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Exhibit 5 Bid SubmissionExhibit 5 Ric -Man International Bid Submission alimplr RIC -MAN INTERNATIONAL, INC. 4.1. GENERAL CONTRACTORS 2601 N.W. 48th Street • Pompano Beach, Florida 33073 BROWARD: (954) 426-1042 • FAX: (954) 426-0717 www.Ric-man.us Identification Page Name of Bidder: Ric -Man International, Inc Address of Submitting Bidder: 12 Washington Avenue, Suite 200 Miami Beach, FL 33139 E-mail address of Submitting Bidder: dmancini(a_ric-man.us/ rcastillona.ric-man.us Phone Number and Facsimile Number of Submitting Bidder: Phone: (305)535-1742 Fax: (305)535-1745 Federal Tax Identification Number for Submitting Bidder: FTI # 59-2300398 Declaration Regarding Company Organization: Ric -Man International, Inc is a corporation Signa - of an Officer of the Submitting Bidder: P i - d Name • - - . orized Signing Officer: David A. Mancini Title of the Authorized Signing Officer: President Date of Signature: June 22, 2007 Table of Contents: Please refer to the following page 2 3 4 5 6 7 8 Project Team Resumes Construction Team Prequalification's Experience Reference List Required Forms dap' RIC -MAN INTERNATIONAL, INC. 4.411.1 GENERAL CONTRACTORS 2601 N.W. 48th Street • Pompano Beach, Florida 33073 BROWARD: (954) 426-1042 • FAX: (954) 426-0717 www.Ric-man.us Project Team Introduction The Ric -Man Team has put together a highly qualified team of construction and design professionals who are totally committed to the success of this project. All of the key personnel that we are proposing to carry out this project have participated in the proposal and bid preparation, giving them already a great deal of knowledge of this project. Our team brings the following strengths to the execution of this project: • Past design and construction experience in the City of Miami Beach on Streetscape and Utility projects. • Strong knowledge of the geotechnical and traffic conditions in the project area. • Local present and in-house capabilities to self -perform the design and construction activities required by this project. • Established working relationship as a result of the Washington Avenue Design -Build Project for Washington Avenue Improvements Phase II, IV, & V. Team Organization One of the most important factors in the delivery of any project is the close coordination and timely communication among all parties involved. Our team will place a strong emphasis on sustaining an excellent communication line with the City via oral, written or personal contact. Our project manger, Mr. Rene Castillo will maintain a close communication Zink with all parties involved on this project. Another important aspect in putting our team together is the past relationship established between Ric -Man and all of sub -consultants. It is Ric -Man's sole responsibility to make sure that our sub -consultants comply with the schedule and quality of their deliveries. Ric -Man has worked with all of the sub -contractors before and has developed a solid working relationship that will serve as an asset to the City's needs. Our team is as good as our people. Our team has been subdivided into three major components as it has been requested in this ITB. • Construction Project Manager • Construction Superintendent • Estimator Ric -Man International, Inc. ORGANIZATIONAL CHART OFFICE MANAGER Jerry Wichert PRINCIPAL DAVID A. GENERAL MANAGER Rene L. Castillo, Sr. GENERAL SUPERINTENDENT Remo lafrate PROJECTS SUPERINTENDENTS Luis Hernandez, Nelson Liberti, Ron Rossi, Larry Smith SHOP SUPERINTENDENT Jerry Louvine PROJECT MANAGERS Albert A. Dominguez, P.E., Rene I Castillo II, Juan Barreneche, Mike Heitzer 1/30/2007 Staffing Quality Ric -Man International (RMI) will be responsible for the management and construction work related to this contract. Ric -Man was established in 1979 and has in staff over 100 employees. The team leader selected for this endeavor will be Mr. David Mancini who will serve as Principal -in -Charge. Mr. Mancini will serve as the primary contact with the City. Mr. Mancini brings over twenty-five years of experience in the construction of infrastructure projects and water and sewer main facilities. Mr. Rene Castillo (Construction Project Manager) & (Estimator) - Mr. Castillo has over twenty years of experience in construction. Mr. Castillo oversees estimating, project managers, Operations office, as well as all aspects of bidding, construction, billing, payment and negotiations. Mr. Remo lafrate (Construction Superintendent) - Mr. lafrate has over thirty years experience in the supervision of construction projects managing multiple crews and contractors simultaneously. Mr. lafrate coordinates and supervises all construction operations on our sanitary sewer, water mains, storm sewer, pump stations, microtunnel, jack and bore, directional drilling. He has more than 40 home neighborhood improvements and road projects. Mr. Nelson Liberti (Underground Utility and Sitework Superintendent)- Mr. Liberti has over fifteen years of hands-on experience in major construction projects as both supervisory/planning and worker positions. He was the Construction Superintendent for the Washington Avenue Project. Staffing Resumes Please find attached the Key Staff Personnel Resumes at the enc of this section. 415;11" RIC-MAN INTERNATIONAL, INC. Apilik GENERAL CONTRACTORS 2601 N.W. 48th Street • Pompano Beach, Florida 33073 BROWARD: (954) 426-1042 • FAX: (954) 426-0717 www.Ric-man.us RESUME OF DAVID A. MANCINI 1985 — PRESENT RIC -MAN INTERNATIONAL, INC. PRESIDENT Oversee all constructing and accounting operations; oversee General Manager and Controller, direct onsite review of water mains, sanitary sewer, drainage, pump station, jack and bore, microtunnel, directional drilling, roadway building, 5 neighborhood improvement projects, subageous crossings, streetscape, signalization and street lighting 1983 — 1985 SUPERINTENDENT Supervise foremen constructing water mains, sanitary sewers, drainage, roadways, and pump stations. Coordinate subcontractors and suppliers, schedule work phases. 1982 — 1983 1976 — 1982 April 4, 1988 RIC -MAN CONSTRUCTION, INC. POMPANO BEACH, FL FOREMAN Working on projects in Florida RIC -MAN CONSTRUCTION, INC. STERLING HEIGHTS Going to school and working part time as laborer for family construction business. Florida State Underground Utility and Excavator Contractor License # CU -C044220 Broward County Certificate of Competency # 00-1650-W gar RIC -MAN INTERNATIONAL, INC. 410. GENERAL CONTRACTORS 2601 N.W. 48th Street • Pompano Beach, Florida 33073 BROWARD: (954) 426-1042 • FAX: (954) 426-0717 www.Ric-man.us RESUME OF NELSON LIBERTI II 2003 — PRESENT RIC -MAN INTERNATIONAL, INC. SUPERINTENDENT Coordinates and supervises all construction operations on our sanitary sewer, water mains, storm sewers, pump stations, microtunnel, jack and bore, directional drilling, Signalization, lighting, streetscape and 300+ home neighborhood improvements and road projects. 2001 — 2003 RIC -MAN INTERNATIONAL, INC. FOREMAN 2000 — 2001 RIC -MAN INTERNATIONAL, INC. OPERATOR 1999-2000 MAGNUM ENVIRONMENTAL OPERATOR/ MACHINIST Responsible for running and maintaining S.R.U.(Soil Remediation Unit). Operated loader to fill S.R.U. 1998-1999 1994-1998 TOWN OF GATE HIGHWAY DEPT. DRIVER/ EQUIPMENT OPERATOR Drove snowplow during winter months. Operated heavy equipment. ITT AUTOMOTIVE MACHINE OPERATOR/ ASSEMBLY Assembled World Class Wiper Motors. Tested air-cooling motors. dap' RIC -MAN INTERNATIONAL, INC. 400 GENERAL CONTRACTORS 2601 N.W. 48th Street • Pompano Beach, Florida 33073 BROWARD: (954) 426-1042 • FAX: (954) 426-0717 www.Ric-man.us RESUME OF REMO G. IAFRATE 2006 — PRESENT RIC -MAN INTERNATIONAL, INC. GENERAL SUPERINTENDENT Coordinates and supervises superintendents and construction operations on our sanitary sewer, water mains, storm sewers, pump stations, microtunnel, jack and bore, directional drilling, 6 large home neighborhood improvements and road projects. 1990 — 2005 RIC -MAN INTERNATIONAL, INC. SUPERINTENDENT Coordinates and supervises all construction operations on our sanitary sewer, water mains, storm sewers, pump stations, microtunnel, jack and bore, directional drilling, 6 large home neighborhood improvements and road projects. 1985 — 1989 D.N. HIGGINS UNDERGROUND CONTRACTORS FOREMAN Oversee crews constructing water mains, sanitary sewers, drainage and roadways. 1980 — 1985 LANZO CONSTRUCTION, DETROIT, MI. FOREMAN Oversee crews constructing water mains, sanitary sewers, drainage and roadways. 1964 — 1980 GREENFIELD CONSTRUCTION, DETROIT, MI. FOREMAN Oversee crews constructing water mains, sanitary sewers, drainage and roadways. gar RIC -MAN INTERNATIONAL, INC. 446.10 GENERAL CONTRACTORS 2601 N.W. 48th Street • Pompano Beach, Florida 33073 BROWARD: (954) 426-1042 • FAX: (954) 426-0717 www.Ric-man.us RESUME OF RENE L. CASTILLO, SR. 2004 — PRESENT RIC -MAN INTERNATIONAL, INC. GENERAL MANAGER Oversee Estimating, Project Managers, and Operations office. All aspects of bidding, construction, billing, payment and negotiations. Oversee $38 Million Dollars of projects per year. Including sanitary sewers, watermain & Forcemain, Drainage, Pump Station Directional Drilling, Jack & Bores, microtunnels, 9 large neighborhood improvement projects, streetscape, signalization, design build and streetscape. 2001 — 2004 FOSTER MARINE CONTRACTORS, INC. CONSTRUCTION MANAGER Oversee Project Managers; oversee operations, and purchasing in Broward County division. Prepare and negotiate claims with clients. Oversee over 20 million dollars in projects per year. 1993 — 2001 RIC -MAN INTERNATIONAL, INC. GENERAL MANAGER CORPORATE SECRETARY, PURCHASING AGENT, CHIEF ESTIMATOR, PROJECT ENGINEER Oversee all aspects of underground construction, prepare and update construction schedules, update pay estimates, coordinate crews, and schedules. Select and coordinate subcontractors. Finalize bids. Prepare claims including writing the company's claims program on Excel, and negotiate with owners. Resolve project conflicts. 1989 — 1993 RIC -MAN INTERNATIONAL, INC. PROJECT MANAGER ESTIMATOR, PURCHASING AGENT Oversee underground construction supervisors, prepare and update construction schedules, update pay estimates, coordinate crews, and schedules. Select and coordinate subcontractors. Prepare bids including writing the company's bidding program on Lotus. Prepare claims. Resolve project conflicts. 1986 — 1989 RIC -MAN INTERNATIONAL, INC. GENERAL SUPERINTENDENT RESUME OF RENE L. CASTILLO, SR. cont. 1986 — 1987 1983 — 1986 1981 — 1983 1980 — 1981 1971-1980 Coordinate subcontractors and suppliers. Schedule work phases, prepare claims and schedules. Rough in letters for extra work claims. Prepare monthly pay estimates. RIC -MAN INTERNATIONAL, INC. SUPERINTENDENT Oversee construction project from $75,000.00 through $800,000.00. Coordinate subcontractors and suppliers. Schedule work phases. Prepare monthly pay estimates. MIAMI-DADE WATER AND SEWER AUTHORITY PROJECT ENGINEER Oversee construction projects. Coordinate contractors. Schedule inspectors. Review monthly pay estimates and claims. Negotiate with contractors for extra work and claims. Supervise 8 inspectors in all construction in North half of Dade County. Projects consisted of $300,000.00 through $3,000,000.00. MIAMI-DADE WATER AND SEWER AUTHORITY INSPECTOR SUPERVISOR Oversee construction projects for water and sewer. Schedule inspectors. Review monthly pay estimates and claims. Supervise 3 inspectors in all construction in Central Dade County. Performed diving inspections. Projects consisted of $300,000.00 through $1,200,000.00. MIAMI-DADE WATER AND SEWER AUTHORITY INSPECTOR Inspect construction consisting of 6" through 48" Ductile iron and 48" through 120" PCCP pipelines for water mains, force mains and gravity sewers. Inspected plant work including Floating digester tanks and metering stations. BEISWENGER, HOCH AND ASSOCIATES, INC. PARTY CHIEF, Headed 3 man survey crew, INSTRUMENT MAN, several road projects throughout Florida and Louisiana, INSPECTOR, on extension of Florida's Turnpike from Old Cutler Rd. to Florida City, DENSITY MAN, on extension of Florida's Turnpike from Old Cutler Rd. to Florida City. STATE OF FLORIDA DEPARTMENT OF BUSINESS AND PROFESSIONAL REGULATION CONSTRUCTION INDUSTRY LICENSING BOARD 1940 NORTH MONROE STREET TALLAHASSEE FL 32399-0783 MANCINI, DAVID ALLAN RIC -MAN INTERNATIONAL INC 2601 NW 48TH ST POMPANO BEACH FL 33073-3017 RECEIVED AUG 14 2006 Ac# 2675382 (850) 487-1395 STATE OF FLORIDA AC# 2675382 DEPARTMENT OF BUSINESS AND PROFESSIONAL REGULATION CUC044220 07/22/06 058090463 CERT UNDERGROUND & EXCAV CNTR MANCINI, DAVID ALLAN RIC -MAN INTERNATIONAL INC IS CERTIFIED under the proviuioni of Ch.489 79. expiration data: AUG 31, 2008 L06072200870 DETACH HERE STATE OF FLORIDA DEPARTMENT OF BUSINESS AND PROFESSIONAL REGULATION CONSTRUCTION INDUSTRY LICENSING BOARD SEQ#Lo6o72200870 BATCH NUMBER LICENSE NBR 07/22/2006 058090463 ICUC044220 The UNDERGROUND UTILITY & EXCAVATION CO Named below IS CERTIFIED Under the provisions of Chapter 489 FS. Expiration date: AUG 31, 2008 MANCINI, DAVID ALLAN RIC -MAN INTERNATIONAL INC 2601 NW 48TH ST POMPANO BEACH FL 33073-3017 JEB BUSH GOVERNOR SIMONNEECMRETAARSSTTILLER DISPLAY AS REQUIRED BY LAW STATE OF FLORIDA DEPARTMENT OF BUSINESS AND PROFESSIONAL REGULATION CONSTRUCTION INDUSTRY LICENSING BOARD (850) 487-1395 1940 NORTH MONROE STREET TALLAHASSEE FL 32399-0783 RIC -MAN INTERNATIONAL INC 2601 NW 48TH ST POMPANO BEACH FL 33073 Ac# 3240989 wpm OF FLORIDA AG#2 4f�'&`i1 EPARTMEWr OF $tSTNESS AND' PROFI4BS�ONAIi' AGUL TION DETACH HERE (NOT Alitcjipt$E m RrORM WORic. ALLOWS pMp.A • • • ZUSINEss IF IT HAS ;'A LIC SED'- QUAL.IFZER • ) ZB QU L-XFIED. uiidwr proviaiO. of -Cb 489 F9 =.tion=a tei-AUG` 31,-_ 2009, L0;70530013-61 GtLTON:::' 6 _ SEQ#z�dyo53ooiai 2007 068192419 The BUSINESS ORGANIZAT Named below IS QUAL D Under' the provisions of Cha: Expiration date: AUG 31, 20. (THIS IS NOT A LICENSE TO P; COMPANY TO DO BUSINESS IONUY RIC -MAN INTERNATIONAL INC 2601 NW 48Th ST POMPANO BEACH FL 33073 CHAR,LIE'CRIST GOVERNOR DISPLAY ASRFOUIREDSY I AW HOLLY"BENSON SECRETARY Florida Department of Transportation CHARLIE GRIST GOVERNOR Ric -Man International, Inc. 2601 NW 48th Street Pompano Beach, FL 33073 Gentlemen: 605 Suwannee Street Tallahassee, FL 32399-0450 May 30, 2007 RE: CERTIFICATE OF QUALIFICATION STEPHANIE KOPELOtSOS INTERIM SECRETARY The Department of Transportation has qualified your company for the amount and the type of work indicated below. Unless your company is notified otherwise, this rating will expire June 30, 2008. However, the new application is due April 30, 2008. In accordance with S.337.14 (1) F.S. your next application must be filed within (4) months of the ending date of the applicant's audited annual financial statements and, if applicable, the audited interim financial statements. Section 337.14(4) F.S. provides that your certificate will be valid for 18 months after your financial statement date. This gives a two- month period to allow you to bid on jobs as we process your new application for qualification. To remain qualified with the Department, a new application must be submitted subsequent to any significant change in the financial position or the structure of your firm as described in Section 14-22.005(3), Florida Administrative Code. MAXIMUM CAPACITY RATING: $250,000,000.00 WORK CLASS RATINGS: 1. Major Bridges: a. Bridges which include Bascule Spans b. Bridges which include Curved Steel Girders c. Bridges with Multi -Level Roadways d. Bridges of Concrete Segmental Construction _ e. Bridges which include Steel Truss Construction f. Bridges which include Cable Stayed Construction _ g. Bridges of conventional construction which are over a water opening of 1000 feet or more _ 2. Intermediate Bridges (Bridges that contain none of the type of construction listed under Major Bridges and span lengths exceeding 50 feet (center to center of cap) _ 3. Minor Bridges (Bridges with span lengths not exceeding 50 feet (center to center or cap) and total length not exceeding 300 feet. A Minor Bridge shall not contain any types of construction listed under Major Bridges or Intermediate Bridges) X 4. Bascule Bridge Rehabilitation _ 5. Grading (Includes clearing and grubbing, excavation, and embankment). X 6. Drainage (Includes all storm drains, pipe culverts, culverts, etc.).. X 7. Flexible Paving (Includes limerock and shell base and other optional base courses, soil -cemented based, mixed -in-place bituminous paving, bituminous surface treatments, and stabilizing) X 8. Portland Cement Concrete Paving _ 9. Hot Plant -Mixed Bituminous Structural and Surface Courses _ www.dot.state.fl.us Ric -Man International, Inc. May 30, 2007 Page Two SPECIALTY CLASSES OR WORK: Fencing, Guardrail, Grassing, Seeding, Sodding, Jacking, Water Mains, Ooen Cut Sewers 6' and over, Contamination Remediation, Sewer Rehabilitation & Pump Stations and Directional Drilling X Please be advised the Department of Transportation has considered your company's qualification in all work classes requested. We have evaluated your company's organization, management, work experience, work performance and adequacy of equipment as directed by section 14-22.003, Florida Administrative Code. Based on this evaluation, the Department is not able, at this time, to prequalify your company for the work classes: Hot Plant -Mix Bituminous Structural and Surface Courses, Landscaoing, Tunneling and Diving. To become pre -qualified in the class of Landscaping the contractor shall provide supportive documentation needed to obtain this class of work. Please visit www.dot.state.fl.us/cc-admin/prequalified for class requirements. You may apply, in writing, for a Revised Certificate of Qualification at any time prior to the expiration date of this certificate according to Section 14-22.0041(3), Florida Administrative Code. Please be advised if certification in additional classes of work is desired, documentation is needed to show that your company has done such work with your own forces and equipment or that experience was gained with another contractor and that you have the necessary equipment for each additional class of work requested. Also, refer to the note at the bottom of Page 16 of the Application for Qualification when supplying additional information. Sincerely yours, `, C. Juanita Moore, Manager Contracts Administration Office JM:cs 12/89 (SEE NOTES ON REVERSE SIDE) SURETY CAPACITY ELIGIBILITY DETERMINATION* ABILITY SCORE CURRENT RATIO FACTOR SURETY CAPACITY FORMULA W J m H Zr) UJ W IX O vU 4 O wN W 4 W w O 0 z o 3 0 Ix O O ce H 2 O or C cn v G 0 O O V o N d X 69. H C9 o Z .0 i- R 2 J FC O- a. 5 coo W o '° D O 0 N XQ 02 G d U 0 T w x w W40 ti 0 0.vs a d U a Co m* W co j A 7 ...