729, 3802) Name & Title of Authorized Official: Signature & Date: Jorge M. Gonzalez, City Manager " \\ I ' , I / "'- \, J , / .-.. /".........~ :j/-.--" ?~, / ) Approval No. 2506-0112 (cxp. 8/31/2006) dt.:n)::W076-2 9 (cont. ) Project Number: FL14B500030 Project Identifier Exhibit 1: Project Summary (RENEWALS ONLY) Technical Submission C. Program Goals - The goals for SHP are to help program participants (a) obtain and remain in pemlanent housing, (b) increase their skills and/or income, and (c) achieve greater self-determination. In order to meet these program goals, each project should develop specific perfonnance measures. Perfonnance measures have three major components. First, they must relate to the outcomes (e.g., the program participant wi]] successfully complete substance abuse treatment), rather than inputs (e.g., the program participant will attend 25 substance abuse sessions). Second, they must have a time frame for achievement and, third, they must have a percentage/number indicating a level of achievement. In a separate narrative, which should be submitted as an attachment to this exhibit. please describe the performance measures that wi]] be used for each of the SHP goals and how success in meeting each of the goals will be measured. Please include both housing and services in your discussion. At least one performance measure for the skills/income goal must address accessing mainstream health and human service programs. You will be repOJiing on your success in meeting the performance measures in your Annual Progress RepOJi. Examples of perf om lance measures for each of the SHP goals are: Goal: Obtain and remain in permanent housing . 70% of those families entering the program will receive Section 8 certificates when exiting the program. Goal: Increase skills and income . 80% of the participants who receive no benefits upon entry will receive entitlement benefits within 6 months. Goal: Achieve greater self-determination . 85'% of clients will meet at least one goal on their Individual Service Plan. ~ For Program Goals see page 20 hereafter. D. Number of Beds, Participants and Supportive Services - These charts need to be included only if they were incomplete, inaccurate or blank at the time of the original application submission. Please complete these charts if your local HUD field office has notified you that they are required. Submit only those that apply. The charts can be found on page] 7 of the New Projects Section ofthe Technical Submission. Approval No. 2506-0112 (exp. 8/3]/2(06) J-JUD-40076-2 8 Technical Submission Project Number: FL14B500030 Project Identifier Exhibit 1: Project Summary ( cont.) (RENEWALS ONLY) A. Selectee, and Sponsor Information - Fill in the infonnation requested below. For HMIS projects fill in the HMIS Lead. When the selectee is the same organization as the project sponsor, complete only the selectee infonl1ation. Selectee Name Miami-Dade Homeless Trust Sponsor Name City of Miami Beach Contact Person David Raymond Contact Person Maria L. Ruiz Phone 305-375-1490 Phone 305-673-7491 FAX Number 305-372-6009 FAX Number 305-604-2421 E-Mai] Address dray~miamidade.gov E-Mail Address mariaru iz@miam ibeachfl.~ov Street Address 111 NW 1st Street, 27th Floor Street Address 1700 Convention Center Drive City, State, Zip Miami, FL 33128 City, State, Zip Miami Beach, FL 33139 HMIS Lead Barbara Golphin Contact Person Barbara Golphin 305-375-1490 111 NW 1st Street, 27m Floor Phone 305-375-1490 City, State, Zip Miami, FL 33128 E-Mail Address Rma1 (ci)miamidade.aov B. Project Budget - This section must be completed by all renewal selectees. 1. Chart 1 - Summary Project Budget To complete Chart 1, Summary Project Budget, enter the amount of SHP funds requested by line-item in the first column. For leasing, sUPP0l1ive services, operations, and HMIS, the amount entered should be for the SI-IP grant tem1 selected. In the second column, enter the amount of other cash that will be contributed to the project. This amount plus the SHP request must equal the total budget amount for the project. Note that match requirements for supportive services, operating costs and HMIS apply to renewal projects. The amounts you enter are for all structures in your project. Each line item amount in this chart should match the amounts shown in your original application as approved or Exhibits 3. 4, 5 and 6. Requested grant term (1,2, or3 yea.-s): 1 year Chart] - Summary Pro'ect Bud<Jct SHP Request Applicant Cash Total Project Budget ]. Real Property Leasing 2 Su p011ive Services* 3. Operations** 4. HMIS* 5. SHP Request (subtotal lines 1 thru 4) 6. Administration*** (up to 5% of line 5) 7. Total SHP Request (total lines 5 and 6) $60,946 $432,249 $493,195 $3.047 $63,993 $0 $432.249 $3,047 $496.242 *By law, Sill' can pay no more than 80(~'0 of the total supportive services or total HMIS budget. * * By law, SJ II' can P~lY no more than 75% of the total operating budget. ***13y law, SIlP can pay no more than 5'>0 of the LOlal Sill' request. Approval No. 2506-01l2 (exp. 8/31/2006) HUD-40076-2 Jul 11 06 12:17p Communit~ Services 3056042421 p.2 20 City of Miami Beach Office of Comm unity Services I C. Program Goals (Project Summary) -~ Goall: Outreach and inform about program 5471 Contacts per year A1easurcmenf rool: COLlnt number of conlaelS 011 daily contact sheet, case note contact sheel Clnd inlake (orm. Goal 2: Assess and confront problems 50% of contacted will be assessed/served per year A1easurement lool: count number a/intakes/assessments per manrh. Goal3: Shelter Placements 355 placements per year (new placements) 20% placements for persons \\lith disabilities (71) 7% placements for families with children (25) 9% placements for children in families (32) 9% placements of adults in families (32) 1\1easurement tool: count number o[placemenrs broken down/or persons vl'ith disabilities, families vvilh/withouf children and single homeless individuals per month. Appro,,;]! No. 2506-0112 (exp. 8/31/~006) HUD-40076-2 Jul 1106 12:17p Communit~ Services 3056042421 p.3 21 City of Miami Beach Office of Community Services I B. Job Descriptions (Supportive Services) Division Director (Office of Child Development Director) (0.2): non-grant-fundcd (Leverage) The Division Director oversees the Office of Community Services/Holl1eless Outreach including, but net limited to the following: budget preparation, staff screening and hiring, preparation of reports and public communications. Time allocated to Homeless Outreach: 2S % Program Courdinator (Homeless Program Coordinator) (1): nOll-grant -funded (Cash l\1atch) The Program Coordinator oversees day-to-day operations ofthe Homeless Outreach Unit including, but not limtted to the fo Ilowing: scheduling of outreach missions, commun ications with shelter providers, review of all client intakes, assist with cl ient intakes and placements, and preparation of rep01ts. Time allocated to Homeless Outreach: 100 % Outreach Worker/Intake Worker (Case \Varker) (4.25): partially grant-funded are 2.25 workers The Outreach/lntake Worker conducts outreach missions, completes client intakes forms. and transports client to appropriate shelter providers. Case Manager/Intake Speci:llist (Case Worker) (1.2): non-grant funded (Cash Match) The Case Manager/Jntake Specialist assists with client intakes, reviews client intakes to ensure proper completion and assists with the assessment and referral for client services. He/she also assists wit the preparation ofrepons. Total Staffing: 6.65 Approval l','o. 2506-0112 (exp. 8/31/2006) HUD-400iG-2 10 Project Number: FL14B500030 Project Identifier Exhibit 2: Real Properiy Leasing, SuppOliive Services, Operations and HM1S (RENEWALS ONLY) This exhibit covers Real Propelty Leasing, SuppOltive Services, Operations, HMIS as it pertains to Site Control, Match Documentation and other applicable Certifications. Please refer to the narrative under the New Projects Section of the Technical Submission for a more detailed explanation of each of the exhibits Other sections in this exhibit may need to be completed if required by your local HUD Field Office. Technical Submission ALL RENEWAL GRA:\TEESfPRO,fECT SPONSORS MUST COMPLETE SITE CONTROL. \lA TCH DOCUMENTATION AND .lOB AND ADMINISTRATION CERTIFICA TIONS. If you are required to resubmit or complete real propeIty leasing, suppOltive services, operations or HMIS, pull the chalts from the pages of the New Proiects Section of this technical submission that apply. For leasing use pages 21-24, sUPPOltive services pages 25-28, operations pages 29-32 and HMIS pages 33-36 of the New Proiects Section. You do not have to complete the leveraging and administration exhibits for renewals. A. Site Control Check the appropriate box(es) Leasing 0 SuppOliive Services L8J Operations 0 A project sponsor requesting renewal funding for an existing SHP project must complete the celtification below. No other site documentation is required for renewal projects. As a recipient of SHP funds, the City of Miami Beach (sponsor organization) celiifies that it cumntly has an executed lease agreement, or a deed or other proof of ownership for the propcrty(ies) in use to house and/or provide services to homeless persons under HUD's existing grant number. In addition, sponsor organizations using SHP funds for leasing activities fUliher celiify that the (proiect sponsor, the conditional grantee. or their parent organizations -fill in the appropriate one-) do not own these leased site(s). This includes organizations that are members of a general paIinership where the general partnership owns the structure(s), both panies are pans of the same govemmental unit or the governmental unit creates an authority or similar entity to acquire and lease the facilities to the governmental unit and other paliies, and no operating grant funds will be used for the payment of utilities, maintenance and repairs, or management fees associated with the site(s), under HUD' s existing grant number FL-14B500030. ~ Signature of authorized representative 4i:'.'.::....;- Name: Jorge M. Gonzalez I c/ I ---- I Title: City Manager Date': I /l. ---I.'~":~. ~_.__.--/ '" '..,--_.) i i ,t/ i"~'" (-,.;(-1- _. I ' I I ! {.0 '..... I Approval No. 2506-0112 (exp. 8/31/2006) HlJD-40076-2 1 1 Technical Submission Project Number: FL14B500030 Project Identifier Exhibit 2: Real Property Leasing, Supportive Services, Operations and HMIS (RENEW ALS ONLY) B. Documentation of Match for Year 1 SUppo11ive Services [XI Operations D HMIS D A selectee must currently have fim1 commitments for its cash resources for Year 1 for supportive services, operating costs and HMIS and must submit documentation of those resources as an attachment to this Exhibit. These finn commitments must be documented on letterhead stationery, signed and dated by an authorized representative, and attached to this Exhibit. Each letter must, at a minimum, contain the following elements: I. The name of the organization providing the cash resource; 2. The amount; 3. The type of activity for which the funds will be used (e.g., case management, child care, education); 4. The name of the project sponsor organization to which the cash will be contributed and/or the name of the project; and 5. The date the funds will be available. C. Certification of Match for Year 2 and Year 3, if applicable (A1ark all that apply) Supportive Services D Operations D HMIS D The following ce11ification must be completed for Year 2, and Year 3 ifapplicable, of your grant tenTI to certify that non-SlIP cash resources will be used to meet your supportive services, operations and HMIS match requirement in each of these years. The amount specified in this certification for supportive services must match the amount shown on line 4 ofthe SUpp011ive Services Chart submitted with your original application OR Line 11 of the SUpp011ive Services Budget from Exhibit 4 of the New Proiects Section. No other documentation regarding the supportive services match requirement for Year 2 and Year 3 of your grant tel1l1 is required at this time. However, match commitment for Years 2 and 3 wiJl be identified at time of submission of Annual Progress Rep01is for those years. The amount specified in tbis certification for operations costs must match the amount shown on line 11 of the Operations Cost Chart submitted with your original application OR Line 13 of the Operations Budget from Exhibit 5 of the New Project Section. No other documentation regarding the operations match requirement for Year 2 and Year 3 of your grant teml is required at this time. Hovvever, match commitment for Years 2 and 3 will be identified at time of submission of Annual Progress Rep011s for those years. The amount specified in this ceJ1ifitation for HMIS must match the amount shown on the "Selectee's Match" on the last line ofthe HMIS Chat1 submitted with your original application OR the last line of the HMIS Budget from Exhibit 6 of the New Projects Section. No other documentation regarding the HMIS match requirement for Year 2 and Year 3 of your grant te1111 is required at this time. However, match commitment for Years 2 and 3 will be identified at time of submission of Annual Progress Reports for those years. Appmval No. 2506-0112 (exp. 8/3112006) HUD-40076-2 12 Project Number: FL14B500030 Project Identifier Exhibit 2. Real Property Leasing, Supportive Services, Operations and HMIS (RENEWALS ONLY) Technical Submission C. Match Certification (continued) The City of Miami Beach (selectee organization) certifies that it will provide cash resources in the amount of $432.249 from non-SHP funding sources for Y ear(s) 1 of this grant tenn to be used to provide HM! S, services and/or for operating costs of housing for homeless persons under HUD' s grant number FL14B500030 Signature of authorized representative: (J{iV-C~- NaJ1le:Jor~e M. Gonzalez / I c.) . . i: I TItle: City Manaqer " I { , . . i. Date: '-I r 7 ! zr::"C'JC;. ! D. Job Description Certification I l. ~~, \ , l '_/' . ----.:....., / -." ( \ '-...............__J The C jty of Miami Beach (selectee organization) certifies that the job responsibilities of each position as it relates to the project have not changed since the previous technical submission. !fthe position or responsibilities have changed, submit a new position description for the new or added position. Signature of authorized representative: q!Jj'-' ~- Name:Jor~e M. Gonzalez c/ L.) Title: Date: City Manaqer [r f II' hue '..,? E. Administration Certification ,/ Il "-~x"--,,~/ // "\ ""./.............. \.._~/ i.. ') ----,- The City of Miami Beach (selectee organization) certifies that funds are being used for eligible administrative costs. If the Distribution of Funds is not the same, a new/revised plan is submitted. '\ Signature of authorized representative: :t~~'<-. Name:Jor~e M. Gonzalez / / Title: City Manaqer . I Date: ": f " i}(,,"~ Approval No. 2506-0112 (exp. 8/31/2006) ,,,r ,/\/-........,,.<"~~-:'"........ .' j l \, \.'".,.r \ 'i HUD-400i6-2 13 Technical Project Number: FL14B. .500030 Submission Project Identifier Exhibit 4: Supportive Services (all projects requesting service funds) Supportive services are designed to address the special needs of the homeless persons to be served by the project. Services may be provided directly by the project sponsor and/or through alTangement with public or private service providers, including the selectee. SHP supportive service funds may be used to pay for the actual costs of supp0l1ive services and other costs directly associated with providing such services (see Sl-IP rule at Section 583. I 20). In Fiscal Year 2005, new projects (with the exception of Dedicated HIVIIS projects) can only apply for 3 years of funding. By law, SHP funds may be used to pay for up to 80% of the total sUPP0l1ive services budget for each year of the grant tenn. This means that the selectee must make a cash payment for 20% of the project's total supportive services budget annually. For Year 1 of your grant term, documentation of fiJlll commitments of the cash resources must be submitted as an attachment to this Exhibit. The fonn and content requirements of these commitments are explained in Section D of this Exhibit. For Years 2 and 3, a selectee needs only to certify that cash resources will be provided using the certification in Section E of this Exhibit. This certification must be completed and submitted as an attachment to this Exhibit. Please note that, although selectees are not required to have the firm commitment for the cash resources for Year 2 and Year 3 at this time, the match requirement for Year 2 and Year 3 must be met by the end of each of those years. Approval No. 2506-0112 (exp. 8/31/2006) HlID-40076-2 .Jul 11 06 12: 17p Communit~ Services 3056042421 p.4 1022 _ OFFICE OF CHILD DEVELOPMENT DIRECTOR NATURE OF \VORK This is intense specialized detailed work ""hich entails the planning and coordinating ofOfTice of Children's Affairs (OCA) sub-committees of interested citizens of the City of Miami Beach and implementation of the ideas and activities generated by then). ILLUS1RA.TIVE EXAMPLES OF ESSENTIAL DUTIES Attends community meetings; meets with individual committee members. Calls local, county, sWte, federal, or national agencies to obt:'lin infomlation 011 children's services. Meets \vith general committee of the Office of Children's Aftairs; meets with OCAs subcommittees; meets v,'itn the Mayor and Commissioners and their aid; meets with interofllce department heads to obtain or provide infomlation on children's issues. Schedules commitiee ~md subcommittee meetings; advertises publicly for meetings; sends out notices to all committee members; photocopies packets to present to the comminee members; types minutes of meetings. Provides training locally. Prepares reports and work plan; submits budget; prepares and write grants. Gives presentations to local and national groups and/or conferences, workshops, symposiums, focus groups; supervises students. Submits written evaluation. Attends community social functions. Performs related work as required. KNO\VLEDGE, SKILLS AND ABILITIES Ability to exercise judgement and discretion in devising, installing and/or interpreting City rules, regulations, policies or procedures. Ability to establish and maintain effective working relationships with other employees. supervisors, department officials, oAlcials of other agencies, and the general public. Ability to carry out complex verbal and written instructions. Ability to express ideas and infom1ation clearly and concisely, both verbally and in writing. Ability to discem and extract pertinent facts from verbal and written guidelines, policies and procedures, and apply these to a variety of problems. MINIMUM REQUIREMENTS Bachelor's Degree plus considerable experience in human services, or related field. Experience can substitute for education on 3. year-for-year basis. .Jul 1106 12:17p Communit~ Services 3056042421 p.5 1022 _ OFFICE OF CHILD DEVELOPl\lENT DIRECTOR PHYSICAL REQUD{E]\lENTS f\1ust have the use of sensory skills in order to effectively commLmicate and interact with other employees and the public through the use of the telephone and personal contact. Physical capability to effectively use and operate various items of office related equipment, such as, but not limited to, \\!ord processor, calculator, copier, and fa\': machine. No significant standing, walking, moving, climbing, canying, bending, kneeling, crawling, reaching, and handling, sitting, standing, pushing, and pulling. SUPERVISION RECEIVED General and specific assignments are received [yom the City Manager; work is performed with little direct supervision and with latitude for use of independent judgement in the selection of work methods and procedures. Work is subject to review for compliance with departmental objectives and standards. SUPER V1SION EXERCISED Supervision of depaliment staff and volunteers. Rev. 11/98 2. Jul 11 06 12: 18p Communit~ Services 3056042421 p.b 1048 - HOMELESS PROGRAl\l COORDINATOR NATURE OF \'lORK This is field and administrative work involving the day to day operations of homeless programs, including, but not limited to, \vork coordinating the referral of homeless individuals and families to appropriate service providers, and establishing and maintaining cooperative relationships with community groups and service delivery agencIes. ILLUSTRA TIYE EXAMPLES OF ESSENTIAL DUTIES Works closely with the Miami Beach Police Department and the Community/Economic Development Department in the implementation of all aspects of homeless programs. Develops a tracking system for clients/services and the necessary referral and internal fom1s, Responsible for the collection and preparation of data for daily situation reports, recurrent progress and evaluation reports, and monthly activities report to the Miami Beach Police Department the Commun ity/Economic Development Department, and others in the community. Performs related work as required. Coordinates bed availability with intake provided by police officers. Establishes a system of reservations and admissions for Miami Beach homeless clients for beds funded through the Miami-Dade Homeless Trust. Establishes a standardized client information, referral and tracking system modeled after that used by the City of Miami, and fully compatible with the system under development by the Homeless Trust. Participates in Miami- Dade Homeless Trust Providers' Forum activities. Performs field activities with police officers, which may involve late-night/early morning and weekend sh i ft duties. Has direct client contact and collaboration with service providers. Performs administrative support for Office of Homeless Programs, to include assistance facilitating Homeless Committee meetings, provider meetings, and task force meetings. KNOWLEDGE, SKiLLS A1'\l) ABILITIES Knowledge of community services available for the homeless. Knowledge of the special needs of the homeless population. Ability to express ideas and information clearly and concisely, both verbally and Ir1 writing, Ability to collect and organize data, and prepare reporis, Familiarity with affordable housing and homeless issues as well as with systems of service delivery: Ability to analyze, strategize, and implement problem- solving solutions to service delivery issues; Experience \vorking with an advisory committee, task force, or work team: Ability to write and present information clearly: Jul 11 OS 12: 18p Communit~ Services 305S0424cl p. f 1048 _ HOMELESS PROGRAM COORDL~A TOR l\IINB1lJM REQUIREMENTS Bachelor's Degree plus experience in the delivery of socia! services or related field, Experience may substitute for education on a year-far-year basis. Bilingual skills are considered an asset. PHYSICAL REQUIREMENTS Must have the use of sensory skills in order to effectively communicate and interact with homeless individuals, other employees and the pub lie through personal contact and the use of the telephone. Physical capability to effectively use and operate various items of office related equipment, such as, but not limited to, word processor, calculator, copier, and fax machine, No