� 0re ij` 1, O w a 5 2 a g 0 eF 00 N c0 0 W. N C. V. O = 6 ch es es d of in u�i co cc V. co E_ V) 7 O z M J O Q Ui 0 r N M .cf) O ti f 1CO Cr) 0 d co co CO CO CO CO CO CO CO CO W O 0) A NOTICE OF ADMINISTRATIVE HEARING RIGHTS You may petition for an administrative hearing pursuant to sections 120369 and 120.57, Florida. Statutes. If you disagree with the facts stated in the foregoing Notice of Intended Department Action (hereinafter Notice), you may petition for a formal administrative hearing pursuant to section 120.57(1), Florida Statutes. If you agree with the facts stated in the Notice, you may petition for an informal administrative hearing pursuant to section 120.57(2), Florida Statutes. You must file the petition with: Clerk of Agency Proceedings Department of Transportation Haydon Bums Building 605 Suwannee Street, MS 58 Tallahassee, Florida 32399-0458 The petition for an administrative hearing must conform to the requirements of section 120.54(5)(b)4, Florida Statutes, and either Rule 28-106.201(2) or Rule 28-106.301(2), Florida Administrative Code, and must be filed, with the Clerk Of Agency Proceedings by 5:00' p.m.-, no later than 10 days after you.received the Notice. The petition for an Administrative hearing should include a copy of the Notice, and must be' legible, on 8'12 by 11 inch white paper, and. contain: 1. Your name, address, telephone number, any Department of Transportation identifying number on the Notice, if known, the name and identification number of each agency affected, if known, and name, address, and telephone number of your representative, if any; which shall be the address for service purposes during the course of the proceeding; 2. An explanation alum your substantial interests will be affected by the action described in the Notice; 3. A statement of when and how you received the Notice; 4. A statement of all disputed issues of material fact. If there are none, you must so indicate; 5. A concise statement of the ultimate facts alleged,. including the specific facts the petitioner contends warrant reversal or modification of the agency's proposed action; as well as an explanation of how the alleged factsrelate to the specific rules and statutes the petitioner contends require reversal or modification of the agency's proposed action; 6. A statement of the relief sought, stating precisely the desired action the petitioner wishes the agency should take in respect to the agency's proposed action. If there are disputed issues of material fact a formal hearing will be held, where you may present evidence and argument on all issues involved and conduct cross-examination. If there are no disputed issues of material fact an informal hearing will be held, where you may present evidence or a written statement for consideration by the Department. Mediation, pursuant to section 120.573, Florida Statutes, may be available if agreed to by all parties, and on such terms as may .be agreed upon by all parties. The right to an administrative hearing is not affected when mediation does not result in a settlement. A petition for an administrative hearing shall be dismissed, if it is not in substantial compliance with the requirements of either Rule 28-106.2.01(2) or Rule 28-106.301(2), Florida Administrative Code, or if the petition has not been timely filed. If your petition is dismissed you will have waived your right to have the intended action reviewed pursuant to chapter 120, Florida Statutes, and the action set forth in the Notice shall be conclusive and final. 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' '''' • •: -•-••.• - 1 1 ; 1 i ••.-- , e • d EBI17-Eat.-i,S6 auozues e ! Jew e9I:SO 90 92 400 dap' RIC -MAN INTERNATIONAL, INC. GENERAL CONTRACTORS 2601 N.W. 48th Street • Pompano Beach, Florida 33073 BROWARD: (954) 426-1042 • FAX: (954) 426-0717 www.Ric-man.us Experience Ric -Man International Introduction For the last twenty-six years, Ric -Man International, Inc. has been involved in the construction of many projects. In these projects, RMI had to maintain vehicular and pedestrian traffic at all times. All of the projects shown on the following pages were completed within the past 5 years. The list of projects demonstrates that RMI enjoys a great Targe deal of experience in the construction of: • Roadways, including pavement markings and signing: • Site concrete work such as curb & gutter and sidewalk: • Stormwater collection and disposal facilities including pumping stations; • Underground utilities, such as water distribution and sanitary sewer collection systems; • Landscape features and irrigation systems; • Street lighting systems We would also like to show on the following page an article that was published in the Miami Today where the City of Miami Beach Capital Improvement Director, Jorge Chartrand is quoted "Ric -Man International has been understanding and cooperative of the City's needs" RIC -MAN International (RMI), Inc. Project Experience CCNIP Washington Park Watermain Replacement & Stormwater Sewer Broward County, Florida Project Location: Sunrise Boulevard and Sistrunk Boulevard, Broward County, Florida Description of Work Performed: Watermain replacement and storm sewer. 6'-8" DIP 15' to 36RCP Name, Address, Phone & Fax # of Owner or Agency: Broward County BOCC 115 S. Andrews Ave. Ft.Lauderdale, FI 33301 Contact Name: Mr. Pat Macgregor - Project Manager Phone: (954) 831-0904 Fax: (954) 831-0798 Architect or Landscape Architect, or Engineering Consultant: Chen & Associates Consulting Engineers, Inc. General Contractor (if work performed as sub): Ric -Man International, Inc. Name of General Contractor's Project Manager and Field Superintendent Rene Castillo, Project Manager / Remo Iafrate, Superintendent Awarded and Final Contract Amount: $8,000,000 / :,070,004 Explanation for differences between Awarded and Contract Amount, if diff. exceeds 5%: N/A Project Completion Date: November 2002 Checklist of the following types of Construction encountered, If applicable: Traffic Control a Maintenance of access for pedestrians to businesses or residences Underground utility construction Erosion control and storm water pollution prevention measures Drainage collection and/or disposal system Irrigation systems Landscape planting Other: List as may apply RIC -MAN International (RMI), Inc. Project Experience Watermain and Forcemain Relocation Miami, Florida Project Location: SW 8th Street and 132"d Avenue, Miami -Dade County, Florida Description of Work Performed: Installation of 30 -inch DI and Steel Casing Name, Address, Phone & Fax # of Owner or Agency: Miami -Dade Water & Sewer Department 3071 SW 38th Avenue. Room 534 Miami, FI 33146 Contact Name: Mr. Armando Rubio - Project Manager Phone: (786) 552-8146 Fax: (786) 552-8641 Architect or Landscape Architect, or Engineering Consultant: Miami -Dade Water & Sewer Department General Contractor (if work performed as sub): Ric -Man International, Inc. Name of General Contractor's Project Manager and Field Superintendent: Ron Bell, Project Manager Larry Smith, Superintendent Awarded and Final Contract Amount $1,027,199 $1,027,199 Explanation for differences between Awarded and Contract Amount, if diff. exceeds 5%: N/A Project Completion Date: Checklist of the following types of Construction encountered, if applicable: of Traffic Control d Maintenance of access for pedestrians to businesses or residences d Underground utility construction d Erosion control and storm water pollution prevention measures ❑ Drainage collection and/or disposal system ❑ Irrigation systems ❑ Landscape planting O Other: List as may apply I RIC -MAN International (RMI), Inc. Project Experience NIP North Andrews Gardens Strom Drainage, Water, Sewer, Paving Improvements Broward County, Florida Project Location: North Andrews Avenue and Cypress Creek, Broward County, Florida Description of Work Performed: Construction of 54,663' and 2"-36° Name, Address, Phone & Fax # of Owner or Agency: Broward County BOCC 115 S. Andrews Ave. Ft.Lauderdale, FI 33301 Contact Name: Mr. Glenn Cumming - Project Manager Phone: (954) 357-6070 Fax: (954) 831-0798 Architect or Landscape Architect, or Engineering Consultant: Miller, Legg & Associates General Contractor (if work performed as sub): Ric -Man International, Inc. Name of General Contractor's Project Manager and Field Superintendent: Lantera Ford, Project Manager Larry Smith, Superintendent Awarded and Final Contract Amount: $5,813,809 Explanation for differences between Awarded and Contract Amount, if diff. exceeds 5%: N/A Project Completion Date: November 2002 Checklist of the following types of Construction encountered, if applicable: of Traffic Control ❑ Maintenance of access for pedestrians to businesses or residences Underground utility construction Erosion control and storm water pollution prevention measures Drainage collection and/or disposal system Irrigation systems Landscape planting Other: List as may apply RIC -MAN International (RMI), Inc. Project Experience FDOT N.W. 52"d Avenue Bridge Broward County, Florida Project Location: NW 52nd Avenue, Broward County, Florida Description of Work Performed: Low level bridge replacement Name, Address, Phone & Fax # of Owner or Agency: Florida Department of Transportation 3400 W. Commercial Blvd. Ft. Lauderdale, FL 33309 Contact Name: Mr. Tony Piedra - Project Engineer Phone: (954) 713-1235 Fax: (954) 713-1238 Architect or Landscape Architect, or Engineering Consultant: Camp Dresser & McKee, Inc. General Contractor (if work performed as sub): r^ j Ric -Man International, Inc. Name of General Contractor's Project Manager and Field Superintendent: Lee Sowell, Project Manager Remo Iafrate, Superintendent Awarded and Final Contract Amount: $1,160,229 $1,300,000 Explanation for differences between Awarded and Contract Amount, if diff. exceeds 5%: N/A Project Completion Date: November 2002 Checklist of the following types of Construction encountered, If applicable: d Traffic Control ❑ Maintenance of access for pedestrians to businesses or residences Underground utility construction Erosion control and storm water pollution prevention measures Drainage collection and/or disposal system Irrigation systems Landscape planting Other: List as may apply RIC -MAN International (RMI), Inc. Project Experience CCNIP St. George West Watermain, Force Main Sanitary and Drainage Broward County, Florida Project Location: Sunrise Boulevard and State Road 7, Broward County, Florida Description of Work Performed: Replacement of 15"-36" RCP and 29,000FT of 8" WM. 26000FT 8" of 16"SS Name, Address, Phone & Fax # of Owner or Agency: Broward County BOCC 115 S. Andrews Ave. Ft.Lauderdale, FI 33301 Contact Name: Mr. Pat Macgregor - Project Manager Phone: (954) 831-0904 Fax: (954) 831-0798 Architect or Landscape Architect, or Engineering Consultant: Chen & Associates Consulting Engineers, Inc. General Contractor (if work performed as sub): Ric -Man International, Inc. Name of General Contractor's Project Manager and Field Superintendent: Rene Castillo Awarded and Final Contract Amount: $7,980,000 Explanation for differences between Awarded and Contract Amount, if diff. exceeds 5%: N/A Project Completion Date: Ongoing Checklist of the following types of Construction encountered, if applicable: o. Traffic Control o Maintenance of access for pedestrians to businesses or residences Underground utility construction Erosion control and storm water pollution prevention measures Drainage collection and/or disposal system Irrigation systems Landscape planting Other: List as may apply i Inc. Aar' RIC -MAN INTERNATIONAL, INC. yelp GENERAL CONTRACTORS 2601 N.W. 48th Street • Pompano Beach, Florida 33073 BROWARD: (954) 426-1042 • FAX: (954) 426-0717 www.Ric-man.us Best Value Procurement The information included in this section has been electronically submitted to the City. This information is shown here for informational purposes and it includes: • Reference List for Ric -Man International • Reference List for Rene Castillo • Reference List for Remo Iafrate Please Fill out only one of the forms below. If this reference list is for a company, please use the Company form this reference list is for and individual, please put their information in the second form below. DO NOT fill out Remember there must be a separate excel file for each individual participating in the process. Company Company Name: Ric -Man International, Inc. Type: Design Build Finn, GCI UUC Point of Contact: David Mancini (President) Phone Number. 954-426-1042 Fax Number: 954-426-0717 nc' Mar).US Email: Dmairn �Ri�r OR Individual Individual Name: Type: Company Name: Phone Number. Fax Number: Email: (A/E Firm, Landscape . (Project Manager, etc.; RM -1 Peter BROWARD COUNTY BOCC Moore 954-730-0707 954-730-203 115 S. Andrews Avenue Ft. Lauderdale. FL RM -2 Robert Taylor 954-987-0066 954-987-294 HAZEN & SAWYER RM -3 Carlos Gil 305-592-7283 305-593-159 CITY OF MIAMI BEACH BROADVIEW PARK NEIGHBORHOOD IMPROVEMENT JUPITER DRAINAGE MISC. STORMWATR IMPROVEMENT MIAMI BEACH LUMMUS MIAMI DADE INSTALLATION RM -4 Armando Rubio 786-552-8148 786-552-864 WATER & SEWER OF 30" WM DEPT. CROSSING MIAMI RIVER 2006 $ 10,339,172 2006 $ 1,933,043 2006 2005 $ 1,969,098 CITY OF NE 6TH AVENUE RM -5 John Perez 954-630-4475 954-561-629 OAKLAND PARK DRAINAGE 2007 $ 3,675,949 IMPROVEMENTS RM -6 Hank Breitankam 954-797-2285 954-797-272 CITY OF PLANTATION RM -7 Dave Brobst 561-687-2220 561-687-111 RM -8 Kyle Croce 772-462-2153 772-462-236 WANTMAN GROUP ST. LUCIE COUNTY TURNPIKE & SUNRISE BLVD 2006 $ 1,500,100 CROSSING JUPITER COUNTRY CLUB OFF SITE DIRECTIONAL BORES 2006 $ 1,768,975 SOUTH 26TH STREET AREA 2007 $ 2,404,971 IMPROVEMENTS hv4-9 Aurelio Carmenates 305-673-7000 305-673-707 CITY OF MIAMI BEACH PALM BEACH RM -10 Joe Tanacredi 561-493-6088 561-493-608 WATER UTILITIES BROWARD COUNTY BOCC RM -11 Pat Sweet 954-831-0973 954-831-079 115 S. Andrews Avenue Ft. Lauderdale, FL PALM BEACH COUNTY BOCC RM -12 Joe Tanacredi 561-493-6088 561-493-608 160 Australian Ave West Palm Beach, FL BROWARD COUNTY BOCC RM -13 Alan Garcia 954-831-0903 954-831-079 115 S. Andrews Avenue Ft. Lauderdale, FL BROWARD . A-14 Alan Garcia 954-831-0903 954-831-079 COUNTY BOCC 115 S. Andrews Avenue RM -15 LaNetra Ford 954-426-4008 954-698-601 CH2M HILL RM -16 Armando Rubio 786-552-8148 RM -17 Armando Rubio 786-552-8148 RM -18 Armando Rubio 786-552-8148 RM -19 Armando Rubio 786-552-8148 786-552-864 786-552-864 786-552-864 786-552-864 MIAMI-DADE WATER & SEWER DEPT. 4200 Salzedo Street Coral Gables. FL MIAMI-DADE WATER & SEWER DEPT. 4200 Salzedo Street Coral Gables, FL MIAMI-DADE WATER & SEWER DEPT. 4200 Salzedo Street Coral Gables. FL MIAMI-DADE WATER & SEWER DEPT. 4200 Salzedo Street Coral Gables, FL MIAMI BEACH LUMMUS 2006 LAMANCHA PIPELINE 2006 $ 4,399,018 EXTENSION ROOSEVELT GARDENS NEIGHBORHOOD 2005 $ 8,579,937 IMPROVEMENT PROJECT HAGEN RANCH RD UTILITY & 2003 $ 12,882,519 STORM SEWER INSTALLATION NORTH ANDREWS GARDENS NEIGHBORHOOD IMPROVEMENTS WASHINGTON PARK WATERMAIN REPLACEMENT NW INDUSTRIAL AREA SANITARY & STORM SEWER IMPROVEMENT FORCEMAIN SL1022-A SW 352ND ST. NE 164TH ST. 8" FORCEMAIN NL313 8" FORCEMAIN EUREKA DRIVE SL 1059 8" & 12" FORCEMAIN NW 207TH ST. NL448 2002 $ 5,813,809 2002 $ 8,000,000 2000 $ 4,335,000 1999 $422,663 1997 $202,890 1997 $239,156 1997 $604,064 Please Fill out only one of the forms below. If this reference list is for a company, please use the Company form this reference list is for and individual, please put their information in the second form below. DO NOT fill out Remember there must be a separate excel file for each individual participating in the process. Company Name: Type: Point of Contact: Phone Number Fax Number: Email: Company OR Individual Individual Name: Rene Castillo Type: Proloot Manager Company Name: Ric -Man International Phone Number: 954.426-1042 Fax Number 954-426-0717 Email: drnancini(pric-man,,us (A/E Firm, Landscape . (Project Manager, etc.; RC -1 Peter Moore RC -2 Rolando Nigaglioni RC -3 Peter Moore RC -4 Joe Tanacredi RC -5 Alan Garcia RC -6 Alan Garcia RC -7 Humberto Codispoti RC -8 Peter Moore RC -9 Dave Brobst RC -10 Hank Breitenkam 954-730-0707 954-831-0963 954-730-2030 CHEN & ASSOCIATES BROWARD 954-831-0798 COUNTY WATER & WASTEWATER 954-730-0707 954-730-2030 CHEN & ASSOCIATES 561-493-6088 954-831-0904 954-831-0903 786-552-8148 954-730-0707 (561) 687-2220 (954) 797-2285 PALM BEACH 561-493-6085 COUNTY WATER UTILITIES BROWARD 954-831-0798 COUNTY WATER & WASTEWATER BROWARD 954-831-0798 COUNTY WATER & WASTEWATER MIAMI DADE 786-552-8641 WATER & SEWER BROWARD 954-730-2030 COUNTY WATER & WASTEWATER 561687-1110 Wantman Group 954-797-2720 CITY OF PLANTATION BR�ADVI P 'K NEIGHBORHOOD IMPRQVEMENT BROADVIEW PARK NEIGHBORHOOD IMPROVEMENT SAINT GEORGE WEST NEIGHBORHOOD IMPROVEMENT LAMANCHA PIPELINE EXTENSION SAINT GEORGE EAST NEIGHBORHOOD IMPROVEMENT PROJECT 48" Design Build Watermain Miami River Crossing 48" Design Build JUPITER COUNTRY CLUB OFFSITE DIRECTIONAL TURNPIKE & SUNRISE BLVD CITY BID* 031-05 2006 2006 $ 10,339,172 $10,339,172.00 2005 $7,980,000.00 2006 $4,399,018.00 2006 $7,084,940.00 2006 $4,418,669.00 2005 $1,969,098.00 $4,418,669.00 51,768,975.00 2006 2007 2006 $ 1,500,100 Please Fill out only one of the forms below. If this reference list is for a company, please use the Company form this reference list is for and individual, please put their information in the second form below. DO NOT fill out Remember there must be a separate excel file for each individual participating in the process. Company Name: Type: Point of Contact: Phone Number: Fax Number Email: Company OR Individual individual Name: Remo lafrate Type: Superintendent Company Name: Ric -Man International Phone Number. 