significant stan:ling, \valking, moving, climbing, carrying, kneeling, crawling, reaching, and handling, sining, standing, pushing and pulling. SUPERVISION RECEIVED General assignments are received from the Miami Beach Police Department and the CDBG Projects Coordinator. Work is performed with considerable latitude for use of independent judgement and is reviewed through periodic conferences and review of reports, Work is subject to review for compliance with departmental objectives and standards, SUPEVISION EXERCISED Volunteer workers and assigned clerical staff. Created 7/0] Jul 1105 12:18p Communit~ Services 3056042421 p.8 1021 - CASE WORKER (Commission Approval Pending) NA TURE OF WORK Responsible, supervisory, clerical or technical work of a specialized nature involving coordinating refcITal services to individuals and families requiring assistance of social service agencies. Work involves the perfomlancc of a variety of non- hazardous/non-enforcement field work and office duties. Incumbent exercises independent judgement in evaluating intonnation and initiating program action, preparing CDmplete case records within the general framework of good casework techniques, existing Jaws and departmental and program rules and practices. Work is performed under the supervision of the Department Director who reviews ,vork for adherence to standards ofthe program requirements. through personal conferences and analysis of case records and who provides direction in resolving problems resulting from conflicting philosophies, novel cases, or involving potential danger to c1ient(s) anclJor the facility. ILLUSTRATIVE EX~l\1PLES OF ESSENTIAL DUTIES Interviews clients with problems such as personal and family adjustments, school attendance finances, employment, food, clothing, housing, and physical needs to detennine nature and degree of problem. Confers with principals and teachers regarding clients. VisiLs families of clients to resolve truancy problems and makes referral to applicable agency. Helps client to modify attitudes and patterns of behavior by referral to social agency as necessary. Refers clients to community resources and other organizations. Perfonns job search activities and provides job referral oPPOltunities. Coordinates and organizes community outreach workshops for clients. Attends staff meetings, workshops, conferences and parents meetings Compiles records and prepares reports. Reviews service plans and perfonns follow-up to detemline quantity and quality of service provided client and status of client=s case. Accesses and records client and community resource infonnation. Secures supplementary infonnation such as employment, medical records, or school reports. Perfomls related vmrk as required. Kj'\/OWLEDGE, SKILLS AND ABILITIES Knowledge of social casework theory and practice. KnO\vledge of interviewing and counseling techniques. Knowledge of community health, welfare, and other resources. KnO\vledge of community outreach and grassroots organizing. Ability 10 esiablish and maintain effective professional relationships with clients. staff. personnel in other community agencies, other employees and the general public. Ability to express ideas clearly and concisely. both verbally and in writing. Ability to maintain required records. Ability to prepare correspondence and comprehensive reports. Ability to effectively supel'Vise other employees. ,Jul 11 06 12: 18p Communit~ Services 3056042421 p.:.:J 1021 - CASE WORKER (Commission Approyal Pending) MINIMUM REQUIREMENTS Graduation with an Associate's degree or equivalent in college credits with major course work in Social Work, Business, Criminal Justice, Sociology cr Psychology, with some experience working in social service, youth program or related field. Experience can substitute for education on a year- for-year basis. Valid driverc) license. PHYSICAL REQUIREMENTS Must have the use of sensory skills in order to effectively communicate and interact with other employees and the public through the use of the telephone and personal contact. Physical capability to effectively use and operate various items of office related equipment, such as, but not limited to, word processor, calculator, copier, and fax machine. No significant standing, waUJng, moving, climbing, canying, bending, kneeling, crawling, reaching, and handling, sitting, standing, pushing, and pulling. SUPERVISION RECEIVED General and specific assignments are received rrom the supervisor. Work is performed \vith considerable latitude for use of independent judgement, and is revicvved through periodic conferences and review of case records and reports. SUPERVISION EXERCISED May supervise clerical assistants. 07/01 2 15 Technical Submission Project Number: FL14B500030 Project Identifier Exhibit 4: Supportive Ser.vices (all projects requesting service funds) B. Job Descriptions Attach to this Exhibit naITative statement(s) indicating the job title(s) for each position to be funded. For each position describe the job responsibilities as they relate to the project. ~ For Job Descriptions see page 22 hereafter. C. Site Control A project sponsor must have site control when SHP funds are requested for supportive services at a site operated by the project sponsor. If the project sponsor does not operate this site (e.g., another organization does), check the "N/A" (i.e., not applicable) box in #1 below and proceed to the next applicable Exhibit. I. Does the project sponsor have site control at this time? ~ Yes o No ON/A If the answer to this question is "yes", complete question 2. If the answer to this question is "no", the project sponsor has one year from the date ofHUD's conditional award letter to the selectee to obtain site control. 2. Check the appropriate box below to indicate the f0l111 of site control that the project sponsor has now and at1ach a copy of the document. D Executed lease agreement D Executed option to purchase or lease [:;1 Deed or other proof of ownership o Executed contract of sale Arproval No. 2506-01 12 (exp. 8/31/2006) H U 0-40076-2 Ju1 11 06 12: 19p Communit~ Services 3056042421 p. l::J 14 Technical Submission Project Num ber: FLI4B500030 Project J dcntifier Exhibit 4: Suppol.tive Services (all projects requesting service funds) A. Supportive Services Budget Please complete the chart below for your project's total supponive services budget. If you need additional space for more services, you may reproduce this chal1 and label it Exhibit 4A. Tn the first column, fill in the supportive service expenses. For staff positions, please include the job title and quantity (or FTE-full time equivalent); for supportive services, such as transportation services, please include the type (e.g., bus tokens) and quantity. In the Year I column, emer the amount needed to pay for the service in the first year. [fthe grant is multi-year, enter the funds needed for Year 2, and if applicable, Year 3. In the last column, total the amount of funds needed for the full grant tenn. Please ensure that the total supportive services request on Line 10, column (d) helow, matches the amount you entered in your project's Summary Budget in Exhibit 1. Chart 4A: I Year 1 Year 2 Year 3 Total I SUpP0l1ive Service Ex.pense (a) (b) ( c) (d) I. Staffing: $219,119 $219,119 Quantity: 6 FTE and 0.65 PTE 2. Relocation Expense: $20,849 $20,849 Quantity: 14 persons/mo 3. Food for relocations: $1,982 SJ,982 Quantity: 14 persons/mo 4. Food Vouchers for Outreach: $555 $555 i Quantity: lump sum 15. Vehicle Expense: $4,832 $4,832 Quantitv: 7 Vehicles 6. lO's, Birth Certificates, etc.: $3,000 $3,000 Quantitv: 14.5 documents/month 7. Rent Assistance: $3,806 $3,806 Quantity: lump sum 8. Storage for Clients: SI,500 I $1,500 Quantity: $125/month 9. Total Supportive Services Budget $255,6431 $255,643 10. SHP REQUEST'" I $60,946 11. Selectee's Match (Line 9 minus Line 10) S3 l6,589 1 " fhe SH P request cannot be more than 80% ofthe tOlal supportive services budget in Line 9 Approyal No. 2506-0112 (exp. 8/31/2(06) HUD--W07G-2 14 Technical Submission Project Number: FL14B500030 Project Identifier Exhibit 4: Supportive Senices (all projects requesting service funds) A. Supportive Services Budget Please complete the chart below for your project's total supportive services budget. If you need additional space for more services, you may reproduce this chaJ1 and label it Exhibit 4A. In the first column, fill in the supp0l1ive service expenses. For staff positions, please include the job title and quantity (or FTE-full time equivalent); for supP0l1ive services, such as transportation services, please include the type (e.g., bus tokens) and quantity. In the Year I column, enter the amount needed to pay for the service in the first year. If the grant is multi-year, enter the funds needed for Year 2, and if applicable, Year 3. In the last column, total the amount of funds needed for the full grant term. Please ensure that the total supportive services request on Line 10, column (d) below, matches the amount you entered in your project's Summary Budget in Exhibit 1. Chart 4A: Year I Year 2 Year 3 Total Supportive Service Expense (a) (b) (c) (d) 1. Staffing: $254,350 254,350 Quantity: 6 HE and 1.80 PTE 2. Emergency Shelter: $263,403 $263,403 Quantity: 4] beds 3. Hotel/Motel Expense: $4,800 $4,800 Quantity: lump sum 14. Relocation Expense: $31,025 $31,025 Quantity: 14 persons/mo I 5. Food for relocations: $2,250 $2,250 I Quantity: 14 persons/mo 6. Food Vouchers: $10,200 $10,200 Quantity: lump sum I 7. Vehiele Expense: $6,501 $6,SOI Quantity: 2 Vehicles 8. !D's, Birth Certificates, etc.: $2,892 $2,892 Quantity: 14.5 documents/month 9. Rent Assistance: $0 $0 Quantity: lump sum I ] o. Storage: $1,598 $1,598 Quantity: $12S/month 11. Total Supportive Services Budget $493,195 $493,195 ]2. SHP REQUEST* $60,946 I 13. Selectee's Match (Line 9 minus Line 10) $516,073 I *The SHP request cannot be more than 80% of the total SUPPOliive services budget in Line 9 Apprcn<ll :\0. 2506-0]]2 (exp. 8/31/2006) HUD-40076-2 16 Project Number: FL14B500030 Project Identifier Exhibit 4: Supportive Services (all proj ects requesting service funds) D. Documentation of Match for Year 1 Technical Submission A selectee must cUITently have finn commitments for its cash resources for Year 1 and must submit documentation of those resources as an attachment to this Exhibit. These finn commitments must be documented on letterhead stationery, signed and dated by an authorized representative, and attached to this Exhibit. Each letter must, at a min imum, contain the following elements: I. The name of the organization providing the cash resource; 2. The amount; 3. The type of activity for which the funds will be used (e.g., case management, child care, education); 4. The name of the project sponsor organization to which the cash will be contributed and/or the name of the project; and 5. The date the funds will be available. -+ For operating budget, leverage and funding sources see pages 22 and 23 hereafter, as well as attached leverage letter. E. Certification of Match for Year 2 and Y car 3, if applicable The following certification must be completed for Year 2, and Year 3 ifapplicable, of your grant term to ce11ify that non-SHP cash resources wili be used to meet your supportive services match requirement in each of these years. The amount specified in th is certification must match the amount shown in Ch311 4A, Line 11, of this Exllibit. No other documentation regarding the supp0l1ive services match requirement for Year 2 and Year 3 of your grant teml is required at this time. However, match commitment for Years 2 and 3 will be identified at time of submission of Annual Progress Reports for those years. the amount of $ (selectee organization) certifies that it will provide cash resources in from non-SHP funding sources for Year(s)_ of this grant term to The be used to provide services to homeless persons under I-IUD's grant number Signature of authorized representative Name Title Date Approval No. 2506-0112 (exp. 8/31/2006) HLiD-40076-2 14316 Attachment 11 Federal Register / Vol. 70, No.53 / Monday 21, 2005/Notices Exhibit 1: Continuum of Care Supplemental Resources Project Leveraging Chart Please complete the following Project Leveraging Chart (HUD 40076 COC-N) Continuum of Care: Project Leveraging (complete only one chari for the entire Conlinuum of Care and Inscrtm Exhihill. TlJls entire chari wi/! cOllnl as only one page towards the 30-page IlImtallon). Projcct I Namc of Projcct Typc of Sourcc or *Value of Writtcn Priori(y Contribution Providcr Co 11ll1litmcn t ,Number Staffing Cash City of Miami $254,350 Beach - General Fund Hotel/Motel Costs Cash Emergency Food $4,800 and Shelter Program Emergency Shelter Cash City of Miami $263,403 Beach - ResOlt Tax Re location Cash City of Miami $3] ,025 Expense Beach - ResOlt Tax Food Expense (for Cash City of Miami $2,250 relocation only) Beach - ResOlt Tax Food Vouchers Cash Emergency Food $] 0,200 and Shelter Program !D's / Bilth Cash City of Miami $2,892 Certificates Beach - ResOlt Tax Storage Fees (for Cash City of Miami $] ,598 shelter clients) Beach - ResOlt Tax Vehicle Expense Cash City of Miami $6,501 Beach - ResOlt Tax I Communications Cash City of Miami $2,544 I Beach - ResOlt Tax Office Supplies Cash I City afMi,,,,i $5,500 Beach - General Fund TOTAL $585,063 Please enter the value of the contribution or which you have a written commitment at time of application submission. · BUD 40076 CoC-N ~ul 11 Uti 12: l~p l,ommUnl~~ ..:lei 1,/.L......c'='O lD . ~~I , '----, I , ,.,< " City of Miami Beach, 1700 Conventio" Cenler Drive, Miami Beach, Florida 33139, www miam,beochf!.gc,y NEIGHBORHOOD SERVICES, Office of Comm'Jnity Services Tel (305) 604.4663, Fox (305) 604.2421 April 18, 2006 Mr. David Raymond Acting Executive Director Miami-Dade County Homeless Trust Suite 27-310 111 NW First Street Miami, Florida 33128-1930 Re: Letter of Commitment - Super NOFA 2006 Dear Mr. Raymond - This letter serves as confirmation of the City of Miami Beach's projected leverage funding resources committed to the Office of Community Services/Homeless Outreach. Leverage funds prOjected for supportive services to the Homeless Outreach are as follows: , Line Item Revenue Source Cash Leverage Amount Match I Staffln Staffin I Staffin Hotel/Motel Costs Emergency Shelter Beds (41 beds) Relocation Ex ense ~ood Expense (Reloc3!.ion Onl Food Vouchers (Non-relocation Vehicle Ex ense 2 vehicles I DsfBirth Certificates Communications Storage Fees (For Shelter Clients) Office Su lies Total Cash Match Total Levera e Totals General Fund General Fund Resort Tax EFSB Resort Tax Resort Tax Resort Tax EFSB Resort Tax Resort Tax Resort Tax Resort Tax ../ 75,754 51,200 ' 127,3961 ___4,800 I 263,403 31,025 2,250 10,200 6,501 2,892 2,544 1,598 ../ ../ ../ ../ ../ ../ ../ ../ 5,500 187,641 397,422 585,063 If you have any additional questions, please contact Maria Ruiz, Division Director! Office of Community Services at (305)673-7491. Sincerely, Jorge M. Gorlzalez City Manager " ~ I ,. Jul 11 08 12:18p Communit~ Services 3056042421 p. 10 vvww.efsp.un itedway. org Emergency Food and Shelter Program 701 North Fairfax Street, Suite 310 Alexandria, VA 22314-2064 Phone 703-706-9660 Fax 703-706-9677 24-1594-00 076 E 1 05/09/06 1594-00 Miami-Dade County, FL LRO 076 LRO ID: 159400-076 Maria Rujz City of Miami Beach 1700 Convention Center Drive Miami, FL 33139 RE: Account Status for Phase 24 LRO JD: 159400-076 The funds you are receiving are Federal funds as authorized under Public Law PL 109-90. The CFDA number for the Emergency Food and Shelter Program is 97.02.4. For access to the EFSP web site, you need a password. If you have not already set one, your temporary password is your LRO 10 without the hyphens, e.g. 123456789 for LRO 10# 1234-56-789. You will have to change this the first time you access the Local Board and LRO Information page of the web site. As of today, our records indicate that your LRO has received the following awards(s) under this phase of the Emergency Food and Shelter National Board Program: .- Award Amount Award Adjustments Award Total 15,000.00 0.00 15,000.00 Your LRO may begin charging expenses against this total as of 12101/05. Funds must be expended prior to 11/30/06. To date, your LRO has received the following payment(s): EFT E160325 paid on 05/09/06 Bank Account: ABA# 061000104 Acct# 0360002236568 Deposited: 05/12/06 Payment Total 7,50000 7,500.00 Monies still due your'LRO: $7,500.00 Sincerely, k~~Ay Sharon M. Bailey (J Vice President '-'UL L.l UO .lC:; LOr-' L. U 111111 U I I.L '-".:J ...J =- I ..,..&. "-.; "- ~ ElVIERGENCY FOOD & SHELTER PROGRAlVI P.O. BOX 459007 MIAMI. RORID/\ 33245-9007 . T:::LEPHONl: (305) 646-7085 / F.~X (305) 646-7D79 Nil. T10NAL BOARD CHAIR LAL'RE'iCE W. ZENSlNGER Federal Em:;rGt:n::y ;-,,/L.lTlJg~mcnt :\gcncy BOARD ME;VillERS DlANA A vrv Unite-d Jewish Cornmuniril':s BROTHER JOSEPH BERG Catholic ChJritie.s LT COL. PAUL E. BOLLWAH,\! The S,:..dv<ltion Army BRE:-IDA GlRTON.\lITCHELL National Councilor the Churches or Chris! JOH)\" MCDIVlTI A merican Red Cross SR lDGET GA V AG HAN lJnjt~j \V~lY of America STAFF DOr-;ALD McKEE Llllil.ed \v:.!.y ;;f A ::;erj"::l CAROL COLEMAN Federal Err~q;ency Man.q~cment Ag~IlCY SflARON BAlLEY L'njlcd Way of America KIMBERLY;-,JANCE Federal Emergency Management Agency YVONNE WALKER Cruled W"y of America LOCAL BOARD CHAIR NADINE JOHNSON Hope Cenler VICE.ClL\lR EDITH HU:V1ES-0."EWBOLD South Florid" Workforce MEMBERS RONALD l3RU.>{MIT Miami Rescue Mission LYNNE CAMER01\. Neighbors 4 Neighbors/CBS.! VlRGlN1A COTO Church Warld Services NEIL C. COX Brenner & Dlenstag. P.A. I-IARY DONWORTH Uniled \,V:.ly oC tv1;arnj~Dadc AUGUSTA FLYNN YWCA THAMAf<A LABROUSSE Swirchboa.rd of Miami MAJOR TOM OVERTON The Salvation .-\rmy DA VID RA YMO.\!D Mj,mi-Dade COllnly Homekss Trust :VI.ARYUN REI' Offi.:.::e of the 1\1ayor ROnERT RUAt-:O City of .>{iami DA VlD SALT,\.[,\N J::\....ish Commuruty Services RICHARD TURCOTTE C<..ltholic Charities 1l1LL WILSON An~ric;Jn Red Cross CAROL YN WILSON :-.iev.' Hope Drop In Center STAFF V A.'iESSA BEN." VlDES United W;\}' of !'vL~lmi-DaJc March 21. 2CXJ6 Maria 1. Ruiz Ciry of Ivliami Beach 555 17th Street Miami Bexh.FL33139 Dear Ms. Rlliz, CongrQtulQtions! The Local Board of the Emergency Focxl and Shelter Program has approved your organization for funding for Phase 24 in the Miami-Dade County 1594-00] urisdiction. Eligible expenses may be incurred for the Phase 24 program pericx:l as of this notification through November 30,2006 WlJess otherwise directed. All funding is contingent upon your organization clearing audit of Phase 23 document:.ttion and aJl previoLiS pha.ses~ if applicutJl~. tJso, f~:lding is b2.Sed on th~ eXiX"ct2t!on that your agency ~rilllL~e these funds to provide assistance to aJl individuals who are eligible, not only those accessing other program seryjces. Based on your application funding was approved for the following services Services Fo..-xI Vouchers Hotel/l'vlotel Total $10200 $4,800 $15,000 As in previous phases, documentation (copies of all canceled checks, invoices, [euers from landlords, or eviction notices, utility cut-off notices) must be collected for all expenses. Initial distribution of funds win come directly from the National Board in AJexandria, Virginia. Your second payment will submitted to you electronically upon your written request to the Local Board Chair. This request wiI! be approved upon assurances that funds have been used properly and the program is being implemented as intended. The Local Board Wlll conduct a strategic review of the program during Phase 24. Our objective will be to . ensure that future EFSP funding decisions are consistent with the intent of the program and that the best interests of the communities are served_ Active participation ofLRO's will be essential for success and will occur in a variety of ways. As usual, LRO's will be required to attend a 1\1ANDA TORY providers meeting. Failure to attend could effect future funding for your organization. The meeting 'Nill take place on Tuesday, Aprilll1h from 9:00 a..m to 11:00 a.m at the United Way of Miami-Dade, .I".nsin Building, 3250 SW 3rd Ave, Miami, FL 33129. Enclosed you ,,,,ill find genewl directions to the building and parking infornw.tior1. - Also, attached you will find a Local Recipient Organization Certification Form. Please complete and retum1his form to the EFSP local staff person, Vanessa Benavides at EFSP, P.O. Box 459007, Miami, Florida, 33245-9007 as soon as possible. r you ha\.'e any questionr\. se T fececl free to contact Vanessa Benavides at (305) 646-7085. Thill'1).,: you. . c ~eJ,~l ~ .fd:~ Nc ine Johnson, Chair Emergency Food cmd Shelter Prob'Tam Phase 24 Local Board LOCCSNRS ~NAPS Special Needs Assistance . Program Request Voucher for Grant Payment. U.s. Department of Housing and Urban Development Office of Community Planning and Development OMS Approval No. 2535-0102 (exp. 113112004) ATTACHMENT C See Instruetions and Public ReportIng Burden Statement on back 1. Voucher Nlmber 2. LOCCS Pgnn. Ar8II 3. Period CoYered by lhis ReqUEllll (dates) <4. Type 01 Disbursement SNAP HPAC o Partial o Final I I I I I I IHP 5. VolOll A~ No. (5 digit., hyphen, 5 more ) 6. Gran1M Organization'. Name . 8. Grant No. 6&. Granlee OrglDzBlion'. nN 9. Une Item no. Type of Funds Requested Amount (romd 10 nearest dollar) 1010 Acquisition 1020 Rehabilitation 1021 New Construction 1022 Substantial Rehabilitation 1023 Moderate Rehabilitation 1030 Operating Cost 1040 Rental Assistance 1050 Supportive Services 1060 Administrative Cost 1070 Child Care 1080 Employment Assistance 1090 Relocation 1100 Leasing 1110 Repair & Maintenance 1111 Prevention (RH) 1112 Capacity Building (RH) 1120 Other: 10. Voucher Tota I hereby certify that all the information stated herein, as well as any information provided in the accompaniment herewith, is true and accurate. Warning: HUDwlllprosecWl false clams and statemerU CorMc:tionmay result incrimlnaland'orclvi penallles. (18 U.S.C. 1001, 1010, 1012; 31 U.S.C.3729,3802) 11. Name & Phone Number (including area code) of the Authorized 12. Signature 13. 