954-426-1042 Fax Number 954.426-0717 Email: dmancinb ric-man.us (NE Firm, Landscape . (Project Manager, etc.; RI -1 Rolando Nigaglioni 954-831-0963 954-831-0798 RI -2 Dan Pollio Dan Pollio 954-797-2159 954-797-2157 RI -3 Pat Sweet 954-831-0973 954-831-0798 RI -4 Alan Garcia 954-831-0903 954-831-0798 -5 Armando Rubio 786-552-8148 786-552-8641 BROWARD COUNTY BOCC 115 S. Andrews Avenue Ft. Lauderdale. FL CITY OF PLANTATION 400 NW 73rd AVENUE PLANTAION, FL 33317 BROWARD COUNTY BOCC 115 S. Andrews Avenue Ft. Lauderdale, FL BROWARD COUNTY BOCC 115 S. Andrews Avenue Ft. Lauderdale, FL MIAMI-DADE WATER & SEWER 3071 SW 38TH AVE. MIAMI, FL. BROWARD COUNTY BOCC RI -6 Alan Garcia 954-831-0903 954-831-0798 115 S. Andrews Avenue Ft. Lauderdale, FL CITY OF FT. LAUDERDALE 100 N. ANDREWS AVE FT. LAUDERDALE, FL Palm Beach County Utilities 8100 FOREST HILL BLVD. WEST PALM BEACH, FL RI -7 LaNetra RI -8 Ford 954-426-4008 954-698-6010 Joe Tanacredi 561-493-6088 561-493-6085 BROADVIEW PARK NEIGHBORHOOD IMPROVEMENT PROJECT 2006 $ 10,339,172 TURNPIKE & SUNRISE BLVD 2006 $ 1,500,100 CITY BID # 031-05 ROOSEVELT GARDENS NEIGHBORHOOD IMPROVEMENT ST GEORGE WEST NEIGHBORHOOD IMPROVEMENT PROJECT 2005 $ 8,579,937 2005 $ 7,980,000 LUDLAM CANAL WATER CONTROL 2004 $ 264,779 STRUCTURE WASHINGTON PARK WATERMAIN 2002 $ 8,000,000 REPLACEMENT NW INDUSTRIAL AREA SANITARY & STORM SEWER IMPROVEMENT LAMANCHA PIPELINE EXTENSION 2000 $ 4,335,000 2006 $ 4,399,018 Proiect Manual B. Does your company agree to insert a similar nondiscrimination provision in any subcontract you enter into for the performance of a substantial portion of the contractyou have with the City? Please note: you must answer this question, even if you do not intend to enter into any subcontracts. %/ Yes _No Questions 2A and 2B shoud bo answored YES even if your employees must pay some or all of the cosof spousaor dornostic partner benefits. A. Does your company provide or offer access to any benefits to employees with spouses or to spouses of employees? V'Yes _No B. Does your company provide or offer access to any benefits to employees with (same or opposite sex) domestic partnersor to domestic partners of employees? The term Domestic Partner shall mean any two (2) adults of the same or different sex, who have registered as domestic partners with a government body pursuant to state or local law authorizing such registration, or with an internal registry maintained by the employer of at least one of the domestic partners. A Contractor may institute an internal registry to allow for the provision of equal benefits to employees with domestic partner who do not register their partnerships pursuant to a governmental body authorizing such registration, or who are located in a jurisdiction where no such governmental domestic partnership exists. A Contractor that institutes such registry shall not impose criteria for registration that are more stringent than those required for domestic partnership registration by the City of Miami Beach If vou answered NO' to both Questions 2A and 2B, go to Sectio4/at the bottom of this page), complete and sign the form, filling in all items requested. If vou answered 'YES" to either or both Questions 2A and 2B, please continue to Question 2C below Question 2. C. Please check all benefits that apply to your answers above and Iist in the 'other" section any additional benefits not already specified: Note: some benefits are provided to employees because they have a spouse or domestic partner, such as bereavement leave; other benefits are provided directly to the spouse or domestic partner, such as medical insurance. May 2007 City of Miami Beach Page 59 Proiect Manual Yes for Yes for Documentation No, this Employees Employees with Benefit is Not of this Benefit is BENEFIT with Domestic Offered Submitted with Spouses Partners this Form Health Dental IV V fl 61/ Vision ir 1.1/ El Retirement (Pension, E4" El/ fl fl 401(k), etc.) Bereavement [1 El ie 0 Family Leave 0 0 EV 0 Parental Leave 0 El e fl Employee Assistance 0 [] [4' 0 Program Relocation.& Travel [] [1 6V 0 Company Discount, P 0 e 0 Facilities & Events Credit Union 0 0 EY 0 Child Care [] 0 [V 0 Other ‘ fe 6V 0 fl S\-17 Note: If you can not offer a benefit in a nondiscriminatory manner because of reasons outside your control, (e.g., there are no insurance providers in your area willing to offer domestic partner coverage) you may be eligible for Reasonable Measures compliance. To comply on this basis, you must agree to pay a cash equivalent, submit a completed Reasonable Measures Application with all necessary attachments, and have your application approved by the City Manager, or his designee. Page 60 City of Miami Beach May 2007 Project Manual Section 3. Required Documentation YOU MUST SUBMIT SUPPORTING DOCUMENTATION to verify each benefit marked in Question 2C. Without proper documentation, your company cannot be certified as complying with the City's Equal Benefits Requirement for Domestic Partner Ordinance. For example, to document medical insurance submit a statement from your insurance provider or a copy of the eligibility section of your plan document; to document leave programs, submit a copy of your company's employee handbook. If documentation for a particular benefit does not exist, attach an explanation. Have you submitted supporting documentation for each benefit offered? ✓Yes No Section 4. Executing the Document I declare under penalty of perjury under the laws of the State of Florida that the foregoing is true and correct, and that I am authorized to bind this entity contractually. Executed this r-\& day of , JU/1�, in the year, at 'oM(b'o &j , F1 City State Signature a ur c� 1-Ao►nc Name of Signatory (please print) Pres;derNA. Title May 2007 City of Miami Beach atpot taw L441'hs4• Mailing Address poraV" $edifIX13 City, State, Zip Code Page 61 BlueCross BlueShield of Florida An Independent Licensee of the Blue Cross and Blue Shield Association AFFIDAVIT OF DOMESTIC PARTNERSHIP 1, , submit this Affidavit to the Contractholder and declare to establish as my Domestic Partner (as defined below) for the purpose of applying for coverage under the Blue Cross and Blue Shield of Florida, Inc.'s Contract with the Contractholder. "Domestic Partner" means a person of the same or opposite sex with whom the employee (herein, Certificateholder) has established a Domestic Partnership. "Domestic Partnership" means a relationship between a Certificateholder and one other person of the same or opposite sex, who meet all of the following eligibility requirements: 1. both individuals are each other's sole Domestic Partner and intend to remain so indefinitely; and 2, individuals are not related by blood to a degree of closeness (e.g., siblings) that would prohibit legal marriage in the state in which they legally reside; and 3. both individuals are unmarried, at least 18 years of age, and are mentally competent to consent to the Domestic Partnership; and 4. both individuals are financially interdependent and have resided together continuously in the same residence for at least 12 calendar months prior to applying for coverage under the Blue Cross and Blue Shield of Florida, Inc.'s Contract and intend to continue to reside together indefinitely; and 5. the Certificateholder has completed and submitted this notarized Affidavit Of Domestic Partnership to the Contractholder and the Contractholder has approved this Affidavit of Domestic Partnership. I affirm that we are Domestic Partners and meet the Domestic Partnership eligibility requirements and reside together at: (street address) (city, state, zip). 18708.01-07/99SR 1 I have attached the following documents as evidence of common residence and joint financial responsibility. These documents are dated no later than 12 calendar months before the date of this affidavit. • Residence -any one of the following: copy of mortgage document or lease showing both names, copies of drivers' licenses, passports, or tax returns showing the same address; and • Financial responsibility - any one of the following: copy of statement from joint bank account, credit cards with same account number, a beneficiary designation form for a retirement plan or life insurance policy signed and completed to the effect that one Domestic Partner is beneficiary of the other, wills which designates the other as primary beneficiary. DEPENDENT CHILD(REN) OF DOMESTIC PARTNER - CERTIFICATION Domestic Partner Dependent Child(ren) Last Name First Name Last Name First Name Last Name First Name Last Name First Name MI MI MI MI We hereby certify that the above named child(ren) of the Domestic Partnership meet all of the eligibility requirements listed below for coverage under the group health plan. • The above listed child(ren) reside with us and the Domestic Partner is responsible for the child(ren)'s well being; or the Domestic Partner is required to provide coverage for the child(ren) by court order; or • The child(ren) qualifies as the Domestic Partner's dependent(s) for tax purposes under the federal guidelines. (Attach a copy of the federal income tax return); and • The child(ren) meet and continue to meet the eligibility requirements as outlined in the Dependents Eligibility Class and Extension Of Eligibility For Certain Dependent Children Subsections of the Contract. I further acknowledge and understand: I have an obligation to submit to the Contractholder an Affidavit Of Termination Of Domestic Partnership within 10 days of when Domestic Partnership eligibility requirements are no longer met or within 10 days of the death of my Domestic Partner. Coverage of your Domestic Partner will terminate on the date of death of the Domestic Partner or on the last day of the first month that the Domestic Partner and/or Domestic Partner's eligible dependent child(ren) fails to continue to meet all of the applicable Domestic Partnership eligibility requirements. Blue Cross and Blue Shield of Florida, Inc. has no legal obligation to extend COBRA benefits to Domestic Partners nor the Domestic Partner's dependent child(ren). 18708.01-07/99SR 1 cannot file another Affidavit of Domestic Partnership for a new Domestic Partner until at least 12 calendar months after a Statement of Death or Termination of Domestic Partnership has been filed. Any fraudulent statement, omission or concealment of facts, misrepresentation, or incorrect information contained in this Affidavit of Domestic Partnership may result in my being responsible for reimbursement of any expenses paid by BCBSF, or in denial of the claim or cancellation or rescission of coverage under this Contract. 1 affirm that the information provided above is true and complete to the best of my knowledge. Signature of Certificateholder Signature of Domestic Partner Date Date Signature of Notary Public Date (SEAL) 18708.01-07/99SR 3 VRlueCross BlueShield of Florida BlueOptions For Large Groups Benefit Summary Plan 1748 with BlueScript Pharmacy Program With the BlueOptions Network Advantage Plan, you have the freedom to choose between convenient, affordable care from your in -network Physician, or other providers for care as you see fit. In order to take advantage of lower out-of-pocket costs, simply choose an in -network provider. Benefits for Covered Services Member Calendar Year Deductibles In -Network (Per Individual / Family Aggregate) Out -of -Network (Per Individual / Family Aggregate) Coinsurance Percentage Paid by Plan In -Network Providers Out -of -Network Providers Physician Office Services Paid by Pian In -Network Family Physician In -Network Specialist (no referral needed) Allergy Injections per visit Note: Physician Office Services provided by any provider other than an In -Network Family Physician or Specialist are subject to the Calendar Year Deductible and Coinsurance. • Hospitalization Paid by Plan Inpatient Hospital Facility Services Per Admission • Option 1 • Option 2 • Option 3 • Out -of -Network Outpatient Hospital Facility Per Visit • Option 1 • Option 2 • Option 3 • Out -of -Network Physician Services at Hospital and Emergency Room • In -Network Physician Services at Locations other than Office, Hospital and Emergency Room • In -Network Family Physicians • In -Network Specialists Emergency Room Facility Services Per Visit (waived if admitted) • In -Network • Out -of -Network Note: Out -of -Network Physician Services at Hospitals, Emergency Rooms and Locations other than Office are subject to the Calendar Year Deductible and Coinsurance. 63239-1004 $0 / $0 $500 / $1,500 100% 60% 100% after $10 Copayment 100% after $20 Copayment 100% after $10 Copayment 100% after $250 Copayment 100% after $500 Copayment 100% after $750 Copayment 100% after $750 Copayment 100% after $100 Copayment 100% after $200 Copayment 100% after $300 Copayment 100% after $300 Copayment 100% 100% after $10 Copayment 100% after $20 Copayment 100% after $50 Copayment 100% after $100 Copayment 1 of 3 9 III oeCross BlueShield of Florida BlueOptions For Large Groups Benefit Summary Plan 1748 with BlueScript Pharmacy Program Additional Benefits and Features BlueScript Prescription Drug Program In the event your Group has purchased pharmacy coverage from Blue Cross and Blue Shield of Florida, you'll find a Pharmacy Program information sheet enclosed. Please review it carefully, as you'll find it contains an overview of your benefits and how to utilize them. This is not an insurance contract or Benefit Booklet. The above Benefit Summary is only a partial description of the many benefits and services covered by Blue Cross and Blue Shield of Florida, Inc., an independent licensee of the Blue Cross and Blue Shield Association. For a complete description of benefits and exclusions, please see Blue Cross and Blue Shield of Florida's BlueOptions Benefit Booklet and Schedule of Benefits; its terms prevail. 63239-1004 3 of 3 ��&��� ` BlueScript Pharmacy ����������� Your Prescription Drug Benefit Plan - 15/30/50 (mail order available) The plan your employer is offering you incudes a Prescription Drug benefit plan through BlueScripte — our Phermacy Program. With a Iarge network of Participating Pharmacies statewide and nationaily, you can obtain Prescription Drugs at a Iocation convenient to you. You may also be able to receive more savings on Prescription Drugs by purchasng your Drugs through the mail order program. Benefit Details: Deductible $0 Preferred Generic Prescription Drugs $15($3Omail order) Preferred Brand Name Prescription Drugs $30 ($60mail order) Non -Preferred Prescription Drugs $5O($lOUmail order) Advantages of our Pharmacy Program: With our BlueScript Pharmacy Program, you'II receive coverage for Preferred Genertc Prescription Drugs, Preferred Brand Name Prescription Drugs and Non -Preferred Prescription Drugs, easy access to Participating Pharmacies throughout Florida and access to National Network Pharmacies which have over 50,000 Participating Pharmacy Iocations. PIus, you should always receive negotiated discount rates. U ��C���u���d of Florida a: Save by purchasing Preferred Prescription Drugs: By purchasng Prescription Drugs Iisted on our Preferred Medication List, you can reduce your out-of-pocket costs. These Prescription Drugs wift cost you Iess than Drugs that are not on the Iist. For even greater savings, you wili pay a Iow Copayrnent for Generic Prescription Drugs that appear on the Preferred Medication List, The Preferred Medication List, which is part of the Medication Guido, will be delivered in your member package after you enroll. When reviewing the Preferred Medication List with your doctor(s), ask them to consider a Drug from the Preferred Medication List, particularly a Preferred Generic Prescription Drug; it wiU save you money. The National Pharmacy Network: The National Pharmacy Network includes 50,000 chain and independent Pharmacies across the United Stetes, arid is intended to supplement our statewide network.These National Network Pharmacies are contracted to provido Prescription Drug services to our members traveling or residing outside of Florida. You pay onty the negotiated cost for Prescription Drugs acquired at Participating Pharmacies, and in most cases is not the full cost of the Drug, then file a claim for reimbursement. Simply present your member ID card at the time of purchase. Save through the convenient mail order program: If you are taking, or plan on taking, Prescription Drugs for more than athree-month period, the mail order program offers you a convenient and cost-effective way to fifl these Prescriptions. This program aliows covered members taking Prescription Drugs to receive up to a fuU 90 -day supply for one Mail Order Copayment, Prescription Drugs ordered through this program are provided by Waigreens Heatthcare P|un, a subsidiary of Walgreens Co. 63351-/104SU BlueComplements5m Discounts and more for Blue Cross and Blue Shield of Florida, Inc. and Health Options, Inc. members. As part of our ongoing commitment to bringing expanded choices and greater value to your health plan, we are pleased to offer a program of discounted products and value-added services called BlueComplements. BlueComplements is available to you automati- cally as a plan member at no additional premium cost. And you can access the services through- out Florida and, where available, nationwide. This program includes: Healthy AltemativessM*: Discounts on alterna- tive care. Enjoy discounts on thousands of alter- native medicine products and provider services through this complementary alternative medicine discount program provided by American Specialty Health Networks, Inc. (ASH Networks). Receive discounts of up to 25% on the custom- ary fees for acupuncture, chiropractic and massage therapy. You'll also receive up to 45% discounts and free standard shipping on vita- mins, herbal supplements, sports nutrition reme- dies, fitness products, yoga, pilates, health-relat- ed books, tapes and videos, and more when visiting "My Store" at the Healthyroads website. In order to take advantage of the discounted wellness product offerings, you may call ASH Networks toll-free at 1-877-335-2746 to order products or request a free catalog. *Healthy Alternatives is administered by ASH Networks which has been awarded full accredita- tion by URAC. Vision One®: Discounts* on vision care. Receive comprehensive vision care with significant savings on eye exams and eyewear. Members pay $35 for eye exams and receive up to 60% off retail prices for frames and lenses. Offered through Cole Managed Vision. BlueCross BlueShield of Florida • M 4d.pmdn" llrn.e. a a. a,. cm...,.. BIw SN WAnod.mn Visit participating optical departments at Sears, JCPenney Optical, Pearle Vision Centers and other independent vision care centers through- out Florida. To locate participating providers, please call Cole Managed Vision's toll-free number for members of Blue Cross and Blue Shield of Florida at 1-800-793-8622. HEARx*: Discounts on hearing products. Learn more about hearing loss and understand your options for improved hearing in a program administered by HEARx, the largest hearing care organization accredited by the Joint Commission of Accreditation of Healthcare Organizations (JCAHO). BCBSF members receive free hearing examinations — a savings of 25% off the retail price of any hearing aid purchased at HEARx centers, or special promotional prices that provide even greater savings. Find out what you may be missing. Since this is a discount program through HEARx, it is not a benefit of your health care plan. Call HEARx toll-free at 1-800-731-3277. TruVisionma*: Laser vision correction services. Explore the possibilities of life without glasses or contact lenses with affordable laser vision cor- rection services from TruVision with surgeons across the country credentialed in refractive sur- gery. Services include a discounted fee of $895 per eye and now Custom LASIK is also available at an additional fee. TruVision offers 12 months, no interest financing upon approved credit. For more information, call toll-free 1-877-747-2020 to schedule a pre -operative exam or to receive a free telephone screening to determine if you are a good candidate for LASIK or Custom LASIK. SafeGuard r)CNTAL A VISION SAFEHEALTH LIFE INSURANCE COMPANY Post Office Box 30930 Laguna Hills, CA 92654-0930 GROUP ACCIDENT AND HEALTH PPO/Indemnity Master Policy The Policyholder is: Ric Man International Policy Number: 156421 SafeHealth Life Insurance Company ("SafeHealth") insures; subject to the provisions, limitations and other terms contained herein, certain 'eligible employees and their eligible dependents, and agrees to pay the benefits described herein upon receipt of due written proof of Toss covered by this Policy. CONSIDERATION. This Policy is issued in consideration of the payment of premiums specified herein, of the statements and agreements contained in the application of the Policyholder and of the individual applications of the insured. 0 • ADDITIONAL PAGES. The provisions, limitations and other terms set forth in this Policy are a part of this contract as fully as if appearing over the signature hereto. IN WITNESS WHEREOF - SafeHealth has caused this Policy to be executed effective at 12:01 A.M., Standard Time on November 1, 2004, at the address of the Policyholder for an initial term of one year. This Policy may be renewed thereafter as herein provided. If the insured has any questions or would like information about coverage, or needs assistance in resolving complaints, it may call SafeHealth at 800-880-1800. Jim Bencher President SHL -DENTAL -PPO -MP 03/04 TABLE OF CONTENTS PAGE SECTION 1 -- DEFINITIONS 1 SECTION 11 - ELIGIBILITY, EFFECTIVE DATE AND TERMINATION OF COVERAGE 2 A. Eligibility 2 B. EIigiblflty for Medicaid Not Considered 2 C. Effective Date of Coverage 2 O. Dependent Coverage and Effective Date of Coverage for Dependents 2 E. Late Enrollee 3 F. Termlnatlon of Coverage 3 G. Cancellation of PoIicy 4 SECTION H| - PREMIUMS 5 A. Payment of Promiums 5 B. Grace Period 5 C. Employee or Dependont Covered by This Policy in Enor 5 B. Premium Adjustments 6 E. Change In Premium Rates 6 SECTION IV — PAYMENT OF BENEFITS 6 A. Benefits Payable 6 B. Deductible 6 C. Benefit Maximum 6 Q. Expenses Incurred 6 E. Covered Expenses 7 F. Exclusions and Limitations 7 G. No Loss - No Gain 7 H. Late Appllcant Limitations 7 1. Notice and Proof of Claim 7 J. Payment ofClaims 8 K. Procedures for Review of Claims Which are Denied iri Whole or in Part 8 L. Necessary Dental Care 8 M. Covered Benefits 8 N. Recovery of Benefits Paid By Mistake 8 0. Benefits Available From Other Sources - Subrogation 9 P. Treatment Outside of the United States 9 O. Assignment of E3enefits g i oxw SECTION V - COVERED SERVICES AND MATERIALS AND EXCLUSIONS AND LIMITATIONS 10 A. Covered Services and Materials 10 B. Exclusions and Limitations 10 C. Alternate Procedures 10 D. Pre -Determination of Benefits 10 SECTION VI - COORDINATION OF BENEFITS (COB) 10 SECTION VII - STANDARD PROVISIONS 11 A. Entire Contract - Changes and Incontestability 11 B. Waiver of Rights 11 C. Legal Actions 11 D. Physical Exam 11 E. Right of Recovery 12 F. Term of Policy 12 G. Notice of Claim 12 H. Proof of Loss 12 I. Grievances And Appeals 12 J. Right to Examine Records 13 K. Conformity with State Statutes 13 L. Policy Non -Participation 13 M. Certificates 13 N. Waiver of Rights 13 O. Binding Arbitration 13 SECTION VIII - CONTINUATION OPTIONS 13 A. Federal COBRA (Policyholders with 20 or more Employees) 13 B. State "Cal -COBRA" (Policyholders with less than 20 employees) 15 C. Extension of Benefits 17 SECTION IX - STATEMENT OF ERISA RIGHTS 17 SECTION X - FAMILY AND MEDICAL LEAVE CONTINUATION 18 SHL -DENTAL -PPO -MP I I 01 /04 SECTION I -- DEFINITIONS GENERAL DEFINITIONS "Benefit Year" - A Benefit Year for each Covered Person, is the consecutive twelve-month period of coverage, starting on the date such person first became covered under this Plan, and each consecutive twelve-month period of coverage thereafter. "Calendar Year" - Shall mean the 12 month period commencing at 12:01 A.M. on January 1st and ending at 12:01 A.M. on the following January 1st and each subsequent 12 month period thereafter. "Contract Year" - Shall mean the 12 month period commencing at 12:01 A.M. on the date of execution of the contract between the Organization and SafeHealth and ending at 12:01 A.M. on the following 12 month anniversary thereafter. '"Covered Expenses" - Covered Expenses under this Plan shall be only those that are Medically Necessary and which are included in the Covered Expense sections of this Plan. Expense is considered to be incurred on the date service is rendered or supplies are furnished. Except as indicated under Dental Expense Benefits. "Covered Person or Individual" - Shall mean an Eligible Covered Person or Eligible Dependent whose coverage under this Plan is in force with respect to any covered benefits. "Dentist" - A licensed graduate of a recognized dental facility having received a diploma as a D.D.S., D.M.D. or L.D.S., which entitles him to treat teeth and the associated tissues of mouth. "Dental Hygienist" - Shall mean a qualified dental hygienist who has taken and passed a course in dental hygiene under a recognized dental facility, and has received a diploma as a qualified dental hygienist. "Denturist" - A dental technician specializing in making and fitting dentures as a direct service to the public rather than through a licensed dentist. "Eligibility" - Shall mean any person upon becoming a Covered Person of the Policyholder Insurance Trust, or any person becoming employed by a covered employer is eligible to apply for insurance under this Plan, subject to underwriting rules and requirements of the Insurance Company. "injury" - Injury wherever used in this Plan, means bodily injury of a Covered Person caused by an accident occurring while this Plan is in force and resulting directly and independently of all other causes in expenses covered by this Plan when said expenses are incurred while this Plan is in force as to the Covered Person. "Insured" - Shall refer to the Covered Person eligible to subscribe to the benefits provided under this Plan. Eligibility will be determined by the employer or Organization. Insured is sometimes referred to as "Covered Person". "Medically Necessary" - With respect to each service or supply, the term "Medically Necessary" shall be defined as those services or supplies which meet all the criteria listed herein: 1. It is rendered for the treatment or diagnosis of a covered injury or illness; and 2. It is appropriate for the symptoms, consistent with the diagnosis, and is otherwise in accordance with generally accepted medical/dental practice and professionally recognized standards; and 3. It is the most appropriate supply or level of service needed to provide safe and adequate care. SHL -DENTAL -PPO -MP 1 03!04 "Organization" The employer or other entity which has contracted with SafeHealth to insure benefits under this Plan. "Plan" - Shall mean the insurance coverage provided by this Policy to a Covered Person. "Provider" — means any licensed dentist, denturist, or other professional provider of services which are reimbursable under this Policy. "Sickness" - Sickness wherever used in this Plan, means a condition or an episode, other than injury, marked by a pronounced deviation from the Covered Person's normal well state, causing expense covered by this Plan when said expenses are incurred while this Plan is in force as to the Covered Person. "SafeHealth, We, Us, Company, Insurance Company" - Shall mean SafeHealth Life Insurance Company. SECTION 11- ELIGIBILITY, EFFECTIVE DATE AND TERMINATION OF COVERAGE The following provisions set forth the general eligibility provisions under this Policy. A. Eligibility The persons eligible to apply for insurance under this Policy are the employees or Covered Persons of the Policyholder: • who are actively at work for the Policyholder (or in the case of associations, are Covered Persons of the association) on the date it becomes a Policyholder; or • who become employed by this Policyholder (or in the case of associations, when they become Covered Persons) after it becomes a Policyholder and who have been actively at work for this Policyholder for the Waiting Period specified by this Policyholder. The term employee may include individual proprietors, partners, officers, and managers. If a spouse or child is covered as an eligible employee, he or she may not be covered under the Policy as a dependent. If both husband and wife are covered as eligible employees, an eligible child may be insured as the dependent of only one of them. B. Eligibility for Medicaid Not Considered SafeHealth shall not consider the availability or eligibility for medical assistance under Medicaid, when considering eligibility for coverage or making payments under this Policy. C. Effective Date of Coverage SafeHealth may impose an initial eligibility requirement for a Covered Person that must be satisfied before some or all coverage becomes effective under the Policy. In order for coverage to become effective, a written and signed enrollment application must be received by SafeHealth and any required premiums must be paid. SafeHealth must receive such enrollment application within 30 days of the date that each eligible person becomes eligible for coverage. If SafeHealth does not receive it within 30 days, such person will be considered a late enrollee. D. Dependent Coverage and Effective Date of Coverage for Dependents Your Organization is responsible for determining dependent eligibility. In the absence of such a determination, SafeGuard defines eligible dependents to be: • The lawful spouse or domestic partner of the Covered Person, if the Organization provides such coverage. SHL -DENTAL -PPO -MP 2 03/04 • The children or grandchildren of the Covered Person up to age 25 for whom he or she provides care (including adopted children, foster children, step -children, or other children for whom the Covered Person is required to provide dental care pursuant to a court or administrative order.) • Children who are incapable of self-sustaining employment due to developmental disability or physical handicap and who are dependent on the Covered Person for their support and maintenance; and • Other dependents if the Organization provides benefits for these dependents. Newborn children and newborn adopted children are covered from birth. Legally adopted children, foster children, and step -children are covered from the day they are placed with the employee. SafeHealth will also honor any court ordered coverage for any other dependents. If a claim is denied due to a handicapped child having reached the age of 25, the policyholder shall establish that the child is and continues to be disabled. Addition or deletion of Dependents will be allowed only during open enrollment unless there is a change in family status such as marriage, birth, adoption, death, divorce, or acquiring or losing coverage due to a change in the spouse's enrollment status. To enroll dependents, a written enrollment application must be delivered to SafeHealth and any required premiums must be paid. SafeHealth must receive such enrollment application within 30 days of the date that the dependent become eligible for coverage, otherwise the dependent will be considered a late enrollee. E. Late Enrollee An employee or dependent who does not enroll during the initial 30 -day enrollment period will be considered a "late enrollee". A late enrollee will not be eligible to enroll until the next open enrollment period. Charges not covered due to this provision are not considered covered services. If an employee or dependent enrolls after the initial 30 -day enrollment period, he or she will not be considered a late enrollee in the following situations if he or she was covered under another dental plan during his or her initial enrollment period and; a) certified during his or her initial enrollment period that coverage under another dental plan was the reason for declining enrollment; b) has lost or will lose coverage under another dental plan as a result of: i) termination of employment of the person: ii) change in employment status of the person; iii) termination of the other plan's coverage; iv) cessation of an Policyholder's premium contribution toward an employee's or dependent's coverage; or v) death of a spouse, or divorce; and c) requests enrollment within 30 days after termination of coverage under another dental benefit plan; or d) a court orders coverage be provided for a spouse or child of an insured employee and request for enrollment under this plan is made within 30 days of the issuance of the court order; or e) he or she is employed by a Policyholder that offers multiple dental plans and the employee elects a different plan during an open enrollment period. F. Termination of Coverage Coverage will automatically terminate on the earliest of the following dates: 1. the date this Policy is canceled; 2. the date that premiums are not paid, subject to the grace period; SHL -DENTAL -PPO -MP 3 03/04 3. the date that employees are no longer in an employee class that is eligible for coverage under the Policy or no longer meet the definition of employee; 4. the date that the employee enters active duty with the armed forces of any country; 5. the last day of the month in which and employee is no longer employed on a full-time basis by the Policyholder; or 6. the last day of the month in which the employee's employment with the Policyholder terminates; 7. the date a Covered Person becomes covered under another dental plan which is sponsored by the Policyholder; 8. upon notice from SafeHealth if SafeHealth determines that a Covered Person has performed an act or practice that constitutes fraud or made an intentional misrepresentation of material fact under the terms of coverage; 9. upon notice from SafeHealth if a Covered Person permits any other person to use his or her identification card to obtain services under this dental plan; 10. upon notice from SafeHealth if a Covered Person assaults or threatens bodily injury to one of SafeHealth's employees or an affiliate or an employee of a provider; 11. on the last day of the month that a Covered Person no longer works or lives within the service area; or 12. the first premium due date that follows the date a Covered Person's employment status changes and either he or she become employed less than full time or his or her active work for the Policyholder ends, except when Note A or Note B below applies. Note A: If active work ends because an injury or sickness disables the insured so that he or she is unable to engage in his/her occupation, this insurance may be continued during that disability until the premium is no longer paid. Coverage for disabled employees will be permitted only if the employer has rules regarding the length time it will continue coverage for disabled employees. Note B: If active employment ends because of a temporary lay off, coverage may be continued while the layoff or leave continues until the earlier of (1) the first premium due date that falls on or that next follows the 60th day after the date the insured was last actively at work; or (2) the end of the last month for which premium was paid. Coverage for employees on layoff or leave may be continued only if the employer has rules regarding the length of time it will continue coverage for employees on layoff or leave. Dependent coverage will automatically terminate on the earliest of the following dates: 1. the date that a Covered Person's coverage terminates; 2. the date that a required contribution or payment for dependent premiums is not made; 3. the last day of the month in which a dependent no longer meet the definition of dependent; or 4. the date that a dependent enters active duty with the armed forces of any country. G. Cancellation of Policy Except as prohibited by law, the Policy and all of the insurance ends on the earliest of the following: SHL -DENTAL -PPO -MP 4 03/04 • The date the premium is not paid when due. Unless the Policyholder gives written notice to SafeHealth to end the Policy, the grace period applies. • The first premium due date after the Policyholder gives SafeHealth 45 days written notice to end the Policy. If the Policyholder does not give advance notice and the Policy ends because the premium is not paid, the grace period applies. • The first premium due date after SafeHealth gives the Policyholder 45 written notice to end the Policy if SafeHealth determines the Policyholder has performed an act or practice that constitutes fraud or made an intentional misrepresentation of material fact under the terms of the coverage. • The first premium due date after SafeHealth gives the Policyholder 45 written notice to end the Policy if the Policyholder materially changes its nature of business. • The first premium due date after SafeHealth gives the Policyholder 45 written notice to end the Policy if SafeHealth determines the Policyholder has failed to comply with Policyholder contribution or group participation provisions. The premium due date that SafeHealth cancels the Policy. SafeHealth must give the Policyholder advance written notice of at least 45 days before the Policy is to be canceled. SECTION I11 - PREMIUMS A. Payment of Premiums Premiums are due on or before the first day of the month. If a Covered Person's coverage becomes effective on the 16th day of a month or later, or terminates on the 15th day of a month or before, no premium will be due for that month for that person. The monthly premium is set forth on the face sheet of this Policy. B. Grace Period If the premium is received by SafeHealth within 31 calendar days of the premium due date, the group coverage will continue in force. If the premium is not received by SafeHealth within 31 calendar days of the premium due date, SafeHealth will mail a notice to the employer at least 45 days prior to the date the policy will terminate. If the premium is not received by the date stated in the notice, the policy will terminate. The Covered Person is responsible for any dental expenses which may have been incurred during the grace period in the event of termination of this policy for non-payment, even if the Employer does not notify Covered Person of the termination. C. Employee or Dependent Covered by This Policy in Error Any person enrolled in error or in violation of this policy is not entitled to any benefits. SafeHealth will make proper adjustment to cover any premiums paid under such circumstances. SafeHealth may recover any benefits paid while enrolled in error. SafeHealth's may deduct amount paid by mistake from future benefits of the employee or from any dependent of the employee's family. SafeHealth shall have the right, upon notice, to examine the employer's records, including payroll records, with respect to eligibility and monthly premiums under this Policy. The employer shall have the right, upon notice, to examine our records pertaining to employer with respect only to enrollment, eligibility and receipt of monthly premiums