0a1e 01 ReqUMl Person who caled SNAPs System VRS x Privacy Statement: Public Law 97-255, Financial Integrity Act, 31 U.S.C. 3512, authorizes the Department of Housing and Urban Development (HUD) to collec1 all the Information (except the Social Security N~ber (SSN)) which will be used by HUD to protect disbursement data from fraudulent actions. The Housing and Community Development Act of 1987,42 U.S.C. 3543, authorizes HUD to collect the SSN. The data are used to ensure that Individuals who no longer require access to Line of Credit Control System (LOCCS) have their access capability promptly deleted. Provision of the SSN is mandatory. HUD uses It asa unique ldentlfierforsafeguarding LOCCS from unauthorized access. Failure to provide the Information requested may delay the processing of your approval for access to LOCCS. ThIs information will not be otherwise dlsctosed or released outside of HUD, except as permitted or required by IBw. Retain this form In your records for audit purposes page 1 of 2 form HUD-27053-A (2195) ~C-1 L.....I MIAMI-DADE ...... ~OMELESS T R U S T MONTHLY INVOICE MONTH: PROVIDER NAME: PROGRAM NAME: CONTRACT # Contract Period: POSITIONS/DESCRIPTIONS % Total Expenses Program Expenses [::;:~::rrt:s:r~~~~::::r::.:r!:=??f'W-5~~,~" 'J. 0"1. $ $ #DIV/OI 0% #DIV/O! 0% #DIV/O! 0% #DIV/O! 0% #DIV/O! 0% #DIV/O! 0% #DIV/O! 0% #DIV/O! 0% #DIV/O! 0% #DIV/O! 0% #DIV/O! 0% #DIV/O! 0% #DIV/O! 0% #DIV/O! 0% #DIV/O! #DIV/O! DESCRIPTIONS 0% #DIV/O! DESCRIPTIONS 0% #DIV/O! DESCRIPTIONS 0% #DIV/O! DESCRIPTIONS 0% #DIV/O! DESCRIPTIONS 0% #DIV/O! DESCRIPTIONS 0% #DIV/O! DESCRIPTIONS 0% #DIV/O! DESCRIPTIONS 0% #DIV/O! DESCRIPTIONS 0% #DIV/O! DESCRIPTIONS 0% #DIV/O! DESCRIPTIONS 0% #DIV/O! DESCRIPTIONS 0% #DIV/O! DESCRIPTIONS 0% #DIV/O! DESCRIPTIONS 0% #DIV/O! DESCRIPTIONS 0% #DIV/O! Total Supportive Service $ $ $ $ #DIV/OI TOTAL SUPPORTIVE SVC $ 1$ 1$ $ $ #DIV/O! HT/PROJECTS 6/10/049:36 AM ~=~~~~~~.. POSITIONS/DESCRIPTIONS % Total Expenses Program Expenses POSITIONS POSITIONS POSITIONS POSITIONS POSITIONS POSITIONS POSITIONS POSITIONS POSITIONS POSITIONS POSITIONS POSITIONS POSITIONS POSITIONS POSITIONS TOTAL SALAR/ES 0% $ 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! DESCRIPTIONS 0% DESCRIPTIONS 0% DESCRIPTIONS 0% DESCRIPTIONS 0% DESCRIPTIONS 0% DESCRIPTIONS 0% DESCRIPTIONS 0% DESCRIPTIONS 0% DESCRIPTIONS 0% DESCRIPTIONS 0% DESCRIPTIONS 0% DESCRIPTIONS 0% DESCRIPTIONS 0% DESCRIPTIONS 0% DESCRIPTIONS 0% I Total Other Operating Services II $ TOTAL OPERATING SVCS $ #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! #DIV/O! POSITIONS/DESCRIPTIONS % Total Expenses 'Program Expenses SHP Total Year SHP Reimbursement Expenses L~~'_~: _ _~,_, -. _ ~-=~_:._c~' _..=-~~::;.::~...' '. -. _~ :. _._~=~:it~ltill~U;iJ~!~~jf@)f~--=~~~~~-:--~c--~.: -L::'c~~:~_:'~-;:::-~:~~:' ~_"~':'~co.~.;~~'c~-~,;it~~;l! TOTAL LEASING 0% $ $ $ $ SHP Exp YTD $ o xp YTD #DIV/OI POSITIONS/DESCRIPTIONS Total Expenses Program Expenses SHP Relmbursemf'nt Total Year SHP Expenses Year to Date Year: 1 23 I I % of Tot Exp I . SHP Exp YTD YTD $ - #DIV/OI TOTAL ADMIN COST $ 1$ 1$ 1$ 1$ $ GRAND TOTAL $ $ $ II #DIV/O! HT/PROJECTS 6/10/049:36 AM ServicePoint - HUD 40118 Report A TT ACHMENT ]) Page 1 of 4 nf" munily. Miami Dade Homeless Trust Jun 14, 2006 Miami-Dade County Government / Home C1lentPolnt ResourcePolnt ShelterPolnt SkanPolnt ~Reports Logoff HUD Annual Progress Report (HUD-40118) Report Options: Provider I-select- !Miami-Dade County Government (#1) lit III Unduplicated C Operating Year Date Range .105/01/20061 to 105/31/20061 (mm/dd/yyyy) Legal Adult Age ~ (as defined by foster care law in your state) Or I-select- 11 2. Persons Served during the Number of Singles Number of Adults Number of Children in operating year. Not in Families in Families Families a. Number on the first day of the 0 0 0 operating year. b. Number entering program during the 0 0 0 operating year. c. Number who left the program during 0 0 0 the operating year. d. Number in the program on the last day 0 0 0 of the operating year. (a+b-c=d) Number of Singles Number of Adults Number of 3. Project Capacity. Children in Not in Families in Families Families Number of FCimilies o o o o NlJmber of Families a. Number on last day (from 2d, columns 1 and 4) 4. Non-homeless persons. (Sec. 8 SRO projects only) How many Income-eligible non-homeless persons were housed by the SRO program during the operating year? o . 0 o 5. Age and gender. Single Persons (from 2b, column 1) Age Male Female Other/Not given a. 62 and over 0 0 0 b.51-61 0 0 0 c. 31 - 50 0 0 0 d. 18 - 30 0 0 0 e. 17 and under 0 0 0 Not given 0 0 0 f. 62 and over 0 0 0 g.51-61 0 0 0 h.31-50 0 0 0 Persons in Families (from 2b, columns 2 &. 3) https://www3 . servicept.comlmiami/scripts/svpreporthud. php 6/14/2006 ServicePoint - HUD 40118 Report Page 2 of4 i. 18 - 30 0 0 0 j. 13 - 17 0 0 0 k. 6 - 12 0 0 0 I. 1 - 5 0 0 0 m. Under 1 0 0 0 Not given 0 0 0 Ga. Veterans Status. A veteran is anyone who has ever been on active military duty status. 0 Gb. Chronically Homeless. How many participants were chronically homeless individuals? 0 7. Ethnicity. a. Hispanic or Latino 0 b. Non-Hispanic or Non-Latino 0 8. Race. a. American Indian or Alaskan Native 0 b. Asian 0 c. Black or African American 0 d. Native Hawaiian or Other Pacific Islander 0 e. White 0 f. American Indian/Alaskan Native & White 0 g. Asian & White 0 h. Black/African American & White 0 i. American Indian/Alaskan Native & Black/African American 0 j. Other Multi-Racial 0 k. Other/Unknown (all that do not match) 0 9a. Special Needs. All Chlionic a. Mental Illness 0 :0 b. Alcohol abuse 0 0 c. Drug abuse 0 0 d. HIV/AIDS or related diseases 0 0 e. Developmental disability 0 0 f. Physical disability 0 0 g. Domestic violence 0 0 h. Other (please specify) 0 0 9b. Disabled. How many of the participants are disabled? I 0 10. Prior Living Situation. All Chronic a. Non-hOUSing (street, park, car, bus station, etc.) 0 0 b. Emergency shelter 0 0 c. Transitional housing for homeless persons 0 d. Psychiatric facility 0 e. Substance abuse treatment facility 0 f. Hospital 0 g. Jail/prison 0 h. Domestic violence situation 0 i. Living with relatives/friends 0 j. Rental housing 0 https://www3.servicept.comlmiami/scripts/svpreporthud.php 6/14/2006 :ServlcePomt - HUU 4U 11 ~ Keport Page 3 of 4 k. Other (please specify) I 0 I 11. Amount and Source of Monthly Income at Entry and Exit. Amount A. Monthly Income at Entry B. Monthly Incqme at Exit All Chronic All C/;Ironic a. No Income 0 0 0 0 b. $1-150 0 0 0 0 c. $151 - $250 0 0 0 0 d. $251 - $500 0 0 0 0 e. $501 - $1000 0 0 0 0 f. $1001 - $1500 0 0 0 0 g. $1501 - $2000 0 0 0 0 h. $2000 + 0 0 0 0 Source C. Income Sources at Entry D. Income Sou~ces at Exit All Chronic All C~ronic a. Supplemental Security Income (551) 0 0 0 0 b. Social Security Disability Insurance (SSDI) 0 0 0 0 c. Social Security 0 0 0 0 d. General Public Assistance 0 0 0 0 e. Temporary Aid to Needy Families (TANF) 0 0 0 0 f. State Children's Health Insurance Program (SCHIP) 0 0 0 0 g. Veterans benefits 0 0 0 0 h. Employment Income 0 0 0 0 i. Unemployment Benefits 0 0 0 0 j. Veteran's Health Care 0 0 0 0 k. Medicaid 0 0 0 0 I. Food Stamps 0 0 0 0 m. Other (please specify) 0 0 0 0 n. No financial resources 0 0 0 0 12a. Length of Stay in Program. (Participants who left during operating year) All .Chronic a. Less than 1 month 0 0 b. 1 to 2 months 0 0 c. 3 -.6 months 0 0 d. 7 months - 12 months 0 0 e. 13 months - 24 months 0 0 f. 25 months - 3 years 0 0 g. 4 years - 5 years 0 0 h. 6 years - 7 years 0 0 i. 8 years - 10 years 0 0 j. over 10 yea rs 0 0 12b. Length of Stay in Program. (Participants who did not leave during operating year) All Chronic a. Less than 1 month 0 0 b. 1 to 2 months 0 0 c. 3 - 6 months 0 0 d. 7 months - 12 months 0 0 e. 13 months - 24 months 0 0 f. 25 months - 3 years 0 0 g. 4 years - 5 years 0 0 https://www3 . servicept. com/miami/ scripts/ svpreporthud. php 6/14/2006 ServieePoint - HUD 40118 Report Page 4 of 4 h. 6 years - 7 years 0 0 i. 8 years - 10 years 0 0 j. over 10 years 0 0 13. Reasons for Leaving. All Chronic a. Left for a housing opportunity before completing program 0 0 b. Completed program 0 0 c. Non-payment of rent/occupancy charge 0 0 d. Non-compliance with project 0 0 e. Criminal activity 1 destruction of property 1 violence 0 0 f. Reached maximum time allowed in project 0 0 g. Needs could not be met by project 0 0 h. Disagreement with rules/persons 0 0 i. Death 0 0 j. other (please specify) 0 0 k. Unknown/disappeared 0 0 14. Destination. All Chronic PERMANENT (a - h) a. Rental house or apartment (no subsidy) 0 0 b. Public Housing 0 0 c. Section 8 0 0 d. Shelter Plus Care 0 0 e. HOME subsidized house or apartment 0 0 f. other subsidized house or apartment 0 0 g. Homeownershlp 0 0 h. Moved in with family or friends 0 0 TRANSITIONAL (i - j) i. Transitional housing for homeless persons 0 0 j. Moved in with family or friends 0 0 INSTITUTION (k - m) k. Psychiatric hospital 0 0 J. Inpatient alcohol/drug treatment facility 0 0 m. Jail/prison 0 0 EMERGENCY SHELTER (n) n. Emergency shelter 0 0 OTHER (0 - q) o. other supportive housing 0 0 p. Places not meant for human habitation (e.g. street) 0 0 q. other (please specify) 0 0 UNKNOWN r. Unknown 0 0 15. Supportive Services. No supportive services found. ServicePoint version 4.01.018 (db build #0723) Licensed to: Miami Dade Homeless Trust @ 1999-2006 Bowman Systems L.L.C. All Rights Reserved. CPT only @2004 American Medical Association. All Rights Resel'ved. DS~1 and DSM-IV- TR are registered trademarks of the American Psychiatric Association, and ar'e used with permission herein. ICD-9-CM @1994 National Center for Health Statistics (ICD-9 (c)World Health Organization). All Rights Reserved. Taxonomy @1983-2003 Information and Referral Federation of Los Angeles County, Inc. All Rights Reserved. https:llwww3 .servicept. com/miamil seri ptsl svpreporthud. php 6/14/2006 ATTACHMENT E MIAMI-DADE COUNTY HOMELESS TRUST PROGRAM RATING OF SATISFACTION INSTRUCTIONS Carefully read all of the instructions below BEFORE distributing the Program Rating of Satisfaction survey to your program participants. General Information The Program Rating of Satisfaction consists of 11 items which are used to determine a client's satisfaction with services they are receiving from a provider. It is to be completed by all program participants engaged in services at a Trust-funded program. It must be completed - at a minimum - at time of discharge for all participants. It is strongly recommended that a Program Rating of Satisfaction survey also be completed at intervals as may be applicable to the program; however, only the discharge survey must be forwarded to the Homeless Trust. Case management notes should indicate specifically why a Program Rating of Satisfaction was not obtained, if that is the case (client went A WOL, institutionalized, etc.), and what efforts were made to obtain a survey in those instances. The Program Rating of Satisfaction is available in English, Spanish and Creole. Providers are responsible for reproducing the appropriate survey and providing an envelope (that seals) for each respondent. All responses should be completed in ink If a participant cannot read, providers should encourage them to use the same process they use to have other information read to them. An employee of the agency that is not directly responsible for the client's care can read the form. This should be indicated in Section II. as a separate set of staff initials. Filling out the form 1) A language appropriate survey and an envelope should be provided to all participants who are required to complete the form. Only one form per family is required. The form must be filled out in ink. 2) Section II of the Program Rating of Satisfaction is to be completed by staff prior to providing the survey document to the program participant. Staff initials refers to the initials of the case manager responsible for the client's service delivery. If the survey must be read to the client, the initials of the staff person performing that function should also be included. In no case should the participant's case manager read items aloud to the participant. 3) Section I of the Program Rating of Satisfaction Form is to be filled out ONLY by the program participant. The program participant should be provided a private place and sufficient time to answer the survey. 4) Providers should reassure participants of the confidentiality of their responses. Providers may wish to introduce the survey, as follows: "This survey is one way of helping us determine how well we are helping individuals that come to our agency for assistance. Please take a few minutes after I leave to answer this very short survey as honestly as possible. Your responses are private and we will not look at them. Please seal the envelope and give it to me when you are done (or: put it in the drop box)." 5) The completed survey should be placed in the envelope by the recipient and sealed. Providers are encouraged to provide a "drop box" with a slot for completed forms. 6) The sealed envelope(s) should be forwarded to the Miami-Dade County Homeless Trust on a monthly basis. 7) The provider agency should maintain a log of how many surveys are distributed. DETERMINATION OF MINIMUM AVERAGE SCORE FOR CONSUMER SATISFACTION SURVEY BHRS equivalent Q1'g score I was informed of my ri2hts and responsibilities N/A 5.0 I was provided with information about different services N/A I 5.0 that are available for me I was involved in making decisions about my care/service II 5.09 plan I was able to talk with staff when I needed to "'5 5.15 The building and facilities have usually been clean, safe and 4 5.] 8 I I comfortable My rights were respected and protected, including my right N/A 5.0 to file a ~rievance, if needed My case mana2er seems oualified to help me I 5.47 I would recommend this Dro~ram to others 8 5.36 I am treated with respect by the staff 18 - "" )._.J The staff seems to care about whether I l!et better 20 5.3] Program staff were knowledgeable about available services 14 5.38 that could helD me 11/6/00 57.17 RECOMMENDED 57.00 MIAMI-DADE COUNTY HOMELESS TRUST PROGRAM RATING OF SATISFACTION Section I. :TO BE COMPLETED BY PROGRAM P ARTICIP ANT Instructions: Please answer each question below by placing an [Xl in the space provided. Your responses to these questions have no bearinf! on vour continued participation in the prof!ram. ALL responses are confidential. Why did you choose to enter the program (mark only one box): o I decided to come to this program on my own (through outreach. referral. etc.) o I was placed here through another program (court intervention, police. etc.) against my will o I had previously participated in this or a similar program and decided to return OPTIONAL Information: Name: Today's Date: Sex: 0 male 0 female Please answer the following questions about the services you received. Mark {XI on~l' one box which best describes your feelings about each statement. These questions are meant to help us improve the services provided, so we ask that you tell us how you really feel, whether or not it is ood or bad. Stro/lgly A ree I was informed of my rights and responsibilities, [6] [5] [4 ] [3] [2] [I] includin the a enc 's rievance rocedures I was provided with information about different services [6] [5] [4] [3] [2] [I] that are available for me I was involved in making decisions about my [6] [5] [4] [3] [2] [ I ] ca re/service Ian I was able to talk with staff when I needed to [6] [5] [4] [3] [7] I The building and facilities have usually been clean, safe [6] [5] [4] [3] [2] [ I ] and comfortable My rights were respected and protected, including my [6] [5] [4] [3] [2] [I] ri ht to file a rievance, if needed M case mana er seems ualified to hel me [6] [5] [4] [3] I would recommend this ro ram to others [6] [5] [4] [3 ] I am treated with res ect bv the staff [6] [5] [4] [3] The staff seems to care about whether I et better [6] [5] [4] [3] Program staff were knowledgeable about available [6] [5] [4] [3 ] services that could hel me Section II.: TO BE COMPLETED BY PROGRAM STAFF Purpose of Evaluation Current Level of Care provided o At Admission 0 emergency housing Provider Name: o At discharge 0 transitional housing/tx Project Name: o Other: 0 transitional housing/non-tx Staff Initials: 0 pennanent housing 0 services only Rev.] 1/6/00 Forms/programrating MIAMI-DADE COUNTY HOMELESS TRUST EV ALUACION DE LA SATISFACCION CON EL PROGRA~lA Seccion I. COMPLETADA POR EL PARTICIPANTE DEL PROGRAMA lnstrucciones: Por favor coloque una cruz [Xl en el espacio provisto para responder alas pregulltas a cOlltilluacioll. Las respuestas que usted de a este cuestionario no influirdn de forma ai/tuna sabre la colltinuacioll de S/l participaciljn ell este orOf!rama. TODAS las respuestas se malltendrdn COllfidencialmente. ;,Por que decidio usted participar en el programa? (Marque una casilla solamente): [ ] Lo decidi por mi cuenta (porque fui remitido 0 por medio de otro programa, etc.) [ ] Fui colocado aqui mediante otro programa (por intervencion de 105 tribunales, la policia, etc.) en contra de mi voluntad ] Ya habia participado en este program a 0 en uno similar y decidi regresar Informacion OPCIONAL: Nombre y apellido: Fecha de hoy: Genero: M [ ] F [ ] Por favor responda alas pregulltas siguientes acerca de los servicios que se Ie hall prestado. lndique COil una cruz [Xl EN UNA SOLA CASILLA paR PREGUNTA laforma ell que usted se siente acerca de cada una de las cuestiolles descritas. Como sus respuestas a estas preguntas nos ayudardn a mejorar los servicios que prestamos, Ie rogamos que IIOS !laga saber como se siente en realidad acerca de nuestros servicios, no importa si usted los considera buellos 0 malos. Se me informaron cmiles eran mis derechos y responsabilidades, entre ellos, los procedimientos de la a en cia ara someter ue' as. Se me dio informacion sobre los distintos servicios a los ue ten 0 derecho. Participe en la toma de decisiones referentes a mi plan de atencion V servicios. Pude hablar con el personal cuando tuve necesidad de hacerlo. EI centro y sus servicios por 10 general se han mantenido lim ios, sin eli ro accesibles. Se respetaron y protegieron mis derechos, entre ellos, mi derecho a someter ue' as si 10 considero necesario. Aparentemente, la persona encargada de mi caso sabe 10 ue tiene ue hacer ara a udarme. Yo les recomendaria este ro ecto a otras ersonas. Los em leados me trataron res etuosamente. Aparentemente, a los empleados les interesa que yo me'ore. Los empleados sabian que servicios podian servirme de a uda. Muy de acuerdo [6] [6] [6] [6] [6] [6] [6] [6 [6] [6] [6] [5] [5] [5] [5] [5] [5] [5] [5] [5] [5] [4] [4] [4] [4] [4] [4] [4] [4] [4] [4 ] [3] Muyen desacuerdo [ I] [2] [ 1 ] [2] [ I ] [2] [I] [2] [ I] [2] [ I] [2] [ I] [3] [3] [3] [3] [3] [3 [3] [3] [3] [2] [I ] Seccion II.: COMPLET ADA POR EMPLEADOS DEL PROGRAMA (completed bv proeram staff) Purpose of Evaluation Current Level of Care provided o At Admission 0 emergency housing Provider Name: o At discharge 0 transitional housingltx Project Name: o Other: 0 transitional housing/non-tx Staff Initials: 0 permanent housing 0 services only MIAMI-DADE COUNTY HOMELESS TRUST PWOGRAM POD EVALYE SATISFAKSYON Section 1. TOUT P A TISIP AN NAN PWOGRAM SILA A FET POll RANPLI P AJ SA A Enstriksyon: Tanpri reponn cllak keksyon anba la a epi fi yon ti kwa {x] nan espas ki vid la. RerJOns 1l0U bar \'0 pap deranie fason nap kontinve patisipe nan pwoeram sUa a. Tou(repons yo ap sekre. POUKI W CHWAZI PATlSIPE NAN PWOGRAM SILA A (fe yon ti kwa nan yon grenn bwat): [I Se mwen ki chwazi vinn nan pwogram sila a (swa pa referans, swa pa sevis espesyal asistans piblik etc.) I] Se pa chwa mwen, se yon lOt pwogram ki voyem (zak tribinal, lapolis etc) I] Mwen te deja patisipe nan yon pwogram konsa epi mwen deside retounnen. Enfomasyon POll bav si w vIe: Non: Dat Jodya: Seks [] Gason [] Fenm Tanpri reponn keksyon sUa yo dapre sevis w resevwa. Fe yon kwa {x] nan yon sel ti kare epi ell wazi repons ki pUs matclle ave w. Keksyon sUa yo la pou ede nou bay pi bon sevis, alb IIOU mande nou bay repolls ki pUs matelte ave w, ke U bon ou pa. Bonjan Pa finn Pa dako dako two dako ditou [6] [5] [4] [3 ] [2] [1 ] [6] [5] [4] [3] [2] [1 ] [6] [5] [4] [3] [2] [1] [6] [5] [4] [3] [2] [I] [6] [5] [4] [3] [2] [ 1 ] [6] [5] [4] [3 ] [2] [1 ] [6] [5] [4] [3] [2] [ 1 ] Section II.: TO BE COMPLETED BY PROGRAM STAFF Purpose of Evaluation Current Level of Care provided o At Admission 0 emergency housing Provider Name: o At discharge 0 transitional housing/tx Project Name: o Other: 0 transitional housing/non-tx Staff Initials: 0 permanent housing 0 services onlv Rev. ] 1/6/00 Fonns/programraling A'I'IT(}MNI' F CLIENT CONTRIBUTION REPORT NAME OF AGENCY SUBMITTING REPORT: GRANT NUMBER: DATE REPORT SUBMITTED: REPORT COMPILED BY: SERVICE PERIOD: CLIENT NAME: DATE OF BIRTH: I I --- SSN#: DATE OF PROGRAM ENTRY: _1_1_ CASE MANAGER I COUNSELOR: INCOME: (CHECK ONE) TOTAL AMOUNT TO AMOUNT TO AMOUNT: CLIENT: PROVIDER: SS II SSD (DIS.): $ SOC. SECURITY: $ AFDcrrANF: $ FOOD STAMPS: $ VETERAN'S BENEFITS: $ MEDICAID (Check One): $ $ I 0/0 $ $ I 0/0 $ $ I 0/0 $ $ I 0/0 $ $ I 0/0 Yes No TOTAL AMOUNT TO * AMOUNT TO AMOUNT: CLIENT: P~OVIDER: EMPLOYMENT**: $ OTHER( CHILD SUPPORT $ ALIMONY, WORKER'S COMP, ETC.) $ $ $ $ I % I % TOTAL: $ DATE RECEIVED: I I --- _I_I- I I --- I I --- I I --- PAY DATE: I I --- _1_1- AMOUNT THIS MONTH TO CLIENT TOTAL: $ * AMOUNT THIS MONTH TO PROVIDER * MAXIMUM 300/0 OF CLIENT'S ADJUSTED GROSS INCOME , . ATTACHMENT G 0\18 :'-oorenal \0 :~llt"l'lJ' ,t\r' : U. S. Depanment of Housing and Urban Development Office of Community Planning and Development Annual Progress Report (APR) for Supportive Housing Program Shelter Plus Care and Section 8 Moderate Rehabilitation for Single Room Occupancy Dwellings (SRO) Program HUD-40118 Public reporting burden for this colleclIon of In fonnall on 15 estimated to average 33 hours per response. including the lime I,'f re\ Ie" In~ In'lfu~lll'n, searchln2 eXt5tmg data sources. gathertng and malntalnmg the data needed. and comolellng and reVlewmg the c:ulkclIon ulll1l,'mlJIIlHl lhh J~e!1,\ 111~\ not cond"ucl or sponsor. and a pefson 15 not required to respond to. a colleCllon oi Int'onnallon unless that colkC:lIon dlsola\s d \ JItJ U\tl3 ,,'l1lf,'1 r.UI11:->c: General Instructions Purpose. The Annual Progress Report (APR) tracks program progress and accomplishments In the Department's competltl\ e homeless assistance programs. Filing Requirements. Recipients ofHUD's homeless assistance 2rants must submit 1 APR'S to HL:D within gO days after the end of each operatin2 Year. One copy of the report must be submined to the CPD DIVISIon Director In the local HllD Field Office responsible for managing the grant. The other copy must be submined to HUD Headquaners. Depanmem or' Housing and Urban Development. Ann: APR Data Editor, Room i162. 