under this Policy. SHL -DENTAL -PPO -MP 5 03/04 D. Premium Adjustments Refunds in connection with the retroactive or unreported termination of a Covered Person's coverage under this policy will be limited to the 2 -month period prior to the date the request for refund was made. If a retroactive termination refund is given, the Employer must: (1) repay SafeHealth the amount of any claims incurred and paid after a Covered Person's adjusted termination date; and, (2) assume full responsibility for the terminated Covered Person's unpaid claims, if any. E. Change in Premium Rates SafeHealth reserves the right to change premium rates; however, such premium rate shall not be changed without 45 days advance written notice from SafeHealth to the policyholder. Notice shall be sent by SafeHealth to the last known address of policyholder. SafeHealth guarantees that it will not increase the premium rates during the Initial contract year. SECTION IV — PAYMENT OF BENEFITS This provision of dental benefits Is subject to all of the terms and provisions of this policy. Services rendered before the effective date of this policy will not be covered. A. Benefits Payable If you, while insured under the Dental Expense Benefits of this Policy, incur expenses for any Dental Procedure covered in the accompanying Summary of Benefits attached as Exhibit A and Incorporated herein by reference, and if such procedure is performed by a Dentist who is not a member of the Participating Panel of Dentists of SafeHealth Life Insurance Company, while this insurance is in force, the Company will pay the percentage shown in the Summary of Benefits for such expenses incurred in excess of the Deductible, subject to any applicable Waiting Period and the Exclusions and Limitations section of the Summary of Benefits and not to exceed the Benefit Maximum for all procedures as shown in the Summary of Benefits. B. Deductible The Deductible is the Amount of Covered Dental Charges to be incurred by a Covered Person in each Calendar Year or Contract Year before benefits will be payable toward Covered Dental Charges he or she Incurs during the rest of that year. No benefits under this Policy will be paid toward Covered Charges used to meet the Deductible. The Deductible amount for each Covered Person during each Calendar Year or Contract Year Is as shown in the Summary of Benefits. No deductible credits will be allowed for dental expenses incurred prior to the effective date of your coverage under this Policy. C. Benefit Maximum The maximum amount payable for all Covered Dental Procedures for each Covered Person shall not exceed in the aggregate, the Benefit Maximum shown in the Summary of Benefits, during each Calendar Year. D. Expenses Incurred Expenses will be considered to have been incurred on the date the dental service is rendered. However, certain treatment can take time to complete; therefore, work is considered to have begun as follows: • For dentures, when the impression is taken. • For fixed bridges, crowns or gold restorations, when the tooth is first prepared. SHL -DENTAL -PPO -MP 6 03/04 • For root canal treatment, when the tooth is opened. Orthodontia Expenses: Payment for orthodontia treatment, if applicable, will be made in equal installments. Installments will be paid at the end of each quarter during the course of treatment. Payments will stop if coverage ends. If treatment stops before completion, benefits will only be paid for services received. E. Covered Expenses Except as excluded under the Exclusions and Limitations, expenses covered hereunder are the charges for the dental services and supplies listed in the Summary of Benefits. The benefit is intended to cover treatment that is customarily given by Dentists throughout the country to eliminate oral disease and to replace missing teeth. The Company will compare the charge for each treatment with the charges for comparable treatment made by the other Dentists in the area. Covered Expenses are charges which are not more than the amount customarily charged by the majority of Dentists in your area, as determined by the Company. In most cases, the Dentists charges will be well within the range of prevailing fees in the area. However, if the Dentist's charge is more than the customary charges determined by the Company, you will have to pay the difference. Of course, unusual dental complications will be taken into consideration. The possibility of an alternate treatment can also affect the amount of the Covered Expense. See Altemate Procedures for how this works. F. Exclusions and Limitations The Exclusions and Limitations for this Policy are listed on the Summary of Benefits, attached as Exhibit A and incorporated herein by reference. G. No Loss - No Gain If Insured has had continuous group dental coverage for the previous 12 months, the Company will apply any deductible or co-insurance payments credited by the previous carrier in the calculation of its allowable charges. H. Late Applicant Limitations Any person who applies for coverage after his/her eligibility date is subject to at first year benefit limitation of $100.00. This applies to all levels of coverage: Preventive, General and Major. 1. Notice and Proof of Claim Written notice of any claim should be given to SafeHealth within 180 days. Notice may be given to SafeHealth at SafeHealth Life Insurance Company, Post Office Box 30930 Laguna Hills, CA 92654- 0930. SafeHealth will furnish the Policyholder forms for filing proof of loss, if applicable. A written proof of claim within the relevant time period will also suffice. Such written proof must cover the occurrence, the character and the extent of the loss. SafeHealth will respond to submitted claims as follows: 1. Expedited Claims will be decided upon no later than 72 hours following receipt of the claim. If additional information is needed to make a determination, SafeHealth will notify the Covered Person within 24 hours following receipt of the claim. SHL -DENTAL -PPO -MP 7 03/04 2. Pre -Service Clairns. A Covered Person may, but is not required to, request a pre-treatment estimate of paymont for proposed services. A pre-treatment estimate of payment wUlbe decided upon no later than 15 days following receipt of the claim. If additional information is needed to make a determination, SafeHealth will notify the Covered Person within 15 days following receipt of the pre-treatment estlmate. 3. Post -Service Claims will be decided upon no later than 30 days following receipt of the claim. If additional information is needed to make a detenninot\on. SafeHealth will notify the Covered Person withtn 30 days following reoetpt of the daim. The Covered Person will have uto 45 days to provide the additional Information. SafeHealth will make afinm\ determination within 15 days following receipt of the additional information, or within 15 days of the end of the 45 -day period if the Covered Person has not responded. J. Payment of Claims Benefits will be paid directly to the Covered Person, if applicable, unless otherwise directed, for covered services. SafeHealth canriot require that services be rendered by a particular provider. Any accrued benefits unpaid at the time of death of a Covered Person may, at SafeHealth's opUon, be paid to the estate of the Covered Person estate. All other bmn*fit will be payable to the Covered Person. Any accrued benefits unpaid at death will be paid to the estate of the Covered Person, except as may be provided in any specific benefits of this Cedificote, or on any attached Certificate Riders or Endorsements. K. Procedures for Review of Claims Which are Denied in Whole or in Part Within 60 days after a Covered Person or hisTher benefuciary receiveda written noticof denial of a claim, he or she may 1. Request, in wrtting, to review the claim. 2. Revlew pertinent documents. 3. Submit issues and documents, in writing, to us. SafeHealth will reply no later than 30 days after the receipt of a request for review. In the event special circumstances require an extension of time for processing a decision will be made as soon as possible but no later than 60 days after the receipt of a request for review. The decision made upon review shall be in writing and shall include specific reasons for the determination, with specific references to the pertinent plan provisions on which determination is based. L. Necessary Dental Care Benefits will be allowed only for the expense of services and supplies, which, in the Judgment of SafeHealth, are Necessary Dental Care. Although a provider may prescribe a service or nupp|y, it does not make the charge a covered expense. M. Covered Benefits Except as excluded under the Exclusions and Lkmbadons, covered benefits are listed in the Schedule of Benefits. N. Recovery of Benefits Paid By Mistake SafeHealth will have the right to recover the payment from the person paicl or anyone else wbo benefited from it, inctuding a provider of services If: SHL -DENTAL -PPO -MP 8 03/04 1. SafeHealth makes a payment to which a Covered Person is not entitled under this policy; or 2. SafeHealth pays a person who is not eligible for Benefits at all. SafeHealth's right of recovery includes the right to deduct the amount paid by mistake from future benefits of the employee or from any dependent. O. Benefits Available From Other Sources - Subrogation Situations may arise in which a Covered Person's dental expenses are the responsibility of a source other than SafeHealth. SafeHealth may have a legal right to recover the costs of dental expenses from a third party. For example, the Covered Person may be entitled to care or reimbursement from a govemment agency or program, including care for military service related conditions if such care Is reasonably available. The following rules will apply in such situations. "injured person" under this section, means a Covered Person who sustains compensable injury. "SafeHealth's dental expenses" means the expenses incurred and the reasonable value of the Benefits provided by SafeHealth for the care or treatment of the injury sustained. If the injured person was injured by an act or omission of a third party giving rise to a claim of legal liability against the third party, SafeHealth will have the right to recover its dental expenses from the third party. This right Is commonly referred to as subrogation. SafeHealth will be subrogated to and may enforce all rights of the injured person to the extent of SafeHealth's dental expenses. SafeHealth's equitable and contractual rights of subrogation are limited in accordance with Oregon law. The injured person and his or her agents must cooperate fully with SafeHealth in its efforts to collect SafeHealth's dental expenses. This cooperation will include, but is not limited to, supplying SafeHealth with information about any defendants and/or insurers related to the injured person's claim. The injured person and his or her agents will penult SafeHealth to intervene in any action filed against any third party. The injured person or his or her agents will do nothing to prejudice SafeHealth's subrogation rights SafeHealth will not pay any attorneys' fees or collection costs to attorneys representing the injured person where it has retained its own legal counsel or acts on its own behalf to represent its interests, unless there is a written fee agreement signed by SafeHealth prior to any collection efforts. When reasonable collection costs have been incurred with SafeHealth's prior written agreement to recover SafeHealth's dental expenses, there will be an equitable apportionment of such collection costs between SafeHealth and the injured person subject to a maximum responsibility of SafeHealth equal to one-third of the amount recovered on behalf of SafeHealth. This provision does not apply to occupationally incurred disease, sickness and/or injury. SafeHealth will not recover anything under this section until the Covered Person has recovered all damages sustained In connection with the injury. P. Treatment Outside of the United States No benefits are payable for dental services and supplies obtained outside the United States, except for covered charges incurred for emergency treatment, and then only up to the maximum benefit allowance as shown in the Schedule of Benefits. Payment is based on United States currency. Q. Assignment of Benefits No Benefit, right or interest under this policy can be assigned or transferred except to a provider. SafeHealth will pay benefits to a Covered Person unless an assignment of benefits is signed. If no assignment of benefits is assigned, all benefits will be paid to the Covered Person. SHL -DENTAL -PPO -MP 9 03104 SECTION V - COVERED SERVICES AND MATERIALS AND EXCLUSIONS AND LIMITATIONS A. Covered Services and Materials Please refer to the Schedule of Benefits attached as Exhibit A. B. Exclusions and Limitations Please refer to the Schedule of Benefits attached as Exhibit A. C. Alternate Procedures There is often more than one way customarily used by Dentists to treat a dental problem. Different materials or procedures may be used to correct the same problem. For example, a tooth could be repaired with an amalgam filling. That same tooth could also be repaired with a more expensive cap (crown) or gold filling. The Company will allow as Covered Expenses only the least expensive services and supplies which are appropriate and meet acceptable dental standards. You and the Dentist may decide that you want the more expensive treatment. If so, you must pay the charges which are greater than the Covered Expense for the less expensive treatment. Because the Company has this Altemate Procedures provision, it is Important for you to use Pre -Determination of Benefits. It will tell you how much the Company will pay for treatment. D. Pre -Determination of Benefits This is a way of telling you ahead of time how much will be paid for dental work. It will help to avoid surprises. Many times dental work is likely to cost more than $300. If so, you should ask the Dentist to file for Pre -Determination of Benefits with the Company. Most Dentists know about this procedure. Here is how it works: • Get a dental claim form from your employer. Give it to your Dentist. The Dentist will tell the Company what work needs to be done. This work is called the "treatment plan." • The Dentist lists the services and charges on the claim form and sends it to the Company. • The Company tells you and the Dentist what amount the benefit will pay. You should discuss the treatment plan with the Dentist before the work is done. If the Dentist changes the treatment plan, the amount of payment may change. If the Dentist makes a major change, a new dental claim form should be sent to the Company. If you do not use Pre -Determination of Benefits, payment will be based on whatever information the Company has about the case. SECTION VI - COORDINATION OF BENEFITS (COB) We coordinate our benefits with those who may be entitled to from other policies. This prevents duplication of payment if a Covered Person is covered by another group insurance plan, no fault automobile insurance or a government program, not including Medicare or Medicaid. The combined benefits from all policies may pay up to, but no more than, the total covered expense. If there is a Policy primary to this one, it will pay first. Then, this Policy will pay the difference between the primary policy payment and the usual and customary fee that SafeGuard pays its contracted dental care providers, but no more than it would have paid if there were no other coverage. SHL -DENTAL -PPO -MP 10 03/04 Which Policy is Primary? The Policy which covers a person as an employee is primary for that person. For example, if a Covered Person is covered under his or her spouse's Policy, that Policy is primary for the spouse and secondary for the Covered Person and this Policy Is primary for the Covered Person and secondary for the spouse. For dependents covered by both parents' Policies, the parents' birthdays will be used to determine which Policy is primary. The parent whose birthday falls first In the time of year will be primary for the children. For example, if the mother's birthday is in June and the father's in July of that same year, the mother's Policy will be primary for the children. However, if the other Policy does not use this birthday rule, the father's Policy will be primary for the children. In the case of divorced or separated parents, the Policy of the parent with custody will pay first, then the Policy of the step-parent with custody, and finally the Policy of the parent without custody. If financial responsibility for health and dental care has been assigned to one parent by court order, the Policy of that parent will pay first. If a Covered Person covered as an employee under two Policies and both Policies coordinate benefits, the Policy that covers the Covered Person as an active employee will be primary. If a Covered Person is covered as an active employee under this Policy and as a retiree or laid off employee with the other Policy, our Policy will pay before the other Policy. If the other Policy does not coordinate benefits, that Policy will be primary. If a spouse is also covered as an employee and/or retiree, those Policies will be primary for the spouse and secondary for the Covered Person. SECTION VII • STANDARD PROVISIONS A. Entire Contract - Changes and Incontestability The Policy, the application of the Policyholder, and the individual applications, if any, of the Insured Persons make up the entire contract between SafeHealth and the Policyholder. Any statement made by the Policyholder, or by any Covered Person shall, in the absence of fraud, be deemed a representation and not a warranty. No such statement shall void the insurance or reduce the benefits under this Policy or be used in defense to a claim for loss Incurred or disability commencing after the insurance coverage with respect to which claim is made has been in effect for two years from the date it became effective. No change in the Policy will be effective until it is approved by one of SafeHealth officers. This change and approval must be noted on or attached to the Policy. No agent may change the Policy or waive any of Its provisions. B. Waiver of Rights If SafeHealth fails or chooses not to enforce any provision of this Policy, such omission will not affect SafeHealth's right to do so at a later date, or to enforce any other provision. C. Legal Actions No action at law or in equity may be brought to recover benefits prior to the expiration of 60 days after written Proof of Loss has been furnished. No such action may be brought after the applicable statute of limitations. D. Physical Exam SafeHealth has the right to have any Covered Person examined at SafeHealth's expense while a claim is pending payment. SHL -DENTAL -PPO -MP 11 03/04 E. Right of Recovery SafeHealth has the right to recover any excess benefits paid from any persons to, or for, or with respect to whom, such payments were made, or from any other insurers, health care service plans or other organizations. F. Term of Policy This policy will remain in effect for the term specified on the Face Sheet. The policy will be renewed automatically, from year to year thereafter, until terminated. G. Notice of Claim Written notice of claim must be given within 20 days after a covered Toss starts or as soon as reasonably possible. The notice may be given to the insurer at its home office or to the insurer's agent. Notice should include the name of the insured and the policy number. H. Proof of Loss If the policy provides for periodic payment for a continuing loss, written proof of loss must be given to SafeHeaith within 90 days after the end of each period for which SafeHealth is liable. For any other loss, written proof must be given within 90 days after such loss. If it was not reasonably possible to give written proof in the time required, SafeHealth shall not reduce or deny the claim for this reason if the proof is filed as soon as reasonably possible. In any even, the proof required must be given no later than one (1) year from the time specified unless the claimant was legally incapacitated. Grievances And Appeals SafeHealth's Member Services Department is available to respond to any questions or complaints. If the problem is not resolved at that level, grievance and appeals rights set forth below apply. SafeHealth will assist a Covered Person in filing a Grievance when he or she has a complaint and asks for help to put it in writing. 1. Grievance. A Covered Person aggrieved by an Adverse Benefit Decision has 180 days from the date of the Adverse Benefit Decision to file a Grievance requesting reconsideration of the decision. The Covered Person must submit all information in support of the Grievance. SafeHealth will acknowledge the Grievance within 7 days and report its decision and rationale within 30 days (72 hours for Expedited Claims). SafeHealth may have an additional 15 days to resolve the issue if the Covered Person is notified within the first 30 days of the delay and of the specific reason for the delay. The Covered Person will be informed of the determination in writing and notified of further appeal rights. 2. Appeal. A Covered Person has 60 days following receipt of the written determination to file a written appeal. The request will be reviewed by the Appeals Committee, which will involve different staff than have been involved before. SafeHealth will acknowledge the Appeal within 7 days and will make its review and report its decision and rationale within 30 days. The Covered Person will be informed of the committee's determination in writing and notified of further appeal rights as well as the possible right of Covered Persons participating in ERISA -qualified plans to seek legal redress under Section 502(a) of ERISA. 3. Subsequent Appeal. A Covered Person not satisfied with the determination of the Appeals Committee has 60 days after receipt of the determination to file a written request with SafeHealth for further review. The request will be forwarded to an Appeals Committee comprised of different individuals than the earlier Appeals Committee. The Covered Person or a representative of the Covered Person may appear before this committee. SafeHealth will acknowledge the Appeal within 7 days and will make its review and report its decision and rationale within 30 days. The Covered Person will be informed of the committee's determination and rationale in writing and SHL -DENTAL -PPO -MP 12 03/04 notified of further appeal. rights as well as the possible right of Covered Persons participating in ERISA -qualified plans to seek legal redress under Section 502(a) of ERISA. J. Right to Examine Records SafeHealth has the right to examine all pertinent medical, dental, or other records of a Covered Person pertaining to any cases for which Benefits are claimed and discuss matters pertaining to those cases with the Covered Person's providers. If the Covered Person does not consent to the release of records or discussions with providers, SafeHealth will be unable to determine the proper payment of any Benefits and will deny the claim accordingly. Consent to the release of records and discussion with providers is a condition of payment of any Benefits by SafeHealth. Neither the consent to nor the actual examination of the records or discussion with providers will constitute a guarantee of payment. SafeHealth has the right to examine payroll records at reasonable times regarding premium payments made under this policy. K. Conformity with State Statutes Any provision of the Policy which is in conflict with the laws of the state, in which the Policy was delivered or issued for delivery, is amended to conform to the minimum requirements of such laws. L. Policy Non -Participation The Policy is not in lieu of and does not affect any requirements for coverage by workers' compensation insurance. M. Certificates SafeHealth will issue to the Policyholder, for delivery to the Covered Person an individual certificate describing the benefits to which the Covered Person is entitled under the Policy and to whom they are payable. N. Waiver of Rights If SafeHealth fails to enforce any provision or condition of the Policy, this failure will not affect its right to do so at a later date, nor will it affect their right to enforce any other provision or condition of the Policy. O. Binding Arbitration Each and every disagreement, dispute or controversy concerning the construction, interpretation, performance or breach of this Master Policy, or the provision of Dental services may be voluntarily submitted to arbitration in accordance with the American Arbitration Association rules and regulations, whether such dispute involves a claim in tort, contract or otherwise. Arbitration shall be initiated by written notice to the President, SafeHealth Life Insurance Company, 95 Enterprise, Suite 100, Aliso Viejo, California 92656-2605. The notice shall include a detailed description of the matter to be arbitrated. SECTION VIII - CONTINUATION OPTIONS A. Federal COBRA (Policyholders with 20 or more Employees) 1. A Covered Person who would otherwise lose coverage under this policy may continue uninterrupted coverage upon arrangement with Employer in compliance with the Federal Consolidated Omnibus Budget Reconciliation Act of 1985 (COBRA). Eligibility is conditioned upon payment of the applicable monthly premium to Employer. The following are "qualifying events": SHL -DENTAL -PPO -MP 13 03/04 a) Termination of employment, including lay-off or reduction in hours (except for gross misconduct); b) Death of the Covered Employee; c) Divorce or legal separation; d) Loss of eligibility of a covered Dependent child; or e) While covered Dependents are on continuation with the Employee, the Employee becomes entitled to Medicare benefits. 2. Coverage under COBRA continues only upon timely payment of the applicable monthly premium to Employer and ends on the earlier of: a) Termination of this group policy; b) Coverage under any other group health plan, including Medicare, which does not contain any exclusion or limitation with respect to any pre-existing condition; c) Expiration of 36 calendar months of continuation by a covered dependent after the Employee's death, divorce, legal separation or entitlement to Medicare; d) Expiration of 18 calendar months after termination of employment, lay-off or reduction in hours; e) For a disabled Covered Person, expiration of 29 months after termination of employment if: (1) The Covered Person was totally disabled at the time of the termination of employment within the meaning of the Social Security Act, or is determined disabled by the Social Security Administration effective any time within the first 60 days of COBRA continuation coverage; and (2) The Member notified employer of the disability within the initial 18 -month continuation period. f) When the applicable maximum period of continuation of group coverage has been exhausted, or at any time during the period of continuation, the Covered Person may convert to an individual conversion plan. 3. If a retired Covered Person, as a result of employer's Chapter 11 reorganization, loses a significant portion of retiree benefits, the retiree and any covered Dependents may continue coverage under the group plan based on the following conditions: a) The retiree is eligible for continuation coverage for the rest of his or her life; b) The retiree's covered spouse and covered dependent children are eligible for continuation coverage for the rest of the retiree's life and for an additional 36 months after the retiree's death; c) If the retiree is deceased at the time of employer's Chapter 11 reorganization, the retiree's covered surviving spouse and covered dependent children are eligible for continuation coverage for the rest of his or her life. 4. Application for continuation must be made in accordance with the COBRA regulations, and must be made by written request to Employer within 60 days after any qualifying event. The Employer will provide the necessary forms. Premiums must be paid within 45 days of election of continuation. SHL -DENTAL -PPO -MP 14 03/04 P.O. Box 30910 SafeGuard Laguna Hills, CA 92654-0910 Ric Man International 2601 NW 48th St Pompano Beach FL 33073-3072 05685 111111111111111111111111111111111111111111111111 11111111 SafeGuard Dental & Vision PO Box 30910 Laguna Hills, CA 92654 (800)750-4303 Group ID: 97156421 SafeGuard Dental & Vision Statement Reconciliation Instructions This statement for SafeGuard is comprised of seven sections: 1A Consolidated Summary for all divisions (for organizations with divisional billing) 1 Premium & Payment Summary 2 Eligibility Adjustments - Please review all changes. 3 Manual Adjustments 4 Eligibility Roster with Premium 5 Summary by Plan, Rate Code & Premium 6 Reconciliation Worksheet If your organization has more than one division, you will receive Sections 1 through 6 for each division. :h division will have its own group number for identification. Please follow these steps: • If you are paying for multiple groups or divisions with one check, please include all detail to help us allocate your payment appropriately. Please include your group number on your check. • Credits for terminations and charges for member additions not reflected on this invoice will be reflected on your next month's invoice. • If you adjust the amount due, this may result in an overpayment or underpayment, now and on the next month's billing. • If you have any billing or eligibility issues, please contact the Group Billing and Eligibility Department at (800) 750-4303. To ensure the accuracy of your eligibility and your account balance, please pay as billed. SafeGuard Dental & Vision PO Box 30910 Laguna Hills, CA 92654 (800)750-4303 SECTION 1: Premium and Payment Summary From 04/30/07 to 05/31/07 Ric Man International 2601 NW 48th St Pompano Beach FL 33073-3072 Ric Man International ( Group ID: 97156421 ) Previous Balance: Payments Received: Eligibility Adjustments (Section 2): Other Adjustments (Section 3): Other Debits: Adjusted Balance: Current Premium (Section 4): Plan Section 1 - Page 1 Invoice Date 05/31/07 For Month Of June 2007 Invoice Number 1380371 Recipient Group ID 97156421 $ 5,856.81 $ -5,724.21 $ 135.56 $ 0.00 $ 0.00 $ 268.16 $ 2,845.54 Total Due by June 30 $ 3,113.70 SG185A-FL Plan Total VA2332WS Plan Total Current Premium (Section 4) TOTAL DUE: Make checks payable to: SafeGuard Dental & Vision Amount Paid: Check #: Premium Amount Amount Paid $253.13 $2,592.41 $2,845.54 $3,113.70 $ Group ID: 97156421 PLEASE RETURN THIS:SU,MMARY:PAGE;1WVIITil:y0t1R'PAYMENT.TO ENSURE;THATIT IS.PRE PERL11::CREDITEO:T :VOUR AECCOUNT; PLEAS :D NE)T;57APLE•'VOUF;CHE K'I '1HIS;R MtT.SLIP. .: . additions rieiliiiri4tii if04060.60 .: vill tie sfffctive;.tie;:fsi o !trig:;fi tlowfn g. ontI unress;otherw se;ind sated:: SafeGuard Dental & Vision PO Box 30910 Laguna Hills, CA 92654 ..... 1111 1111 11 ,1 Ramittanra Slin - Please Return Entire Pane SafeGuard Dental & Vision PO Box 30910 Laguna Hills, CA 92654 (800)750-4303 SECTION 1: Premium and Payment Summary From 04/30/07 to 05/31/07 Section 1 - Page 1 Ric Man International Invoice Date 05/31/07 2601 NW 48th St For Month Of June 2007 Pompano Beach FL 33073-3072 Invoice Number 1380371 Recipient Group ID 97156421 Ric Man International ( Group ID: 97156421 ) Previous Balance: $ 5,856.81 Payments Received: $ -5,724.21 Eligibility Adjustments (Section 2): $ 135.56 Other Adjustments (Section 3): $ 0.00 Other Debits: $ 0.00 Adjusted Balance: $ 268.16 Current Premium (Section 4): $ 2,845.54 Plan Total Due by June 30 $ 3,113.70 Premium Amount Amount Paid SG185A-FL Plan Total $253.13 S VA2332WS Plan Total $2,592.41 A Current Premium (Section 4) $2,845.54 TOTAL DUE: Make checks payable to: SafeGuard Dental & Vision Amount Paid: Check #: $3,113.70 SafeGuard Dental & Vision PO Box 30910 Laguna Hills, CA 92654 (ustnmar Cnnv - PIaaca kaon for vnur records SafeGuard Dental & Vision PO Box 30910 Laguna Hills, CA 92654 (800)750-4303 SECTION 2: Eligibility Adjustments - changes from 04/30/07 to 05/31/07 Group ID: 97156421 / Ric Man International Invoice Number 1380371 for the month of June 2007 Last Member ID Name ..ii7st.:::-...•."•••• 14,:ito.,.... • :: N.44i0: •• • N4ii...*•-•:•: ,.:::::::.::::::i:::::.:,...: .,.: Additions 264-93-6576 264-93-6576 Reeves Fredrick 267-95-4507 Fernandez Leyani 594-33-7119 Cespedes David pocfw: SG185A 10 105/01/07 SG185A 10 05/01/07 VA2332 31 05/01/07 Summary of Eligibility Adjustments Section 2 - Page 1 I .- '::;Ar.t.1006t '.....:'.....: '••••••:POete::.:1:::: :016.0tfis.. ..::-.::::-:':::::::.ii;i2:::-:-.. ---.-..i.ii, '.:::1-..-.:::-.'-.::.::::::-..::::.:-..-:'''. :•:...fil .: $ 13.08 SA 13.08 SA $ 109.40 SA Additions $ 135.56 Terminations $ -0.00 Family Status Changes $ 0.00 Total $ 135.56 1.0 1$ 13.08 05/15/07 1.0 $ 13.08 05/01/07 1.0 $ 109.40 05/10/07 135.56 b SafeGuard Dental & Vision PO Box 30910 Laguna Hills, CA 92654 (800)750-4303 Group ID: 97156421 / Ric Man International Invoice Number 1380371 for the month of June 2007 Action Legend for Section 2 SA Add Subscriber Action Legend - Page 1 SafeGuard Dental & Vision PO Box 30910 Laguna Hills, CA 92654 (800)750-4303 SECTION 4: Eligibility Roster with Premium Group ID: 97156421 / Ric Man International Invoice Number 1380371 for the month of June 2007 Aiken, Gaston Jonatha Khalil Marques Tamia Tierra Yvette Angilot, Julien Julien Bailey, Earcel D Bobetta Barnard, Harry E Barreneche, Juan J Yvette Barrett, Terrenc Julian Dottin Sedoriu Mills Benjamin, Lem Brown, Todd M Burnley, Trevor Cameron, Byron W Sheila Castillo, Rene L Castillo, Rene L Cateura, Edilber Cespedes, David Anthony Morely Baez Diaz, Jorge Julia Soto Dominguez, Albert A David Kalla Kelly Reuben Dumais, Richard R Fernandez, Leyani Fernandez, Yamile Gayle, Robert S Demetri Larhone Scott Gonzalez, Julio Goulbourn, Denis 'C COBRA Subscriber Section 4 - Page 1 09/05 97000000 VA2332WS 31 $109.40 09/05 97000000 VA2332WS $0.00 09/05 97000000 VA2332WS $0.00 09/05 97000000 VA2332WS $0.00 09/05 97000000 VA2332WS $0.00 09/05 97000000 VA2332WS $0.00 09/05 97000000 VA2332WS $0.00 01/05 97008459 SG185A-FL 20 $22.90 07/05 97008459 SG185A-FL $0.00 06/06 97009341 SG185A-FL 20 $22.90 06/06 97005123 SG185A-FL $0.00 02/05 97000000 VA2332WS 10 $33.15 06/05 97000000 VA2332WS 20 $66.30 08/06 97000000 VA2332WS $0.00 11/06 97000000 VA2332WS 40 $72.94 11/06 97000000 VA2332WS $0.00 11/06 97000000 VA2332WS $0.00 11/04 97000000 VA2332WS 10 $33.15 04/07 97000000 VA2332WS 10 $33.15 04/06 97011493 S0185A-FL 10 $13.08 11/04 97000000 VA2332WS 20 $66.30 11/05 97000000 VA2332WS $0.00 11/04 97000000 VA2332WS 10 $33.15 11/04 97000000 VA2332WS 10 $33.15 11/06 97000000 VA2332WS 10 $33.15 05/07 97000000 VA2332WS 31 $109.40 05/07 97000000 VA2332WS $0.00 05/07 97000000 VA2332WS $0.00 11/06 97000000 VA2332WS 20 $66.30 11/06 97000000 VA2332WS $0.00 04/05 97000000 VA2332WS 31 $109.40 04/05 97000000 VA2332WS $0.00 04/05 97000000 VA2332WS $0.00 04/05 97000000 VA2332WS $0.00 04/05 97000000 VA2332WS $0.00 02/07 97000000 VA2332WS 10 $33.15 05/07 97040416 SG185A-FL 10 $13.08 09/06 97000000 VA2332WS 10 $33.15 11/04 97000000 VA2332WS 40 $72.94 11/04 97000000 VA2332WS $0.00 11/04 97000000 VA2332WS $0.00 11/04 97000000 VA2332WS $0.00 11/04 97000000 VA2332WS 10 $33.15 05/06 97000000 VA2332WS 10 $33.15 SafeGuard Dental & Vision PO Box 30910 Laguna Hills, CA 92654 (800)750-4303 SECTION 4: Eligibility Roster with Premium Group ID: 97156421 / Ric Man International Invoice Number 1380371 for the month of June 2007 Hernandez, Luis Jendry Escandon Junior Meyda Perez Hewling, Clive S Holcombe, Earnest L Billy Lakiely Sharon Stephan lafrate, Remo Anna Jiminez, Hector Hector Priscil Leon, Tomas Natalie Liberti II, Nelson Audra Liberti Nelson Liberti I Lima, Daniel A Louvierre, Jerry J Debbie Love, Jimmie Maccenat, Ospaul Christm Malek; Thomas A Mancini, David A Cheryl David Mancini Jr Richard C Melehan, Carol Kyle Patrick Mendoza, Jose E Nancy Sergio Mendoza, Joseph Jacquel Samedy Milian, Felix Irene Ondaz Montesono, Juan Ca Laura Rojas "C CORRA Subscriber Section 4 - Page 2 11/06 97000000 VA2332WS 31 11/06 97000000 VA2332WS 11/06 97000000 VA2332WS 11/06 97000000 VA2332WS 03/07 97000000 VA2332WS 10 11/04 97000000 VA2332WS 31 11/04 97000000 VA2332WS 11/04 97000000 VA2332WS 11/04 97000000 VA2332WS 11/04 97000000 VA2332WS 11/04 97000000 VA2332WS 20 11/04 97000000 VA2332WS 08/06 97000000. VA2332WS 40 08/06 97000000 VA2332WS 08/06 97000000 VA2332WS 05/06 97000000 VA2332WS 40 05/06 97000000 VA2332WS 11/04 97000000 VA2332WS 31 11/04 97000000 VA2332WS 11/04 97000000 VA2332WS 11/04 97000000 VA2332WS 10 11/04 97000000 VA2332WS 20 11/04 97000000 VA2332WS 11/04 97000000 VA2332WS 10 02/06 97060766 SG185A-FL 20 05/07 97060766 SG 185A -FL 11/04 97000000 VA2332WS 10 11/04 97000000 VA2332WS 31 11/04 97000000 VA2332WS 11/04 97000000 VA2332WS 11/04 97000000 VA2332WS 08/06 97010287 SG185A-FL 40 01/07 97010287 SG 185A -FL 01/07 97010287 SG185A-FL 01/05 97007872 SG185A-FL 31 12/05 97054462 SG185A-FL 12/05 97054462 SG185A-FL 11/06 97000000 VA2332WS 20 11/06 97000000 VA2332WS 11/06 97000000 VA2332WS 20 11/06 97000000 VA2332WS 11/06 97000000 VA2332WS 20 11/06 97000000 VA2332WS $109.40 $0.00 $0,00 $0.00 $33.15 $109.40 $0.00 $0.00 $0.00 $0.00 $66.30 $0.00 $72.94 $0.00 $0.00 $72.94 $0.00 $109.40 $0.00 $0.00 $33.15 $66.30 $0.00 $33.15 $22.90 $0.00 $33.15 $109.40 $0.00 $0.00 $0.00 $28.12 $0.00 $0.00 $38.59 $0.00 $0.00 $66.30 $0.00 $66.30 $0.00 $66.30 $0.00 SafeGuard Dental & Vision PO Box 30910 Laguna Hills, CA 92654 (800)750-4303 SECTION 4: Eligibility Roster with Premium Group ID: 97156421 / Ric Man International Invoice Number 1380371 for the month of June 2007 C Morris, Fremon Nace, Eileen Nace, Joseph L Ortiz, Hamill E C Prior, Shawna M Reeves, Fredric Reyes, Neftali Alyssa Benjamin Sophia Sanchez, Javier Smith, Larry Barbara Smith, Nathani St. Louis, Nestor Stephenson, Neville Vanderlip, Roger P Washington, Evlysta Wichert Jr., Gerard Nancy Ross Williams, Marc A Williams, Wayne Daegria Woolley, Warrick S 58 Subscribers Section 4 - Page 3 08/06 97000000 VA2332WS 10 $33.15 11/06 97060794 S0185A-FL 10 $13.08 11/05 97000000 VA2332WS 10 $33.15 11/06 97056141 SG185A-FL 10 $13.08 07/06 97000000 VA2332WS 10 $33.15 05/07 97004684 SG185A-FL 10 $13.08 11/04 97000000 VA2332WS 31 $109.40 03/06 97000000 VA2332WS $0.00 11/04 97000000 VA2332WS $0.00 11/06 97000000 VA2332WS 10 $33.15 11/05 97000000 VA2332WS 20 $66.30 11/05 97000000 VA2332WS $0.00 01/07 97004646 SG185A-FL 10 $13.08 01/05 97054617 S0185A-FL 10 $13.08 11/04 97000000 VA2332WS 10 $33.15 11/04 97000000 VA2332WS 10 $33.15 05/06 97005757 SG185A-FL 10 $13.08 11/04 97000000 VA2332WS 20 $66.30 11/04 97000000 VA2332WS $0.00 02/05 97000000 VA2332WS 10 $33.15 01/06 97000000 VA2332WS 20 $66.30 01/06 97000000 VA2332WS $0.00 01/05 97005510 SG185A-FL 10 $13.08 Current Premium 'C COBRA Subscriber $2,845.54 $2,845.54 SafeGuard Dental & Vision PO Box 30910 Laguna Hills, CA 92654 (800)750-4303 Section 5: Summary by Plan, Group ID: 97156421 / Ric Man Invoice Number 1380371 for the SG185A-FL Rate Code and Premium International month of June 2007 10 20 31 40 9 3 1 1 Plan Totals 14 $13.08 $22.90 $38.59 $28.12 VA2332WS 10 21 $33.15 20 11 $66.30 31 8 $109.40 40 4 $72.94 Plan Totals Current Premium Rate Code Legend 10 - Subscriber Only 20 - Subscriber + 1 31 - Subscriber + Family 40 - Subscriber + Children 44 Section 5 - Page 1 $117.72 $68.70 $38.59 $28.12 $253.13 $696.15 $729.30 $875.20 $291.76 $2,592.41 $2,845.54 SafeGuard Dental & Vision P.O. Box 30910 Laguna Hills, CA 92654-0910 (800)750-4303 Fax: (949)360-3695 SECTION 6: Reconciliation Worksheet Group ID: 97156421 / Ric Man International Invoice Number 1380371 for the month of June 2007 Section 6 - Page 1 Record all eligibility terms on this worksheet. Retroactive adjustments will be accepted for only as far back as the first of the preceding month. Terminations will not be processed unless clearly indicated below. If applicable, please identify either DENTAL (D) or VISION (V) for the eligibility change LI .Y...:: .:-i::: ....:• '::'.i.... i.::bUDS.Cr111011-,:: :". '.. :'$$N,..i .i.::'::: :.:'.'