451 7th Street. S\\'. \\ashingtOn. DC. 20-110. Failure to submit an APR will delay receiving gram funds and may result in a determination of lack or' capaclt) for future TundIn~ An APR must be submined for each operating year in which HUD funding is provided. Grantees that received SHP funding for new construction. acquisition. or rehabilitation are required to operate their facilities for 20 years. They must submit an APR 90 days after the end of the first operating year and any year In which the~ lIse SHP funding for leasing. supponive services. or operations. For years in which they do not receive SHP funding. the~ must submit an Annual Certification of Continued Project Operation throughout the 20 years. The cenification can be found at the bad, of this APR. A separate report must be submined for each HUD grant received. For Shelter Plus Care. a separate APR must be submtned for each Shelter Plus Care component. For those grantees receiving an extension. a separate report covering that period must be submtned I see Extension below) Recordkeeping. Grantees must collect and maintain information on each participant in order to complete an APR. Optional worksheets are anached. The worksheets may be used to record information manually or to deSign a computerized system to store and tabulate the information. The worksheets should not be submined to HUD with the APR Organization of the Report. The APR is organized in the following manner: Part I: Project Progress. This portion of the report describes the progress in moving homeless persons to self-sufficiency. services received. project goals. and beds created. Part II: Financial Information. This' portion of the repon is completed by all grantees recei\ln~ fundin~ under SHP. S-C and SRO. Final Assembly of Report. After the entire report is assembled. number every page sequenllall~ \ lark an~ questions that do not apply to your program with "N A" for not applicable. (See Special Instructions for SSO Prolect~ belo\\.) Definitions. The following terms are used in the APR. :\5 Indicated. In some cases. terms are applied differentl: depending on whether the funding is from SHP. S-c. or SRO Chronically homeless person - HUD defines a chronically homeless person as "an unaccompaIlleJ homeless individual wlIh a disabling condillon who has either been conlinuousl~ homeless r'or a \ ear or more OR has had at least four (-I) episodes of homelessness In the past three (3) years. " To be conSidered chronically home less a person must have been on the streets or in an emergency shelter (I.e.not transitional housing) dUring these stays. Disabling condition - HUD defines "disabling condition" as "a diagnosable substance use disorder. serious mental illness. developmental disabilit),. or chronic physical illness or disability. including the co-occurrence of two or more of these conditions. A. dIsabling condition limits an individual's abilit) to work or perform one or more aCllVllles of dailv living." . Entered the program for S-C and SRO projects means when the participant starts to receive rental assistance. For S-c. services proVided prior to this point are recognized as necessary for outreach/enrollment and are elIgible to count as match. :2 HUD-40 118 An Extension APR applies to SHP and S+C grantees that requested and received an extensIOn of their granttern1 from the HUD field office. The only difference between an APR for the extension period and the regular APR (besIdes the amount of time covered) is the signature page. Grantees should circle "yes" to indicate the APR IS for an e:\tenslon period and circle the operating year for which the report is an extensIOn. For example. if the grantee IS extendIng ~ eJr ~. the grantee should submit an APR as usual for year 3 and submit another APR for the extension penod. Indl.:atmg the second is an extension and also circling year 3 on the signature page. Family means a household composed of two or more related persons. at least one of whom IS In adult. Caregl\ers are not reported on in the APR. Grantee means a direct recipient of the HUD award. Left the program for S~C projects means when the participant stops receiving rental assistance and IS not expected to return to S+C assisted housing. If the participant returns to S""C assisted housing withIn 90 days. the person should nOI be considered as exiting from the program. If the person returns to S-C assisted hOUSing at'terGO days. that person IS considered a new participant. The worksheet is designed to capture this infonnation. Match for S-C means the value of supportive services received by participants in the S-C prolect which. in the aggregate. must at least equal the value of the SorC rental assistance provided over the life of the project. For SHP. match means cash used to provide the grantee's portion of acquisition. rehabilitation. new construction. operations and supportive services expenses. Operating year for SHP means the date when participants begin to receive housing and or services. The first operating year begins after development activities for acquisition. rehabilitation. and new construction are complete. after a copy of the Certificate of Occupancy is sent to the local HUD office. and when the first participant is accepted into the project. For projects without acquisition. rehabilitation. or new construction. the operating start date begInS when the grantee accepts the first participant. For S-C (SRA. PRA and TR..t.. components). the first operatIng ye:lr begins on the date HUD signs the grant agreement. For S-C'SRO and for Sec. 8 SRO. the first operating year beginS \\llh the effective date of the Housing Assistance Payments (HAP) Contract. To detennine which operating year to circle on the APR cover page. begin counting from the initial grant operating stan date and include renewals grants. For example. a project receiving an initial grant for three ~'ears and a renewal grant for two years would circle years 1. :::. and 3 respectIvely on the APR cover sheet for the initial grJnt and would circle 4 and 5 respectively for the renewal grant. For any future renewal grants. the grantee would beglll b~ CIri:llI1g b 011 the APR cover sheet. Participant means smgle persons and adults In families who received assistance dUring the operating ~e3r Participant does not include children or caregivers who lIve with the adults assisted. Project Sponsor means the organization responsible for carrying out the daily operation of the proJect. if the organization is an entity other than the grantee. Special Instructions For Supportive Service On I\" Projects. SSO grantees should complete all questions. unless a wrmen agreement has been reached WIth the field office concernIng which questions can be Jns\\ "red using eSlimates. or in rare instances. skipped. Below is an example of how infonnatJOn could be denved in a large. Single-serVice SSO prolecl .-\ grantee'sponsor staff member could be assigned to collect mfonnatlon from the organizations housing the participants. The staff person would contact these Individual organizations to request mformalion regardmg the persons In that facility that use the service. For participants living on the street. the grantee'projecT sponsor may prOVide estimates lnfonnation could be collected for each participant or for participanTS receiving services at a pOmt-ln-lime. If eStimaTeS or pOInt-in-time counts are used. the method used must be described in the APR and the documentation Kept on file. .-\5 wIth all projects funded under HUD's homelessness assistance grants. grantees operating SSO projects are expected to complete ~ APR questions that are applicable to them. NOTe that all projects have been awarded funds as a result of 3 HUD-40118 responding to the program goals of assisting homeless persons obtairnemain in permanent housm~ Jne Incr~JS~ tn~lr ski! I~ :lrlJ income. The APR documents their progress in meeting these goals. In some circumstances field offices and grantees may sign a ....Tinen agreement concerning questions wh Ich can be ans\\er~d using estimates. or in rare Instances. skipped. Below are some considerations for reporting on particular types of prol~CtS Outreach Onlv Projects. - Projects which are solely devoted to street outreach and connection to housing. and s~mc~s art not required to track participants beyond their contact with persons on the street. It is sufficient for thes~ prol~cts to ~nr~r information on questions] -] 0 (skipping questions 11-13 and ] 7). Estimates for questions 5-9 are Jllo\\ ed. g.1\ en that participants may be reluctant to answer personal questions. Answering the questions will demonstrate that the grantee is serving the appropriate number of people. providing baSIC demographic information for Congress. demonstrating that homeless persons are being served. demonstrating the types of housing participants are connected to. and the type of services they are receiving. Hotline Projects. - Hotline services are similar to outreach projects. but contact between grantee and participant IS often of very short duration - people enter and leave the program nearly simultaneously. It is sufficient for these proiects 10 :ms\\er questions] -5 (skipping -+), 10. and 14-19 (skipping 17). Projects Providin2: Services To Children Onlv. - Projects that provide child care. after school care. counseling for children. etc. make an important contribution toward moving a family out ofhomelessness. While the main focus of the project is providing services to the children. it IS the adults who are reponed on in questions 6-16 of the APR. Like all other prOJects. this type is also targeted toward getting the families into housing and increasing the families' Incomes. Grantees may skip question 9: all other questions should be answered (except 17). Transportation. Medical. Dental. and Other Sin2:le. Short-Duration Service Proiects. - Some grantees provide a single service of fairly shon duration focused ONLY indirectly on assisting homeless persons to obtam,remain in permanent housing and increase their skills and incomes. It is sufficient for these projects to enter information on questions 1-10 and 14- 19 (question] 7 may be skipped). However. with transponation services. it is unreasonable to think that someone would have to give their age. race. and ethnicity to a bus driver to get a ride a few blocks. For these services, provide a narrative. which gives the number of rides given during the operating: ear. and provides estimates on the above statistics based on the population that utilizes the service. Special Instructions For Safe Haven (SH) Proiects. - Grantees are reminded that the\ Jrt to report ONL '{ on the number of panlclpanrs the applicatIOn was approved for (cannot exceed 2:5 participants). Homeless Manaeement Information Svstem (HMIS) Projects. - HMIS grantees should fill out the cover sheet of the APR (marking HMIS at the bottom) and Pan II Financial Information. The APR also has a shett that lists HMIS activities. -+ HUD-40118 THIS PAGE - TO BE COMPLETED BYALL GRA/\'TEES Grantee. CllLi btc VV"l. \ 4C\-1Yl \ f6 E~C ,-1 HLD Grant or PrOI~;':1 \unH"o:r ProJect Sponsor: ProJectl\ame Operating Year: I Circle the operating \ ear being reported on) 01 O~ 03 o.~ 0' 06 07 08 09 010 011 Ol~ 013 014 oJ~ 016 017 018 019 020 Indicate if extensIOn. [J Yes 0 No Indicate If renewal: ~ Yes 0 No PrevIOus Grant Numbers ior thiS proJect: Repor11ng PO:fJOJ Illt,111111 uJ\ \ ,ar I from: Il' Check the component for the program on which you are reponing. Supportive Housing Program (SHP) Shelter Plus Care (S+C) Section 8 Moderate Rehabilitation o Transitional Housing o Permanent Housing for Homeless Persons with Disabilities o Safe Haven o Innovative Supportive Housing ~ Supportive Services Only o HMIS o Tenant-based Rental Assistance (TR.A) o Sponsor-based Rental Assistance (SRA) o ProJect-based Rental Assistance (PR.A) o Single Room Occupancy (SRO) o Singk Room Occupanc~ ISec. S SRO) Summary of the project: (One or t\\O sentences \\Ilh a description olDopubtlon. numtler s.:r\eJ JnJ Jl:Ll1n1r I 1>llll1l:nt, 1hl' l'n~r~lllng. :<.:arl ''')'''00' L .~----- // ../ " / C ( erson who can answer quesll~ aboul IS report Phone Ilnclua, Jr,;l ~"J, I -\ddress t;J\ ~umot:r I m..:luCt: .~:~:t \,;Od~l E -mati Address I hereby certify that all the Information stated herein is true and accurate. Warning: HL'D will prosecuto: false claims and statements ConVictIOn ma: result In criminal and or CI\II r,n:JIII<':s II X L'.S C 100]. 1010.101::. 31 L'S.C 3-::9. 380::1 "ame 6: Title ut AuthOrized Grantee ufficlal ~I~nalure 6.: Dale :)Dj2-C\E- ,vl' crO{\..YZ.I\L.E2 \ c.\t'1 MA,.JJf:{tf- '..3me and Title of Auth',r,zed I'ro.lecl :>pon,or uff'Cl31 ')Ignalure 6: Dale \: 5 HUD-40118 PART 1. TO BE COMPLETED BYALL GRANTEES (EXCEPT HiHIS) SSO GRANTEES, PLEASE SEE SPECIAL I.\'STRUCTIO.\'S OS PAGE 3 OF THE .4PR Part I: Project Progress 1. Projected Level of Persons to be served at a given point in time. (from the application. SHP- "~-.:. F. ~PC- "c:, Ii SRO- Sec. D) I ~umoer of \.umna (\1 I 'UI1l["l~r ell \'UI11t1t:r l'l! Singles ~ot Adult; In I ~'hlidrc:n I.JmlllC'~ Proiected Level In Families Famtlles ! In f'amll,,:; Persons to be served at a gIven pOInt In lime I I i a. I ! 2. Persons Served during the operating year. ~umber of I :--'umber 01 I '-umoc:r (11 I \ umbc:r ,1' Singles ~ot In Adults In lhlidn:n In I Famill" I Families Famtlle, I F.1nl1 11t::- I a. Number on the tirst day or' the operatIng year I I I I b. Number entering program dunng the operatIng;. ear I I I I I c. Number who left the program during the operallng year I I I I I d. Number in the program on the last day of the operatIng year I I I I (a+b-c\=d 3. Project Capacity. I \umber of I ~umber LlI I '-umber ,)1 I :\umber 01 Smgles Not In Adults In Chtldren In Famlltes Famtlles Famtltes F.tmtltes a. Number on the last day (from 2d. columns I and ~) I b. Number proposed In appilcallon I from I a. columns 1 and ~) I c. CapacllY Rate (diVIde a b\ b\ = 00 I 00 I 00 ~. Non-homeless persons. This question is to be completed for Secnon S SRO proiects How many Income-eliglbk non-nameless persons \\ere housd b\ the SRO Drogram dunng the oneralmg : eJ: 5. Age and Gender. Of those who entered the proJect during the operating year. ho\\ mam people are In the follo\\mg age and gender categones') Sinl!le Persons (from 2b. column 1) I . -\2.~ \ 1 JIc: : h: 1l1:J Ie I a , 62 and l)\ er i I I b i ::] -6] , I I c. I 31-50 , I I d. I 18-30 i I e I ] 7 and under I I I I I I , Persons in Families (from 2b. columns 1 & 3) I 1" ! b2 Jnd over I i g I ::] - 61 I I h. i 31 - 50 I I I i J 8 - 3U I I I I i 13-17 i I k. , 6-12 I I i I I. i 1-5 I I I I m L.nder I ! 6 HUD-..O 118 Answer questions 6 _ 10 only for participants who entered the project during the operating year (from 2b. columns IS:::: I The term participant means single persons and adults in families. It does not include children or caregivers. NOTE. The tot;).l for questions, 7, 8 and 10 below should be the same; respond to each of those questions for all participants. Some of the questions listed throughout the APR will be asking information for individuals who are chronicalh homeless. 6a. Veterans Status. A veteran IS anyone who has ever been on aCllye milllary dut) status How many participaOls were \'eterans0 6b. Chronically homeless person. :'\n unaccompanied homeless individual with a disablmg condition vv ho h:b tither b~en (l)ntJnUL)U~I: homeless for a year or more OR has had at least four (4) episodes of homelessness In the past three (3) ye;us To be considered chronically homeless a person must have been on the streets or in an emergency shelter (i.e. not transitional hOUSIn~) dunn~ these stays. - - How many participants v\ere chronically' homeless individuals? 7. Ethnicity How many partlcipaOls are in the following ethnic categories" His amc or LatInO Non-Hispanic or \.ion-Lallno 8. Race. How many partIcipants are In the follOWIng racial categories0 a. Amencan Indian Alaskan \.iatl\'e I b. Asian c. Black/African AmerICan d. Native Hawaiian/Other Pacllic Islander e. White f American Indian'AlasKan \iatlve 6: While I e. Asian & White h BladJAfrican Amencan 6: White L I American Indian/Alaskan \.iative &: Black. Afncan A.mencan I Other t\,'lulti-Raclal 9a. Special1'ieeds. How many oa!1iclpants han: the following' PartlcloaOls mav have more than one lfso. count them In ~II applicable categones For each condition. also mdlcate the numoer that were chronically homeless. a. I MeOlal illness I I b i Alcohol abuse I ; ~. I Drue abuse I I J I HIVAIDS ana relatea diseases I I I e. I Develoomental dlsabtlll\ I ! 1. I Phvsical dlsabilllv I i c I Domestic violence i I I h. i Other I olease SDeclT\ , , , I .~II ChroniC 9b Hov\ ! I: of the rartlclDanb ar~ dlsahled" 7 HUD-40 118 10. Prior Living Situation. Ho~ many pamcipants slept In the follOWing places In the \\ee\.; Prior to enterIng the prolect' \ ~l'r ':Jch partiCIpant. Choose one place). Also. Indicate how many chronicall~' homeless partIcIpants slept In the 1'0110\\ I ng plJces I ChlX)S~ ,me I All Chronic a. I Non-hOUSing (street. park. car. bus station. etc. I I I b. Emergencv shelter I c. TranSitIOnal hOUSInl2 for homeless persons I d. PsychiatrIc facilit\.. e. Substance abuse treatment facilitv' I f. Hosoltal' l2 Jail/orison' h. Domestic violence situation I. Livinl2 with relatives/friends i J Rental housinl2 k. Other (please soecl1'\ I I 'If a partIcipant came from an institution but was there less than 30 days and \\ as lIVing on the street or In emergency shelter before entering the treatment facility. he/she should be counted In eilher the street or ,Ildtcr category. as appropriate Complete questions 11 - 15 for all participants who left during the operating year (from 2c. columns I and 2) The term participant means single persons and adults in families. It does not include children or caregivers. The tenTI chronically homeless person means an unaccompanied homeless individual with a disabling condition who has either been continuously homeless for a year or more OR has had at least four (4) episodes of homelessness ID the past three (:; ) years. To be considered chronically homeless a person must have been on the streets or in an emergency shelter (i.e. not transitIOnal housmg) during these stays. 11. Amount and Source of !\tonthly Income at Entry and at Exit. Of those partiCIpants who left dUring the operating year. how many participants were at each monthly income level and With each source of income~ Also. please place the monthly Income level and each source of income for chronically homeless persons In the second column ot each chart. The number at partiCipants In Chart A and B should be the same. o\1J Chronic I i .-\ \lonthh I ncome at EnlT\' I I I a. i '-'0 Income I ! -1 I b. I 5 I-ISO I I I I I 5]51-5::50 I i I C. I I d. I 5251- 5500 ! ! e. I 550 I - 51.000 I i I I I i 51001.5]500 ! i g I 5 I 50] - 52000 i i I I h , 5::00] - I ! I , All Chronic I I C Income Sourcc:, .,\1 [ntn I I J. I Suppiemc:ntal Securl1: Incomc (~Sll I I I : b i SOCial Securl1\ DIsaPllIt\ Inc0m<: ISSO!I i I ( I SOCial Sc:curil\ i , i d I General PUblIc .-\ssIStancc: I i c: I T emporar\ .-\Id ((\ "eed: F~mlllC:' II .\" F I i I t I State Childrens Health insurJncc: I'rl)~,.lm I SCH]P\ I ~ I g. I Veterans BenerJts ! I I h. i Emplo\ment Income I I I I Lnemployment Benefits ! , I I I Veterans Health Care i i I J.... I 7\1edlc:l1d I I I. I Food Stamps I mi Other I please speC![) I I n I ~o FinanCial Resources I 8 HUD..l(} II 8 AJI Cbronic -\U Chrome B. Monthly Income at Exit a. No Income I b. SI-150 c. S 15] - $250 d. $251- 5500 e. S50 I - S 1.000 f. S100I-S1500 I I g. S1501- $2000 I h. $2001. I I D Income Sources at E\it I I a. Supplemental Security Income IS5]) , b. Social SecurITY DisabilITY Income (SSOl i i c. Social Security , ! I d. General Publtc ASSistance I i e. Temporar: Aid to Needl Fam1ile~ (T.-\'-F I : r State Children's Health Insurance Pwgranl ("CHIP, I g. Veterans Benetits I i h. Emplo:-'ment Income i 1 I. L;nemployment Benefits i I J. Veterans Health Care I I I 1-;. Medicaid I I L I Food Stamps i m I Other \please specl!:>) I ! I I n. I No Financial Resources I I I 12a. Length of Stay in Program. Of those panicipants who left during the operating year (from 2c. columns 1 and 2). h011 many were In the project for the following lengths of lime? Also. please place the length of stay for chronically homeless persons In the second column. All Chronic I Less than I month I I a. I b lIto 2 months I I c. I 3 - 6 months I I , d. I ..., months - 12 months I ! . I 13 months. 2.. months . I r j 25 months - ~ I eJrs i I ~. ! .. I ears - 5 lears I h i 6 I' ears - ..., leJrs I. I 8 lears - ] 0 I'ears i ! I 1 Over 10 years I I1b. Length of Stay in Program. For those paniclpants that did not leave during the oDer:ltlng : ear (lrom 2J. c,)lumns 1 and 2). h011 long have they been In the prolec!'.' Also. please place the length 01 stay for chronically homeless persons In the second column. All Chronic J i Less than I month I , I b ! I to 2 months I ! I C i 3 - (J months ! i d ' - months - 12 months I , , 13 months - 2-1 months I ~ . I , f ! 25 months - 3 I ears I ! g I -I I ears - 5 I'ears I h I olears- ..., I ears i I I ! 8 I ears - I 0 I eJrs I I I i Ol'er 10 lears 1 I 9 HUD-40118 13. Reasons for Leaving. Of those panlclpants who left the project dunng the operatIng :ear (tram 2~. -:oiumn, I JnJ : I. hIm m:1r~\ left for the folloWIng reasons" If a panlclpant left for multiple reasons. include onll' the primary reason .-\b,\. rk:l"~ riJ(~ tn~ primary reason for chronically homeless persons in the second column a. Left for a hOUSIng opportunity before completIng program i b. Completed program c. Non-payment ot renvoccupancy charge d Non-complIance with project e. CrimInal actIvlt\ destruCtIon of property, vIolence I f. Reached ma'\tmum time all 0\\ ed In project I g. Needs could not be met by prolect h. Disagreement WIth rules/persons 1. Death J Other (please speclf:> ) I I k. Unknown/dIsappeared I All Chronic 14. Destination. Of those partIcipants who left dunng the operating year I from 2c. columns I and 21. ho\\ n1:ln\ [eti for the followmg destmatlOn" .':"'150. please place the destInatIon of chronically homeless persons In the second cl'iumn PERMANENT (a-h) i a. Rental house or apanment I no subsld: I I I b, Public Housing I c. SectIon 8 I d Shelter Plus Care i e. HOME subsidIzed house or apartment I f. Other subsidized house or apartment ! g Homeo\\'nershlp ! h \loved In \\ith family or fnends I TR..:...NSlTIONAL II-I) I Transltlonal hOUSIng for homeless persons I I I. i \10ved in \\ Ith famil: or fnends INSTITL'TIO:\ I k-m I i "". I Ps\ch Iatric hosoltal I I Inpatient alcohol or other drug treatment IJCllil\ I m I JaIl:pnson : E\lERGE1\iCY SHEL TER I n I i n. I Emergency shelter OTHER lo-q) I o. I Other supportive housmg I r p I Places not meant lor human habltatlun leg stn:e: I , r'1 I Other I please speclt\ I L0IK'.J 0 \\1< I r I Lnkno\\n -\11 Chronic ]0 HUD-40JI8 15. Supportive Services. Of those participants who left dunng the operating year (from 2. columns I :md : j hlm mJn\ n:(::, I \ d Ih" followmg supportIve serVIces durmg their time In the prolect" Also. please place the supportl\e 5en I(c~ re(<:I\ed I('f chronlca'" homeless pamclpants who left dunng the operating year In the second column All Chronic a. Outreach I b. Case management C. Life skills (outSide ot case management) I d. Alcohol or drug abuse Sel"\'lces I e. Mental health servIces I f. HIV / AIDS-related services I g. Other health care Sel"\'ICeS I h. Education I. Housing placement J Employment assistance I k. Child care 1. Transportation I m. Legal n. Other (please specify) 11 HLJD~OI18 16. Overall Prol!ram Goals. Under objectives. list your measurable objectives for this operating year (tram \ our :lpDiI.:atlon. T ~.:nnl-:J! SubmIssion. or APRl tor each of the three goals listed beloll L:nder Progress. describe your progress In me.:tll1~ Ine l)hle.:tllC'~ Under Next Operating Year" s ObJectlHs, speclf:. the measurable oblectl\es tor the next operatln~ : ear a. Residential Stability Objectives: Progress: Next Operating Year" 5 ObJecmes: b. Increased Skills or Income ObJectl ves: Progress: Next Operating Year' 5 0 bi eC!l\ es: c. Greater Self-determination Objectives: Progress: Next Operating Year" s Oblectives: 17. Beds. SHP recipients answer lia. S-C recipients answer lib. SRO recipients answer I"'c (SHP-SSO projects do /lot complete this question) a. SHP. How many beds Ilere Included in the applical10n approved for !illS prolect under 'Current LCI cl' :mo unoa '"ell Effort'~ How many otthese "ell Effort beds Ilere actual I: In place at the end of the operallng :cJr"' Curr.:nt LeI::1 '\ell Ellon '-CII Elllln In I'!J-:c "umber of Beds b. S+c. How many beds and dllelling unllS Ilere being aSSisted II Ith prolec! funds althe end 01 lh<: (l[1c:rJllnb' \ c:ar"' IInclude beds tor all pamclpants. other lamliy members. and .:are gll ers. ) '\umber of Beds "umber ofD\leiImg Lnlts: .: SRO. HOII man\ dllelling units were being aSSisted at the end of the operating year~ linclude unllS occupied b\ "In place" non-homeiess persons who quallly lor assiStance. ) "umber ofDwdling Lnlls 12 HUD-40118 Part II: Financial Information 18. Supportive Services, For Supportive Housing (SHP). this exhibit provides infonnatlon to HUD on how SHP funding tor supportl\C senlces \\as spent during the operating year. Enter the amount ofSHP funding spent on these supportive ser\"1ces. Include H\1IS COSb under ','Other" For Shelter Plus Care (S+Cl. this exhibit tracks the supportive services match requirement. Specify the value or' SUppLlrtlve sen Ices (rom all sources that can be counted as match that all homeless persons received during the operating year, (S-( f:r;:lnlCCS Sh,IUiJ kccr documentatlon on file. including source. amount. and type of supportive ser.lces.) For Section 8 SRO. this exhibit pro\'ides infonnation to HUD on the value of supportl\e senlces recel\ cd r\ homeless persLlns dUring the operating year. SupportIve Services Dollars a. Outreach b. Case management c. Life skills (outside ot case management! d. Alcohol and drug abuse servtces I e. Mental health services I f. AIDS-related services g. Other health care services h. EducatIon I. HOUSing placement I J Employment assistance K, I Child care I I I T ransportatlon I I m. I Legal i , n, Other (please spew'. I l o. TOT AL (Sum or' a lhrough n I I I Cumulative amount ot match provided to date tor the I Shelter Plus Care Program under this grant 13 HUD-40118 19. Supportive Housing Program: Leasing, Supportive Services. Operating Costs. HMIS Activities and Administration All grantees receIVIng funding under the Supportive Housing Program mUSl compkte these chartS each operJtln~ I eJr For f\panSlon projects: If SHP granl funds are ior the expansIOn of a pre-exisllng homeless facillI:. only the peopk and e'\):'endnure, ll'r tile JuJltll)Il.