.•..:1:';',-:%:•-::!istarti-6. Additlaiii.:.,iiiiat.:bo.:pr000ssfjd withoutan Enrollment Form 1 Photocopy this page if additional space is needed. Visit us at: www.safeauard.net BLUE CROSS AND BLUE SHIELD OF FLORIDA P.O. BOX 44144 JACKSONVILLE, FLORIDA 32231-4144 RECEIVED MAY 24201 RG141392003922T ATTN EILEEN NACE RIC -MAN INTERNATIONAL INC 2601 WILES RD POMPANO BEACH FL 33073-3072 B1ueCross BlueShield of Florida ® M Inaepend0 I LJoeneea d me &w Croea.01 Blw SJ d.o.ndNbn YOUR BILL MUST BE PAID ON OR BEFORE THE DUE DATE Billed Date: 05/19/07 Group: 63669001 Due Date: 06/01/07 Invoice: 15988048 Pays To: 07/01/07 Dist: LGQ Billed Amount: APPROVE FOR I PTC idh PAYMENT JOB ACCT# AMOUNT COST CAT 32,378.45 To ensure proper application of your group premium payment, please follow the instructions' below: 1. Write the Group Number and Invoice Number on your check. 2. For all insured deletions, fallow the instructions on the back of this page, complete the below coupon, and return this entire page with your payment. 3. When paying the exact amount due -Detach the payment coupon below and return it with your payment. 4. When paying any amount other than the amount billed (not related to insured (leletions) - Please complete the below coupon and return this entire page with your check to ensure proper application of your premium payment. 5. For any other changes (I.e. address, additions, coverage changes) not related to your invoice - please mail there to: Enrollment Membership & Billing P.O. Box 44144 Jacksonville, FL 32231-4144 c r-� BLUE CROSS AND BLUE SHIELD OF FLORIDA P.O. BOX 44144 JACKSONVILLE, FLORIDA 32231-4144 ATTN EILEEN NACE RIC -MAN INTERNATIONAL INC 2601 NW 48TH STREET POMPANO BEACH FL 33073 Group: 63669001 Invoice: 15988048 Billed: 05/19/07 Due: 06/01/07 Pays To: 07/01/07 2322 B1ueCross BlueShield of Florida • M Independent Licensee d the Blue Gose end Blue Shied Aeeodalion YOUR BILL MUST BE PAID ON OR BEFORE THE DUE DATE Dist Group Invoice Due Billed Amount LGQ 63669001 15988048 060107 32,378.45 Paid Amount: GROUP INVOICE KEEP THIS FOR YOUR RECORDS CjM Indyrdre Licensee al the Blue Cross and Blue ShieldMeodYion B1ueCross BlueShield of Florida Page: Route: Dist: GROUP BILLING SUMMARY FOR 06/01/07 A. ROSTER TOTAL 32,960.09 B. MEMBER ADJUSTMENTS 581.64- C. PRIOR BALANCE .00 D. AMOUNT DUE 32,378.45 E. LESS DELETIONS S F. ADJUSTED AMOUNT DUE $ LGQ 2 B1RBC01I RG141392 - 003922 - 002 OF 003 BlueCross BlueShield of Florida e M lndepenaeM tmneas d ur An cae. ndsuwanwa .um 2322 Includes any additional Insurance Coverages, where applicable (shown under "Other "). offered through Florida Combined Life Insurance Company, Inc MSG INSURED .: CODE,- NAME AIKEN GASTON AMPARO GERMAN ANGILOT JULIAN BAILEY EARCEL D BAPTISTE RIVIL BARNARD HARRY E BARRENECHE JUAN J BARRETT TERRANCE BENJAMIN LEM BERMUDEZ JACQUELINE BROWN RICHARD BROWN TODD M BURNLEY TREVOR CAMERON BYRON W CASTILLO RENE L 1" CASTILLO RENE L CATEURA EDILBERTO CESPEDES DAVID DIAZ JORGE L DOMINGUEZ ALBERT A DORAH AARON DUMAIS RICHARD R ;FERNANDEZ LEYANI 'FERNANDEZ YAMILE .FULMORE JAMES GAYLE DENROY M GAYLE ROBERT S GONZALEZ JULIO R GOULBOURN DENIS HEITZLER MICHAEL B ,HERNANDEZ LUIS MEWLING CLIVE HOLCOMBE EARNEST L HOLNESS OMAR R HUNT TRISTON J IAFRATE REMO JIMENEZ HECTOR M JOHNSON TARON LEON THOMAS H LIBERTI II NELSON A LIMA DANIEL A LOUVIERRE JERRY J LOVE JIMMIE L MACCENAT OSPAUL MALEK THOMAS A MANCINI DAVID A MCDUFFIE JAMES F MCINNIS URIAH MENDOZA JOSE r MENDOZA JOSEPH H MILIAN FELIX V MILLER TREVOR H MONTESINO JUAN C 1 4 iNSURI D •EMPLOYEE. . NUM$1 R SSNJALT NUMBER GROUP INVOICE Page: 3 RIC -MAN INTERNIJIONAL INC Group: 63669001 Invoice: 159880 48 Billed: 05/19/07 Due: 06/01/07 Dist: LGQ Pays To: 07/01/07 PKG COV 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 01 011 01 01 011 011 011 01 01 011 01 011 01 01 011 02 01 01 07 01 01 02 04 01 01 06 01 01 01' 01 01. 01 02 01 02, 01 01' 01 01 01 01 06 01 01 02 02 01 02 061 01 07 01 011 041 02 01 0 7' 04 01 01 02 01 01 06 01 01 01 01 HEALTH{ ! CLAs$ onmx 923.42 290.82 290.82 604.85 290.82 290.82 923.42 549.60 290.82 290.82 549.60 290.82 290.82 290.82 290.82 290.82 290.82 923.42 290.82 923.42 290.82 290.82 290.82 290.82 290.82 290.82 549.60 290.82 290.82 923.42 923.42 290.82 923.42 549.60 290.82 604.85 290.82 290.82 549.60 923.42 290.82 604.85 549.60 290.82 290.82 923.42 290.82 290.82 549.60 290.82 290.82 290.82 290.82 ( .00 .00 .00 .00 .00 .00 .00, .00 .00 .00 .00 .00 .00 .00 .00 .00 .00 .00. .00 .00 . 00 .00i .00' .001 .001 .001 .001 .001 .00; .00! .001 .001 . 001 .00 . 00, .001 .▪ 00 . 001 .00; .001 .00i .00' 001 .00 .00 .00 .00 .00 .00 .00 . 00 TOTAL. 923.42 290.82 290.82 604.85 290.82 290.82 923.42 549.60 290.82 290.82 549.60 290.82 290.82 290.82 290.82 290.82 290.82 -923.42 -290.82 923.42 290.82 290.82 .,290 .82 290.82 290.82 290.82 549.60 290.82 290.82 923.42 923.42 290.82 923.42 549.60 290.82 604.85 290.82 290.82 549.60 923.42 290.82 604.85 549.60 290.82 290.82 923.42 290.82 290.82 549.60 290.82 290.82 290.82 290.82 0 An Independent Licensee of the Blue Cress and Blue Shield Association BlueCross B1ueShield of Florida 2322 Includes any additional Insurance Coverages, where applicable (shown under "Other "). offered through* Florida Combined Life Insurance Company, Inc. MSG .INSURED - CODE NAME INSURED GROUP INVOICE Page: 4 RIC -MAN INTERNATIONAL INC Group: 63669001 Invoice: 159880 48 Billed: 05/19/07 Due: 06/01/07 Dist: LGQ Pays To: 07/01/07 EMPLOYEE. PKG COY HEALTH. CLASS OTHER TOTAL SSN/ALT NUMIIER NUMBER MOREAU DIDIER 01 01 290.82 .00 290.82 NACE EILEEN A 01 01 290.82 .00 290.82 NACE JOSEPH 01 01, 290.82 .00 290.82 NAJARRO ORLANDO B 01 04 549.60 .00 549.60 NESTOR ST -LOUIS 01 011 290.82 .00 290.82 ORTIZ HAMILL 01 01'' 290.82 .00 290.82 PALMER BRENTON 01 01; 290.82 .00 290.82 PEREZ FRANCISCO G 01 01 290.82 .00 290.82 PERKINS ADAM M 01 04 549.60 .00 549.60 REYES NEFTALI 1, 01 02' 923.42 .00 923.42 RODRIQUEZ ERNESTO 01 02' 923.42 .00 923.42 ROSSI RONALD A 01 01 290.82 .00 290.82 SANCHEZ JAVIER 01 01 290.82 .00 290.82 SMITH LARRY E 01 07' 604.85 .00. 604.85 SMITH NATHANIEL D 01 01 290.82 .00' 290.82 ?"STEPHENSON NEVILLE G 01 01: 290.82 .00 290.82 JANDERLIP ROGER P 01 01' 290.82 .00 290.82 WASHINGTON EVLYSTA 01 01 290.82 .00 290.82 WATSON MICHAEL 01 01 290.82 .00 290.82 WICHERT GERALD M 01 07' 604.85 .00 604.85 WILLIAMS MARK A 01 01. 290.82 .00, 290.82 WILLIAMS WAYNE A 01 01. 290.82 .00 290.82 WOOLEY WARRICK 01 01. 290.82 .00 290.82 TOTAL DUE THIS PERIOD .... ' 32,960.09 00 32,960.09 NUMBER BILLED FOR THIS PERIOD 1 -PERSON FAMILY 2 -PERSON EMP-CHLDRN EMP -SPOUSE OTHER PKG 01 BLUEOPTIONS 51 11 0 9 5 0 TOTAL COVERAGE COUNTS 51 11 0 9 5 0 TOTAL MEMBER COUNTS 51 46 0 23 10 *MEMBER AD4UST'MENTS* ******* ** ********* ADDITIONS: EFF DATE CESPEDES DAVID 050107 01 02: 923.42 .00 923.42 FERNANDEZ LEYANI 050107 01 01 290.82 .00 290.82 DELETIONS: BARNARD SHAUN A JONES JOHN JONES JOSEPH P MALONE REGINALD 050107 050107 050107 050107 01 01 01 02' 01 01 01 01 290.82- 923.42- 290.82- 290.82- .00 .00 .00 .00 290.82- 923.42- 290.82- 290.82- Rn1 a 14Q9-nn'AQ77 nen ()P nn4 MSG CODE BIueCross BIueShield of Florida vk\® M Indeparidonl tloenaee I hO tion 2322 Includes any additional Insurance Coverages, where applicable (shown under "Other'). offered through Florida Combined Life Insurance Company, Inc. INSURED NAME TOTAL: ADDITIONS CHANGES DELETIONS TOTAL GRP ADJUSTMENTS * * * PRIVACY ALERT INSURED SSNIALT NUMBER GROUP INVOICE Page: 5 RIC -MAN INTERNATIONAL INC Group: 63669001 Invoice: 15988048 Billed: 05/19/07 Due: 06/01/07 Dist: LGQ Pays To: 07/01/07 EMPLOYEE PKG COV I-iEALTH CLASS OTHER TOTAL NUMBER k** NET MEMS R ADJUSTMENTS *** 1,214.24 .00 1,214.24 .00 .00 .00 1,795.88- .00 1,795.88- 1581.64- .00 581.64 - IS FOR GROUP EMPLOYER USE ONLY PRIVACY ALERT *** THIS INFORMATION VISION ONE DISCOUNT PROGRAM Administered by Cole Managed Vision, Inc. 1-800-793-8622 (Mon. — Fri. 9am-9pm & Sat. 9am-5pm) www.cmvc.com- when Plan number requested enter — '47058' Discount Schedule Effective 1/1/2002 .Franies: - Priced up to $ 60.99 Retail Priced from $ 61.00 to $ 80.99 Retail Stivhigs- • -- L Ma*MUM MeMbOr . Cost - $ 25.00 60% $ 35,00 55% Priced from $ 81.00 to $ 100.99 $ 45.00 55% Retail Priced from $ 101.00 and over 65% 35% Lenses (Uncoated plastic) Single Vision Bifocal Trifocal Lenticular $ 30.00 50% $ 50.00 45% $ 60.00 60% $100.00 50% Lens OPtiOus (Add to lens prices 1 above) :•.•• 1 Standard. Progressive (no -line $ 50.00 bifocal) Polycarbonate , -*Scratch Resistant Coating Anti -Reflective Coating Ultraviolet Coating Solid Tint Gradient Tint Photo chromic Glass Eye ExaMinitlons Spectacle- Maximum = $ 35 Contact- $ 10 off normal fee Contact Lenses' 25% $ 30.00 45% $ 12.00 1 40% -L $ 35.00 $ 12.00 30% 40;A; $ 8.00 45% $ 8.00 t 45% $ 30.00 55% $ 15.00 60% 20% 20% Discount from regular retail prices. 10% discount on disposables. All Materials (Sunglasses, accessories, etc,) 20% 20% Discount from regular retail prices. Discount locations: Sears, ICPenney, Burdines & Target optical departments, Pearle Vision centers & other independent vision care professionals. Additional information can be found by contacting at Cole Managed Vision 1-800-793-8622 or www.cmvc.com. TRUVISION Laser Vision Corrective Services 1-877-747-2020 (Mon. — Sat. 9am — 9pm) www.truvisioninc.com This program offers laser vision corrective services to members by participating LASIK providers at $895.00 per eye. Follow this process for scheduling an appointment: • Contact TruVision 1-877-747-2020 to schedule a preoperative exam or for a free telephone screening. • Members must make a down payment to TruVision to schedule the preoperative exam. This fee is fully refundable up to the date of surgery, should the member decide not to undergo the surgical procedure. • TruVision offers 100% patient financing upon approved credit with no payment due in the first six months. • A comprehensive eye exam, pre and post-operative care and an enhancement warranty are included in the price of the procedures. R110703 PARTICIPANT RECORD r- Ric -Man International, Inc. 401(k) Profit Sharing Plan Grout) Number 017669 Social Security Number 11 1 ..NERAL INFORMATION Please Print or Type Last Employee Mr. Name Mrs. Mailing Address City I Date of I Birth CONTRIBUTIONS Ms. Miss. Marital Status (M or S) State Date of I Hire Hartford Life Insurance Company II'DlRetirement Plan Solutions P.O. Box 1583 Hartford, CT 06144-1583 Location Code (Plan Sponsor Use Only) First I I I Zip I Date of I Eligibility M.I. A. I wish to havel % of my Before -Tax pay deducted each payroll period_ (Must be a whole percentage, 1% - I00%.) B. E i do not wish to contribute to the Plan at this time. (Your contributions are subject to the limits under the Plan and the Internal Revenue Code, including if eligible, the Plan's Catch-up contribution limit. Any amounts deferred in excess of any limit under the plan will be treated as catch up contributions to the maximum extent allowed under the Interna] Revenue Code.) C. 1 have a previous retirement account 1 would like to rollover into this plan. (Please complete the enclosed Rollover Submission Form.) r.^ INVESTMENT ELECTION I understand that the Plan Sponsor has directed my existing accumulated account balance (if any) under the Plan to be transferred to ' trtford Life and invested in one or more of the funds below as specified by the Plan Sponsor. I elect to have my future contributions cated based on my selections below. (Must total 100% - Whole percentages only.) (For more information, contact your Plan Sponsor.) T. Rowe Price Small Cap Stock Inv Opt - 2R Franklin Small -Mid Cap Growth Inv Opt - 2V T. Rowe Price Mid Cap Growth Inv Opt - 2K Hartford Stock HLS Inv Opt - 1E American Century Value Inv Opt - 2P Mutual Shares Inv Opt - 2W Hartford Disciplined Equity HLS Inv Opt - 3Q Hartford Index HLS Inv Opt - 1A Hartford Advisers HLS Inv Opt - 1L Hartford Bond HLS Inv Opt - 1B Hartford Mortgage Securities HLS Inv Opt - 11) Hartford Money Market HLS Inv Opt - 1G T. Rowe Price Personal Strategy Growth Inv Opt - 2N T. Rowe Price Personal Strategy Balanced Inv Opt - 2.144 T. Rowe Price Personal Strategy Income Inv Opt - 2L Fixed Account - 10 SALARY REDUCTION AGREEMENT - 401(k) Plans By execution of this document, the Employee authorizes and the Employer agrees that any Before -Tax Contributions indicated above be made by reducing the Employee's salary. This agreement shall continue in effect only while employment with the Employer continues or until it is altered in accordance to your Plan provisions. The Employer reserves the right to make adjustments to the percentage of the Employee's Before -Tax Contributions in order to ensure the Plan's compliance with the Internal Revenue Code Section 401(k)/401(m). SIGNATURES I understand that these elections will be effective as soon as administratively feasible. 1 understand that the investment options are offered under a group annuity contract issued by Hartford Life Insurance Company. With the exception of the Fixed Account, 1 understand that the value of my Plan account under this contract is variable, is not guaranteed, and is subject to the investment experience of the various investment options 1 have selected. Employee Signature Date This document has been received and accepted by the Plan Administrator. Plan Administrator Signature Date 45 5!99 Proiect Manual 00400 BID/TENDER FORM ITB #: 31e • c, (Cn kodLorykk, City of Miami Beach, Florida 1700 Convention Center Drive Miami Beach, Florida 33139 Submitted: - as • v-) Date The undersigned, as Bidder, hereby declares that the only persons interested in this bid as principal are named herein and that no person other than herein mentioned has any interest in this bid or in the Contract to be entered into; that this bid is made without connection with any other person, firm, or parties making a bid; and that it is, in all respects, made fairly and in good faith without collusion or fraud. The Bidder further declares that it has examined the Contract Documents and all addenda thereto furnished before the opening of the bids, as acknowledged below; and that it has satisfied itself about the Work to be performed; and all other required information with the bid; and that this bid is submitted voluntarily and willingly. The Bidder agrees, if this bid is accepted, to contract with the City, a political subdivision of the State of Florida, pursuant to the terms and conditions of the Contract Documents and to furnish all necessary materials, equipment, machinery, tools, apparatus, means of transportation, and all labor necessary to construct and complete within the time limits specified the Work covered by the Contract Documents for the Project entitled: ITB#: �.S- .o - Otp `Ol The Bidder also agrees to furnish the required Performance Bond and Payment Bond or alternative form of security, if permitted by the City, each for not less than the total bid price, and to furnish the required Certificate(s) of Insurance. The undersigned further agrees that the bid guaranty accompanying the bid shall be forfeited if Bidder fails to execute said Contract, or fails to furnish the required Performance Bond and Payment Bond, or fails to furnish the required Certificate(s) of Insurance within seven (7) calendar days after being notified of the award of the Contract. Page 64 City of Miami Beach May 2007 Project Manual In the event of arithmetical errors, the Bidder agrees that these errors are errors which may be corrected by the City. Acknowledgment is hereby made of the following addenda (identified by number) received since issuance of the Project Manual: Addendum Number a The Bidder shall acknowledge this bid by signing and completing the spaces provided below. Name of Bidder: Q.'C.- M� %r \(Nk (103-.% (Srk,\ City/State/Zip: MPOkr 0 d &0.c F 3301 3 Telephone No.: Q5q' t -%a ko • ‘OLIa Social Security No. or Federal Dun and Bradstreet No.: (if applicable) I. D. No.: 5C • a3L O S? (if applicable) Bradstreet No.: 01lQ(c.315 1 If a partnership, names and addresses of partners: May 2007 City of Miami Beach Page 65 Proiect Manual (Sign below if not incorporated) WITNESSES: (Signature) (Sign below if incorporated) CORPORATE SEAL) (Type or Print Name of Bidder) (Type or Print Name Signed Above) C:1(-- Ilan \ Atir•O.OrrA,\ (Type or Print Name of Corporation) ature and Title) presidcn.