\; expansIOn may be included. as In the original applicallon or any grant amendments. Documentallon 01 resources ust:d I, not reqUired r,' bc' submmed with this report but should be kept on file for possible inspection b~ HUD and AudIlors Do not Include am e'\penonure, malic' before the SHP \!rant was e'\ecuted Summary of Expenditures Enterlhe amount ofSHP grant funds and cash match expended dUrIng the oreratlng \t:ar lor each actll 11\ This table should add up both hOrIZontally and vertically. The SHP Support1ve services total should be the same a, the -;HP ,Urp,mlle services in Question 18 I SHP Funds Cash Match I 1 ,11.11 L,pt:J1uIlUre, I a. Leasing I b. Supportive Services I c. Operating Costs I d. HMIS Activities I e. Administration I I f. Total I I ~Ole: Payments of pnnclpal ana Inlerest on any loan or mongage may nOI be shown as an operating expense. Sources of Cash Match. Enter the sources of cash Identiiied in the Cash 1\.latch column. abole. In the 10110" 1J1~ categories. Use additional sheets. as necessa~ I I ..\mount a. Grantee/project sponsor cash b. Local government I please speCify) I I c. I State government I please soecI!\ I I I I I I I I d. I Federal government I please specl!\) I CommunlI: Development Block Grant ICDBG I I I I I ! e. I F ounaallons I pleas.: specl!\ I ! I I I I ! t I Private cash resources I please speCify) I I I I I I g. I Occupancy charge lees I 14 j1LjD..fU J 18 I h Total 15 HLD..WI i8 20. Supportive Housing Program: Acquisition. Rehabilitation. and New Construction All grantees that received SHP funds for acquisition. rehabilllallon. or new construction must complete these charts In the I ~Jr one .-\..PR only. This exhibit will demonstrate to HUD that the grantee has contributed enough cash to at least equalh match th<: amount ,)1 SHP tunu' spent for acqulsllion. rehabilllation. or nell' construction. Documentation that matching funds \\ere prol Ided I:' not re4ulr~j Il' be ,uDmlIIe~ with this repon but should be keDt on file for Dosslble InsDection b\ Hl:D and Audllors Summary of Expenditures. Enter the amount of SHP grant funds and cash match exp<:nded dUring the l)['l~rJl1n~ \ e.lf (llf ~.leh .lel11 It\ I SHP Funds I Cash \Iatch I T otai 1: \['l<:J1ullUre, a. Acqulslllon I I b. Rehabilllallon I i c. New constructIOn I I i I d. Total I I I Cash Match. Enter the sources oi cash idenllfied in the Cash Match column. above. In the following categories l s<: addillonal sheets. as necessary. I I Amount a. I Grantee:proJect sponsor cash ! b Local government (please speclr) ) I I I I I c. I State government (please specIl") I I I I I d. I Federal government Ipiease specl!\l ! I Communll\ De\ eiopment Block Grant I CDBG) I I I I e. I Foundations (please sDecl!\1 I i I I I i I f i Prl\ ate cash resource's I D lease spec I !\) I ! ! I i I i g. ! Occupancy charge tees I I h I Total ! 16 HLD--lOI18 FOR HMIS ACTIVITIES O.NLY 21 For Supportive Housine: (SH?) - HMIS Activities This exhibit provides mformallon 10 HUD on how SHP-HMIS fundmg tor supponl\e s~[\ Ices \\as srent during the operating \ear. E~,c the amount of SHP-HMIS funding spent on these aClIvllies. HMIS Activities Only ! Dol/ars EQuipment Central Server! s) Personal Computers and Printers Networking Security i Subtotal I. Software Software I User Licensing I Software Installation Support and Maintenance Supporting Software Tools Subtotal I ." Services Training by Third Parties I Hosting I Technical Services I Programming: CuslOmization I I Programming: Systern Interface i Programming: Data Conversion , , Security Assessrnent and Setup i t On-line Connect!vln ( Internet Access) i i F acIlnatlon Disaster and Recovery Subtotal Total 17 IlLD.40 118 Describe any problems and/or changes implemented during the operating year. Technical Assistance and Recommendations Based on your experience durmg the last year. are there an~ areas in II hich you need technlc:J.1 ad\ Ice or assl~tanc~') II so. pkase descrIbe J8 HL:D-.WI18 Annual Certification of Continued Project Operation Supportive Housing Program l\J! /1- . 1/\ Project Number: Project Name: Operating Start Date: Grantees that received Supportive Housing Program funding for new construction. 3cquisition. or rehabilitation are required to operate their facilities for 20 years. 1, , certify that the facility that received assistance for acquisition, rehabilitation, or new construction from the Supportive Housing Program has operated as a facility to assist homeless persons from to ;. I also certify that the grant is still serving number of (mo/yr) (mo/yr) persons at (site address) and all the requirements of the grant agreement are being satisiied. ( Signature) (Title) (Date of Certification) "'Current Year 19 HUD-40118 .,.- E. :..J .:::::: or: or: :; .... :;.IJ ~ :::: < ,-., - ;.; ;.; :r. ..:J:. ... ~ - ;.; ~ I.. ;.; Z '" = ~ ;.; :.. ... ... '" .;;:: ~ ~ ~ ,- .~ ..t?. '..I _ or. I X - = I I I I I I I I ! I i I , I I I : , I , i I I I I ! I I I I I I .~ u :.u < or. .:: - ::l '" e u ~ _ or. ::: z z " '" z 2- u '7 - z i::::-,- " ~ z c.. .~ :J '" -z ~ - u. z'>- 'Z or. = ~2 :/, ;; c::. - .~ ~ u ::: - 2 = jljl~ I N , I I I i I I I I I I ! i I I I < " " -::; :; z - ~ :2 :; - 'J :; :... " - 1 .~ i_~ C) :J u >' - - I ;,. -':: i - - I , I ! '7 i ! I I , ., i I I - I u I I , i I I C) =- .u '-' '-' u ;:: -" -: u Z -' '-' I I I 1 "'. '-' ~: z := i ~ - :::1 " I u, ~= , i E< ! , I I I I ~, UI ''-', :5i -, I Z;I ui C S;I.:: " u;- ;2 :..J i .=,< E.-= I I i ~ .- g .~ u f~ == ::E < - , I ; , I I I '" ",< " u 1 ~. .. , I ::E - i - ! ",," - ~ " - , ~ I - ;r. 2.= I I I .;g " " z '-' ~ I I I I I ~ ;::; i I I I ! ;;: - , I I I , I 1 i ~. I 1 i i 8 I [ ; I z i i i ! '-' ~ i i , " I ! i ! i:.. .::; I ;;: - I , ; i I I I I - 1 " ~ ~ , ;::; x [ i , I i i i '" I ..., .- ~ - :..:...: ..., ,.... , I I i I ~ 1 ..., ~ -= " ~ I - >- ~ - - ~ ! I I - , ~ I .., >- I - t; .., , I u I ! I > ;;: -.:; I ! i [ I I i. I i I ! I I I I I I I I I I I I , ! I I I r-J =- ::: -' :.; ::: - ~ ~ - '" ~ ... - ~ "':I ~ ~ ... ~ :.r:. ~ '"' '"' -:;; oX ... ::0 $ .~ '" - '" ... ~ ~ ~ '" " ~ z '" - .= ';".I J': -= : }:t. S :.I :.I = "- .:::: - ~ '" '" c.i> ~ ~ ~ :... ~ ::: ~ - 0 z:; ~ :""I Z ~ ~ ; ,; ~ ~ ::;::.:.. - ", - ~ :""I '" -; ". = ('1 N Instructions and Codes for Persons Served Worksheet The use of this worksheet is optional. It was designed to help you collect informallon on participants needed to complete the Annual Progress Report. If the worksheet is updated as participants move in and move out of your proJect. most of the Informallon required for completion will be contained 111 the worksheet. Do not submit this worksheet With the APR. For projects that serve iamilies. HUD only requires reporling on the number of children served. and the age and gender of these children. Only name. relationship. date of birth. and age on the worksheet need to be completed for children. Assign the adults a number. but not each family member. Lse this number to transfer to the other pages of the worksheet. Beginning with number 4. the numbers In the columns refer to the queslions on the APR form. If an~ questions are answered with "Other." please enter the specific "Other" answer for InclUSIOn In the APR. Participant Number. This column allows ~ou to either number parliclpants conseculively or to assign a case number. One number should be assigned to each adult. Name. Names of persons will not be reported to HUD. The use of names IS for your record keeping convenience. Relationship. Enter the appropriate relationshIp. Examples include' Selt". He~d of household. Spouse. Child. Entry Date. Enter date p~rllclpant entered the Q.IQ.l.lli. Lsualh this" III be the date or ~ctual phYSical mo\'e-In ior ~ hOUSing prolect Exit Date. Enter dat<: partiCipant left the t'fOJect L'suall; thiS will be [h<: date the partiCipant ph~slcally mo\ed out ror ~ hOUSing proJect Do not Include a parllclpant \1 ho temooraril; left th<: proJect and IS expected to relurn In less than 9U days (e.g' hospitalization) -1 Income-eligible :\on-homeless in SRO The SRO program allows assistance 10 units occupied bl Seclion 8 Income-eil2.lble oersons resldlnl! at the SRO prior to rehabliitatlo~ For SRO proJ-ects onl~. Indicate whether Ihe oartlclpanl IS an Income-eligible:. non-homeiess person (Y) or not ( :\) S H Pan d S - Cpr 01 e c t s s h 0 u Ids k J P t his It em. 5a Date of Birth. Enter date of birth including month. da~. and \ear 5~ Age. Enter age at entf\ 5c Gender. Enter apprOprlJ.lc Jetter for ge:1der \1-\lale F - Female 6a. \eterans Status Inolcale If th, rartl,,'lraI11 !' _ \"etC'ran Pleast? nOlL' .-1 \'l~lt'rQn :S J!:' (l!/t \\ ':1' has e\'er oeen on ri.c!!\'e mlluar\ dUl\ SI...1:1..\ ,'(11" lil" L nlled S/alfS 6b Chroncally homeless person indlcalC the number ot" partiCipants that are chrLlnlcalh homeless i. Ethnicity. Enter appror,lale iettn It'r elhnlC group. a. HispaniC or Lalino b. 1\on-Hlspanlc or ~on-Latlno 8. Race. Enter appropriate letter for race a. American Indian or ,Al3skan :\atl\e b. ASian c. Black or Afrlcan-Ameflcan d. ~atlve HawaIIan or Otner Paclt"lc b~Jndcr e. \lihile f Am e r 1 can In d I a n .A I ash. J n "3 t I \ e t.: \\ h II C g. Asian &: While h Black/African American &: \\hlt<: I American Indian .Alash.an 'v:atl\e & Black/African American Other \:lulll-Raclal 9a. Special !'ieeds. Enter the letter( s I for the categor~lies) that desolbe the partiCipant's disabilitY(I<:sl. (You ma~ double count) a. Mental illness b. Alcohol abuse c. Drug abus<: d. HIV/AIDS and related dls<:3ses e. De\elopmental dlsabillt\ 1'. PhYSical disabilities g Domestic \ ILJknce h Other (please SP':CI(I I C)b Enter th~ numb<:, (11 f1~lrlIClpJI1:S "Ith J dlsabillt\ III Prior Living Situation. :: !1\er the ktter that best describe, "hne tile [1JI.tl-:l[1aI11 ,lept 111 the \led, prior [0 entering the prlllect Dn not double cou n t :1 ~ 0 n - h 0 U sin g (s t r c c: !. D J r ~, ... Jr. h us:' t 3. t Ion. ~ tel b Emergen,'~ Sl1ell':, c TranSitional housln~ fur ~,'mekss persons J. PsychiatriC lacllltl' e Substance aDUS<: tr.:atment :.1,'lllt" r Hospital' g. Lid/prison' h Do m es 11 C I 10 I en c <: 'It U a II (1 11 I L j \" I n g \I 1 t h r d 3tl \ e S tr I e no' .1 Rental hOUSing I-: Other (please sp~C1I:) 'If a partiCipant came Irom In Institution but I\as there less than 311 da\ 0 .ll1d \I 3S III In!: on th<: street or In 3n emergencI snelt<:r berore e;l<:rlnl! th<: fJClllt\. he. she shouiJ be cLJunl<:d In either the :trc<:t or shelter categor\. JS Jf1prl'[1rI3te ,,~ -~ HUD-10118 Instruction Codes for Persons Served Worksheet (conllnued) lla.Gross Monthly Income at Project Entry Enter the amount of gross monthly Income the participant is receivIng at entry Into the project. Ilb.Gross Monthly Income at Project Exit. Enter the gross monthly Income the partICipant IS receiving when eXitIng the project. IlC.Income Sources Received at Project Enlry. Enter all types of assIstance the partiCipant IS receiving at entry to the project. a. Supplemental Security Income (SSI) b. Social Security Disability Insurance (SSDI) c. Social Security d. General Public Assistance e. Temporary Aid Needy Families (TANF) f State Children's Health Insurance Program (SCHIP) g. Veterans benefits h. Employment Income i. Unemployment benefits J. Veterans Health Care k. Medicaid 1. Food Stamps m. Other (please specil"y) n. No Financial Resources lld.lncome Sources Received at Project Exit Enter all types of income the partiCipant IS receiving at project eXit (Use codes as In 1\ c. I 2a Length in Stay in Program Calculated Item I See Enlr~ Date and E\lt Date above.) 12b. Length of Stay in Program (PartiCipant did not leave during the operallng ~ <:ar. Ho\\ long have the~ been In the projeC1"'1 13 Reason for Leaving Project. Enter the p[lmar~ reason why the participant left the prolect IComplete on'> for partiCipants I\ho Idtthe prolect and are not e:vpected to return WIthin 9() days. a. Left for a housing oppO[lunlt~ hefore complellng the program h Completed progr:lm "ion-pa\ ment of rent'occupanc~ charge d. "ion~compllance \\Ith DrOlect e' Criminal aCllI 1l~ destrucllon of property/ \Iolence f Reached ma'\lmum lIm<: allowed in project g >v:eeds could not be met by proJect h Disagreement 1\ Ith rules pcrsons I. Death J Other (please speCify I K. Lnkno\\'nidlsappeared 14. Destination. Enter the destination of Ihl\~C leal Ing the prolecl Permanenl: :1. R e n tal h 0 u s <: 0 r :1 Dart men I I n l' 'u h ~ I J \ I b PubliC HOUSing C Seclion 8 d Shelter Plus Care e HOME SUbSIQIZeO IlL\U,e or apartment f. Other subsld Ized hou,c or ap:1rtment g. Homeownershlp h Mo\ ed In 1\ Ilh t:1n1II\ l'r f[lcnds Transitional: i. Transllional hOUSIng for hom.:le" persL1ns I Moved In \\ ilh famll~ or friends Institution: k. Psychiatric hospilal 1. Inpallent alcohol or drug treatment facilit\ m. Jail/prison Emergency: n Emergenc\ shelter Other: o. Other SUpportl\ e hOUSing p. Places not meant for human habItation (e.goo street) q. Other (please specify) Unknown: r. unknown 15. Supportive Services. Ent.:r ill t~ p<:s of supportive sen Ices Ih<: partiCipant r<:cclved durIng th<: time In the fHOJCct a. Outreach b Case management c. Life skills \outsld<: of cas.: management) d. Alcohol or drug ahuse ,en Ices e \lental health Ser\IC<:~ f. HI\' .-\lDS-rel:lt.:J SCfI Ices g. Othn he~lith car~ '~r\ Ices h. Education I HOUSing placement E mp I o\'men I JS>I '\.1 ~ cC K Child care I TransDortallOn m Lega: n Other [pkase Sp<:CII\ I 2-+ HUD-40118 .t'age 1 or 4 ;)erVICerOlm - tiUU ,+VIIO Kepon ATTACHMENT &--1 Miami Dade Homeless Trust Jun 14, 2006 Servic~oAnf~ Connecting your community. Home CllentPolnt ResourcePolnt ShelterPolnt SkanPolnt ~Reports Miami-Dade County Government / Logoff HUD Annual Progress Report (HUD-40118) Report Options: [II Undupllcated 0 Provider I-select- I Miami-Dade County Government (# 1) . 105/01/20061 to 105/31/20061 (mm/dd/yyyy) Operating Year Date Range Legal Adult Age ~ (as defined by foster care law in your state) t"<"'(~'d~>t\';". ~w?t~ 1<:::'~~: ;."~<^;~ ;<Tj '1 Ii! :j~1..!lJr.'~~ic,j.M'jJ",,\;,.1 l,f;;r,o, "^ (i "~A t.'" .,,0 Or ., ~ ' ~i;~'" ~ft, ~ i' ~I;l' ",0 ~:;j~lpy~.~:,~t\ll!tVgJ;1~"~:, ",; I-select- lri Number of Singles Number of Adults Number of 2. Persons Served during the Children in operating year. Not in Families in Families Families a. Number on the first day of the 0 0 0 operating year. b. Number entering program during the 0 0 0 operating year. c. Number who left the program during 0 0 0 the operating year. d. Number In the program on the last day 0 0 0 of the operating year. (a+b-c=d) Number of Singles Number of Adults Number of 3. Project Capacity. Children in Not in Families in Families Families Number of Families o o o o N\.Imber of F""milies o o a. Number on last day (from 2d, columns 1 and 4) 4. Non-homeless persons. (Sec. 8 SRO projects only) How many Income-eligible non-homeless persons were housed by the SRO program during the operating year? 5. Age .and gender. Single Persons (from 2b, column 1) Age a. 62 and over Male Persons in Families (from 2b, columns 2 & 3) b. 51 - 61 c. 31 - 50 d. 18 - 30 e. 17 and under Not given f. 62 and over 9.51-61 h.31-50 https://www3 .servicept. com/miami/scripts/svpreporthud. php o Female OtherjNpt given o o o .0 ;0 o o o o o o o o o o o o o o o o o o o o o o 6/14/2006 ServicePoint - HUD 40118 Report .Page 2of4 i. 18 - 30 0 0 0 j. 13 - 17 0 0 0 k. 6 - 12 0 0 0 I. 1 - 5 0 0 0 m. Under 1 0 0 0 Not given 0 0 0 6a. Veterans Status. A veteran Is anyone who has ever been on active military duty status. 0 6b. Chronically Homeless. How many participants were chronically homeless individuals? 0 7. Ethnicity. a. Hispanic or Latino 0 b. Non-Hispanic or Non-Latino 0 8. Race. a. American Indian or Alaskan Native 0 b. Asian 0 c. Black or African American 0 d. Native HawaIIan or Other Pacific Islander 0 e. White 0 f. American Indian/Alaskan Native & White 0 g. Asian & White 0 h. Black/African American & White 0 i. American Indian/Alaskan Native & Black/African American 0 j. Other Multi-Racial 0 k. Other/Unknown (all that do not match) 0 9a. Special Needs. All Ch~onic a. Mental Illness 0 :0 b. Alcohol abuse 0 iO c. Drug abuse 0 ;0 d. HIV/AIDS or related diseases 0 :0 e. Developmental disability 0 0 f. Physical disability 0 0 g. Domestic violence 0 0 h. Other (please specify) 0 ,0 9b. Disabled. How many of the participants are disabled? I 0 10. Prior Living Situation. All Chronic a. Non-housing (street, park, car, bus station, etc.) 0 0 b. Emergency shelter 0 0 c. Transitional housing for homeless persons 0 d. Psychiatric facility 0 e. Substance abuse treatment facility 0 f. Hospital 0 . g. Jail/prison 0 h. Domestic violence situation 0 i. Living with relatives/friends 0 j. Rental housing 0 https://wvvw3.servicept.comlmiami/scripts/svpreporthud.php 6/14/2006 .........._.L '1'.1......."").. '-'-l.L.L... ..L..L'-'~ IV.,I. J.V .a........_!-"V.,l.r.. L '"'"51:0 .J Vi "t k. Other (please specify) I 0 I 11. Amount and Source of Monthly Income at Entry and Exit. Amount A. Monthly Income at Entry B. Monthly IncClme at Exit All Chronic All C~ronic a. No Income 0 0 0 0 b. $1-150. 0 0 0 0 c. $151 - $250 0 0 0 0 d. $251 - $500 0 0 0 0 e. $501 - $1000 0 0 0 0 f. $1001 - $1500 0 0 0 0 g. $1501 - $2000 0 0 0 0 h. $2000 + 0 0 0 0 Source C. Income Sources at Entry D. Income Sou~ces at Exit All Chronic All C~ronic a. Supplemental Security Income (551) 0 0 0 0 b. Social Security Disability Insurance (SSDI) 0 0 0 0 c. Social Security 0 0 0 0 d. General Public Assistance 0 0 0 0 e. Temporary Aid to Needy Families (TANF) 0 0 0 0 f. State Children's Health Insurance Program (SCHIP) 0 0 0 0 g. Veterans benefits 0 0 0 0 h. Employment Income 0 0 0 0 i. Unemployrnent Benefits 0 0 0 0 j. Veteran's Health Care 0 0 0 0 k. Medicaid 0 0 0 0 I. Food Stamps 0 0 0 0 m. Other (please specify) 0 0 0 0 n. No financial resources 0 0 0 0 12a. Length of Stay in Program. (Participants who left during operating year) All .Chro~ic a. Less than 1 month 0 0 b. 1 to 2 months 0 0 c. 3 -6 months 0 0 d. 7 months - 12 months 0 0 e. 13 months - 24 months 0 0 f. 25 months - 3 years 0 0 g. 4 years - 5 years 0 0 h. 6 years - 7 years 0 0 i. 8 years - 10 years 0 0 j. over 10 years 0 0 12b. Length of Stay in Program. (Participants who did not leave during operating year) All Chronic a. Less than 1 month 0 0 b. 1 to 2 months 0 0 c. 3 - 6 months 0 0 d. 7 months - 12 months 0 0 e. 13 months - 24 months 0 0 f. 25 months - 3 years 0 0 g. 4 years - 5 years 0 0 https://www3 .servicept.com/miamilscripts/svpreporthud. php 6/14/2006 0CIVll,;CrUlllL - nULl ,+VIIO .K.c:;pvn rage 4 or 4 0 0 h. 6 years - 7 years i. 8 years - 10 years 0 0 j. over 10 years 0 0 13. Reasons for leaving. All Chronic a. Left for a housing opportunity before completing program 0 0 b. Completed program 0 0 c. Non-payment of rent/occupancy cha rge 0 0 d. Non-compliance with project 0 0 e. Criminal activity / destruction of property / violence 0 0 f. Reached maximum time allowed In project 0 0 g. Needs could not be rnet by project 0 0 h. Disagreement with rules/persons 0 0 i. Death 0 0 j. Other (please specify) 0 0 k. Unknown/disappeared 0 0 14. Destination. All Chronic PERMANENT (a - h) a. Rental house or apartment (no subsidy) 0 0 b. Public Housing 0 0 c. Section 8 0 0 d. Shelter Plus Care 0 0 e. HOME subsidized house or apartment 0 0 f. Other subsidized house or apartment 0 0 g. Homeownershlp 0 0 h. Moved In with family or friends 0 0 TRANSITIONAL (i - j) i. Transitional housing for homeless persons 0 0 j. Moved In with family or friends 0 0 INSTITUTION (k - m) k. Psychiatric hospital 0 0 I. Inpatient alcohol/drug treatment facility 0 0 m. Jail/prison 0 0 EMERGENCY SHELTER (n) n. Emergency shelter 0 0 OTHER (0 - q) o. Other supportive housing 0 0 p. Places not meant for human habitation (e.g. street) 0 0 q. Other (please specify) 0 0 UNKNOWN r. Unknown 0 0 15. Supportive Services. No supportive services found. ServicePoint version 4.01.018 (db build #0723) licensed to: Miami Dade Homeless Trust @ 1999-2006 Bowman Systems L.L.C. All Rights Reserved. CPT only @2004 American Medical Association. All Rights Reserved. DSM and OSM-IV-TR are registered trademarks of the American Psychiatric Association, and are used with permission herein. ICD-9-CM @1994 National Center for Health Statistics (ICO'9 (C)World Health Organization). All Rights Reserved. Taxonomy @1983-2003 Information and Referral Federation of Los Angeles County, Inc. All Rights Reserved. https://www3 .servicept. com/miamilscripts/svpreporthud. php 6/1412006 ATTACHMENT H (Rev. January 2003) Depanment of the Tre3sury Imernal Revenue Serv1ce Request for Taxpayer Identification Number and Certification Give form to the requester. Do not send to the IRS. Foon W-9 Name C( --r--\ O;C r V"\ \ ~L( ,~----A C H N Q) 0\ '" Cl. t: o Gl '" Q.c >..2 :-g o .. ct:; ._ C Q:~ 'u ~ III Q) Q) l/l BUSiness name. If different from above O Individual! Check appropnate box: Sole propnetCJ" Address (number. street. and apt. Of surte no.) t 10 D CO r-.JJ E r0({O~ {~~d o Corporation o Partnership 0 Other" .......,.... .. . --. O Exempt from backup withholding Requester's name and address loptlonal) G7 t::-. (.J (C ~S3\69 List account numberjs) here (optional) Enter your TIN in the appropriate box. For individuals. this is your social security number (SSN). However,.'or a resident alien. sole proprietor, or disregarded entity, see the Part I instructions on page 3. For other entities. it is your employer identification number (EIN). If you do not have a number. see How to get a TIN on page 3. Note: If the account is in more than one name. see the chart on page 4 for guidelines on whose number to enter. ~ or Certification Under penalties of perjury. I certify that: 1. The number shown on this form is my correct taxpayer identification number (or I am waiting for a number to be issued to me). and 2. I am not subject to backup withholding because: (a) I am exempt from backup withholding. or (h) I have not been notified by the Intemal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends. or Ie) the IRS has notified me that I am no longer subject to backup withholding. and 3. I am a U.S. person (including a US resident alien). Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax retum. For real estate transactions. item 2 does not apply. For mortgage interest paid. acquisition or abandonment of secured property. cancellation of debt. contributions to an individual retirement arrangement (IRA). and generally. payments other than interest and dividends. you are not required to sign the Certification, but you must provide your correct TIN. (See the instructions on page 4.) Sign Signat..e or Here u.s. person ~ Purpose of Form II A person who is requirecKo file an inforrnation return with the IRS, rnust obtain your correct taxpayer identification nurnber (TIN) to report, for exarnple, incorne paid to you, real estate transactions, rnortgage interest you paid, acquisition or abandonrnent of secured property. cancellation of debt. or contributions you rnade to an IRA. U.S. person. Use Forrn W-9 only if you are a U.S. person Qncluding a resident alien), to provide your correct TIN to the person requesting it (the requester) and, when applicable, to: 1. Certify that the TIN you are giving is correct (or you are waiting for a nurnber to be issued), 2. Certify that you are not subject to backup withholding, or Date ~ 3. Clairn exemption frorn backup withholding if you are a U.S. exempt payee. Note: If a requester gives you a form other than Form W-9 to request your TIN, you must use the requester's form if it is substantially similar to this Form W-9. Foreign person. If you are a foreign person, use the appropriate Forrn W-8 (see Pub. 515, Withholding of Tax on Nonresident Aliens and Foreign Entities). onre dent alien who becomes a resident alien. Generally. only a nonresident alien individual rnay use the terrns of a tax treaty to reduce or eliminate U.S. tax on certain types of incorne. However, most tax treaties contain a provision known as a "saving dause." Exceptions specified in the saving clause rnay perrnit an exernption from tax to continue for certain types of income even after the recipient has otherwise becorne a U.S. resident alien for tax purposes. If you are a U.S. resident alien who is relying on an exception contained in the saving clause of a tax treaty to claim an exernption from U.S. tax on certain types of income, you must attach a staternent that specifies the following five iterns: 1. The treaty country. Generally. this rnust be the sarne treaty under which you claimed exemption from tax as a nonresident alien. 2. The treaty article addressing the incorne. 3. The article number (or location) in the tax treaty that contains the saving clause and its exceptions. 4. The type and arnount of incorne that qualifies for the exemption frorn tax. 5. Sufficient facts to justify the exernption from tax under the terrns of the treaty article. Cat. No. 10231X Foon W.9 (Rev. ',2(03) Foon W-9 (Rev. 1 -2003) Page 2 Example. Article 20 of the U.S.-China income tax treaty alloWS an exemption from tax for scholarship Income received by a Chinese student temporarily present in the United States. Under U.S. law, this student will become a resident alien for tax purposes if his or her stay in the United States exceeds 5 calendar years. However, paragraph 2 of the first Protocol to the U.S.-China treaty (dated April 30, 1984) allows the provisions of Article 20 to continue to apply even after the Chinese student becomes a resident alien of the United States. A Chinese student who qualifies for this exception (under paragraph 2 of the first protocol) and is relying on this exception to dairn an exemptJon from tax on his or her scholarship or fellowship income would attach to Form W-9 a statement that includes the inforrnation described above to support that exemption. If you are a nonresident alien or a foreign entity not subject to backup withholding, give the requester the appropriate cornpleted Form W-8. What is backup withholding? Persons rnaking certain payments to you rnust under certain conditions withhold and pay to the IRS 30% of such payrnents (29% after December 31,2003; 28% after Decernber 31,2(05). This is called "backup withholding." Payments that may be subject to backup withholding include interest, dividends, broker and barter exchange transactions, rents, royalties, nonemployee pay, and certain payments frorn fishing boat operators. Real estate transactions are not subject to backup withholding. You will not be subject to backup withholding on payments you receive if you give the requester your correct TIN, make the proper certifications, and report all your taxable interest and dividends on your tax return. Payments you receive will be subject to backup withholding if: 1. You do not furnish your TIN to the requester, or 2. You do not certify your TIN when required (see the Part II instructions on page 4 for details), or 3. The IRS tells the requester that you furnished an incorrect TIN, or 4. The IRS tells you that you are subject to backup withholding because you did not report all your interest and dividends on your tax return (for reportable interest and dividends only). or 5. You do not certify to the requester that you are not subject to backup withholding under 4 above (for reportable interest and dividend accounts opened after 1983 only). Certain payees and payments are exempt frorn backup withholding. See the instructions below and the separate Instructions for the Requester of Form W-9. Penalties Failure to furnish TIN. If you fail to furnish your correct TIN to a requester, you are subject to a penalty of $50 for each such failure unless your failure is due to reasonable cause and not to willful neglect. CIvil penalty for false information with respect to withholding. If you make a false staternent with no reasonable basis that results in no backup withholding, you are subject to a $500 penalty. Criminal penalty for falsifying information. Willfully falsifying certifications or affirmations may subject you to criminal penalties including fines and/or irnprisonrnent. Misuse of TINs. If the requester discloses or uses TINs in violation of Federal law, the requester rnay be subject to civil and crirninal penalties. Specific Instructions Name If you are an individual. you must generally enter the name shown on your social security card. However. if you have changed your last name. for instance, due to marriage without inforrning the Social Security Adrninistration of the name change. enter your first name, the last name shown on your social security card, and your new last name. If the account is in joint names. list first, and then circle, the name of the person or entity whose number you entered in Part I of the form. Sole proprietor. Enter your individual name as shown on your social security card on the "Name" line. You rnayenter your business, trade, or "doing business as (DBA)" narne on the "Business name" line. Limited liability company (LLC). If you are a single-member LLC Oncluding a foreign LLC with a dornestic owner) that is disregarded as an entity separate frorn its owner under Treasury regulations section 301.7701-3. enter the owner's name on the "Name" line. Enter the LLC's narne on the "Business name" line. Other entities. Enter your business narne as shown on required Federal tax documents on the "Name" line. This narne should rnatch the name shown on the charter or other legal document creating the entity. You may enter any business, trade, or DBA name on the "Business name" line. Note: You are requested to check the appropriate box for your status (individual/sole proprietor, corporation, etc.). Exempt From Backup Withholding If you are exernpt, enter your narne as described above and check the appropriate box for your status, then check the "Exempt from backup withholding" box in the line following the business narne, sign and date the form. Generally, individuals (including sole proprietors) are not exempt from backup withholding. Corporations are exempt from backup withholding for certain payrnents, such as interest and dividends. Note: If you are exempt from backup withholding, you should sUII complete this form to avoid possible erroneous backup withholding. Exempt payees. Backup withholding is not required on any payments rnade to the following payees: 1. An organization exernpt frorn tax under section 501(a), any IRA, or a custodial account under section 403(b)(7) if the account satisfies the requirernents of section 401(1)(2); 2. The United States or any of its agencies or instrumentalities; 3. A state, the District of Colurnbia, a possession of the United States, or any of their political subdivisions or instrumentalities; 4. A foreign government or any of its political subdivisions, agencies, or instrumentalities; or 5. An international organization or any of its agencies or instrumentalities. Other payees that may be exempt frorn backup withholding indude: 6. A corporation; 7. A foreign central bank of issue; 8. A dealer in securities or cornmodities required to register in the United States, the District of Colurnbia, or a possession of the United States; Form W-9 (Rev 1,2003) 9. A futures commission merchant registered with the Commodity Futures Trading Commission; 10. A real estate investment trust; 11. An entity registered at all times during the tax year under the Investment Company Act of 1940; 12. A comrnon trust fund operated by a bank under section 584(a); 13. A finandal institution; 14. A middlernan known in the investment comrnunity as a norninee or custodian; or 1 S. A trust exempt from tax under section 664 or described in section 4947. The chart below shows types of payments that may be exernpt frorn backup withholding. The chart applies to the exempt recipients listed above. 1 through 1 S. If the payment is for. . . THEN the payment is exempt for . .. Interest and dividend payments All exempt recipients except for 9 Broker transactions Exempt recipients 1 through 13. Also. a person registered under the Investment Advisers Act of 1940 who regularly acts as a broker Barter exchange transactions and patronage dividends Exempt recipients 1 through 5 Payments over 5600 required to be reported and direct sales over 55.000 ' Generally. exempt recipients , through 7 2 'See Form 1099-MISC. Miscellaneous Income. and its instructions. Z However. the followmg payments made to a corporation (including gross proceeds paid to an attorney under section 6045(0. even if the attorney is a corporation) and reportable on Form 1099-MISC are not exempt from backup withholding: medIcal and health care payments. attorneys' fees; and payments for services paid by a Federal executive agency. Pa<J€ 3 Part I. Taxpayer Identification Number (TIN) Enter your TIN in the appropriate box. If you are a resident alien and you do not have and are not eligible to get an SSN. your TIN is your IRS individual taxpayer IdentificatIOn number (lTIN). Enter it in the sodal secunty number box. If you do not have an ITIN. see How to get a TIN below. If you are a sole proprietor and you have an EIN. you may enter either your SSN or EIN. However. the IRS prefers that you use your SSN. If you are a single-owner LLC that is disregarded as an entity separate frorn its owner (see Limited liability company (LLC) on page 2), enter your SSN (or EIN. if you have one). If the LLC is a corporation. partnership. etc., enter the entity's EIN. Note: See the chart on page 4 for further clarification of name and TIN combinations. How to get a TIN. If you do not have a TIN. apply for one imrnediately. To apply for an SSN. get Form 55-5. Application for a Social Security Card, from your local Social Security Adrninistration office or get this form on-line at www.ssa.gov/online/sss.html. You rnay also get this form by calling 1-800-772-1213. Use Form W-7, Application for IRS Individual Taxpayer Identification Number, to apply for an ITIN, or Form 55-4. Application for Employer Identification Nurnber. to apply for an EIN. You can get Forms W-7 and SS-4 from the IRS by calling 1-800- TAX-FORM (1-800-829-3676) or frorn the IRS Web Site at www.irs.gov. If you are asked to complete Forrn W-9 but do not have a TIN. write "Applied For" in the space for the TIN. sign and date the form. and give it to the requester. For interest and dividend payrnents. and certain payrnents rnade with respect to readily tradable instruments, generally you will have 60 days to get a TIN and give it to the requester before you are subject to backup withholding on payrnents. The 60-day rule does not apply to other types of payments. You will be subject to backup withholding on all such payments until you provide your TIN to the requester. Note: WriUng "Applied For" means that you have already applied for a TIN or that you intend to apply for one soon. Caution: A disregarded domestic entity that has a foreign owner must use the appropriate Form W-B. Form W-9 (Rev. 1.2003) Part II. Certification To establish to the withholding agent that you are a U.S. person, or resident alien, si.9n Forrn W-9. You ma.y be requested to sign by the withholding agent even If Items 1. 3. and 5 below indicate otherwise. For a joint account, only the person whose TI~ is shown in Part I should sign (when required). Exempt recipients, see Exempt from backup withholding on page 2. Signature requirements. Complete the certification as indicated in 1 through 5 below. 1. Interest. dividend. and barter exchange accounts opened before 1984 and broker accounts considered active during 1983. You must give your correct TIN, but you do not have to sign the certification. 2. Interest. dividend. broker. and barter exchange accounts opened after 1983 and broker accounts considered inactive during 1983. You must sign the certification or backup withholding will apply. If you are subject to baCkup withholding and you are merely providing your correct TIN to the requester, you must cross out itern 2 in the certification before signing the form. 3. Real estate transactions. You must sign the certification. You may cross out item 2 of the certification. 4. Other payments. You rnust give your correct TIN, but you do not have to sign the certification unless you have been notified that you have previously given an incorrect TIN. "Other payrnents" include payments made in the course of the requester's trade or business for rents, royalties, goods (other than bills for rnerchandise), medical and health care services (including payments to corporations), payments to a nonernployee for services, payments to certain fishing boat crew rnernbers and fisherrnen; and gross proceeds paid to. attorneys (including payments to corporations). 5. Mortgage interest paid by you. acquisition or abandonment of secured property. cancellation of debt. qualified tuition program payments (under section 529). IRA or Archer MSA contributions or distributions, and pension distributions. You rnust give your correct TIN, but you do not have to sign the certification. page 4 What Name and Number To Give the Requester For this type or aCUU'lt Give name and SSN of; 1. Individual 2. Two or more individuals Ooint account) 3. Custodian account of a minor (Uniform Gift to Minors Act) 4. a. The'usual revocable savings trust (grantor is also trustee) b. So-called trust account that is not a legal or valid trust under state law 5. Sole proprietorship or sino Ie-owner LLC For this type or aCCO<6It 6. Sole proprietorship or single-owner LLC 7. A valid trust. estate. or pension trust 8. Corporate or LLC electing corporate status on Form 8832 9. Association, club. religious. charitable. educational. or other tax-exempt organization 10. Partnership or multi-member LLC 1 1. A broker or registered nominee 12. Account with the Department of Agriculture in the name of a public entity (such as a state or local government. school district. or prison) that receives agricultural program payments The individual The actual owner of the account or. if combined funds. the first individual on the account 1 The minor ' The grantor,trustee ' The actual owner 1 The owner 3 Give name and EIN or: The owner 3 Legal entity · The corporation The organization The partnership The broker or nominee The public entity 1 Ust first and CIrcle the name of the p€fson whose number you fumish. If only one person on a Joint account has an SSN, that person's number must be furnished. 2 Circle the minors name and furnish the minors SSN. 'You must show your individual name, but you may also enter your bUSiness or -DBA' name. You may use either your SSN or EIN (if you have one). . Ust first and circle the name of the legal trust. estate. or pension trust. (Do not furnish the TIN of the personal representative or trustee unless the legal entity itself is not designated in the account title.) Note: If no name is circled when more than one name ;s listed, the number will be considered to be that of the first name listed. Privacy Act Notice Section 6109 of the Internal Revenue Code requires you to provide your correct TIN to persons who must file information returns with the IRS to report interest, dividends, and certain other income paid to you, rnortgage interest you paid, the acquisition or abandonrnent of secured property, cancellation of debt, or contributions you rnade to an IRA or Archer MSA. The IRS uses the numbers for identification purposes and to help verify the accuracy of your tax return. The IRS may also provide this inforrnation to the Department of Justice for civil and criminal litigation, and to cities, states, and the District of Colurnbia to carry out their tax laws. We rnay also disclose this inforrnation to other countries under a tax treaty, or to Federal and state agencies to enforce Federal nontax crirninal laws and to corn bat terTorisrn. You rnust provide your TIN whether or not you are required to file a tax return. Payers must generally withhold 30% of taxable interest, dividend, and certain other payrnents to a payee who does not give a TIN to a payer. Certain penalties rnay also apply. @ ATTACHMENT 1 27627 Federal Register/Vol. 69, No. 94/Friday. Mav 14. 2004/Notices Attachment 8: Applicant Certifications (These c:ertified ltatements arc required by law.) A. For the Suppartm HouIDc (SHP), Sbelter PillS Care (8+C), aod SIDPe RaaIII 0ceuJ-1IC7 (BRO) protrlIlIII: 1. Fair HoudDlIIDd Equal OpportuDlty. It will comply witb Title VI ofthc Civil RlJbts Ad of 1964 (42 U.s.c. 2000(d)) IIId reJUlatlOlll puBIIIIIt therelo (TItle 24 CPR part I). which SlIte lblt no person in the United Stilet sball. 011 tile JI'OlIIId of tICe. color or IIItionaI ori,m. be acluded from participation in. be denied the benefill or. or be otherwise subjected to cIIscrimlnalioo under Ill)' proJrlll' or activily for which the applicant m:eMS Federal ftnmcil1 auistlllCe. IIld wDllrnmeclillely rake any IIIeISUI'CI necessary to effcctuatC this qreement. With reference to the ral property IIlcI muClllre(S) lhereoft which lie provided or improved with the aid ofFederl1 financial wlstance extended 10 the applicant, this asurance shall obligate the Ipplicant. or in the case of any trasCa-, tranaf'eree. far the period durinl which the real jJroperty 8ld sauc:ture(s) are DJeCI for a purpose for which the Federal financ;ill IlSIislancc is exsencJcd or for .-oeher purpose , involvinl tile provision of similar terYiceI or benefits. II will comply with the Fair "ousin, Act (42 U.s.c. 3601.19). U &maIded. 8ld wilb impIemenling reJUllltions at 24 CPR part 100. whic:h prohibit diJCriminarlon in housln, on me bub of race. color, ~liJion. sex. disability. familial swus or nalional orisin. It will comply with Executive Order 11063 on Equal Opportunity in "ousinJ and with Implementing resulltions III 24 CPR Put 107 which prohibil discrimination becluse ofrace. color. creed. sex or nl1lonll orisin in housin, mid related facilities provided with Federal fiDancial auistanc:c. It will comply with Exec:utive Orcl~ I 1246111d all reJulal.ions purIUIIIt lbereto (41 CPR CbIIpler60-l). which StIle tlUIt no penon shill be discriminlled almost 011 the basis of nee. color. reliJlon, sex or nationll orisin In aU phases of employment during the performance of Pedc:ra1 conll'lClS IIld shill take affirmative action 10 ensure equal employmenl opportunity. The appliclnt will incorponlC. or cause to be incorpcnted. into III)' COIltl1lCt for conSlNerion work u defined in Sec:tioD 130.5 of MUD regulations the equaJ opportunity cllUlC required by Section I 30. 1 5 (b) oflhe HUD replllllons. II will comply with Section 3 oftbe Housing and Urban Development Act of 1968. u amended (12 U.S.c. 1101(u)). 8Ild repl.oonl pul'llulftllherelo (24 CPR PIrt 135). which require that to the JreIICSI eXlent feuible opponunities for tninlllJ and employment be liven to lower-income residents of Ihe project and contracts Cor work in connection with the project be awWed in substantial part 10 penons . . raklinlln the arel of the project. II will comply wtlh Section.504 of tile P.dlabllilllion Iu:t of 1973 (29 U.S.C. 794). u IIDIDllded. and with implementing reJUlalions 1124 CPR Part ., which prohibit disc:riminlrion based on disability in Pedaally-usilted and c:onducted JlIOIRIIII and activities. It will comply with the Are Discrimination Act or J975 (41 u.s.c. 6101.(J7). U amended. and implementing zeJ1Illlioal 1124 CPR Pan 146. which prohibit dilCriminlllon because of qe in projects and ICtlvities recelvinI Federal ftnancil1lS1istance. II will comply witb Exectltive Orden 11625. 12432. and 1213!. which awe that piocn.m participantl aha11 take afIlnnative lIClion to encoul'lee participllioll by busiDeaeI owned and operated b)' membm ofmlnoril)' JI'Oups ad women. If persons of lit)' panic:uIar race, color, religion. sex, qe. natianal orisiD. flmitlllltllUS; or disability who may qualifY lor ISIlstInCe lie 1IIIlikely to be reached. It wiD establish additional procedure1 to ensure thII Inlerelttd penons can obtain infonnation amc:cmln, the auistDCC. . It will compl,. with the reucmable modiliClllion and Kcommoclalloa teot4il,lDtnts and. u appropriate. the aa:eulbillty requirenIenls of !be Pair Housing Act and . . section S04 of the Rehabilitation Act of 1973. as amended. AdditJonal for S+C: Ie appliCIIII hu established I preference for largcted populllions of disabled pel'lOtlS pursuant 10 24 CFR . 582.330(1). it win comply with this sectioa'l noncIiscrlminlllon requirements within the designated popullllon. B. For SUP Oal,.. 1. Mainteswxe of mort. II will comply with the maintcnanee of effon . requirements described 1124 CPR 583.150(1). 2. 2f. YaI' Operatloa Rule. For applicantS reccivinJ assistancc ror acquisition. rehabililalion or IICW constrUction: The project will be operaled for no leu dllll 20 years from the date of inilill 0CCUJlIIlCY or the date or inilill service provision for the purpose spedtled in the application. 3. 1. Year OperatJoa Rule. For applicants receiving auislanCC ror supponive services. lelllins. or opcralinJ cosu bulllOt receiving HU0-0C0076-CoC (2003) OMS Approval No. 25~1I2(up. 08131120(6) .'-/. , .' ----' 27628 Federal Register/Vol. 69, No. 94/Friday, May 14. 2004 I Notices wisl1nce for acquisilion, rehabilit.ltion; or new coastruc:tion: ~. project will be op:rated for the purpose specified in the application forapy year for whleh such a.uJstanCC l,pro"l~ C. ForS+C 0JIl)'. I. Mal.nteoaJU:e of mort. It will comply with the m.intenance of effOJ1 reQllirements desCribed 1124 CFR. S82; 11S(d). 2. Supportive Seotas. It wlll make available supponive setVices appropriate to the needs of the population scrvcd.and equal In valile toth.e aggregue Il:Dount of ~ta1 wistance funded by HUD for the full term of the rental assistance and that it wiD fund the supportive services itself if the planned resources do not become' available for any ruson. 3, ComponentSl Standards. DefinltloDS;Jnd $3;OO(l M1nimam. (a) For the SRO component only. the proposcc1 sile meets HUD', site Uld neighborhood.standards (24 C;:FR 882.803(b)( 4). and niects the regulatory definition of sillgle roodl occupancy housing (24 C.FR882.S(2). (b) For the SR,Q and PRA with rehabilitation componcnt5.tbe rehabllita1ion casu will meet the per unilrehabililation minimum of $3.000. lL Explanation. D. For SRO 0nI)'. 1. Standards. De/lDitlollS, .1Id $3.000 Mlnlmum. The proposed lite meetS HOD's site and nei,hbo!booc1 ~andanis (24CFR 882.803(b)(4)). meets the regulalory' delinItlon of sinsle room oc:cup.ilcy housinl (24 CFR 8&2.802). and the rthabllitaiion costs w111.~ the ~ unit rehabilitation minilllll1l\ of $3.000. Eo For SUP udSRO 1. filODprollt BoArd 01 Directors. For private nonprofit IPPlicanlS, members oC its . Board oCDirectoi'i serve in a volUntary capacity and . receive no compensition. other than reimbursement for expenses. rortheir services. F, For SUP .ad S+C. 1. Lud.BuedPalDt. It will comply with the requirements oC the Lead. Based Paint Poilonin, Prevention A~ 42 U.S.C, 48214846. and implementing reguJationsl124 CFR Part 35. G. For S+C aad SRO. I.PH! QuaJlflcatJon. PorPHA applicanlS. that it qualiflCS &S. a Public Housin, Agency as specified in 24 CFR S82.1 02 and is legally qualified IIld authorized 10 c:my out the proposed project(s). . Where the applicant is unable to~nlCytoany of the stlllements In this certification. such applicant shall altllCh an ellplan~i Ii .behind this pa&e. . . Dat~l 4' (-;, hi -~ ~,o E;. Tltlel c-! 'T"-1t^'h\ ,P4;/'J f-,\ C~tc <<L_ Applicant: CrT'-'\ t5~ rA l A1'iv"- ( i-bt;, ~ d For PHA AppUcaab Oal)', (PHA Nu~) HUD-40076-CoC (2003) OMB Approval No. 2506'0112 (cxp.08l3112006) 9 ATTACHMENT J MIAMI-DADE COUNTY HOMELESS TRUST MIAMI-DADE COUNTY REQUIRED AFFIDAVITS The contracting individual or entity (governmental or otherwise) shall indicate by an "X" all affidavits that pertain to this contract and shall indicate by an "N/A" all affidavits that do not pertain to this contract. All blank spaces must be filled. The MIAMJ-DADE COUNTY OWNERSIDP DISCLOSURE AFFIDAVIT; MIAMI-DADE COUNTY EMPLOYMENT DISCLOSURE AFFIDAVIT; MIAMI-DADE CRIMINAL RECORD AFFIDA VIT; DISABILITY NONDISCRIMINATION AFFIDAVIT; and the PROJECT FRESH START AFFIDAVIT shall not pertain to contracts with the United States or any of its departments or agencies thereof, the State or any political subdivision or agency thereof or any municipality of this State. The MIAMI-DADE F AMIL Y LEA VE AFFIDA VIT shall not pertain to contracts with the United States or any of its departments or agencies or the State of Florida or any political subdivision or agency thereof; it shall, however, pertain to municipalities of the State of Florida. All other contracting entities or individuals shall read carefully each affidavit to determine whether or not it pertains to this contract. I, :fai-Gt C. (11'\ 6"0;\.J 2.-AL-E:. 2' ,being first duly sworn state: Affiant The full legal name and business address of the person(s) or entity contracting or transacting business with Miami-Dade County are (Post Office addresses are not acceptable): Sc; - GOOQ .<~-r2 Federal Employer Identification Number (If none, Social Security) c ( .-( U rr-,~ -1 '-' ((\/11 Ayv-q ~SEA C- l-f N~e of Entity, Individual(s), Partners, or Corporation Doing Business As (if same as above, leave blank) f-<- 53 \2. j \/00 CO{,v~/\J\(6 D L-lfL ,}i-t U~ \ ,hI \?"Tv'...\., ~~~)<- r-i Street Address City State Zip Code ~ MIAMI-DADE COUNTY OWNERSIDP DISCLOSURE AFFIDAVIT (Sec. 2-8.1 of the County Code) / . 1. If the contrac.t or business transaction is. with a corporation, the full legal name and business address o shall be prOVided for each officer and director and each stockholder who holds directly or indirectly five perc~nt (5%) or m.ore .ofthe c~rporation's stock: If the contract or business transaction is with a partners~lp,. the .foregomg mformatlOn shaH be proVided for each partner. If the contract or business transac~lOn IS With a trust, ~e fullle.gal name and address shall be provided for each trustee and each beneficl~. The foregomg. reqUirements shall not pertain to contracts with publicly traded corpora~l?nS or ~o .c,?n.tracts With the United States or any department or agency thereof, the State or any polItIcal subdiVISion or agency thereof or any municipality of this State. AH such names and addresses are (Post Office addresses are not acceptable): -- 10f5 Full Legal Name Address Ownership % % % 2. The full legal names and business address of any other individual (other than . subcontractors, material men, suppliers, laborers, or lenders) who ha~e, or will have.. any interest (legal, equitable beneficial or otherwise) in the contract or business transaction with Dade County are (Post Office addresses are not acceptable): 3. Any person who willfully fails to disclose the information required herein, or who knowingly discloses false information in this regard, shall be punished by a fine of up to five hundred dollars ($500.00) or imprisonment in the County jail for up to sixty (60) days or both. F MIAMI-DADE COUNTY EMPLOYMENT DISCLOSURE AFFIDAVIT (County Ordinance No. 90- 133, Amending sec. 2.8-1; Subsection (d){2) of the County Code). Except where precluded by federal or State laws or regulations, each contract or business transaction .or renewal thereof which involves the expenditure of ten thousand dollars ($10,000) or more shall require the entity contracting or transacting business to disclose the following information. The foregoing disclosure requirements do not apply to contracts with the United States or any department or agency thereof, the State or any political subdivision or agency thereof or any municipality of this State. 1. p,oes your firm have a collective bargaining agreement with its employees? ~Yes _No . Dfes your firm provide paid health care benefits for its employees? "l Yes _No 2. 3. Provide a current breakdown (number ofp~rsons) of your firm's work force and ownership as to race, national origin and gender: White: Males Females Asian: Males Females Black: Males Females American Indian: Males Females Hispanics: Males Females Aleut (Eskimo): Males Females / : _ Males_ Females: : _Males_Females ~'i0II. AFFIRMATIVE ACTIONINONDISCRIMINA TION OF EMPLOYMENT, PROMOTION AND V'-' PROCUREMENT PRACTICES (County Ordinance 98-30 codified at 2-8.1.5 of the County Code.) I In accordance with County Ordinance No. 98-30, entities with annual gross revenues in excess of $5,000,000 seeking to contract with the County shall, as a condition of receiving a County contract, have: i) a written affirmative action plan which sets forth the procedures the entity utilizes to assure tha~ it doe.s not discriminate in its employment and promotion practices; and ii) a written procurement p~hcy. which sets forth the proc~dures t~e ~ntitylJtilizes to assure that it does n?t discriminate against mmon~ and ",:,omen-owned busmesses In Its own procurement of goods, supphes and services. Such affirmative actIon plans and procurement policies shall provide for periodic review to determine their effectiveness in assuring the entity does not discriminate in its employment, promotion and procurement practices. The foregoing notwithstanding, corporate entities whose boards of directors are ~9$ ~ representative of the population make-up of the nation shall b.e presumed to h.ave non-disc~iminat?ry employment and procure~e~t ~olicies, and s~all not be reqUIred to have wntt:n affinnatlv~ actIon plans and procurement pohcIes In order to receIve a County contract. The foregOIng presumptIOn may be rebutted. The requirements of County Ordinance No. 98-30 may be waived upon the written recommendation of the County Manager that it is in the best interest of the County to do so and upon approval of the Board of County Commissioners by majority vote of the members present. The firm does not have annual gross revenues in excess of $5,000,000. . ., The firm does have annual revenues in excess of $5,000,000; however, Its Board of DIrectors IS representative of the population make-up of the nation and h~. submitted a written, detailed listing of its Board of Directors, including the race or ethmclty of each board member, t? th~ County's Department of Business Development, 175 N.W, 1st Avenue, 28th Floor, MIamI, Florida 33128. The firm has annual gross revenues in excess of $5,000,000 and the firm does have a written affirmative action plan and procurement policy as described above, whi~h includes periodic reviews to determine effectiveness, and has submitted the plan and polIcy to the County's Department of Business Development 175 N.W. 1st Avenue, 28th Floor, Miami, Florida 33128; The firm does not have an affirmative action plan and/or a procurement policy as described above, but has been granted a waiver. MlAMI-DADE COUNTY CRIMINAL RECORD AFFIDAVIT (Section 2-8.6 of the County Code) The individual or entity entering into a contract or receiving funding from the County _ has _ has not as of the date of this affidavit been convicted of a felony during the past ten (10) years. An officer, director, or executive of the entity entering into a contract or receiving funding from the C unty has has not as of the date of this affidavit been convicted of a felony during the past ten (10) ears. MIAMI-DADE EMPLOYMENT DRUG-FREE WORKPLACE AFFIDAVIT (County Ordinance No. 92-15 codified as Section 2-8.1.2 of the County Code) That in compliance with Ordinance No. 92-15 of the Code of Miami-Dade County, Florida, the above named person or entity is providing a drug-free workplace. A written statement to each employee shall inform the employee about: I. danger of drug abuse in the workplace 2. the firm's policy of maintaining a drug-free environment at all workplaces 3. availability of drug counseling, rehabilitation and employee assistance programs 4. penalties that may be imposed upon employees for drug abuse violations The person or entity ?hall ~Iso require an employee .to sign a statement, as a condition of employment that th~ employee WIll abide by the terms and notIfy the employer of any criminal drug conviction occurrIng no ~ater than five (5) days after receiving notice of such conviction and impose appropriate personnel actIon against the employee up to and including termination. Co~pliance with Ordinance No. 92-.15 may b~ waived if the special characteristics of the product or servIce offered by the person o.r entIty make It neces~ary for the operation of the County or for the he3:lth, .safety,. wel~are, econom~c benefits and w~ll-bemg of the public. Contracts involving funding which IS proVI.d~d-m who~e or I.n part ?y the U~l.lted States or the State of Florida shall be exempted from th~ proVISIons of thIS ordInance In those Instances where those provisions are in conflict with the requirements of those governmental entities. \3 ~ 5 J<:J MIAMI-DADE EMPLOYMENT FAMILY LEAVE AFFIDAVIT (County Ordinance No. 142-91 codified as Section 11A-29 et. seq of the County Code) That in compliance with Ordinance No. 142-91 ~f t~e Code of Miami-Dade Coun~, Florida,. an employer with fifty (50) or more employees workmg In Dade County for each workmg day durmg each of twenty (20) or more calendar work weeks, shall provide the following information in compliance with all items in the aforementioned ordinance: An employee who has worked for the above firm at least on~ (1) year sh~ll be entitled to ninety (90) days of family leave during any twenty-fo~r (24) month penod, for med.lcal reasons, for t.he birth or adoption of a child, or for the car~ of a child, spouse or other close re~at~ve who has a senous health condition without risk of terminatIOn of employment or employer retalIation. The foregoing requirements shall not pertain to contracts with the United States or any department or agency thereof, or the State of Florida or any political subdivision or agency thereof. It shall, c;.y~ however, pertain to municipalities of this State. [-.iI( DISABILITY NON-DISCRIMINATION AFFIDAVIT (County Resolution R-385-95) VI. That the above named firm, corporation or organization is in compliance with and agrees to continue to comply with, and assure that any subcontractor, or third party contractor under this project complies with all applicable requirements of the laws listed below including, but not limited to, those provisions pertaining to employment, provision of programs and services, transportation, communications, access to facilities, renovations, and new construction in the following laws: The Americans with Disabilities Act of 1990 (ADA), Pub. 1. 101-336, 104 Stat 327, 42 V.S.C. 12101-12213 and 47 U.S.C. Sections 225 and 611 including Title I, Employment; Title II, Public Services; Title III, Public Accommodations and Services Operated by Private Entities; Title IV, Telecommunications; and Title V, Miscellaneous Provisions; The Rehabilitation Act of 1973, 29 U.S.c. Section 794; The Federal Transit Act, as amended 49 U.S.C. Section 1612; The Fair Housing Act as amended, 42 U.S.C. Section 3601-3631. The foregoing requirements shall not pertain to ~c tracts with the United States or any department or agency thereof, the State or any political 1- subdivision or agency thereof or any municipality of this State. I . MIAMI-DADE COUNTY REGARDING DELINQUENT AND CURRENTLY DUE FEES OR TAXES (Sec. 2-8.1(c) of the County Code) Except for small purchase orders and sole source contracts, that above named firm, corporation, organization or individual desiring to. transact business or enter into a contract with the County verifies that all delinquent and currently due fees or taxes -- including but not limited to real and property taxes, utility taxes and occupational licenses -- which are collected in the normal course by v;{the Dade County Tax Collector as well as Dade County issued parking tickets for vehicles registered in the name of the firm, corporation, organization or individual have been paid. . >D I. CURRENT ON ALL COUNTY CONTRACTS, LOANS AND OTHER OBLIGATIONS IJ The individual e?tity seeking .to ~ransact busin~ss with the County is current in all its obligations to the County and IS not otherwise m default of any contract, promissory note or other loan document with the County-or any of its agencies or instrumentalities. C::~'~~/PROJECT FRESH START (Resolutions R-702-98 and 358-99) 7T1/ L Any ~rm that h~ a contract with the County that results in actual payment of $500,000 or more shall co~trlbute to Pro~ect Fresh Start, th~ Counry's .~elfare to Wor~ Initiative. However, if five percent (5 Yo) of the fi.rm s work forc7 consists of indiViduals who reSide in Miami-Dade County and who have lost or Will lose cash asslsta?~e. benefits (formerly Aid ~o Families with Dependent Children) as a result of the ~ersonal Responsl~lhty and Work Opportunity Reconciliation Act of 1996, the finn may request waiver from the requirements of R-702-98 and R-358-99 by submitting a waiver request It It ~ aftida.vit.. The foregoing requirement does O t not pertain to government ent t t fi fi rgamza lOns or recipients of grant awards. i ies, no or pro It _Xl.. D?~STIC VIOLENCE LEA VB (Resolution 185-00; 99-5 Codified At 11A-60 Et. Seq. of the MIamI-Dade County Code). The. firm desiring to .do business with the County is in compliance with Domestic Leave Ordinance, Ordmance 9~-5, cod~fied at llA-60 et. seq. of the Miami Dade County Code, whi~h requires an employer whIch has In the regular course of business fifty (50) or more employees working in Miami-Dade County for each working day during each of twenty (20) or more calendar work weeks in the current or proceeding calendar years, to provide Domestic Violence Leave to its employees. I have carefully read this entire five (5) page document entitled, "Miami-Dade County Affidavits" and have indicated by an "X" all affidavits that pertain to this contract and have indicated by an "N/A" all affidavits that do not pertain to this contract. By: ~ ~ ~ /-- () (Si~ of Aff~Q SUBSCRIBED AND SWORN TO (or affirmed) before me this (Date) day of 200_ by He/She is personally known to me or has presented (Type ofIdentification) as identification. (Signature of Notary) (Serial Number) (Print or Stamp of Notary) (Expiration Date) Notary Public - Stamp State of (State) Notary Seal ATTACHMENT K MIAMI-DADE COUNTY, FLORIDA . .. . AFFIDAVIT OF MIAMI-DADE COUNTY LOBBYIST REGISTRATION FOR ORAL PRESENTATION (1) ProjectTitle: (2) Department: (3) FinnlProposer's Name: Address: Business Telephone: L--> ProjectNo.: Zip: (4) List All Members of the Presentation Team Who Will Be Participating in the Oral Presentation: NAME . TITLE EMPLOYED BY TEL. NO. . (ATTACH ADDITIONAL SHEET IF NECESSARY) The individuals named above are Registered and the Registration Fee is not required for the Oral Presentation ONLY. Proposers are advised that any individual substituted for or added to the presentation team after submittal of the proposal and filling by staff, MUST register with the Clerk of the Board and pay all applicable fees. Other than for the oral presentation, Proposers who wish to address the county commission, a county board or county committee concerning any action, decision or recommendation of county personnel regarding this solicitation MUST register with the Clerk of the Board (Fonn BCCFORM2DOC) and pay all applicable fees. I do solemnly swear that all the foregoing facts are true and correct and I have read or am familiar with the provisions of . Section 2-1 J.l(s) of the Code of Metropolitan Dade County as amended. . Signature of Authorized Representative: Title: STATE OF COUNTY OF The foregoing instrument was acknowledged before me this py , a (Individual, Officer, Partner or Agent) to me or who has produced , , who is personally known (Sole Proprietor, Corporation or Partnership) as identification and who did/did not take an oath. Signature of person taking acknowledgement) (Name of Acknowledger typed, printed or stamped) (Title or Rank) (Serial Number, if any) A-2 - Rev. 1/2/98 ATTACHMENT L PROVIDER'S DISCLOSURE OF SUBCONTRACTORS AND-SUPPLIERS (ORDINANCE 97-104) C{ \'-{ Or. M l Q-AI\- I b'f;CA- C-1-- J Name of Organization: Address: /,00 CO~8I0Tfal\,j c\~ (JL. ~\~\~E:ALM I REQUIRED LISTING OF SUBCONTRACTORS ON COUNTY CONTRACT In compliance with Miami-Dade County Ordinance 97-104, the Community Based Organization must submit the list of first tier subcontractors or sub-consultants who will perform any part of the Scope of Services Work, if this Agreement is for $100,000 or more. The Community Based Organization must complete this information. If the Community Based Organization will not utilize subcontractors, then the Community Based Organization must state, "No Suboontractors will be used", do not state "N/A". Name of Subcontractor or Sub-Consultant Address City and State j\J fA- REQUIRED LIST OF SUPPLIERS ON COUNTY CONTRACT In compliance with Miami-Dade County Ordinance 97-104, the Community Based Organization must attach a list of suppliers who will supply materials for the Scope of Services to the Community Based Organization, if this Contract Agreement is $100,000 or more. The Community Based Organization must fill out this information. If the Community Based Organization will not use suppliers, the Community Based Organization must state, "No suppliers will be used", do not state "N/A". Name of Subcontractor or Sub':'Consultant. Address City and State rJ(/t I hereby certify that the foregoing information is true, correct and complete: Signature o~ Authorized Representa~ve: > I ~ ~/ Title: C \ \~ - V 1",\ A- !,---II'-\ L-1 ~/. (_ D~te: Firm Name: ('J T'-1. LY"':- t'--q ~-rv\. \ i~::::.~Fetl. 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U G.l ... is .... o III III t "0 "0 "< 't:l C Cll cu e Cll :z III : ~ o~ · ::I ' l:Q , c.i .. C'II ... =' u U Cll "0 C "" G.l = a.. - cu OJ) 't:l G.l i o c .:i. >.. E .... o .. '" G.l ,.Q U .c .. o .. U a.. III .: .. '" ::s ... ~ c. c. = ~ o .. u C'II ... .. c o u ,.Q =' rJ:l Ul :.c - .: 't:l cu c .; .... c o U III c ,!: .. ell - = G.l III G.l ... Co G.l ... cu .c .. - Cll .c .. ~ .. ... G.l CJ - OJ) " ... .. Q .c;:; I?:: t::: II'l ~ ... .s r..: .( E ... Lf ~ f: ... C 'C Co. .. e .. z .-. "0 " "0 .. " c .~ " ... .. Cl. II> c; C ~ :0 "0 .. = ~ .. .!:! Q.. = e. ... C .;: c.. .. ;>- <::: .'" .5 .. c .. Cl.I '" II> o Cl.I c... o Cl. .. Cl.I Q.,Cl:: .... 0"0 .. :!l .. .- = .. ... 0 ...c C'" l>Jl= ii5< ATTACHMENT N -'. APPUCANT OR RECIPIENT SEcnON 3 COMPLL~ REQurREMEr-.