\- -,...k,., a tAcirc:,,,., (Type or Print Name Signed Above) Incorporated under the laws of the State of: c CCN', An Page 66 City of Miami Beach May 2007 Project Manual 00405 CITY OF MIAMI BEACH LICENSES' PERMITS AND FEES Pursuant to the Public Bid Disclosure Act, each license, permit or fee a Contractor will have to pay the City before or during construction or the percentage method or unit method of all licenses, permits and fees REQUIRED BY THE CITY AND PAYABLE TO THE CITY by virtue of this construction as part of the Contract is as follows: Building Permits, Public Works Permits, Zoning Permits, and Fees required by the City for Construction will be reimbursed to the Contractor by the City for the cost of the Permit/Fee only as a Reimbursable task item 01204-1001 with no marked -ups, meaning using a Adjustment Factor of 1.0000. The cost for obtaining these Permits is to be included in the Contractor's Adjustment Factor. LICENSES, PERMITS AND FEES WHICH MAY BE REQUIRED BY MIAMI-DADE COUNTY, THE STATE OF FLORIDA, STATE OR OTHER AGENCIES THAT ARE NOT INCLUDED IN THE ABOVE LIST SHALL BE REIMBURSED BY THE CITY. IT IS THE RESPONSIBILITY OF THE CONTRACTOR TO OBTAIN ALL PERMITS AND REQUIRED DOCUMENTS. 1 Occupational licenses from City of Miami Beach firms will be required to G( be submitted within fifteen (15) days of notification of intent to award. L 2 Occupational licenses will be required pursuant to Chapter 205.065 Florida Statutes. May 2007 City of Miami Beach Page 67 Proiect Manual 00407 FORM OF BID BID FORM 1 SCHEDULE OF PRICES FOR CONTRACT NUMBER ITB The Bidder hereby proposes to fumish all labor, materials, equipment, transportation, supervision, scope documentation services, as required, and facilities necessary to complete in a workmanlike manner and in accordance with the Contract Documents, all Job Order Work ordered for the compensation in accordance with the following schedule of prices: The Contractor bids three (3) adjustment factors. Two will be applied against the prices set forth in the Construction Task Catalog® (CTC). One will be for work performed during normal working hours. The second set will be for work performed during other normal hours and the third adjustment factors will be used for Non Prepriced Work Tasks.. These adjustment factors will be considered for the Term Period (12 months from date of contract award) Line 1 Normal Working Hours Construction: Contractor shall perform any or all functions called for in the Contract Documents and the individual project Detailed Scope of Work, scheduled during normal working hours in the quantities specified in individual Job Orders against this contract for the unit price sum specified in the Construction Task Catalog® (CTC) multiplied times the adjustment factor of: 1 0 s (Specify to four (4) decimal places) Line 2 Other Than Normal Working Hours Construction.: Contractor shall perform any or all functions called for in the Contract Documents and the individual project Detailed Scope of Work, scheduled during other than normal working hours in the quantities specified in individual Job Orders against this contract for the unit price sum specified in the Construction Task Catalog® (CTC) multiplied times the adjustment factor of: (Speciy to four (4) decimal places) Page 68 City of Miami Beach May 2007 Project Manual Line 3 Non Prepriced Work Tasks: Contractor shall perform any or all functions called for in the Contract Documents and the individual project Detailed Scope of Work, that are considered a Non Prepriced Work Tasks multiplied times the adjustment factor of: I U U O (Specify to four (4) decimal places) Line 4 Combined Adjustment Factor (From Line 7 on Bid Form 2) 1 . O 7 5 O (Specify to four (4) decimal places) EXAMPLE: Write the Adjustment Factor to four decimal places as the following example illustrates. 1 0 • 1 Or 9 8 9 9 9 8 9 May 2007 City of Miami Beach Page 69 Proiect Manual BID FORM 2 COMBINED ADJUSTMENT FACTOR WORKSHEET FOR CONTRACT NUMBER ITB For the purposes of determining the low bid the Contractor shall complete the following worksheet. (Specify to four (4) decimal places). 1. Normal Working Hours Construction Adjustment Factor (Found on Bid Form (1) line 1) 2. Multiply Line 1 by (.70) 3. Other Than Normal Working Hours Construction Adjustment Factor (Found on Bid Form (1) line 2) 4. Multiply Line 3 by (.20) 5. Non Prepriced Work Tasks Adjustment Factor (Found on Bid Form (1) line 3) 6. Multiply Line 5 by (.10) 7. Add lines 2+4+6 I.o 0.145i . 095? ,2( 9a, Igloo o - I 0 �.o1S (Combined Adjustment Factor) Page 70 City of Miami Beach May 2007 7 Project Manual The Bidder shall complete this Combined Adjustment Factor Worksheet and transfer the Bid Adjustment Factors, (Line 1, 3, 5,) and Final Combined Adjustment Factor (Line 7) to the space provided on the Bid Form 1 (Line 4) of this proposal. The lowest Combined Adjustment Factor will be deemed the lowest bid. The Owner reserves the right to revise all arithmetic calculations for correctness. Note: Should there exist a discrepancy in the adjustment factors bid on Bid Form (1) and Bid Form (2), Bid Form (1) shall take precedent. Contractor Name: rZ,iC, - \ kr1\-t t r1 lO nc .A Authorized Signature: Printed Name:_______%d Date: 6. A a • 0-) May 2007 City of Miami Beach Page 71 Proiect Manual 00500 SUPPLEMENT TO BID/TENDER FORM THIS COMPLETED FORM SHOULD BE SUBMITTED WITH THE BID, HOWEVER, ANY ADDITIONAL INFORMATION NOT INCLUDED IN THE SUBMITTED FORM AS DETERMINED IN THE SOLE DISCRETION OF THE CITY, SHALL BE SUBMITTED WITHIN SEVEN (7) CALENDAR DAYS OF THE CITY'S REQUEST. Page 72 City of Miami Beach May 2007 Project Manual 00520 SUPPLEMENT TO BID/TENDER FORM - NON -COLLUSION CERTIFICATE Submitted this AA day of .\ t) "W , 2007 The undersigned, as Bidder, declares that the only persons interested in this proposal are named herein; that no other person has any interest in this proposal or in the contract to which this proposal pertains; that this proposal is made without connection or arrangement with any other person; and that this proposal is in every respect fair and made in good faith, without collusion or fraud. The Bidder agrees if this proposal is accepted, to execute an appropriate City of Miami Beach document for the purpose of establishing a formal contractual relationship between the Bidder and the City of Miami Beach, Florida, for the performance of all requirements to which the Bid pertains. The Bidder states that this proposal is based upon the documents identified by the following number: Bid No. 3(0 • CAR (01 . SIGNATURE PRINTED NAME C..1).14C-4 TITLE (IF CORPORATION) May 2007 City of Miami Beach Page 73 Proiect Manual 00530 SUPPLEMENT TO BID/TENDER FORM - DRUG FREE WORKPLACE CERTIFICATION The undersigned Bidder hereby certified that it will provide a drug-free workplace program by: (1) Publishing a statement notifying its employees that the unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance is prohibited in the offer or's workplace, and specifying the actions that will be taken against employees for violations of such prohibition; (2) Establishing a continuing drug-free awareness program to inform its employees about: (i) The dangers of drug abuse in the workplace; (ii) The Bidder's policy of maintaining a drug-free workplace; (iii) Any available drug counseling, rehabilitation, and employee assistance programs; and (iv) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace. (3) Giving all employees engaged in performance of the Contract a copy of the statement required by subparagraph (1). (4) Notifying all employees, in writing, of the statement required by subparagraph (1), that as a condition of employment on a covered Contract, the employee shall: (5) (i) Abide by the terms of the statement; and (ii) Notify the employer in writing of the employee's conviction under a criminal drug statute for a violation occurring in the workplace no later than five (5) calendar days after such conviction; _ Notifying City government in writing within ten (10) calendar days after receiving notice under subdivision (4) (ii) above, from an employee or otherwise receiving actual notice of such conviction. The notice shall include the position title of the employee. (6) Within thirty (30) calendar days after receiving notice under subparagraph (4) of a conviction, taking one of the following actions with respect to an employee who is convicted of a drug abuse violation occurring in the workplace: (i) Taking appropriate personnel action against such employee, up to and including termination; or Page 74 City of Miami Beach May 2007 (7) Project Manual (ii) Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation program approved for such purposes by a federal, state, or local health, law enforcement, or other appropriate agency; and Making a good faith effort to maintain a drug-free workplace program through implementation of subparagraphs (1) through (6). STATE OF C \O r' Ct. COUNTY OF 2)r0t ock rr The foregoing instrument was acknowledged before me this a day of, SUl op 20,t)2, LAc-'c\n1 as Jr- (title) of V? A( - 1iIn4.n 1 r1AcgcncLAWna,1 (name of person whose signature is being notarized) (name of corporation/company), known to me to be the person described herein, or who produced as identitication, and who did/did not take an oath. (Bidder Signature) (Print Vendor Name) NOTARY PUBLIC: (nature) NOTARY PUBLIC -STATE OF FLORIDA ""'"• Eileen A. Nace Commission # DD570593 %,•,,,,,,• Expires: AUG. 16, 2010 BONDED THRU ATLANTIC BONDING CO., INC. /-4-tri(//4/(he My commission expires: May 2007 City of Miami Beach Page 75 Proiect Manual 00540 SUPPLEMENT TO BID/TENDER FORM -TRENCH SAFETY ACT On October 1, 1990 House Bill 3181, known as the Trench Safety Act became law. This incorporates the Occupational Safety & Health Administration (OSHA) revised excavation safety standards, citation 29 CFR.S.1926.650, as Florida's own standards. The Bidder, by virtue of the signature below, affirms that the Bidder is aware of this Act, and will comply with all applicable trench safety standards. Such assurance shall be legally binding on all persons employed by the Bidder and subcontractors. The Bidder is also obligated to identify the anticipated method and cost of compliance with the applicable trench safety standards. BIDDER ACKNOWLEDGES THAT INCLUDED IN THE ADJUSTMENT FACTORS OF THE PROPOSAL ARE COSTS FOR COMPLYING WITH THE FLORIDA TRENCH SAFETY ACT. IN ORDER TO BE CONSIDERED RESPONSIVE. THE BIDDER MUST COMPLETE, THIS FORM. SIGN AND SUBMIT IT WITH THEIR BID DOCUMENT. -ACVA. Nam- of Bidder uthorized Signa u e of Bidder A Page 76 City of Miami Beach May 2007 Project Manual 00500 RECYCLED CONTENT INFORMATION In support of the Florida Waste Management Law, Bidders are encouraged to supply with their bid, any information available regarding recycled material content in the products bid. The City is particularly interested in the type of recycled material used (such as paper, plastic, glass, metal, etc.); and the percentage of recycled material contained in the product. The City also requests information regarding any known or potential material content in the product that may be extracted and recycled after the product has served its intended purpose. May 2007 City of Miami Beach Page 77 THE AMERICAN INSTITUTE OF ARCHITECTS AIA DOCUMENT A310 Bid Bond KNOW ALL MEN BY THESE PRESENTS, that we Ric -Man International, Inc. 2601 N.W. 48th Street, Pompano Beach, FL 33073 as Principal, hereinafter called the Principal, and Liberty Mutual Insurance Company Boston, Massachusetts A Corporation duly organized under the laws of the State of MA as Surety, Hereinafter called the Surety, are held and firmly bound unto City of Miami Beach as Obligee, hereinafter called the Obligee, in the sum of Twenty -Five Thousand and 00/100 Dollars ($25,000.00), for the payment of which sum well and truly to be made, the said Principal and the said Surety, bind ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firmly by these presents. WHEREAS, the Principal has submitted a bid: H407135CAF — Off site sanitary sewer force main & water main For the North Andrews Gardens Neighborhood Improvement Project BP No. 9 NOW, THEREFORE, if the Obligee shall accept the bid of the Principal and the Principal shall enter into a Contract with the Obligee in accordance with the terms of such bid, and give such bond or bonds as may be specified in the bidding or Contract Documents with good and sufficient surety for the faithful performance of such Contract and for the prompt payment of labor and material furnished in the prosecution thereof, or in the event of the failure of the Principal to enter such Contract and give such bond or bonds, if the Principal shall pay to the Obligee the difference not to exceed the penalty hereof between the amount specified in said bid and such larger amount for which the Obligee may in good faith contract with another party to perform the work covered by said bid, then this obligation shall be null and void, otherwise to remain in full force and effect. Signed and sealed this 15th #4 (Witness) (Witness) day of June 2007 Ric -Man International. Inc. (Principal) (Seal) (Title) Liberty Mutual Insurance Comoanv (Title) Arlene M. Touzi, Attorney -in -Fact AIA Document A310 •BID BOND. AIA •February 1970 ED •THE AMERICAN INSTITUTE OF ARCHITECTS. THIS POWER OF ATTORNEY IS NOT VALID UNLESS IT IS PRINTED ON RED BACKGROUND. This Power of Attorney limits the acts of those named herein, and they have no authority to bind the Company except in the manner and to the extent herein stated. 2101372 LIBERTY MUTUAL INSURANCE COMPANY BOSTON, MASSACHUSETTS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS: That Liberty Mutual Insurance Company (the "Company"), a Massachusetts stock insurance company, pursuant to and by authority of the By-law and Authorization hereinafter set forth, does hereby name, constitute and appoint ARLENE M. TOUZI, KAREN C. BRODE, DAVID D. FISCHER, BRENDA AN HUNT, ALL OF THE CITY OF TROY, STATE OF MICHIGAN , each individually if there be more than one named, its true and lawful attorney-in-fact to make, execute, seal, acknowledge and deliver, for and on its behalf as surety and as its act and "deed, anv and all undertakings, bonds, recognizances and other surety obligations in, the penal sum not exceeding TWENTY FIVE MILLION AND 00/100**"**************** DOLLARS ($ 251000",000.00***** ) each, and the execution of such undertakings, bonds, recognizances and other surety obligations, in pursuance of these presents, shall be as binding upon the Company as if they had been duly signed by the president and attested by the secretary of the Company in their own proper persons. That this power is made and executed pursuant to and by authority of the following By-law and Authorization: ARTICLE XIII - Execution of Contracts: Section 5. Surety Bonds and Undertakings. Any officer of the Company authorized for that purpose in writing by the chairman or the president, and subject to such limitations as the chairman or the president may prescribe, shall appoint such attorneys -in -fact, as may be necessary to act in behalf of the Company to make, co execute, seal, acknowledge and deliver as surety any and all undertakings, bonds, recognizances and other surety obligations. Such 'a attorneys -in -fact, subject to the limitations set forth in their respective powers of attorney, shall have full power to bind the Company by their co o signature and execution of any such instruments and to attach thereto the seal of the Company. When so executed such instruments shall be co was binding as if signed by the president and attested by the secretary. c 7,3 •C • • a .0 d By the following instrument the chairman or the president has authorized the officer or other official named therein to appoint attorneys -in -fact: W co 4-, C c Pursuant to Article XIII, Section 5 of the By -Laws, Gamet W. Elliott, Assistant Secretary of Liberty Mutual Insurance Company, is hereby co authorized to appoint such attorneys -in -fact as may be necessary to act in behalf of the Company to make, execute, seal, acknowledge and_c :It as •E 3 deliver as surety any and all undertakings, bonds, recognizances and other surety obligations. 0 L o V I— w S1 That the By-law and the Authorization set forth above are true copies thereof and are now in full force and effect. d W d > IN WITNESS WHEREOF, this Power of Attorney has been subscribed by an authorized officer or official of the Company and the corporate seal of E E Liberty Mutual Insurance Company has been affixed thereto in Plymouth Meeting, Pennsylvania this 6th day of March , = C 1 2007 a O, . C ie•ci `� LIBERTY MUTUAL INSURANCE COMPANY a C42 1= ' By(a-2,,.-4- /4/-a. c E Garnet W. Elliott, Assistant Secretary co o y COMMONWEALTH OF PENNSYLVANIA ss' ~ .t. C 0) d COUNTY OF MONTGOMERY C _ t -, On this 6th day of March , 2007 before me, a Notary Public, personally came Qarnet W. Elliott, to me known, and acknowledged :' d o •c that he is an Assistant Secretary of Liberty Mutual Insurance Company; that he knows the seal of said corporation; and that he executed the above ... _f• Power of Attorney and affixed the corporate seal of Liberty Mutual Insurance Company thereto with the authority and at the direction of said corporation. Iii w O IN TESTIMONY WH - . nA' r unto subscribed my name and affixed my notarial seal at Plymouth Meeting, Pennsylvania, on the day and year .c N 17 )ft •-- v first above written.�v`` > y , t9 �" '; NWEAiTH"OF PENNSYLVANIA E N 15 13-, Tema Postale, Notedy c By 'ii -T4\-6,14 iltdisf-)c coo Z V Ptya+ottShTwp., Moritp nary Canty My Mer 28, a - Teresa Pasteila, Notary Publlc v _ aa�nww. r*rmrnyan nteociatWn of Nota 6" - _ _ 0 V CERTIFICATE ,° I" `- I, the undersigned, Assistan cretary of Liberty Mutual Insurance Company; do hereby certify that the original power of attorney of which the foregoing is a full, true and correct copy, is in full force and effect on the date of this certificate; and I do further certify that the officer or official who executed the said power of attorney is an Assistant Secretary specially authorized by the chairman or the president to appoint attorneys -in -fact as provided in Article XIII, Section 5 of the By-laws of Liberty Mutual Insurance Company. This certificate and the above power of attorney may be signed by facsimile or mechanically reproduced signatures under and by authority of the following vote of the board of directors of Liberty Mutual Insurance Company at a meeting duly called and held on the 12th day of March, 1980. VOTED that the facsimile or mechanically reproduced signature of any assistant secretary of the company, wherever appearing upon a certified copy of any power of attorney issued by the company in connection with surety bonds, shall be valid and binding upon the company with the same force and effect as though manually affixed. IN TESI1 1QNY WHEREOF, I have hereunto subscribed my name and affixed the corporate seal of the said company, this ByQ��'er�r� ./r David M. Carey, Ass' 't Secretary day of