-rS FOR BUD-ASSISTED PROJECTS PROJECTNA.ME: PROJECT LOCA nON: PROGRAM FUNDING SOURCE: The wod: to be paformed under this contract is subject to the requirements of Section 3 of the Housing ana Urban Development Act of 1968, as amended, 12 U.S.C. 170Iu(Section 3). The purpose of Section 3 is to c:nsUrc that employment and other economie oppommities generated by HUDassisrmcc of HUD-assisted projeC~ covered by Section 3, $hall to the greatest eXtent feasible, be di.rectcd to low and very low-income persons, particularly persons who arc recipieDts of HUn assistance: for ho~ and to businesses. that are substantially owned or substantially c:mplo~ low and very low income perso~. . The applicant or recipiemcommits to d.evelopmem and implemcmation of a Section 3 Economic Opportunity Plan for Miami-Dade HouSing Agency (MDHA) approval,.prior to selection of an arcbitector. gcnc:raJ .cozitractor or other app~cable 'contractOr. .w Plan shall; describe the oUtreach procedures the applicai1t or recipient will use to recruit, solicit, encourage, facilitAte and award arcbiteetural and .'general contracts, where applicable, to'SectiOD 3 busitlesses in the project'irca; make a good faith effort,u defined by the. regulations. to provide training, employment and business opponunities required by Section 3 to pe~ons from the project area; and incorporate the "Section 3 Clausc" (see attachment) in an cariuaclS over S100.000 in connection with this project. . The applicant or recipic.ar commits to' including the following contractor certification. in all contracts over SlOO,OOO:'"Thc' cootraCtor certifies tlw any 'va.c:antcmployment positions,. iccluding training positions, that a.refilled (1) after the contractor is selected, but before the contIact or agreement ~ executed; and (2) with persons other than those to wtiom the Section 3 regulatiol1 require employment opponunities to be directed, are not filled to circumvent the contractor's obligations under the Section 3 rei'uJation." The aoolicanTp or. reeioicnt eenifies andil2TeeS that it is tmder no. CODtI'3ctuaJor other imoediments which would Driven! it from comolvin2 with these reouirements. Non-compllancc .with the Section 3 regulation, may result in sanctions, termination of this contraCt or ~emcnt for dcfau1~ and debannent or suspension from future HUD-assisted ~=:s FIRM NAME (Print Dr Typ<Nam<): N IA . I Autl:orized Signntory and Title (Print or Type Name t1na rLt.l~ ): SIGNATURE: Affix Notary Sc3J to the Right: I . Worall'llnn\ ..",..hc:.at1l ur Rcciplmt Cumpllanec R.:.quircmc:1ltlTtlf HL'o.,Uf/fl'Cd rroj= i I'nnn (rertil: ~/I ~ i I I I I I .. ~tiOD. 3 Clzu.se" 24 CFR. P:ut 135 . n 135.38. l c1a1Ue must bei.c1wled in all SIXlion 3 ccvered cont=ts. I A. The work to be pedonneci UDd~ thiseontr:1.Ct is subject to the requirements of Section 3 of the Housing md Urban Oe~pm:m Aa ~ 1968, as. amended, 12 U.S.C. ~ 70lu (S~~ 3). The purpose of . Sc:aion 3 is to ~ ~ the employment U1d other econonuc opporumttIes gen.erued by HUn assisWlCC of HUO-usisa:d pro~cx:ts covered b): Seetion 3. sb.all. to the ~test extent feasible, be direc:ted .to low and ve:y low inj= persons, paraeuWir persoas ~i1o an: reCIplCIlts o~ HUDassisun~ forhou.smg. . .' . .' . B. The parties to this CQntr.lct agf= to~1y wi;h HUD:s r~~ons it:i 24. ern .flazt 135, v.1Jich implcmcz:tf Sccticm 3. As cviden by tbcr c::.-c.ecat1ClQ oftbis c:oc:rnct, the p:UUC'S to thiS ",ntnct cc:rtify ~ they are under DO eontractU2l or Other impedime:Jt that would prevent the:m from ",mplyiog ~"ith the Part. 135 regHI"',;nn~. . . ATTACHMENT N c. The c;cntr2.CtOt' agrees to sead to cadi labor orgit"i~tioa or representa.r1vc of woOO:rs withWhic:h the coarnetOt has a co.11edive bar . g ~ or other un.dermnding. if any, anotic:e advising ~ labor Ol3i'";~ti"'"'or ~rkct's rFres~,;w cf the ~rs. ~~ ~er.th.is sectiOQ 3 clause. ~ will post ~ies'ofthT notice. in ~ic:uous p1a.ccs ;i ~ wod: sIte.~e both emplo)'teS aJ:ld app1i(:3JItS for t:ra.ml11g md. ~loymc::at posmoas can see the naaQ;.. The Ilaacc sbal.l describe the Sc:aion 3 p~ shall set fdrib minintumaumber be! job titlCs~bjcct to'hlre, :a~ility of apprc:oriccship aDd tI3iniDg . ons. me qua1i{j~ODS for ca.ch; 'w the: name and location of the . pe:son(s) t3king appllc:aticms for of the positioas;;wi the anticipated ~ the WQrk shall begin. . ., D. The coll.tt3.Ctor a;recs fa include. Sectien3 c:1zwc ~ tva)'subcotItrita subjea to compliance with ~. in 24 en Pan. 135, agrees fa W:=ilpproprWe aaion. as' provided in an applicable provision.. of the- .sub<:ODrna or. this SectiOQ , cbuse. upon :1 Pnding th:Lt the subcontrac:tor' is in violation of the ~tioo.s in 21 cn ~ut 135. The contnCtOr will not subeomract wItb. CUly subcontractor where the: CODtr.1c:tof has nonce or knowledge wt the subeontraaor has b=n found in vioWioa of the regulzticmsm 24 C P~ 135. . ~ . . E. The eontT.1ctor Will cC::rtify that an va.c:::mt employmcm positions, includ.iD.g tta..ining positions; tPa! :u-e filled (1)aitcr the coa:tr.u:tor is seI but before the COatr::LCt is ~ted: and (2) with persons other than those to whom the regulations' f24 CFR Pzt 135 require employment opportunities to be directed, wac Ilot filled to ~cumv=tbc: ti':1ctor'S oblig:1tioas UDder 24 CFR. p:u:t. 135. F. Noacompl~e -cmh HtJD's rqu . iQ 24 CFR.Pm 13.5 !mY re.sulr in smcrions, tennU1ation of this contract fordc:fuult, and debannent rsaspension from futnre HUn assisted comnc:s.. . I.'. . G. With rcspea to work pc:rformed in FDIlcaion withSeaion 3 covered Indian housmg assist:ince, SectiOll 7(b) oftbc: Indian Sdf-Der,-"",'""'rior and E:d~oft Assi1unce Act (25 U.S .C. 4SOC) a.lso applies co the work to be performed ~c:r this ~n.tract. Section 7(b) requires tiu: to t.~ gr::.3.~st l:.'<tCnt fc:LSiblc (i) prefere:Da: :1nd opportUIlltlCS for tnull.Dgand employment shall b~ giVCtl to Indians, and (ii) pracn:nc:e in the aW;1Id of contn.CtS arid subcootr1.C.tS slWl be giVQ1 to Indi3.0 orS4J'ULUlOOS 3..Od Ind.i.an-owD~d Econcr:uc E:L~i"pnsa POU'Oes to this coo.tnct tI13.t are subject to the proV1SlollS of SecoOtl. 3 and Sccnon 7(b) ~gree to comply with Section 3 to the maxlmwn extent feasible. but' not tn dt:Tog61t1oc of complunce tvrth S~:on 7(0) Lcluudill:'?? ATTACHMENT 0 --------~~- SWORN STATEMENT PURSUANT TO SECTION 287.]33 (3) (a), FLORIDA STATUTES, ON PUBLIC ENTITY CRIMES THIS FORM MUST BE SIGNED AND SWORN TO IN THE PRESENCE OF A NOTARY PUBLIC OR OTHER OFFICIAL AUTHORIZED TO ADMINISTER OATHS. I. This sworn statement is submitted to Miami-Dade County: JD~tE. tv\.. frO:0cA-U::.-z:.. (print individual's name and title) by for Cl l'-t~' "^-t Pr'fYLl ~e:-A<-!- J (print name of entity submitting sworn statement) whose business address is IIDe> eoNJE ~\\O~ M I f\;-(\A \ (~E:. I"iC- N ,I C T(2.. 0 tL fL "'3 31~4 )" 9 - C, c::x:::.x:J 3,{?- and (if applicable) its Federal Employer Identification Number (FEIN) is (if the entity has no FEIN, include the Social Security Number of the individual signing this sworn statement:) 2. I understand that a "public entity crime" as defined in Paragraph 287.133( I )(g), Florida Statutes. means a violation of any state or federal law by a person with respect to and directly related to the transaction of business with any public entity or with an agency or political subdivision of any other state of the United States, including, but not limited to, any bid or contract for goods or services to be provided to any public entity or an agency or political subdivision of any other state of the United States and involving antitrust, fraud, theft, bribery, collusion, racketeering, conspiracy, or material misrepresentation. 3. I understand that "convicted" or "conviction" as defined in Paragraph 287.133(1)(b) Florida Statutes. means a finding of guilt or a conviction of a public entity crime, with or without an adjudication of guilt, in any federal or state trial court of record relating to charges brought by indictment or information after July 1, 1989, as a result of a jury verdict, non-jury trial, or entry of plea of guilty or nolo contendere. 4. I understand that an "affiliate" as defined in Paragraph 287.133(1 )(a) Florida Statutes. means: a. A predecessor or successor of a person convicted of a public entity crime; or, b. An entity under the control of any natural person who is active in the management of the entity and who has been convicted of a public entity crime. The term "affiliate: includes those officers, directors, executives, partners shareholders, employees, members, and agents who are active in the management of an affiliate. The ownership by one person of shares constituting a controlling interest in another person, or pooling of equipment or income among persons when not for fair market value under an ann's length agreement, shall be a prima facie case that one person controls another person. A person who knowingly enters into a joint venture with a person who has been convicted of a pubic entity crime in Florida during the preceding 36 months shall be considered an affiliate. 5. I understand that a "person" as defined in Paragraph 287.133(1 )(e), Florida Statutes. means any natural person or entity organized under the laws of any state or of the United States with the legal power to enter into a binding contract and which bids or applies to bid on contracts for the provision of goods or services let by a public entity, or which otherwise transacts or applies to transact business with a public entity. The term "person" includes those officers, directors, executives, partners, shareholders, employees, members, and agents who are active in management of an entity. 6. Based on information and belief, the. statement, which I have marked below, is true in relation to the entity submitting this sworn statement. (Please indicate which statement applies). A Neither the entity submitting this sworn statement, nor any of its officers, directors, executives, partners, shareholders, employees, members, or agents who are active in the management of the entity, nor the affiliate of the entity has been charged with and convicted of a public entity crime within the past 36 months. The entity submitting this sworn statement, or one or more of its officers, directors, executives, partners, shareholders, employees, members, or agents who are active in the management of the entity, or an affiliate of the entity has been charged with an convicted of a public entity crime within the past 36 months AND (Please indicate which additional statement applies) The entity submitting this sworn statement, or one or more of its officers, directors, executives, partners, shareholders, employees, members, or agents who are active in the management of the entity, or an affiliate of the entity has been charged with an convicted of a public entity crime within the past 36 months. However, there has been a subsequent proceeding before a Hearing Officer of the State of Florida, division of Administrative Hearings and the Final Order entered by the Hearing Officer determined that it was not in the public interest to place the entity submitting this sworn statement on the convicted vendor list (attach a copy of the final order). I UNDERSTAND THAT THE SUBMISSION OF THIS FORM TO THE CONTRACTING OFFICER FOR THE PUBLIC ENTITY IDENTIFIED IN PARAGRAPH 1 (ONE) ABOVE IS FOR THAT PUBLIC ENTITY ONLY AND, THAT THIS FORM IS VALID THROUGH THE LIFE OF THE CONTRACT. I ALSO UNDERSTAND THAT I AM REQUIRED TO INFORM THE PUBLIC ENTITY PRIOR TO ENTERING INTO A CONTRACT IN EXCESS OF THE THRESHOLD AMOUNT PROVIDED IN SECTION 287.017, FLORIDA STATUTES FOR CATEGORY TWO OF ANY CHANGE IN THE INFORMATION CONTRAINED IN THIS FORM. / e/~i;?~ (date) COUNTYOF /?'7t'/:J,'/YJ/'..- L.X2ok PERSONALL Y APPEARED BEFORE ME, the undersigned authority J 0/71 r> In. 0; () /J:?2? ~,? (name o-f individual signing) "---' who, after, first being sworn by me, affixed his/her signature in the space provided above on this .::? r J / day of /VOv' ,2000 , P NOTARY PUBLIC rH..........."...".."".." ". i 1 ,..u,~,,' .~ My commission expires: 7.......1... .................................. : PAULA CALDERON : : CornmIJ DD0238428 i ~ E>qlileI 71WJJX11 i : !londedhv~: : Florida NaI8Iy Men.. InC : :I....... ;0....... ... ..... .......................... , , , .~..~~~,.........I ~ I u ~ ~ .... eI) :J a:: .... eI) eI) W ..J W :IE o J: ~ Z :J o U w c <( C I :E' <( :IE ~ o t- Z W > Z - t- W en en <( ~ w c - > o ~ a.. Qj E III Z ... Gl "C .:; e a. Qj E III Z E III ... Cl o ... a. I I I I I I I Q) :91';- 1-1:: rJ) ~ :g 0 o .... :r:e. - o c: .t::. 0 I ~ - 1 c: I 0 :;::Of :g ~ o 0 I (.) .... 06 ~I - Q) 0 I rJ) I ::> j r- -' 0 ~ c: .Q 0- co E t) e. 0 -l .- Q) c: rJ) ~ ~C) e E ~ 11 l.L. - O(j) o 0 ;0:::(.) - Q)I E I co z 0 ... 0 0 I Q: '0 - c: LIJ W > Q., (!) 7 ~ 0 j:: :Eu; a:: .!1 0 - 0 5-u fu u a:: <2:: - .... c: ~ 0 ~ 2$ .!1 CO (!) 5-0 ~ u <2:: ci ... .Q) - .0 ffi E 'C ::l Wz (f) I - ii 0 'i: Gl a. f 0) c :e g 0 ... C. 0- Gl " - 0 c 0 ~ I ....J ... (.) UI ~ -I Qj (.) ... ::J o en Cl c: :c c :::l LL f..;: CI) LIJ CI) ~ l) ~ Q., -J -J 0:( a:: f( ~ l) ~ <: - 5 ~ 0:( This Instrument was prepared by Cynthia Johnson-Stacks, Esq., Assistant County Attorney County Attorney's Office Miami-Dade County rJ \/>1 . Attachment Q DECLARATION OF RESTRICTIVE COVENANTS THIS DECLARATION OF RESTRICTIVE COVENANTS (Declaration) dated as of , 200 , by ("Project Sponsor") and ("Titleholder"), their successors and assigns, is given to the United State Department of Housing and Urban Development (BUD). RECITALS WHEREAS, the Project Sponsor participated in a consolidated application to HUD, dated as of for a Supportive Housing Grant; which Grant was awarded; and WHEREAS Miami-Dade Countv (the Recipient) entered into a Supportive Housing Grant (FL14B ), on ; and WHEREAS, the Recipient entered into an Agreement dated with the Project Sponsor (the Project Sponsor Agreement) in which the Project Sponsor is obligated to acquire and rehabilitate directly or through its single-asset affiliate as defined below and operate a supportive housing project on property described in Exhibit A hereto (the "Property"), which is to be maintained and operated as supportive housing as defined by the Agreement; and WHEREAS, the Project Sponsor has created (the "Titleholder"), an affiliated single-asset corporation whose board of directors is the same as the board of directors of the Project Sponsor, for the sole purpose of acquiring and rehabilitating the Property; and WHEREAS, the McKinney-Vento Homeless Assistance Act, 42 use ~~ 11381 et. seq. ("ACT") imposes use and repayment requirements on projects receiving acquisition, rehabilitation and new construction funding; and WHEREAS, the Recipient is required by the Agreement to require the Project Sponsor, and the Project Sponsor is required by the Project Sponsor Agreement to cause to be executed an instrument in recordable form which obligates the Project Sponsor, its successors and assigns, to operate and maintain the supportive housing in accordance with the Agreement, the ACT, and HUD regulations as provided for in the Agreement; and WHEREAS, the Project Sponsor and the Titleholder under this Declaration intends, declares and covenants that the restrictive covenants set forth herein shall be and are covenants running with the Property for the term described herein, and are binding upon all subsequent owners of the Property for such term, and are not merely personal covenants of the Project Sponsor and the Titleholder; NOW, THEREFORE, in consideration of the promises and covenants hereinafter set forth and of other valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Project Sponsor declares as follows: 1. The Project Sponsor and the Titleholder, their successors or assigns, shall operate the supportive housing and provide supportive services throughout a period of twenty (20) years commencing from the date of initial occupancy or the provision of initial services, in accordance with terms of the Agreement, the ACT, HUD regulations, and all applicable federal. state and local laws. 2. If, pursuant to a request from the Project Sponsor, BUD determines that the project is no longer needed for use as supportive housing, BUD may authorize the Project Sponsor and the Titleholder, their successors or assigns, to convert the use of the project for the direct benefit of low-income persons. Upon expiration of the period during which the Project Sponsor is obligated to operate the Property in accordance with the Agreement, this Declaration shall terminate and shall no longer be effective. 3. The Project Sponsor and the Titleholder agree, that if the project ceases to be used as supportive housing within ten (10) years after the project is placed in service, the Project Sponsor and the Titleholder, their successors or assigns, shall be obligated to repay BUD one hundred percent (100%) of any assistance received for acquisition, rehabilitation and new construction under the Agreement. If such project is used as supportive housing for more than ten (10) years, BUD shall reduce the percentage of the amount required to be repaid by ten (10) percentage points for each year in excess of ten (10) that the project is used as supportive housing. 4. BUD, acting by and through a duly authorized official, may approve such action as may be necessary to allow the transfer, conveyance, assignment, leasing, mortgaging, or encumbering of the Property or to accomplish the acts described above. 5. This Declaration and the covenants set forth herein regulating and restricting the use and occupancy of the Property (i) shall be and are covenants running with the Property, encumbering the Property for the term of this Declaration, and binding upon the Project Sponsor's successors in title and all subsequent owners of the Property, (ii) are not merely personal covenants of the Project Sponsor, and (iii) shall bind the Project Sponsor and its respective successors and assigns during the term of this Declaration. 6. Any and all requirements of the laws of the State to be satisfied in order for the provisions of this Declaration to constitute deed restrictions and covenants running with the land shall be deemed to be satisfied in full, and that any requirements or privileges of estate are intended to be satisfied, or in the alternate, that an equitable servitude has been created to insure that these restrictions run with the land. For the term of this Declaration, each and every contract, deed, or other instrument hereafter executed conveying the Property or portion thereof shall expressly provide that such conveyance is subject to this Declaration, provided, however, that these covenants contained herein shall survive and be effective regardless of whether such cont~acts, deed or other instrument hereafter executed conveying the Property or portion thereof proVIdes that such conveyance is subject to the Declaration. 7. The invalidity of any clause, part or provision of this Declaration shall not affect the validity of the remaining portions thereof. IN WITNESS WHEREOF, the Project Sponsor has caused this Agreement to be signed by its authorized representatives, as of the day and year fIrst above writ PROJECT SPONSOR TITLE HOLDER BY: BY: Signature Signature Title Title STATE OF FLORIDA ) SS. ) COUNTY OF MIAMI-DADE I HEREBY CERTIFY that the foregoing DECLARATION OF RESTRICTIVE COVENANTS was executed and acknowledged before me on this _ day by as PRESIDENT, of , INC. who is: Personally Known OR Produced Identification Type of Identification Produced And by as PRESIDENT, of . INC. who is: Personally Known OR Produced Identification Type of Identification Produced before me, a Notary public duly authorized in the State and count\' named above to take acknowledgments and who ( ) did ( ) did not take an oath. . Witnesseth my hand and official seal in the State and COllnty above, this ,2004. day of NOTARY PUBLIC, State of Florida My Commission Expires: ex J\jlf\ Attachment Q-1 DECLARATION OF RESTRICTIONS TillS DECLARATION OF RESTRICTIONS made this_ day of ,200 by the undersigned hereinafter referred to as the "Declarant", WHEREAS, Miami-Dade County, acting through and on behalf of the Miami-Dade County Homeless Trust, has applied for and received funds from the United States Government under Title IV of the Stewart B. McKinney Homeless Assistance Act; and WHERAS, Miami-Dade County agreed to comply with requirements of the United States Government in connection with the receipt of such funds; and WHERAS, pursuant to the 2_Supportive Housing Program Grant Agreement, which Miami-Dade County entered with the United States Government, acting through its U.S. Department of Housing and Urban Development (the "Grant"), Miami-Dade County is responsible for repaying the Grant in accordance with the provisions of 24 CFR part 583,Code of Federal Regulations; and WHERAS, Miami-Dade County, in the exercise of due diligence, must take steps to ensure that the Grant-funded capital project is used for its intended purpose for a term of at least 20 years from the date of initial occupancy or date of initial service; WHEREAS, Miami-Dade County requires that the subrecipient of the Grant, . referred to as the Declarant herein, impose a restrictive covenant on the subject land purchased with the capital funds provided through this Grant; and Legal description: N\A NOW THEREFORE, Declarant declares that said property shall be held, transferred, encumbered, used, sold, conveyed, leased, and occupied, subject to the covenants and restrictions hereinafter set forth expressly and exclusively for the use and benefits of said property and of each and every person or entity who now or in the future owns any portion or portions of said property. LAND USE - The subject Property and any rehabilitated structures or new construction thereon must be operated for the provision of supportive housing and services for homeless persons in accordance with the provision of24 CFR part 583, Code of Federal Regulations (as may be amended from time to time) for a term of at least 20 years or for such other purposes as may be approved by the U.S. Department of Housing and Urban Development. TERM - This covenant is to run with the land and shall be binding on all parties and all persons claiming under them for a period of twenty (20) years from the date the original covenant was recorded, the date of initial occupancy, or date of initial service provision, whichever is later. ENFORCEMENT - Upon Declaration's, failure to comply with the requirements of this Declaration, the Declarant shall within 30 days of written notice of non-compliance and request for conveyance shall convey the subject property to Miami-Dade County. Enforcement shall be by proceedings at law or inequity against any person or persons violating or attempting to violate any covenant either to restrain violation, compel compliance with the provision of this declaration or recover damages. Such action may be brought by Miami-Dade County, or its successor in interest. SEVERABILITY - Invalidation of any of these covenants by judgement or court order shall in no wise affect the other provisions that shall remain in full force and effect. . WITNESSES: DECLARANT: By: (Name of President) ATTEST: Secretary of the Board STATE OF FLORIDA ) SS. COUNTY OF MIAMI-DADE ) I HEREBY CERTIFY that the foregoing DECLARATION OF RESTRICTIVE COVENANTS was executed and acknowledged before me on this _ day of ,2004 by as , of Personally Known OR Produced Identification Type of Identification Produced And by , of . who is: as Personally Known OR Produced Identification Type of Identification Produced before me, a Notary public duly authorized in the State and county named above to take acknowledgments and who ( ) did ( ) did not take an oath. Witnesseth my hand and official seal in the State and County above, this _ day of ,2004.